0000081909-18-000014.txt : 20180612
0000081909-18-000014.hdr.sgml : 20180612
20180612154906
ACCESSION NUMBER: 0000081909-18-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20180612
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC.
CENTRAL INDEX KEY: 0000081909
IRS NUMBER: 132695511
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03332
FILM NUMBER: 18894414
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
STREET 2: SUITE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-248-0510
MAIL ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 20000403
FORMER COMPANY:
FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 19980929
MA-I
1
primary_doc.xml
MA-I
0000081909
XXXXXXXX
JOSEPH KOFFER
212-378-7165
joseph.koffer@ramirezco.com
joseph.koffer@ramirezco.com
N
N
GUY
K
NAGAHAMA
002342960
N
1
0000081909
SAMUEL A. RAMIREZ & COMPANY, INC.
SAMUEL A RAMIREZ & CO., INC.
05-31-2018
N
867-00725
SUPERVISED
05-31-2018
61 BROADWAY 29 TH FLOOR
NEW YORK
NY
10006
LOCATED
05-31-2018
6 BEACON ST.
SUITE #500
BOSTON
MA
02108
GUY KOJI
K
NAGAHAMA KOJI
05-2018
SAMUEL A. RAMIREZ & CO., INC.
NEW YORK
NY
10006
Y
Y
MANAGING DIRECTOR
03-2009
04-2018
JEFFERIES LLC
BOSTON
MA
02110
Y
Y
MANAGING DIRECTOR
09-2007
03-2009
DEPFA FIRST ALBANY SECURITIES, LLC
444 MADISON AVE
NM
02109
N
Y
MANAGING DIRECTOR
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
06-06-2018
JOSEPH KOFFER
CHIEF COMPLIANCE OFFICER