0001191981-14-000004.txt : 20140624 0001191981-14-000004.hdr.sgml : 20140624 20140609162840 ACCESSION NUMBER: 0001191981-14-000004 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140605 FILED AS OF DATE: 20140609 DATE AS OF CHANGE: 20140609 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 301-951-6122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN GORDON CENTRAL INDEX KEY: 0001191981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 14899453 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2014-06-05 0000817473 AMERICAN CAPITAL, LTD ACAS 0001191981 OBRIEN GORDON 2 BETHESDA METRO CENTER 14TH FLOOR BETHESDA MD 20814 0 1 0 0 Pres., Specialty Fin. & Ops. Common Stock 9032 I ESOP/401(k) Common Stock 2014-06-05 4 M 0 20000 3.10 A 295603.47 D Common Stock 2014-06-05 4 S 0 27000 14.8004 D 295603.47 D Common Stock 2014-06-06 4 M 0 20000 3.10 A 295603.47 D Common Stock 2014-06-06 4 S 0 20000 14.9796 D 295603.47 D Common Stock 2014-06-09 4 M 0 15696 3.10 A 295603.47 D Common Stock 2014-06-09 4 S 0 15696 15.0014 D 295603.47 D Options 3.10 2014-06-05 4 M 0 20000 0 D 2010-07-23 2019-07-23 Common Stock 20000 35696 D Options 3.10 2014-06-06 4 M 0 20000 0 D 2010-07-23 2019-07-23 Common Stock 20000 15696 D Options 3.10 2014-06-09 4 M 0 15696 0 D 2010-07-23 2019-07-23 Common Stock 15696 0 D Price reflects weighted average sales price; actual sale prices ranged from $14.730 to $14.860. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. Price reflects weighted average sales price; actual sale prices ranged from $14.95 to $15.00. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. Price reflects weighted average sales price; actual sale prices ranged from $15.00 to $15.01. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. The option vests in three equal installments beginning on July 23, 2010. Gordon O'Brien 2014-06-09