0001191981-13-000003.txt : 20130315 0001191981-13-000003.hdr.sgml : 20130315 20130315160148 ACCESSION NUMBER: 0001191981-13-000003 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20130313 FILED AS OF DATE: 20130315 DATE AS OF CHANGE: 20130315 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OBRIEN GORDON CENTRAL INDEX KEY: 0001191981 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 814-00149 FILM NUMBER: 13694113 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FLOOR CITY: BETHESDA STATE: MD ZIP: 20814 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: AMERICAN CAPITAL, LTD CENTRAL INDEX KEY: 0000817473 IRS NUMBER: 521451377 BUSINESS ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 BUSINESS PHONE: 3019516122 MAIL ADDRESS: STREET 1: 2 BETHESDA METRO CENTER STREET 2: 14TH FL, ATT TREASURY, CASH AND BANKING CITY: BETHESDA STATE: MD ZIP: 20814 FORMER COMPANY: FORMER CONFORMED NAME: AMERICAN CAPITAL STRATEGIES LTD DATE OF NAME CHANGE: 19970623 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2013-03-13 0000817473 AMERICAN CAPITAL, LTD ACAS 0001191981 OBRIEN GORDON 2 BETHESDA METRO CENTER 14TH FLOOR BETHESDA MD 20814 0 1 0 0 Pres., Specialty Fin. & Ops. Common Stock 9039 I ESOP/401(k) Common Stock 2013-03-13 4 M 0 26853 2.51 A 298006 D Common Stock 2013-03-13 4 S 0 26853 15.05 D 298006 D Common Stock 2013-03-14 4 M 0 46933 2.51 A 298006 D Common Stock 2013-03-14 4 S 0 46933 15.136 D 298006 D Options 2.51 2013-03-13 4 M 0 26853 0 D 2010-05-26 2019-05-26 Common Stock 26853 46933 D Options 2.51 2013-03-14 4 M 0 46933 0 D 2010-05-26 2019-05-26 Common Stock 46933 0 D Price reflects weighted average sales price; actual sale prices ranged from $15.05 to $15.20. The reporting person undertakes to provide, upon request by the Commission staff, the issuer or a security holder of the issuer, information regarding the number of shares sold at each separate price. The option vested in three equal installments beginning on May 26, 2010. Gordon O'Brien 2013-03-15