0000081909-16-000014.txt : 20160920 0000081909-16-000014.hdr.sgml : 20160920 20160920153615 ACCESSION NUMBER: 0000081909-16-000014 CONFORMED SUBMISSION TYPE: MA-I PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 20160920 FILER: COMPANY DATA: COMPANY CONFORMED NAME: SAMUEL A. RAMIREZ & COMPANY, INC. CENTRAL INDEX KEY: 0000081909 IRS NUMBER: 132695511 STATE OF INCORPORATION: NY FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: MA-I SEC ACT: 1934 Act SEC FILE NUMBER: 868-03332 FILM NUMBER: 161893870 BUSINESS ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR STREET 2: SUITE 2924 CITY: NEW YORK STATE: NY ZIP: 10006 BUSINESS PHONE: 212-248-0510 MAIL ADDRESS: STREET 1: 61 BROADWAY 29 TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10006 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ SAMUEL A & CO INC /BD DATE OF NAME CHANGE: 20020215 FORMER COMPANY: FORMER CONFORMED NAME: RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 20000403 FORMER COMPANY: FORMER CONFORMED NAME: SAMUEL A RAMIREZ & CO INC /BD DATE OF NAME CHANGE: 19980929 MA-I 1 primary_doc.xml MA-I 0000081909 XXXXXXXX JOSEPH KOFFER 212-378-7165 joseph.koffer@ramirezco.com joseph.koffer@ramirezco.com N N PATRICIA BRIDGET MCGRORRY 004852312 N 1 0000081909 SAMUEL A. RAMIREZ & COMPANY, INC. 08-03-2009 N 867-00725 LOCATED 08-03-2009 61 BROADWAY 29 TH FLOOR NEW YORK NY 10006 08-2009 SAMUEL A. RAMIREZ & CO. INC. NEW YORK NY 10006 Y Y MANAGING DIRECTOR 11-2008 08-2009 TD SECURITIES (USA), LLC NEW YORK NY 10019 N Y PUBLIC FINANCE BANKING 06-2008 11-2008 UNEMPLOYED NEW YORK NY 10069 N N UNEMPLOYED 01-2006 07-2008 UBS SECURITIES LLC STANFORD CT 06901 N Y SR ASSOC, INVESTMENT BANKING N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N N 09-19-2016 JOSEPH KOFFER CHIEF COMPLIANCE OFFICER