0000921895-23-000348.txt : 20230208
0000921895-23-000348.hdr.sgml : 20230208
20230208182600
ACCESSION NUMBER: 0000921895-23-000348
CONFORMED SUBMISSION TYPE: 3
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20230130
FILED AS OF DATE: 20230208
DATE AS OF CHANGE: 20230208
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Morgan Adam
CENTRAL INDEX KEY: 0001964335
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600435
MAIL ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: VENKATARAMAN BALAJI
CENTRAL INDEX KEY: 0001114916
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600436
MAIL ADDRESS:
STREET 1: FIRST HORIZON PHARMACEUTICAL CORP
STREET 2: 660 HEMBREE PKWY STE 106
CITY: ROSWELL
STATE: GA
ZIP: 30076
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Velan Capital Investment Management LP
CENTRAL INDEX KEY: 0001848809
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600440
BUSINESS ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 646-844-0037
MAIL ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Velan Capital Master Fund LP
CENTRAL INDEX KEY: 0001964356
STATE OF INCORPORATION: E9
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600439
BUSINESS ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 646-844-0037
MAIL ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Velan Capital Holdings LLC
CENTRAL INDEX KEY: 0001964353
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600438
BUSINESS ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 646-844-0037
MAIL ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Velan Capital Management LLC
CENTRAL INDEX KEY: 0001964355
FILING VALUES:
FORM TYPE: 3
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-33221
FILM NUMBER: 23600437
BUSINESS ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
BUSINESS PHONE: 646-844-0037
MAIL ADDRESS:
STREET 1: 1055B POWERS PLACE
CITY: ALPHARETTA
STATE: GA
ZIP: 30009
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: HERON THERAPEUTICS, INC. /DE/
CENTRAL INDEX KEY: 0000818033
STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834]
IRS NUMBER: 942875566
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 4242 CAMPUS POINT COURT, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
BUSINESS PHONE: 8582514400
MAIL ADDRESS:
STREET 1: 4242 CAMPUS POINT COURT, SUITE 200
CITY: SAN DIEGO
STATE: CA
ZIP: 92121
FORMER COMPANY:
FORMER CONFORMED NAME: AP PHARMA INC /DE/
DATE OF NAME CHANGE: 20010511
FORMER COMPANY:
FORMER CONFORMED NAME: ADVANCED POLYMER SYSTEMS INC /DE/
DATE OF NAME CHANGE: 19920703
3
1
form312927018val_02082023.xml
OWNERSHIP DOCUMENT
X0206
3
2023-01-30
0
0000818033
HERON THERAPEUTICS, INC. /DE/
HRTX
0001848809
Velan Capital Investment Management LP
1055B POWERS PLACE
ALPHARETTA
GA
30009
0
0
0
1
See Footnote 2
0001964356
Velan Capital Master Fund LP
89 NEXUS WAY
CAMANA BAY, GRAND CAYMAN
E9
KY1-9009
CAYMAN ISLANDS
0
0
0
1
See Footnote 2
0001964353
Velan Capital Holdings LLC
1055B POWERS PLACE
ALPHARETTA
GA
30009
0
0
0
1
See Footnote 2
0001964355
Velan Capital Management LLC
1055B POWERS PLACE
ALPHARETTA
GA
30009
0
0
0
1
See Footnote 2
0001114916
VENKATARAMAN BALAJI
1055B POWERS PLACE
ALPHARETTA
GA
30009
0
0
0
1
See Footnote 2
0001964335
Morgan Adam
1055B POWERS PLACE
ALPHARETTA
GA
30009
0
0
0
1
See Footnote 2
Common Stock, par value $0.01 per share
4500000
I
By Velan Capital Master Fund LP
This Form 3 is filed jointly by Velan Capital Master Fund LP ("Velan Master"), Velan Capital Holdings LLC ("Velan GP"), Velan Capital Investment Management LP ("Velan Capital"), Velan Capital Management LLC ("Velan IM GP"), Balaji Venkataraman and Adam Morgan (collectively, the "Reporting Persons").
Each Reporting Person may be deemed to be a member of a Section 13(d) group that may be deemed to collectively beneficially own more than 10% of the Issuer's outstanding shares of Common Stock. Each Reporting Person disclaims beneficial ownership of the securities of the Issuer owned directly by the other members of the Section 13(d) group and this report shall not be deemed an admission that the Reporting Persons are the beneficial owners of such securities for purposes of Section 16 or for any other purpose. Further, each of the Reporting Persons disclaims beneficial ownership of the securities reported herein except to the extent of his or its pecuniary interest therein.
Securities beneficially owned directly by Velan Master. As the general partner of Velan Master, Velan GP may be deemed to beneficially own the securities owned directly by Velan Master. As the investment manager of Velan Master, Velan Capital may be deemed to beneficially own the securities owned directly by Velan Master. As the general partner of Velan Capital, Velan IM GP may be deemed to beneficially own the securities owned directly by Velan Master. As the managing members of Velan GP and Velan IM GP, Messrs. Venkataraman and Morgan may be deemed to beneficially own the securities owned directly by Velan Master.
Velan Capital Master Fund LP, By: Velan Capital Holdings LLC, its general partner, By: /s/ Adam Morgan, managing member
2023-02-08
Velan Capital Holdings LLC, By: /s/ Adam Morgan, managing member
2023-02-08
Velan Capital Investment Management LP, By: Velan Capital Management LLC, its general partner, By: /s/ Adam Morgan, managing member
2023-02-08
Velan Capital Management LLC, By: /s/ Adam Morgan, managing member
2023-02-08
/s/ Balaji Venkataraman
2023-02-08
/s/ Adam Morgan
2023-02-08