0000081909-16-000014.txt : 20160920
0000081909-16-000014.hdr.sgml : 20160920
20160920153615
ACCESSION NUMBER: 0000081909-16-000014
CONFORMED SUBMISSION TYPE: MA-I
PUBLIC DOCUMENT COUNT: 1
FILED AS OF DATE: 20160920
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC.
CENTRAL INDEX KEY: 0000081909
IRS NUMBER: 132695511
STATE OF INCORPORATION: NY
FISCAL YEAR END: 0930
FILING VALUES:
FORM TYPE: MA-I
SEC ACT: 1934 Act
SEC FILE NUMBER: 868-03332
FILM NUMBER: 161893870
BUSINESS ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
STREET 2: SUITE 2924
CITY: NEW YORK
STATE: NY
ZIP: 10006
BUSINESS PHONE: 212-248-0510
MAIL ADDRESS:
STREET 1: 61 BROADWAY 29 TH FLOOR
CITY: NEW YORK
STATE: NY
ZIP: 10006
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD
DATE OF NAME CHANGE: 20020215
FORMER COMPANY:
FORMER CONFORMED NAME: RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 20000403
FORMER COMPANY:
FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD
DATE OF NAME CHANGE: 19980929
MA-I
1
primary_doc.xml
MA-I
0000081909
XXXXXXXX
JOSEPH KOFFER
212-378-7165
joseph.koffer@ramirezco.com
joseph.koffer@ramirezco.com
N
N
PATRICIA
BRIDGET
MCGRORRY
004852312
N
1
0000081909
SAMUEL A. RAMIREZ & COMPANY, INC.
08-03-2009
N
867-00725
LOCATED
08-03-2009
61 BROADWAY 29 TH FLOOR
NEW YORK
NY
10006
08-2009
SAMUEL A. RAMIREZ & CO. INC.
NEW YORK
NY
10006
Y
Y
MANAGING DIRECTOR
11-2008
08-2009
TD SECURITIES (USA), LLC
NEW YORK
NY
10019
N
Y
PUBLIC FINANCE BANKING
06-2008
11-2008
UNEMPLOYED
NEW YORK
NY
10069
N
N
UNEMPLOYED
01-2006
07-2008
UBS SECURITIES LLC
STANFORD
CT
06901
N
Y
SR ASSOC, INVESTMENT BANKING
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
N
09-19-2016
JOSEPH KOFFER
CHIEF COMPLIANCE OFFICER