0001170316-13-000018.txt : 20130912 0001170316-13-000018.hdr.sgml : 20130912 20130912163631 ACCESSION NUMBER: 0001170316-13-000018 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20130911 FILED AS OF DATE: 20130912 DATE AS OF CHANGE: 20130912 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: VICAL INC CENTRAL INDEX KEY: 0000819050 STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836] IRS NUMBER: 930948554 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 BUSINESS PHONE: 858-646-1100 MAIL ADDRESS: STREET 1: 10390 PACIFIC CENTER COURT STREET 2: . CITY: SAN DIEGO STATE: CA ZIP: 92121-4340 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SINGER JAMES R CENTRAL INDEX KEY: 0001170316 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-21088 FILM NUMBER: 131094530 MAIL ADDRESS: STREET 1: PO BOX 7020 CITY: PORTLAND STATE: ME ZIP: 04112 4 1 primary_doc.xml PRIMARY DOCUMENT X0306 4 2013-09-11 0 0000819050 VICAL INC VICL 0001170316 SINGER JAMES R PO BOX 7020 PORTLAND ME 04112 0 0 1 0 Common Stock 2013-09-11 4 S 0 300000 1.2994 D 8870000 I By CDEF LLC James R. Singer is the sole member of CDEF LLC, a Maine Limited Liability Company. He has voting and investment control over all securities owned by CDEF LLC. See attached Exhibit 24, Power of Attorney. Benjamin W. Lund on behalf of James R. Singer 2013-09-12 EX-24 2 poa.txt POWER OF ATTORNEY poa.txt POWER OF ATTORNEY Know all by these presents, that the undersigned hereby constitutes and appoints each of Benjamin W. Lund and Cindy L. Violette, signing singly, the undersigned's true and lawful attorney-in-fact to: (1) execute for and on behalf of the undersigned, individually and in the undersigned's capacity as the sole member of CDEF LLC, a Maine Limited Liability Company, Form ID - Uniform Application for Access Codes to file on Edgar, Form 3, 4 and 5 and any other forms required to be filed by the undersigned in accordance with Section 16(a) of the Securities Exchange Act of 1934 and the rules thereunder ("a Form"); (2) do and perform any and all acts for and on behalf of the undersigned which may be necessary or desirable to complete and execute any such Form, complete and execute any amendment or amendments thereto and timely file such form with the United States Securities and Exchange Commission and any stock exchange or similar authority; and (3) take any other action of any type whatsoever in connection with the foregoing which, in the opinion of such attorney-in-fact, may be of benefit to, in the best interest of, or legally required by, the undersigned, it being understood that the documents executed by such attorney-in-fact on behalf of the undersigned pursuant to this Power of Attorney, shall be in such form and shall contain such terms and conditions as such attorney-in-fact may approve in such attorney-in-fact's discretion. The undersigned hereby grants to such attorney-in-fact full power and authority to do and perform any and every act and thing whatsoever requisite, necessary, or proper to be done in the exercise of any of the rights and powers herein granted, as fully to all intents and purposes as the undersigned might or could do if personally present, with full power of substitution or revocation hereby ratifying and confirming all that such attorney-in-fact, or attorney-in-fact's substitute or substitutes, shall lawfully do or cause to be done by virtue of this Power of Attorney and the rights and powers herein granted. The undersigned acknowledges that the foregoing attorney-in-fact, in serving in such capacity at the request of the undersigned, is not assuming any of the undersigned's responsibilities to comply with Section 16 of the Securities Exchange Act of 1934. This Power of Attorney shall remain in full force and effect until the undersigned is no longer required to file any Forms pursuant to Section 16(a) of the Securities and Exchange Act of 1934 and the rules thereunder, with respect to the undersigned's holdings of and transactions in securities issued by the Company, unless earlier revoked by the undersigned in a signed writing delivered to the foregoing attorneys-in-fact. This power of attorney is revoked upon my incapacity. This Power of Attorney does not revoke any prior Power of Attorney for financial matters I have previously executed. IN WITNESS WHEREOF, the undersigned has caused this Power of Attorney to be executed as of this 3rd day of September, 2013. /s/Lisa Galarneau /s/ James R. Singer Witness James R. Singer ACKNOWLEDGMENT STATE OF MAINE COUNTY OF ANDROSCOGGIN This document was acknowledged before me, the subscriber, at County of Androscoggin Maine, on September 3, 2013. /s/Diane C. Duplissis Notary Public for the State of Maine My Commission Expires: 11/04/2016