0001191981-14-000006.txt : 20141112
0001191981-14-000006.hdr.sgml : 20141111
20141112175815
ACCESSION NUMBER: 0001191981-14-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20141107
FILED AS OF DATE: 20141112
DATE AS OF CHANGE: 20141112
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD
CENTRAL INDEX KEY: 0000817473
IRS NUMBER: 521451377
BUSINESS ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 301-951-6122
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD
DATE OF NAME CHANGE: 19970623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN GORDON
CENTRAL INDEX KEY: 0001191981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00149
FILM NUMBER: 141215550
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-11-07
0000817473
AMERICAN CAPITAL, LTD
ACAS
0001191981
OBRIEN GORDON
2 BETHESDA METRO CENTER
14TH FLOOR
BETHESDA
MD
20814
0
1
0
0
Pres., Specialty Fin. & Ops.
Common Stock
9030
I
ESOP/401(k)
Common Stock
2014-11-07
4
M
0
20000
4.81
A
295603.47
D
Common Stock
2014-11-07
4
M
0
60000
3.48
A
295603.47
D
Common Stock
2014-11-07
4
S
0
80000
15.8217
D
295603.47
D
Common Stock
2014-11-10
4
M
0
44424
4.81
A
295603.47
D
Common Stock
2014-11-10
4
S
0
44424
15.60
D
295603.47
D
Common Stock
2014-11-11
4
M
0
50000
4.81
A
295603.47
D
Common Stock
2014-11-11
4
S
0
50000
15.545
D
295603.47
D
Common Stock
2014-11-12
4
M
0
19700
4.81
A
288641.47
D
Common Stock
2014-11-12
4
S
0
19700
15.40
D
288641.47
D
Common Stock
2014-11-12
4
S
0
6962
15.4454
D
288641.47
D
Options
4.81
2014-11-12
4
M
0
19700
0
D
2010-01-07
2019-01-07
Common Stock
19700
223128
D
Options
4.81
2014-11-11
4
M
0
50000
0
D
2010-01-07
2019-01-07
Common Stock
50000
242828
D
Options
4.81
2014-11-10
4
M
0
44424
0
D
2010-01-07
2019-01-07
Common Stock
44424
292828
D
Options
3.48
2014-11-07
4
M
0
60000
0
D
2011-02-10
2020-02-10
Common Stock
60000
0
D
Options
4.81
2014-11-07
4
M
0
20000
0
D
2010-01-07
2019-01-07
Common Stock
20000
337252
D
Price reflects weighted average sales price; actual sale prices ranged from $15.80 to $15.84. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Sales made pursuant to a previously established Rule 10b5-1 Plan.
On June 11, 2009, the company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 275,000 shares of common stock with an exercise price of $6.24 held by the reporting person on August 13, 2009 became exercisable for 357,252 shares of common stock with an exercise price of $4.81.
Gordon O'Brien
2014-11-12