-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, AaZJJtKCBO6MNjwEyqHKD2aoKgRMOHYWMpFmaqjjBed0UWiCP8uHORQZkB/ymfVc 25Pyp7h/vLMHKDyx3oJ65w== 0000950147-99-000107.txt : 19990215 0000950147-99-000107.hdr.sgml : 19990215 ACCESSION NUMBER: 0000950147-99-000107 CONFORMED SUBMISSION TYPE: SC 13D/A PUBLIC DOCUMENT COUNT: 1 FILED AS OF DATE: 19990212 GROUP MEMBERS: FLEMING HAYDEN GROUP MEMBERS: HAYDEN R. FLEMING SUBJECT COMPANY: COMPANY DATA: COMPANY CONFORMED NAME: APPLIED BIOMETRICS INC CENTRAL INDEX KEY: 0000816568 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411508112 STATE OF INCORPORATION: MN FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: SC 13D/A SEC ACT: SEC FILE NUMBER: 005-45769 FILM NUMBER: 99537187 BUSINESS ADDRESS: STREET 1: 501 E HGWY 13 STE 108 CITY: BURNSVILLE STATE: MN ZIP: 55337 BUSINESS PHONE: 6128901123 MAIL ADDRESS: STREET 1: 501 EAST HWY 13 CITY: BURNSVILLE STATE: MN ZIP: 55337 FILED BY: COMPANY DATA: COMPANY CONFORMED NAME: FLEMING HAYDEN CENTRAL INDEX KEY: 0001051120 STANDARD INDUSTRIAL CLASSIFICATION: [] FILING VALUES: FORM TYPE: SC 13D/A BUSINESS ADDRESS: STREET 1: 14988 NORTH 78TH WAY STREET 2: STE 200 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 BUSINESS PHONE: 6024839282 MAIL ADDRESS: STREET 1: 14988 NORTH 78TH WAY STREET 2: STE 200 CITY: SCOTTSDALE STATE: AZ ZIP: 85260 SC 13D/A 1 AMENDED SCHEDULE 13D ------------------------------------ OMB APPROVAL ------------------------------------ OMB Number: 3235-0145 Expires: December 31, 1997 Estimated average burden hours to perform.......... 14.90 ------------------------------------ UNITED STATES SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 SCHEDULE 13D/A UNDER THE SECURITIES EXCHANGE ACT OF 1934 (AMENDMENT NO. 1) APPLIED BIOMETRICS, INC. ------------------------------ (Name of Issuer) Common Stock $.01 par value per share ------------------------------ (Title of Class of Securities) 03814L103 -------------- (CUSIP Number) Hayden R. Fleming, 14988 N. 78th Way, Suite 200 Scottsdale AZ 85260 (602) 483-9282 ------------------------------------------------------------------------------ (Name, Address and Telephone Number of Person Authorized to Receive Notices and Communications) November 6, 1998 ------------------------------------------------------- (Date of Event which Requires Filing of this Statement) If the filing person has previously filed a statement on Schedule 13G to report the acquisition which is the subject of this Schedule 13D, and is filing this schedule because of s.s. 240.13d-1(e), 240.13d-1(f) or 240.13d-1(g), check the following box [ ]. NOTE: Schedules filed in paper format shall include a signed original and five copies of this statement, including all exhibits. See s.s. 240.13d-7(b) for other parties to whom copies are to be sent. *The remainder of this cover page shall be filled out for a reporting person's initial filing on this form with respect to the subject class of securities, and for any subsequent amendment containing information which would alter disclosures provided in a prior cover page. The information required on the remainder of this cover page shall not be deemed to be "filed" for the purpose of Section 18 of the Securities Exchange Act of 1934 ("Act") or otherwise subject to the liabilities of that section of the Act but shall be subject to all other provisions of the Act (however, see the Notes). SCHEDULE 13D - --------------------- ------------------- CUSIP NO. 03814L103 PAGE 2 OF 4 PAGES - --------------------- ------------------- 1 NAMES OF REPORTING PERSONS S.S. OR I.R.S. IDENTIFICATION NOS. OF ABOVE PERSONS (ENTITIES ONLY) HAYDEN R. FLEMING -------------------------------------------------------------------------- 2 CHECK THE APPROPRIATE BOX IF A MEMBER OF A GROUP* (a) [X] (b) [ ] -------------------------------------------------------------------------- 3 SEC USE ONLY -------------------------------------------------------------------------- 4 SOURCE OF FUNDS* AF AND PF -------------------------------------------------------------------------- 5 CHECK IF DISCLOSURE OF LEGAL PROCEEDINGS IS REQUIRED PURSUANT TO ITEMS 2(d) OR 2(e) [ ] -------------------------------------------------------------------------- 6 CITZENSHIP OR PLACE OF ORGANIZATION U.S.A. -------------------------------------------------------------------------- 7 SOLE VOTING POWER 196,750 NUMBER OF --------------------------------------------------------- SHARES 8 SHARED VOTING POWER BENEFICIALLY 11,000 OWNED BY --------------------------------------------------------- EACH 9 SOLE DISPOSITIVE POWER REPORTING 196,750 PERSON --------------------------------------------------------- WITH 10 SHARED DISPOSITIVE POWER 11,000 --------------------------------------------------------- 11 AGGREGATE AMOUNT BENEFICIALLY OWNED BY EACH REPORTING PERSON 207,750 -------------------------------------------------------------------------- 12 CHECK IF THE AGGREGATE AMOUNT IN ROW (11) EXCLUDES CERTAIN SHARES* [ ] -------------------------------------------------------------------------- 13 PERCENT OF CLASS REPRESENTED BY AMOUNT IN ROW (11) 4.79% -------------------------------------------------------------------------- 14 TYPE OF REPORTING PERSON* IN -------------------------------------------------------------------------- *SEE INSTRUCTIONS BEFORE FILLING OUT! INCLUDE BOTH SIDES OF THE COVER PAGE, RESPONSES TO ITEMS 1-7 (INCLUDING EXHIBITS) OF THE SCHEDULE, AND THE SIGNATURE ATTESTATION. SCHEDULE 13D Item 1. Security and Issuer The title of the class of equity securities to which this statement relates is Common Stock, par value $.01 per share (the "Common Stock"). The name of the Issuer is Applied Biometrics, Inc. (The "Company"). The principal executive offices of the Company is 501 East Highway 13, Suite 108, Burnsville, Minnesota 55337. Item 2. Identity and Background (a) Name. Hayden R. Fleming (b) Address. 14988 N. 78th Way, Suite 200, Scottsdale, Arizona 85260 (c) Principal Occupation and Employment. Hayden R. Fleming is the principal of Fleming Securities, Inc. a broker/dealer. (d) Criminal Proceedings. None. (e) Civil proceedings. None (f) Citizenship. United States of America. Item 3. Source and Amount at Funds or Other consideration. Personal funds as well as working capital of affiliate Item 4. Purpose of Transaction Not Applicable - Reporting person is no longer the owner of more than five percent of the class of securities. Item 5. Interest in Securities of the Issuer (a) Number of Shares/Percentage of Class Beneficially Owned. Hayden R. Fleming beneficially owns a total of 207,750 shares of the Company's Common Stock representing approximately 4.79% of the outstanding shares of Common Stock based on 4,336,117 shares of Common Stock outstanding as indicated by the Company as of November 6, 1998. Of such shares, 46,000 shares are owned by a trust for the benefit of Hayden Fleming and his wife, 11,000 shares are owned by the wife of Hayden Fleming and 150,750 shares are owned by Circle F Ventures, LLC, a limited liability company of which Hayden Fleming is managing member. (b) Nature of Ownership. Hayden R. Fleming has sole power to vote and direct the disposition of 196,750 of the reported shares and has shared power to vote and direct the disposition of 11,000 of the reported shares that are owned by or for the benefit of his wife. (c) Recent Transactions. None (d) Rights to Dividends or Proceeds. None Page -3- (e) Applicable Date. The date on which reporting person ceased to be the beneficial owner of more than five percent of the Common Stock was November 6, 1998, the date on which the Company indicated there were 4,336,117 shares of Common Stock outstanding. Item 6. Contracts, Arrangements, understandings or Relationships With Respect to Securities of Issuer None. Item 7. Materials to be Filed as Exhibits. None. Signature After reasonable inquiry and to the best of my knowledge and belief, I certify that the information set forth in this statement is true, complete and correct. February 12, 1998 /s/ Hayden R. Fleming Date --------------------------------- Hayden R. 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