0001209191-17-046951.txt : 20170801 0001209191-17-046951.hdr.sgml : 20170801 20170801173335 ACCESSION NUMBER: 0001209191-17-046951 CONFORMED SUBMISSION TYPE: 3/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20140801 FILED AS OF DATE: 20170801 DATE AS OF CHANGE: 20170801 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Smith Scott Andrew CENTRAL INDEX KEY: 0001614975 FILING VALUES: FORM TYPE: 3/A SEC ACT: 1934 Act SEC FILE NUMBER: 001-34912 FILM NUMBER: 17997710 MAIL ADDRESS: STREET 1: C/O CELGENE CORPORATION STREET 2: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CELGENE CORP /DE/ CENTRAL INDEX KEY: 0000816284 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 222711928 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 BUSINESS PHONE: (908)673-9000 MAIL ADDRESS: STREET 1: 86 MORRIS AVENUE CITY: SUMMIT STATE: NJ ZIP: 07901 3/A 1 doc3a.xml FORM 3/A SUBMISSION X0206 3/A 2014-08-01 2014-08-05 0 0000816284 CELGENE CORP /DE/ CELG 0001614975 Smith Scott Andrew 86 MORRIS AVENUE C/O CELGENE CORP SUMMIT NJ 07901 0 1 0 0 See Remarks Common Stock 3858 D Common Stock 2325 I 401(k) Plan Restricted Stock Unit Common Stock 6400 D Restricted Stock Unit Common Stock 3750 D Restricted Stock Unit Common Stock 10000 D Restricted Stock Unit Common Stock 5000 D Restricted Stock Unit Common Stock 10000 D Restricted Stock Unit Common Stock 6666 D Restricted Stock Unit Common Stock 6670 D Stock Options (right to buy) 74.30 2024-02-03 Common Stock 10000 D Stock Options (right to buy) 81.55 2023-12-02 Common Stock 15000 D Stock Options (right to buy) 78.115 2023-10-28 Common Stock 10000 D Stock Options (right to buy) 71.33 2023-07-29 Common Stock 10000 D Stock Options (right to buy) 59.235 2023-04-29 Common Stock 10000 D Stock Options (right to buy) 49.475 2023-01-28 Common Stock 5000 D Stock Options (right to buy) 40.22 2022-12-17 Common Stock 15000 D Stock Options (right to buy) 36.675 2022-10-31 Common Stock 5000 D Stock Options (right to buy) 34.70 2022-07-30 Common Stock 5000 D Stock Options (right to buy) 36.465 2022-04-30 Common Stock 5000 D Stock Options (right to buy) 36.36 2022-01-30 Common Stock 5000 D Stock Options (right to buy) 31.54 2021-11-30 Common Stock 20000 D Stock Options (right to buy) 32.415 2021-10-31 Common Stock 5000 D Stock Options (right to buy) 29.235 2021-08-01 Common Stock 5000 D Stock Options (right to buy) 29.89 2021-05-02 Common Stock 5000 D Stock Options (right to buy) 25.765 2021-01-31 Common Stock 12100 D Stock Options (right to buy) 28.94 2020-10-12 Common Stock 12100 D Stock Options (right to buy) 26.17 2020-07-13 Common Stock 12100 D Stock Options (right to buy) 30.74 2020-04-13 Common Stock 12100 D Stock Options (right to buy) 28.495 2020-01-12 Common Stock 2750 D Stock Options (right to buy) 23.01 2019-07-14 Common Stock 646 D Stock Options (right to buy) 19.505 2019-04-14 Common Stock 2750 D Stock Options (right to buy) 25.18 2019-01-31 Common Stock 1250 D The Form 3 filed o August 5, 2014 is amended and restated in its entirety to reflect the inadvertent omission of shares held by the reporting person on such date. There are no other changes to the Form 3 filed on August 5, 2014. The restricted stock units vest on December 23, 2016. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units were issued pursuant to The Celgene Corporation 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013). Each restricted stock unit represents a contingent right to received one share of the Company's common stock. The restricted stock units vest on December 2, 2016. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units vest on April 29, 2016. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units vest on December 17, 2015. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units vest on December 3, 2015. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units vest on April 30, 2015. Vested shares will be delivered to the reporting person on the vested date. The restricted stock units vest on November 30, 2014. Vested shares will be delivered to the reporting person on the vested date. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on February 3, 2015. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on December 2, 2014. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on October 28, 2014. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on July 29, 2014. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on April 29, 2014. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on January 28, 2014. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on December 17, 2013. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on October 31, 2013. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on July 30, 2013. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on April 30, 2013. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on January 30, 2013. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on November 30, 2012. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on October 31, 2012. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on August 1, 2012. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on May 2, 2012. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on January 31, 2012. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on October 12, 2011. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on July 13, 2011. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on April 13, 2011. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on January 12, 2011. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on July 14, 2010. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on April 14, 2010. Stock options granted pursuant to the Company's 2008 Stock Incentive Plan (Amended and Restated as of April 17, 2013) are immediately exercisable and will vest in four equal installments commencing on January 13, 2010. President and Chief Operating Officer /s/Peter N. Kellogg, Attorney-in-Fact 2017-08-01