0001191981-13-000006.txt : 20130913
0001191981-13-000006.hdr.sgml : 20130913
20130913171342
ACCESSION NUMBER: 0001191981-13-000006
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20130911
FILED AS OF DATE: 20130913
DATE AS OF CHANGE: 20130913
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD
CENTRAL INDEX KEY: 0000817473
IRS NUMBER: 521451377
BUSINESS ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
BUSINESS PHONE: 3019516122
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING
CITY: BETHESDA
STATE: MD
ZIP: 20814
FORMER COMPANY:
FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD
DATE OF NAME CHANGE: 19970623
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: OBRIEN GORDON
CENTRAL INDEX KEY: 0001191981
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 814-00149
FILM NUMBER: 131097038
MAIL ADDRESS:
STREET 1: 2 BETHESDA METRO CENTER
STREET 2: 14TH FLOOR
CITY: BETHESDA
STATE: MD
ZIP: 20814
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2013-09-11
0000817473
AMERICAN CAPITAL, LTD
ACAS
0001191981
OBRIEN GORDON
2 BETHESDA METRO CENTER
14TH FLOOR
BETHESDA
MD
20814
0
1
0
0
Pres., Specialty Fin. & Ops.
Common Stock
9039
I
ESOP/401(k)
Common Stock
2013-09-11
4
M
0
68537
2.15
A
311247.47
D
Common Stock
2013-09-11
4
S
0
68537
13.30
D
311247.47
D
Common Stock
2013-09-13
4
M
0
5249
2.15
A
311247.47
D
Common Stock
2013-09-13
4
S
0
5249
13.1501
D
311247.47
D
Options
2.15
2013-09-11
4
M
0
68537
0
D
2010-04-24
2019-04-24
Common Stock
68537
0
D
Options
2.15
2013-09-13
4
M
0
5249
0
D
2010-04-24
2019-04-24
Common Stock
5249
0
D
Price reflects weighted average sales price; actual sale prices ranged from $13.150 to $13.155. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price.
On June 11, 2009, the Company declared a stock dividend payable to all holders of record of common stock on June 22, 2009. Pursuant to the anti-dilution provisions of the Company's stock option plan, an option for 56,798 shares of common stock with an exercise price of $2.79 held by the reporting person on June 22, 2009 became exercisable for 73,786 shares of common stock with an exercise price of $2.15.
The option vested in three equal installments beginning on April 24, 2010.
Gordon O'Brien
2013-09-13