0000899243-18-001567.txt : 20180119 0000899243-18-001567.hdr.sgml : 20180119 20180119191442 ACCESSION NUMBER: 0000899243-18-001567 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20180117 FILED AS OF DATE: 20180119 DATE AS OF CHANGE: 20180119 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: NEWMAN REGINALD B II CENTRAL INDEX KEY: 0001034049 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00235 FILM NUMBER: 18538497 MAIL ADDRESS: STREET 1: PRIOR AVIATION SERVICE INC. STREET 2: 50 NORTH AIRPORT DRIVE CITY: BUFFALO STATE: NY ZIP: 14225 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: RAND CAPITAL CORP CENTRAL INDEX KEY: 0000081955 IRS NUMBER: 160961359 STATE OF INCORPORATION: NY FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 BUSINESS PHONE: 7168530802 MAIL ADDRESS: STREET 1: 2200 RAND BUILDING CITY: BUFFALO STATE: NY ZIP: 14203 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2018-01-17 0 0000081955 RAND CAPITAL CORP RAND 0001034049 NEWMAN REGINALD B II C/O 2200 RAND BUILDING BUFFALO NY 14203 1 0 0 0 Common Stock 2018-01-17 4 P 0 10000 2.75 A 150000 D Common Stock 2018-01-18 4 P 0 10000 2.75 A 160000 D /s/ Daniel P. Penberthy (Attorney-In-Fact) 2018-01-19