0001062993-21-002790.txt : 20210317
0001062993-21-002790.hdr.sgml : 20210317
20210317165318
ACCESSION NUMBER: 0001062993-21-002790
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210316
FILED AS OF DATE: 20210317
DATE AS OF CHANGE: 20210317
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: McAvoy David R.
CENTRAL INDEX KEY: 0001758842
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 000-21088
FILM NUMBER: 21751203
MAIL ADDRESS:
STREET 1: C/O ENDOCYTE, INC., 3000 KENT AVENUE
STREET 2: SUITE A1-100
CITY: WEST LAFAYETTE
STATE: IN
ZIP: 47906
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: Brickell Biotech, Inc.
CENTRAL INDEX KEY: 0000819050
STANDARD INDUSTRIAL CLASSIFICATION: BIOLOGICAL PRODUCTS (NO DIAGNOSTIC SUBSTANCES) [2836]
IRS NUMBER: 930948554
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 5777 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: BOULDER
STATE: CO
ZIP: 80301
BUSINESS PHONE: (720) 505-4755
MAIL ADDRESS:
STREET 1: 5777 CENTRAL AVENUE
STREET 2: SUITE 102
CITY: BOULDER
STATE: CO
ZIP: 80301
FORMER COMPANY:
FORMER CONFORMED NAME: VICAL INC
DATE OF NAME CHANGE: 19940211
4
1
form4.xml
STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP OF SECURITIES
X0306
4
2021-03-16
0000819050
Brickell Biotech, Inc.
BBI
0001758842
McAvoy David R.
C/O BRICKELL BIOTECH, INC.
5777 CENTRAL AVENUE, SUITE 102
BOULDER
CO
80301
0
1
0
0
General Counsel and CCO
Common Stock
2021-03-16
4
M
0
25000
A
100883
D
Common Stock
2021-03-16
4
F
0
8750
1.14
D
92133
D
Common Stock
6000
I
By spouse
Restricted Stock Units
2021-03-16
4
M
0
25000
0
D
Common Stock
25000
0
D
Restricted stock units ("RSUs") converted into common stock on a one-for-one basis.
Represents shares withheld to satisfy tax withholding obligations upon the vesting of RSUs.
These RSUs vested in full on March 16, 2021.
/s/ Christine G. Long, Attorney-in-Fact for David R. McAvoy (power of attorney previously filed)
2021-03-17