0000081909-18-000014.txt : 20180612 0000081909-18-000014.hdr.sgml : 20180612 20180612154906 ACCESSION NUMBER: 0000081909-18-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20180612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC. CENTRAL INDEX KEY: 0000081909 IRS NUMBER: 132695511 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03332 FILM NUMBER: 18894414 BUSINESS ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR STREET 2: SUITE 2924 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-248-0510 MAIL ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 20000403 FORMER COMPANY: FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 19980929 MA-I 1 primary_doc.xml MA-I 0000081909 XXXXXXXX JOSEPH KOFFER 212-378-7165 joseph.koffer@ramirezco.com joseph.koffer@ramirezco.com N N GUY K NAGAHAMA 002342960 N 1 0000081909 SAMUEL A. RAMIREZ & COMPANY, INC. SAMUEL A RAMIREZ & CO., INC. 05-31-2018 N 867-00725 SUPERVISED 05-31-2018 61 BROADWAY 29 TH FLOOR NEW YORK NY 10006 LOCATED 05-31-2018 6 BEACON ST. SUITE #500 BOSTON MA 02108 GUY KOJI K NAGAHAMA KOJI 05-2018 SAMUEL A. RAMIREZ & CO., INC. NEW YORK NY 10006 Y Y MANAGING DIRECTOR 03-2009 04-2018 JEFFERIES LLC BOSTON MA 02110 Y Y MANAGING DIRECTOR 09-2007 03-2009 DEPFA FIRST ALBANY SECURITIES, LLC 444 MADISON AVE NM 02109 N Y MANAGING DIRECTOR N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 06-06-2018 JOSEPH KOFFER CHIEF COMPLIANCE OFFICER