0001191981-14-000004.txt : 20140624
0001191981-14-000004.hdr.sgml : 20140624
20140609162840
ACCESSION NUMBER: 0001191981-14-000004
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140605
FILED AS OF DATE: 20140609
DATE AS OF CHANGE: 20140609
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD
CENTRAL INDEX KEY: 0000817473
IRS NUMBER: 521451377
BUSINESS ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 301-951-6122
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD
DATE OF NAME CHANGE: 19970623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN GORDON
CENTRAL INDEX KEY: 0001191981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00149
FILM NUMBER: 14899453
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2014-06-05
0000817473
AMERICAN CAPITAL, LTD
ACAS
0001191981
OBRIEN GORDON
2 BETHESDA METRO CENTER
14TH FLOOR
BETHESDA
MD
20814
0
1
0
0
Pres., Specialty Fin. & Ops.
Common Stock
9032
I
ESOP/401(k)
Common Stock
2014-06-05
4
M
0
20000
3.10
A
295603.47
D
Common Stock
2014-06-05
4
S
0
27000
14.8004
D
295603.47
D
Common Stock
2014-06-06
4
M
0
20000
3.10
A
295603.47
D
Common Stock
2014-06-06
4
S
0
20000
14.9796
D
295603.47
D
Common Stock
2014-06-09
4
M
0
15696
3.10
A
295603.47
D
Common Stock
2014-06-09
4
S
0
15696
15.0014
D
295603.47
D
Options
3.10
2014-06-05
4
M
0
20000
0
D
2010-07-23
2019-07-23
Common Stock
20000
35696
D
Options
3.10
2014-06-06
4
M
0
20000
0
D
2010-07-23
2019-07-23
Common Stock
20000
15696
D
Options
3.10
2014-06-09
4
M
0
15696
0
D
2010-07-23
2019-07-23
Common Stock
15696
0
D
Price reflects weighted average sales price; actual sale prices ranged from $14.730 to $14.860. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Price reflects weighted average sales price; actual sale prices ranged from $14.95 to $15.00. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
Price reflects weighted average sales price; actual sale prices ranged from $15.00 to $15.01. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
The option vests in three equal installments beginning on July 23, 2010.
Gordon O'Brien
2014-06-09