-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, SLUR/EVBSsHJGuxiGf+DCPB/Sna6EzCdzmNVlMRl/ReCbCVak+kUq4NQIrx/yWsK Yt+WMmcD2oDfiSO4X82olA== 0000947871-01-000001.txt : 20010122 0000947871-01-000001.hdr.sgml : 20010122 ACCESSION NUMBER: 0000947871-01-000001 CONFORMED SUBMISSION TYPE: SC 13G PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20010103 GROUP MEMBERS: PAUL TUDOR JONES, II GROUP MEMBERS: THE ALTAR ROCK FUND L.P. GROUP MEMBERS: THE RAPTOR GLOBAL PORTFOLIO LTD. GROUP MEMBERS: THE TUDOR BVI GLOBAL PORTFOLIO LTD. GROUP MEMBERS: TUDOR INVESTMENT CORP ET AL GROUP MEMBERS: TUDOR INVESTMENT CORPORATION GROUP MEMBERS: TUDOR PROPRIETARY TRADING, L.L.C. SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: READ RITE CORP /DE/ CENTRAL INDEX KEY: 0000819480 STANDARD INDUSTRIAL CLASSIFICATION: ELECTRONIC COMPONENTS, NEC [3679] IRS NUMBER: 942770690 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: SC 13G SEC ACT: SEC FILE NUMBER: 005-42008 FILM NUMBER: 1501174 BUSINESS ADDRESS: STREET 1: 345 LOS COCHES ST CITY: MILPITAS STATE: CA ZIP: 95035 BUSINESS PHONE: 4082626700 MAIL ADDRESS: STREET 1: 345 LOS COCHES STREET CITY: MILPITAS STATE: CA ZIP: 95035 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: TUDOR INVESTMENT CORP ET AL CENTRAL INDEX KEY: 0000923093 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13G BUSINESS ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 MAIL ADDRESS: STREET 1: ONE LIBERTY PLAZA STREET 2: 51ST FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 SC 13G 1 0001.txt SCHEDULE 13G SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 SCHEDULE 13G Under the Securities Exchange Act of 1934 (Amendment No. )* Read-Rite Corporation - -------------------------------------------------------------------------------- (Name of Issuer) COMMON STOCK - -------------------------------------------------------------------------------- (Title of Class of Securities) 755246105 - -------------------------------------------------------------------------------- (CUSIP Number) Check the appropriate box to designate the rule pursuant to which this Schedule is filed: |_| Rule 13d-1(b) |X| Rule 13d-1(c) |_| Rule 13d-1(d) * The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter the disclosures provided in a prior cover page. The information required in the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). Page 1 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Investment Corporation -------------------------------------------------------------------- 22-2514825 -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 2,954,959 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 2,954,959 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,954,959 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 4.8% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 2 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Paul Tudor Jones, II -------------------------------------------------------------------- -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization USA - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 3,136,950 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 3,136,950 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 3,136,950 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 5.1% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) IN - -------------------------------------------------------------------------------- Page 3 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person Tudor Proprietary Trading, L.L.C. -------------------------------------------------------------------- 13-3720063 -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 181,991 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 181,991 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 181,991 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.3% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) OO - -------------------------------------------------------------------------------- Page 4 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Tudor BVI Global Portfolio Ltd. -------------------------------------------------------------------- -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 743,422 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 743,422 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 743,422 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 1.2% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 5 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Altar Rock Fund L.P. -------------------------------------------------------------------- 06-1558414 -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Delaware - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 11,118 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 11,118 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 11,118 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 0.0% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) PN - -------------------------------------------------------------------------------- Page 6 CUSIP No. 755246105 - -------------------------------------------------------------------------------- 1) Names of Reporting Person S.S. or I.R.S. Identification No. of Above Person The Raptor Global Portfolio Ltd. -------------------------------------------------------------------- 98-0211544 -------------------------------------------------------------------- - -------------------------------------------------------------------------------- 2) Check the Appropriate Box if a Member of a Group (See Instructions) (a) ---------------------------------------------------------------- (b) X ---------------------------------------------------------------- - -------------------------------------------------------------------------------- 3) SEC Use Only -------------------------------------------------------- - -------------------------------------------------------------------------------- 4) Citizenship or Place of Organization Cayman Islands - -------------------------------------------------------------------------------- (5) Sole Voting Power 0 Number of Shares -------------------------------------------------------- Beneficially (6) Shared Voting Power 2,200,419 Owned by Each -------------------------------------------------------- Reporting Person (7) Sole Dispositive Power 0 With -------------------------------------------------------- (8) Shared Dispositive Power 2,200,419 - -------------------------------------------------------------------------------- 9) Aggregate Amount Beneficially Owned by Each Reporting Person 2,200,419 - -------------------------------------------------------------------------------- 10) Check if the Aggregate Amount in Row (9) Excludes Certain Shares (See Instructions) - ------------------------------------------------------------------------------- 11) Percent of Class Represented by Amount in Row 9 3.5% - -------------------------------------------------------------------------------- 12) Type of Reporting Person (See Instructions) CO - -------------------------------------------------------------------------------- Page 7 Item 1(a). Name of Issuer: Read-Rite Corporation Item 1(b). Address of Issuer's Principal Executive Offices: 345 Los Coches Street Milpitas, CA 95035 Item 2(a). Name of Person Filing: Tudor Investment Corporation ("TIC") Paul Tudor Jones, II Tudor Proprietary Trading, L.L.C. ("TPT") The Tudor BVI Global Portfolio Ltd. ("BVI Portfolio") The Raptor Global Portfolio Ltd. ("Raptor Portfolio") The Altar Rock Fund L.P. ("Altar Rock") Item 2(b). Address of Principal Business Office or, if none, Residence: The principal business office of each of TIC, Altar Rock and TPT is: 1275 King Street Greenwich, CT 06831 The principal business office of Mr. Jones is: c/o Tudor Investment Corporation 1275 King Street Greenwich, CT 06831 The principal business office of each of Raptor Portfolio and BVI Portfolio is: c/o CITCO Kaya Flamboyan 9 Curacao, Netherlands Antilles Item 2(c). Citizenship: TIC is a Delaware corporation Mr. Jones is a citizen of the United States Altar Rock is a Delaware limited partnership TPT is a Delaware limited liability company Raptor Portfolio and BVI Portfolio are companies organized under the laws of the Cayman Islands Item 2(d). Title of Class of Securities: Common Stock Item 2(e). CUSIP Number: 755246105 Page 8 Item 3. If this statement is filed pursuant to Rules 13d-1(b), or 13d-2(b), check whether the person filing is a: (a) [ ] Broker or Dealer registered under section 15 of the Act (b) [ ] Bank as defined in section 3(a)(6) of the Act (c) [ ] Insurance Company as defined in section 3(a)(19) of the Act (d) [ ] Investment Company registered under section 8 of the Investment Company Act (e) [ ] Investment Adviser registered under section 203 of the Investment Advisers Act of 1940 (f) [ ] Employment Benefit Plan, Pension Fund which is subject to the provisions of the Employee Retirement Income Security Act of 1974 or Endowment Fund; see section 240.13d-1(b)(1)(ii)(F) (g) [ ] Parent Holding Company, in accordance with section 240.13d-1(b)(1)(ii)(G) (Note: See Item 7) (h) [ ] Group, in accordance with section 240.13d-1(b)(1)(ii)(H) Item 4. Ownership (As of December 25, 2000). (a) Amount Beneficially Owned: See Item 9 of cover pages (b) Percent of Class: See Item 11 of cover pages (c) Number of shares as to which such person has: (i) sole power to vote or to direct the vote See Item 5 of cover pages ---------------------------------------- (ii) shared power to vote or to direct the vote See Item 6 of cover pages ---------------------------------------- (iii) sole power to dispose or to direct the disposition of See Item 7 of cover pages ---------------------------------------- (iv) shared power to dispose or to direct the disposition of See Item 8 of cover pages ---------------------------------------- The shares of Common Stock reported herein as beneficially owned are owned directly by TPT (181,991 shares), Altar Rock (11,118 shares), Raptor Portfolio (2,200,419 shares) and BVI Portfolio (743,422 shares). Because TIC is the sole general partner of Altar Rock and provides investment advisory services to Raptor Portfolio and BVI Portfolio, TIC may be deemed to beneficially own the shares of Common Stock owned by each of such Reporting Persons. TIC expressly disclaims such beneficial ownership. In addition, because Mr. Jones is the controlling shareholder of TIC and the indirect controlling equity holder of TPT, Mr. Jones may be deemed to beneficially own the shares of Common Stock deemed beneficially owned by TIC and TPT. Mr. Jones expressly disclaims such beneficial ownership. Item 5. Ownership of Five Percent or Less of a Class. Not applicable Item 6. Ownership of More than Five Percent on Behalf of Another Person. Not applicable Item 7. Identification and Classification of the Subsidiary Which Acquired the Security Being Reported on By the Parent Holding Company. Not applicable Item 8. Identification and Classification of Members of the Group. See cover pages Page 9 Item 9. Notice of Dissolution of Group. Not applicable Page 10 Item 10. Certification. By signing below I certify that, to the best of my knowledge and belief, the securities referred to above were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect. After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. Dated: January 3, 2001 TUDOR INVESTMENT CORPORATION By: /s/ Stephen N. Waldman ------------------------------------------------ Stephen N. Waldman Vice President and Associate General Counsel /s/ Paul Tudor Jones, II ---------------------------------------------------- Paul Tudor Jones, II TUDOR PROPRIETARY TRADING, L.L.C. By: /s/ Stephen N. Waldman ------------------------------------------------ Stephen N. Waldman Vice President and Associate General Counsel THE TUDOR BVI GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Sub-Investment Manager By: /s/ Stephen N. Waldman -------------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel Page 11 THE ALTAR ROCK FUND L.P. By: Tudor Investment Corporation, General Partner By: /s/ Stephen N. Waldman -------------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel THE RAPTOR GLOBAL PORTFOLIO LTD. By: Tudor Investment Corporation, Investment Advisor By: /s/ Stephen N. Waldman -------------------------------------------- Stephen N. Waldman Vice President and Associate General Counsel Page 12 -----END PRIVACY-ENHANCED MESSAGE-----