-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, GCEJBwvJLkZVfbCAi5R3ULEglCOGgCb5sTrxW9QkQQJ9BUCpzkJTYL8X1/x7AkrY FEy+8czLJrrHm2TLTnU16A== 0000817841-97-000002.txt : 19970223 0000817841-97-000002.hdr.sgml : 19970223 ACCESSION NUMBER: 0000817841-97-000002 CONFORMED SUBMISSION TYPE: 24F-2NT PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 19961231 FILED AS OF DATE: 19970221 SROS: NONE FILER: COMPANY DATA: COMPANY CONFORMED NAME: SELIGMAN PORTFOLIOS INC/NY CENTRAL INDEX KEY: 0000817841 STANDARD INDUSTRIAL CLASSIFICATION: [] FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 24F-2NT SEC ACT: 1933 Act SEC FILE NUMBER: 033-15253 FILM NUMBER: 97540765 BUSINESS ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 BUSINESS PHONE: 2124880200 MAIL ADDRESS: STREET 1: 100 PARK AVENUE STREET 2: 7TH FLOOR CITY: NEW YORK STATE: NY ZIP: 10017 FORMER COMPANY: FORMER CONFORMED NAME: SELIGMAN MUTUAL BENEFIT PORTFOLIOS INC DATE OF NAME CHANGE: 19920703 24F-2NT 1 PORTFOLIOS U.S. SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 1. Name and address of issuer: Seligman Portfolios, Inc. 100 Park Avenue New York, NY 10017 2. Name of each series or class of funds for which this notice is filed: See Attachment I 3. Investment Company Act File Number: 811-5221 Securities Act File Number: 33-15253 4. Last day of fiscal year for which this notice is filed: 12/31/96 5. Check box if this notice is being filed more than 180 days after the close of the issuer's fiscal year for purposes of reporting securities sold after the close of the fiscal year but before termination of the issuer's 24f-2 declaration: [ ] 6. Date of termination of issuer's declaration under rule 24f-2(a)(1), if applicable: 7. Number and amount of securities of the same class or series which had been registered under the Securities Act of 1933 other than pursuant to rule 24f-2 in a prior fiscal year, but which remained unsold at the beginning of the fiscal year: 8. Number and amount of securities registered during the fiscal year other than pursuant to rule 24f-2: 9. Number and aggregate sale price of securities sold during the fiscal year: SHARES SALE PRICE 24,286,316 116,286,288 Securities and Exchange Commission February 20, 1997 Division of Investment Management -2- 10. Number and aggregate sale price of securities sold during the fiscal year in reliance upon registration pursuant to rule 24f-2: SHARES SALE PRICE 24,286,316 116,286,288 11. Number and aggregate sale price of securities issued during the fiscal year in connection with dividend reinvestment plans, if applicable: SHARES SALE PRICE 1,383,491 13,316,621 12. Calculation of registration fee:
(i) Aggregate sale price of securities sold during the fiscal year in reliance on rule 24f-2 (from Item 10): $ 116,286,288 (ii) Aggregate price of shares issued in connection with dividend reinvestment plans (from Item 11): + 13,316,621 (iii) Aggregate price of shares redeemed or repurchased during the fiscal year (if applicable): - 52,325,147 (iv) Aggregate price of shares redeemed or repurchased and previously applied as a reduction to filing fees pursuant to rule 24e-2 (if applicable): + 0 (v) Net aggregate price of securities sold and issued during the fiscal year in reliance on rule 24f-2 { line (i), plus line (ii), less line (iii), 77,277,762 plus line (iv)} (vi) Multiplier prescribed by Section 6(b) of the Securities Act of 1933 or other applicable law or regulation: x 0.000345 (vii) Fee due {line (i) or line (v) multiplied by line (vi)}: $ 26,660.83
13. Check box if fees are being remitted to the Commission's lockbox depository as described in section 3a of the Commission's Rules of Informal and Other Procedures (17 CFR 202.3a). [ ] Date of mailing or wire transfer of filing fees to the Commission's lockbox depository: February 19, 1997 SIGNATURES This report has been signed below by the following persons on behalf of the issuer and in the capacities and on the dates indicated. By (Signature and Title) /s/_____________ Thomas G. Rose Treasurer Date: February 20, 1997 SELIGMAN PORTFOLIOS, INC. FORM 24F-2 Annual Notice of Securities Sold Pursuant to Rule 24f-2 Attachment I Name of each series or class of funds for which this notice is filed: Seligman Bond Portfolio Seligman Capital Portfolio Seligman Cash Management Portfolio Seligman Common Stock Portfolio Seligman Communications & Information Portfolio Seligman Frontier Portfolio Seligman Henderson Global Growth Opportunities Portfolio Seligman Henderson Global Smaller Companies Portfolio Seligman Henderson Global Technology Portfolio Seligman Henderson International Portfolio Seligman High-Yield Bond Portfolio Seligman Income Portfolio SELIGMAN PORTFOLIOS, INC. The undersigned, Treasurer of Seligman Municipal Fund Series, Inc., a Maryland corporation (the "Company"), does hereby certify as follows: 1. From January 1, 1996 through December 31, 1996, the Company issued an aggregate of 25,669,807 shares of its Capital Stock, $0.001 par value as follows: Seligman Bond Portfolio 241,582 Seligman Capital Portfolio 427,254 Seligman Cash Management Portfolio 17,434,155 Seligman Common Stock Portfolio 1,004,466 Seligman Communications & Information Portfolio 2,058,865 Seligman Frontier Portfolio 1,371,324 Seligman Henderson Global Growth Opportunities Portfolio 173,937 Seligman Henderson Global Smaller Companies Portfolio 969,218 Seligman Henderson Global Technology Portfolio 151,992 Seligman Henderson International Portfolio 329,110 Seligman High-Yield Bond Portfolio 954,984 Seligman Income Portfolio 552,920 2. In respect of the issuance of such 25,669,807 shares, the Company received aggregate cash consideration (net of any sales commissions) of $129,602,909 as follows: Seligman Bond Portfolio 2,447,433 Seligman Capital Portfolio 7,010,507 Seligman Cash Management Portfolio 17,434,155 Seligman Common Stock Portfolio 16,759,559 Seligman Communications & Information Portfolio 27,653,569 Seligman Frontier Portfolio 21,284,901 Seligman Henderson Global Growth Opportunities Portfolio 1,709,207 Seligman Henderson Global Smaller Companies Portfolio 12,933,208 Seligman Henderson Global Technology Portfolio 1,494,679 Seligman Henderson International Portfolio 4,226,300 Seligman High-Yield Bond Portfolio 10,676,512 Seligman Income Portfolio 5,972,879 3. With respect to each share issued, the Company received cash consideration not less than the net asset value per share on the date issued and not less than $0.001. -2- 4. At no time during the period from January 1, 1996 through December 31, 1996, were any shares of the Company's Capital Stock issued and outstanding in excess of the following numbers of authorized shares: Seligman Bond Portfolio 80,000,000 Seligman Capital Portfolio 80,000,000 Seligman Cash Management Portfolio 100,000,000 Seligman Common Stock Portfolio 100,000,000 Seligman Communications & Information Portfolio 100,000,000 Seligman Frontier Portfolio 100,000,000 Seligman Henderson Global Growth Opportunities Portfolio 20,000,000 Seligman Henderson Global Smaller Companies Portfolio 100,000,000 Seligman Henderson Global Technology Portfolio 20,000,000 Seligman Henderson International Portfolio 100,000,000 Seligman High-Yield Bond Portfolio 100,000,000 Seligman Income Portfolio 100,000,000 In Witness Whereof, I have hereunto signed my name as Treasurer of the Company. Date: January 23, 1997 /s/--------------------- Thomas G. Rose Treasurer EX-23 2 COUNSEL OPINION February 18, 1997 Seligman Portfolios, Inc., 100 Park Avenue, New York, New York 10017. Dear Sirs: You have requested our opinion in connection with the notice which you propose to file pursuant to Rule 24f-2 under the Investment Company Act of 1940 with respect to your Capital Stock, $0.001 par value (the "Shares"), as follows: 241,582 shares of Capital Stock of your Seligman Bond Portfolio (the "Bond Shares"); 427,254 shares of Capital Stock of your Seligman Capital Portfolio (the "Capital Shares"); 17,434,155 shares of Capital Stock of your Seligman Cash Management Portfolio (the "Cash Management Shares"); 1,004,466 shares of Capital Stock of your Seligman Common Stock Portfolio (the "Common Stock Shares"); 2,058,865 shares of Capital Stock of your Seligman Communication and Information Portfolio (the "Communication and Information Shares"); 1,371,324 shares of Capital Stock of your Seligman Frontier Portfolio (the "Frontier Shares"); 173,937 shares of Capital Stock of your Seligman Henderson Global Growth Opportunities Portfolio (the "Henderson Global Growth Opportunities Shares"); 969,218 shares of Capital Stock of your Seligman Henderson Global Smaller Companies Portfolio (the "Henderson Global Smaller Companies Shares"); 151,992 shares of Capital Stock of your Seligman Henderson Global Technology Portfolio (the "Henderson Global Technology Shares"); 329,110 shares of Capital Stock of your Seligman Henderson International Portfolio (the "Henderson International Shares"); 954,984 shares of Capital Stock of your Seligman High-Yield Bond Portfolio (the "High-Yield Bond Shares") and 552,920 shares of Capital Stock of your Seligman Income Portfolio (the "Income Shares"). As your counsel, we are familiar with your organization and corporate status and validity of your Capital Stock. We advise you that, in our opinion, the Bond Shares, the Capital Shares, the Cash Management Shares, the Common Stock Shares, the Communication and Information Shares, the Frontier Shares, the Henderson Global Growth Opportunities Shares, the Henderson Global Smaller Companies Shares, the Henderson Global Technology Shares, the Henderson International Shares, the High-Yield Bond Shares and the Income Shares are legally and validly issued, fully paid and nonassessable. The foregoing opinion is limited to the General Corporation Law of the State of Maryland, and we are expressing no opinion as to the effect of the laws of any other jurisdiction. We consent to the filing of this opinion with the Securities and Exchange Commission in connection with the notice referred to above. In giving such consent, we do not thereby admit that we come within the category of persons whose consent is required under Section 7 of the Securities Act of 1933. Very truly yours, SULLIVAN & CROMWELL -----END PRIVACY-ENHANCED MESSAGE-----