-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, PUf9KL2BN9tyzKHSReUwvypOFP/YBLt011Jtg37mH8pX3zjUHnS4izyc5UWxO+aB 5zWQ27S1s14kFFNEreecFg== 0000817841-98-000008.txt : 19980330 0000817841-98-000008.hdr.sgml : 19980330 ACCESSION NUMBER: 0000817841-98-000008 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19971231 FILED AS OF DATE: 19980327 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN PORTFOLIOS INC/NY CENTRAL INDEX KEY: 0000817841 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: SEC FILE NUMBER: 033-15253 FILM NUMBER: 98575541 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN MUTUAL BENEFIT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 24F-2NT 1 U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 Form 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Read instructions at end of Form before preparing Form. Please print or type. 1. Name and address of issuer: Seligman Portfolios, Inc. 100 Park Avenue New York, NY 10017 2. The name of each series of class of securities for which this Form is filed (If the Form is being filed for all series and classes of securities of the issuer, check the box but do not list series or classes): [ X ] 3. Investment Company Act File Number: 811-5221 Securities Act File Number: 33-15253 4(a). Last day of fiscal year for which this notice is filed: 12/31/97 4(b). Check box if this Form is being filed late (i.e. more than 90 calendar days after the end of the issuer's fiscal year).(See Instruction A.2) [ ] Note: If the Form is being filed late, interest must be paid on the registration fee due. 4(c). Check box if this is the last time the issuer will be filing this Form. [ ]
5. Calculation of registration fee: (i) Aggregate sale price of securities sold during the fiscal year pursuant to section 24 (f): $ 195,352,909 (ii) Aggregate price of securities redeemed or repurchased during the fiscal year: $ 111,191,215 (iii) Aggregate price of securities redeemed or repurchased during any PRIOR fiscal year ending no earlier than October 11, 1995 that were not previously used to reduce registration fees payable to the Commission: $ -0- (iv) Total available redemption credits (add Items 5(ii) and 5(iii): $ 111,191,215 (v) Net Sales - if Item 5(i) is greater than $ 84,161,694 Item 5(iv), subtract Item 5(iv) from Item 5(i): (vi) Redemption credits available for use in future years (If Item 5(i) is less than Item 5(iv), subtract Item 5(iv) from Item 5(i): $ 0 (vii) Multiplier for determining registration fee (See Instruction C.9): x .000295 (viii) Registration fee due (multiply Item 5(v) by Item 5(vii) (enter "0" if no fee is due): $ 24,827.70
6. If the response to item 5(I) was determined by deducting an amount of securities that were registered under the Securities Act of 1933 pursuant to rule 24e-2 in effect before October 11, 1997, then report the amount of securities (number of shares or other units) deducted here: [ - 0 - ] If there is a number of shares or other units that were registered pursuant to rule 24e-2 remaining unsold at the end of the fiscal year for which this form is filed that are available for use by the issuer in future fiscal years, then state that number here: [ - 0 - ] 7. Interest due -- if this form is being filed more than 90 days after the end of the issuer's fiscal year (see Instruction D): $ -0- 8. Total of the amount of the registration fee due plus any interest due (line 5(viii) plus line 7): $ 24,827.70 9. Date the registration fee and interest payment was sent to the Commission's lockbox depository: 3/27/98 Method of delivery [ X ]Wire Transfer [ ]Mail or other means SIGNATURES This report has been signed below by the following person on behalf of the issuer and in the capacity and on the date indicated. By (Signature and Title) /S/ Thomas G. Rose Treasurer Date: March 27, 1998 SELIGMAN PORTFOLIOS, INC. FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Attachment I Name of each series or class of funds for which this notice is filed: Seligman Bond Portfolio Seligman Capital Portfolio Seligman Cash Management Portfolio Seligman Common Stock Portfolio Seligman Communications & Information Portfolio Seligman Frontier Portfolio Seligman Henderson Global Growth Opportunities Portfolio Seligman Henderson Global Smaller Companies Portfolio Seligman Henderson Global Technology Portfolio Seligman Henderson International Portfolio Seligman High-Yield Bond Portfolio Seligman Income Portfolio SELIGMAN PORTFOLIOS, INC. The undersigned, Treasurer of Seligman Portfolios, Inc., a Maryland corporation (the "Company"), does hereby certify as follows: 1. From January 1, 1997 through December 31, 1997, the Company issued an aggregate of 37,960,736 shares of its Capital Stock, $0.001 par value as follows: Seligman Bond Portfolio 327,833 Seligman Capital Portfolio 497,358 Seligman Cash Management Portfolio 26,388,245 Seligman Common Stock Portfolio 1,194,161 Seligman Communications & Information Portfolio 4,751,906 Seligman Frontier Portfolio 1,428,380 Seligman Henderson Global Growth Opportunities Portfolio 414,990 Seligman Henderson Global Smaller Companies Portfolio 486,514 Seligman Henderson Global Technology Portfolio 378,444 Seligman Henderson International Portfolio 263,808 Seligman High-Yield Bond Portfolio 1,509,496 Seligman Income Portfolio 319,601 2. In respect of the issuance of such 37,960,736 shares, the Company received aggregate cash consideration (net of any sales commissions) of $195,352,909 as follows: Seligman Bond Portfolio 3,374,683 Seligman Capital Portfolio 8,840,231 Seligman Cash Management Portfolio 26,388,245 Seligman Common Stock Portfolio 20,456,991 Seligman Communications & Information Portfolio 73,025,901 Seligman Frontier Portfolio 22,759,870 Seligman Henderson Global Growth Opportunities Portfolio 4,455,263 Seligman Henderson Global Smaller Companies Portfolio 6,460,895 Seligman Henderson Global Technology Portfolio 4,381,935 Seligman Henderson International Portfolio 3,657,815 Seligman High-Yield Bond Portfolio 18,023,535 Seligman Income Portfolio 3,527,545 3. With respect to each share issued, the Company received cash consideration not less than the net asset value per share on the date issued and not less than $0.001. -2- 4. At no time during the period from January 1, 1997 through December 31, 1997, were any shares of the Company's Capital Stock issued and outstanding in excess of the following numbers of authorized shares: Seligman Bond Portfolio 80,000,000 Seligman Capital Portfolio 80,000,000 Seligman Cash Management Portfolio 100,000,000 Seligman Common Stock Portfolio 100,000,000 Seligman Communications & Information Portfolio 100,000,000 Seligman Frontier Portfolio 100,000,000 Seligman Henderson Global Growth Opportunities Portfolio 20,000,000 Seligman Henderson Global Smaller Companies Portfolio 100,000,000 Seligman Henderson Global Technology Portfolio 20,000,000 Seligman Henderson International Portfolio 100,000,000 Seligman High-Yield Bond Portfolio 100,000,000 Seligman Income Portfolio 100,000,000 In Witness Whereof, I have hereunto signed my name as Treasurer of the Company. Date: March 23, 1998 ________/S/________________ Thomas G. Rose Treasurer -----END PRIVACY-ENHANCED MESSAGE-----