-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, WVzWldG3yC7OaJAZAP/ewgNRTGWhzw2j7NtU3Fsi1/7m0Wmlt1HHLM0OjEPYhWhP acb1psrTMY4snH/ZWANiDg== 0001181431-11-003152.txt : 20110111 0001181431-11-003152.hdr.sgml : 20110111 20110111181225 ACCESSION NUMBER: 0001181431-11-003152 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110107 FILED AS OF DATE: 20110111 DATE AS OF CHANGE: 20110111 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ROLLAND ALAIN P PHD CENTRAL INDEX KEY: 0001198237 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 11523942 MAIL ADDRESS: STREET 1: 9373 TOWNE CENTRE DRIVE SUITE 100 CITY: SAN DIEGO STATE: CA ZIP: 92121-3088 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 4 1 rrd297404.xml ROLLAND JAN 2011 RSU WITHHOLDING AND GRANT X0303 4 2011-01-07 0 0000819050 VICAL INC VICL 0001198237 ROLLAND ALAIN P PHD 10390 PACIFIC CENTER COURT SAN DIEGO CA 92121 0 1 0 0 Exec VP, Product Development Common Stock $.01 par value 2011-01-07 4 P 0 60000 .01 A 162877 D Common Stock $.01 par value 2011-01-09 4 F 0 766 2.14 D 162111 D Common Stock $.01 par value 2011-01-11 4 F 0 4384 2.28 D 157727 D Employee Stock Option (right to buy) 2.14 2011-01-07 4 A 0 42777 0 A 2012-01-07 2021-01-06 Common Stock 42777 472777 D Nonstatutory Stock Option (right to buy) 2.14 2011-01-07 4 A 0 137223 0 A 2012-01-07 2021-01-06 Common Stock 137223 610000 D Represents shares withheld for taxes upon the release of restricted stock granted on January 9, 2009. Share were acquired pursuant to a restricted stock grant. The right to exercise the above stock options generally vests 25% on the first anniversary date of the grant, with the remaining rights vesting quarterly over the remaining three years. Represents shares withheld for taxes upon the release of restricted stock granted on January 11, 2010. This balance includes 116,250 of unvested restricted stock units. Sandy M. Medina (via Power of Attorney) 2011-01-11 -----END PRIVACY-ENHANCED MESSAGE-----