0001181431-12-015858.txt : 20120308 0001181431-12-015858.hdr.sgml : 20120308 20120308214633 ACCESSION NUMBER: 0001181431-12-015858 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20101129 FILED AS OF DATE: 20120308 DATE AS OF CHANGE: 20120308 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: LAVINE JONATHAN S CENTRAL INDEX KEY: 0001075974 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 12678829 MAIL ADDRESS: STREET 1: SANKATY ADVISORS STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTOM STATE: MA ZIP: 02199 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ACCURIDE CORP CENTRAL INDEX KEY: 0000817979 STANDARD INDUSTRIAL CLASSIFICATION: MOTOR VEHICLE PARTS & ACCESSORIES [3714] IRS NUMBER: 611109077 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: ACCURIDE STREET 2: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 BUSINESS PHONE: 8129625000 MAIL ADDRESS: STREET 1: 7140 OFFICE CIRCLE CITY: EVANSVILLE STATE: IN ZIP: 47715 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: PROSPECT HARBOR INVESTORS, LLC CENTRAL INDEX KEY: 0001309113 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 12678830 BUSINESS ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2000 MAIL ADDRESS: STREET 1: C/O BAIN CAPITAL, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Sankaty Credit Member (Offshore), Ltd. CENTRAL INDEX KEY: 0001485337 STATE OF INCORPORATION: E9 FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-32483 FILM NUMBER: 12678828 BUSINESS ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 BUSINESS PHONE: 617-516-2878 MAIL ADDRESS: STREET 1: C/O SANKATY ADVISORS, LLC STREET 2: 111 HUNTINGTON AVENUE CITY: BOSTON STATE: MA ZIP: 02199 4 1 rrd338040.xml FORM 4 X0304 4 2010-11-29 0 0000817979 ACCURIDE CORP ACW 0001075974 LAVINE JONATHAN S C/O SANKATY ADVISORS, LLC JOHN HANCOCK TOWER, 200 CLARNEDON ST. BOSTON MA 02116 0 0 1 0 0001309113 PROSPECT HARBOR INVESTORS, LLC C/O SANKATY ADVISORS, LLC 111, HUNTINGTON AVENUE BOSTON MA 02111 0 0 1 0 0001485337 Sankaty Credit Member (Offshore), Ltd. 111, HUNTINGTON AVENUE BOSTON MA 02199 0 0 1 0 Common Stock, par value $0.01 per share 2010-11-29 4 C 0 2636779 9.36 A 4003574 I See footnotes Common Stock, par value $0.01 per share 2011-06-02 4 S 0 175000 13.14 D 3828574 I See footnotes Common Stock, par value $0.01 per share 2011-06-03 4 S 0 100000 13.12 D 3728574 I See footnotes Common Stock, par value $0.01 per share 2011-06-06 4 S 0 150000 13.02 D 3578574 I See footnotes Common Stock, par value $0.01 per share 2011-06-07 4 S 0 50000 13.01 D 3528574 I See footnotes Common Stock, par value $0.01 per share 2011-06-08 4 S 0 87720 12.80 D 3440854 I See footnotes Common Stock, par value $0.01 per share 2011-06-14 4 S 0 10000 13.00 D 3430854 I See footnotes Common Stock, par value $0.01 per share 2011-07-07 4 S 0 28406 13.00 D 3402448 I See footnotes Common Stock, par value $0.01 per share 2011-07-08 4 S 0 16317 13.07 D 3386131 I See footnotes Common Stock, par value $0.01 per share 2011-07-13 4 S 0 200000 13.01 D 3186131 I See footnotes Common Stock, par value $0.01 per share 2011-07-22 4 S 0 50000 12.97 D 3136131 I See footnotes Common Stock, par value $0.01 per share 2011-07-25 4 S 0 100000 12.83 D 3036131 I See footnotes Common Stock, par value $0.01 per share 2011-07-26 4 S 0 32900 12.30 D 3003231 I See footnotes Common Stock, par value $0.01 per share 2011-07-28 4 S 0 94861 11.78 D 2908370 I See footnotes Common Stock, par value $0.01 per share 2011-09-27 4 S 0 475000 6.22 D 2433370 I See footnotes 7.5% Convertible Note 9.36 2010-11-29 4 C 0 30993366.57 0 D 2010-02-26 2020-02-26 Common Stock 2636779 0 I See footnotes Following the reported transactions, includes (i) 0 shares held by Sankaty Credit Opportunities, L.P. ("SCO"), whose sole general partner is Sankaty Credit Opportunities Investors, LLC ("SCI"), whose managing member is Sankaty Credit Member, LLC ("SCM"), (ii) 80,000 shares held by Sankaty Credit Opportunities II, L.P, ("SCO II"), whose general partner is Sankaty Credit Opportunities Investors II, LLC ("SCI II"), whose managing member is SCM, (iii) 1,428,650 shares held by Sankaty Credit Opportunities III, L.P. ("SCO III"), whose sole general partner is Sankaty Credit Opportunities Investors III, LLC ("SCI III"), whose sole managing member is SCM, (iv) 403,615 shares held by Sankaty Credit Opportunities IV, L.P. ("SCO IV"), whose sole general partner is Sankaty Credit Opportunities Investors IV, LLC ("SCI IV"), whose managing member is SCM, and (v) 0 shares held by Prospect Funding I, LLC ("PF1"), (Continues in footnote 2 ) (Continued from footnote 1 ) whose sole member is Prospect Harbor Credit Partners, L.P. ("PHCP"), whose sole general partner is Prospect Harbor Investors, LLC ("PHI"), whose managing member is SCM. Each of the foregoing entities disclaims beneficial ownership of the shares reported herein, except to the extent of its pecuniary interest. Jonathan S. Lavine is the managing member of SCM and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCO, SCO II, SCO III, SCO IV, and PF1. Mr. Lavine disclaims beneficial ownership of such shares, except to the extent of his pecuniary interests therein. Following the reported transactions, includes 521,093 shares held by Sankaty Credit Opportunities (Offshore Master) IV, L.P. ("SCOM IV"), whose sole general partner is Sankaty Credit Opportunities Investors (Offshore) IV, L.P. ("SCIO IV"), whose sole general partner Sankaty Credit Member (Offshore), Ltd ("SCMO"). Jonathan S. Lavine is the sole director of SCMO and as a result may be deemed to share voting and dispositive power with respect to the shares held by SCOM IV. Each of SCIO IV, SCMO and Mr. Lavine disclaims beneficial ownership of the shares reported herein, except to the extent of their respective pecuniary interests therein. On November 19, 2010, the Issuer effected a reverse stock split of its issued and outstanding shares of common stock at a ratio of 10:1. Fractional shares were not distributed and the issuer provided cash payment for 5.5 shares. /s/ Jonathan S. Lavine 2012-03-08