Chief Compliance Officer

0000816192-21-000005.txt : 20211109 0000816192-21-000005.hdr.sgml : 20211109 20211109120652 ACCESSION NUMBER: 0000816192-21-000005 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20210930 FILED AS OF DATE: 20211109 DATE AS OF CHANGE: 20211109 EFFECTIVENESS DATE: 20211109 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV CENTRAL INDEX KEY: 0000816192 IRS NUMBER: 042541452 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19543 FILM NUMBER: 211390944 BUSINESS ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818787757 MAIL ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV DATE OF NAME CHANGE: 19870616 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000816192 XXXXXXXX 09-30-2021 09-30-2021 FIRST NATIONAL CORP /MA/ /ADV

300 LEDGEWOOD PLACE SUITE 101 ROCKLAND MA 02370

13F HOLDINGS REPORT 028-19543 N JASON T. SKOLNICK Chief Compliance Officer 781-878-7757 JASON T. SKOLNICK ROCKLAND MA 11-09-2021 0 161 445961 false INFORMATION TABLE 2 13F-FNC_Q32021.xml 3m Company Equity 88579Y101 290 1652 SH SOLE 0 0 1652 Abbott Laboratories Equity 002824100 1396 11819 SH SOLE 0 0 11819 AbbVie Inc Equity 00287Y109 718 6657 SH SOLE 0 0 6657 Alphabet Class C Equity 02079K107 986 370 SH SOLE 0 0 370 Alphabet Inc Class A Equity 02079K305 2204 824 SH SOLE 0 0 824 Amazon.Com Inc Equity 023135106 1693 516 SH SOLE 0 0 516 American Express Company Equity 025816109 202 1206 SH SOLE 0 0 1206 American States Water Co Equity 029899101 2942 34399 SH SOLE 0 0 34399 American Water Works Co Equity 030420103 9553 56512 SH SOLE 0 0 56512 Amgen Inc Equity 031162100 531 2496 SH SOLE 0 0 2496 Anheuser Busch Cos Inc Equity 03524A108 234 4150 SH SOLE 0 0 4150 Apple Computer Inc Equity 037833100 11377 80404 SH SOLE 0 0 80404 AT&T Inc Equity 00206R102 462 17110 SH SOLE 0 0 17110 Berkshire Hathaway Inc Class B Equity 084670702 2837 10396 SH SOLE 0 0 10396 BioHiTech Global Inc Equity 09074B107 23 16510 SH SOLE 0 0 16510 Blackrock Inc Equity 09247X101 276 329 SH SOLE 0 0 329 Boeing Company Equity 097023105 257 1169 SH SOLE 0 0 1169 California Water Service Group Equity 130788102 2917 49498 SH SOLE 0 0 49498 Camden Natl Corp Equity 133034108 337 7039 SH SOLE 0 0 7039 Caterpillar Inc Equity 149123101 262 1367 SH SOLE 0 0 1367 Chevron Corporation Equity 166764100 353 3480 SH SOLE 0 0 3480 Cisco Systems Inc Equity 17275R102 559 10272 SH SOLE 0 0 10272 Citigroup Inc Equity 172967424 507 7224 SH SOLE 0 0 7224 Coca-Cola Company Equity 191216100 375 7142 SH SOLE 0 0 7142 Colgate-Palmolive Company Equity 194162103 413 5466 SH SOLE 0 0 5466 Columbia EM Core ex-China ETF Equity 19762B202 1568 48745 SH SOLE 0 0 48745 Consolidated Edison Inc Equity 209115104 263 3618 SH SOLE 0 0 3618 Costco Wholesale Corp Equity 22160K105 1008 2243 SH SOLE 0 0 2243 CSW Industrials Inc Equity 126402106 364 2847 SH SOLE 0 0 2847 CVS Corp Equity 126650100 258 3041 SH SOLE 0 0 3041 Deere & Co Equity 244199105 516 1541 SH SOLE 0 0 1541 Diageo Plc New Spn Adr Equity 25243Q205 376 1948 SH SOLE 0 0 1948 Digital Realty Trust Inc Equity 253868103 344 2378 SH SOLE 0 0 2378 Disney Walt Company Equity 254687106 724 4280 SH SOLE 0 0 4280 Duke Energy Corp New Equity 26441C204 877 8989 SH SOLE 0 0 8989 Eli Lilly & Company Equity 532457108 2116 9159 SH SOLE 0 0 9159 Energy Select Sector SPDR Equity 81369Y506 458 8788 SH SOLE 0 0 8788 Essential Utilities Equity 29670G102 5792 125684 SH SOLE 0 0 125684 Exxon Mobil Corp Equity 30231G102 488 8291 SH SOLE 0 0 8291 Facebook Equity 30303M102 650 1916 SH SOLE 0 0 1916 Fidelity MSCI Real Estate Index ETF Equity 316092857 482 15848 SH SOLE 0 0 15848 Financial Select Sector SPDR Equity 81369Y605 714 19030 SH SOLE 0 0 19030 General Mills Inc Equity 370334104 252 4210 SH SOLE 0 0 4210 Genl Dynamics Corp Com Equity 369550108 399 2037 SH SOLE 0 0 2037 Goldman Sachs ActiveBeta International Equity 381430107 3144 92002 SH SOLE 0 0 92002 Guggenheim Bulletshares 2023 Corporate Bond Equity 46138J866 509 23500 SH SOLE 0 0 23500 Guggenheim Bulletshares 2024 Corporate Bond Equity 46138J841 506 22900 SH SOLE 0 0 22900 Home Depot Inc Equity 437076102 816 2486 SH SOLE 0 0 2486 Honeywell Intl Inc Equity 438516106 347 1636 SH SOLE 0 0 1636 HubSpot Inc Equity 443573100 224 332 SH SOLE 0 0 332 Intel Corp Equity 458140100 1440 27035 SH SOLE 0 0 27035 International Business Machine Corp Equity 459200101 541 3897 SH SOLE 0 0 3897 Invesco BulletShares 2025 Corp Bond ETF Equity 46138J825 235 10600 SH SOLE 0 0 10600 Invesco DB Oil Fund Equity 46140H403 2991 217968 SH SOLE 0 0 217968 Invesco Fundamental High Yield Corp Bond ETF Equity 46138E719 1179 60502 SH SOLE 0 0 60502 Invesco QQQ Trust Equity 46090E103 3851 10759 SH SOLE 0 0 10759 iShares 0-5 Year TIPS Bond ETF Equity 46429B747 12200 115494 SH SOLE 0 0 115494 iShares Aaa-A Rated Corporate Bond Equity 46429B291 6099 108277 SH SOLE 0 0 108277 iShares Barclays MBS Bonds Equity 464288588 1066 9853 SH SOLE 0 0 9853 iShares Barclays TIPS Equity 464287176 789 6181 SH SOLE 0 0 6181 iShares Bloomberg Roll Sel Brd Cmdty ETF Equity 46431W598 906 15512 SH SOLE 0 0 15512 iShares Cohen & Steers Realty Majors Equity 464287564 1109 16949 SH SOLE 0 0 16949 iShares Commodities Select Strategies ETF Equity 46431W853 599 16711 SH SOLE 0 0 16711 iShares Core Dividend Growth ETF Equity 46434V621 2757 54876 SH SOLE 0 0 54876 iShares Core High Dividend Equity 46429B663 600 6366 SH SOLE 0 0 6366 iShares Core MSCI EAFE ETF Equity 46432F842 612 8244 SH SOLE 0 0 8244 iShares Core S&P 500 ETF Equity 464287200 1276 2962 SH SOLE 0 0 2962 iShares Core S&P Total US Stock Market ETF Equity 464287150 513 5215 SH SOLE 0 0 5215 iShares GNMA Bond Equity 46429B333 272 5438 SH SOLE 0 0 5438 iShares iBonds DEC 2021 Term Muni Bonds Equity 46435G789 435 17025 SH SOLE 0 0 17025 iShares iBonds DEC 2022 Term Muni Bond Equity 46435G755 743 28396 SH SOLE 0 0 28396 iShares iBonds Dec 2023 Term Muni Bond Equity 46435G318 677 26056 SH SOLE 0 0 26056 iShares iBoxx Investment Grade Corp Bond Equity 464287242 5426 40790 SH SOLE 0 0 40790 iShares Lehman 20 Year Treas Bond Equity 464287432 39921 276614 SH SOLE 0 0 276614 iShares MSCI EAFE Index Equity 464287465 211 2704 SH SOLE 0 0 2704 iShares Russell 3000 Equity 464287689 740 2902 SH SOLE 0 0 2902 iShares S&P 500 Growth Equity 464287309 581 7862 SH SOLE 0 0 7862 iShares S&P 500 Value Equity 464287408 250 1716 SH SOLE 0 0 1716 iShares S&P Midcap Equity 464287507 969 3684 SH SOLE 0 0 3684 iShares S&P North Amer Tech-Semicondctrs Equity 464287523 23216 52069 SH SOLE 0 0 52069 iShares S&P US Preferred Fund Equity 464288687 1747 45008 SH SOLE 0 0 45008 iShares Tr S&P Smallcap Equity 464287804 1140 10437 SH SOLE 0 0 10437 Johnson & Johnson Equity 478160104 2088 12929 SH SOLE 0 0 12929 JP Morgan Chase & Company Equity 46625H100 600 3666 SH SOLE 0 0 3666 Kimberly-Clark Corp Equity 494368103 511 3861 SH SOLE 0 0 3861 Kirby Corporation Equity 497266106 255 5326 SH SOLE 0 0 5326 Leggett&Platt Inc Com Equity 524660107 8215 183197 SH SOLE 0 0 183197 Merck & Company Inc Equity 58933Y105 894 11902 SH SOLE 0 0 11902 Microsoft Corp Equity 594918104 1982 7030 SH SOLE 0 0 7030 NextEra Energy Inc Equity 65339F101 1084 13810 SH SOLE 0 0 13810 Nvidia Corp Equity 67066G104 276 1334 SH SOLE 0 0 1334 Paychex Inc Equity 704326107 590 5244 SH SOLE 0 0 5244 PayPal Holdings Inc Equity 70450Y103 649 2495 SH SOLE 0 0 2495 Pepsico Incorporated Equity 713448108 257 1710 SH SOLE 0 0 1710 Pfizer Incorporated Equity 717081103 940 21864 SH SOLE 0 0 21864 PIMCO Enhaced Low Duration Active ETF Equity 72201R718 10269 100852 SH SOLE 0 0 100852 Pimco Short Term Muni ETF Equity 72201R874 3049 59437 SH SOLE 0 0 59437 PIMCO Total Return ETF Equity 72201R775 4531 40983 SH SOLE 0 0 40983 Planet Fitness Inc Equity 72703H101 623 7935 SH SOLE 0 0 7935 Procter & Gamble Company Equity 742718109 945 6761 SH SOLE 0 0 6761 Proshares Short S&P 500 Equity 74347B425 1452 95370 SH SOLE 0 0 95370 ProShares Ultra QQQ Equity 74347R206 6464 88822 SH SOLE 0 0 88822 ProShares Ultra S&P 500 Equity 74347R107 1929 16100 SH SOLE 0 0 16100 ProShares UltraShort 20 Year Treasury Equity 74347B201 218 11900 SH SOLE 0 0 11900 ProShares UltraShort Bloomberg Crude Oil Equity 74347Y862 4831 318218 SH SOLE 0 0 318218 Qualcomm Inc Equity 747525103 228 1768 SH SOLE 0 0 1768 Raytheon Technologies Corp Equity 75513E101 238 2764 SH SOLE 0 0 2764 S&P Global Inc Equity 78409V104 999 2352 SH SOLE 0 0 2352 Schwab Emgerging Markets Equity ETF Equity 808524706 1490 48875 SH SOLE 0 0 48875 Schwab Fundamental Emerging Markets Large Company Equity 808524730 1484 46033 SH SOLE 0 0 46033 Schwab Fundamental US Broad Market ETF Equity 808524789 475 8873 SH SOLE 0 0 8873 Schwab Fundamental US Large Company ETF Equity 808524771 2070 38367 SH SOLE 0 0 38367 Schwab International Equity ETF Equity 808524805 14115 364735 SH SOLE 0 0 364735 Schwab US Aggregate Bond ETF Equity 808524839 380 7012 SH SOLE 0 0 7012 Schwab US Broad Market ETF Equity 808524102 32239 310410 SH SOLE 0 0 310410 Schwab US Dividend Equity ETF Equity 808524797 11658 157027 SH SOLE 0 0 157027 Schwab US Large Cap ETF Equity 808524201 10107 97153 SH SOLE 0 0 97153 Schwab US Mid-Cap ETF Equity 808524508 11673 152270 SH SOLE 0 0 152270 Schwab US REIT ETF Equity 808524847 3335 73014 SH SOLE 0 0 73014 Schwab US Small Cap ETF Equity 808524607 12020 120082 SH SOLE 0 0 120082 Schwab US TIPS ETF Equity 808524870 2450 39147 SH SOLE 0 0 39147 Shopify Inc Equity 82509L107 294 217 SH SOLE 0 0 217 SJW Corp Equity 784305104 2959 44787 SH SOLE 0 0 44787 Southern Company Equity 842587107 719 11609 SH SOLE 0 0 11609 SPDR Barclays Capital Convertible Securities Equity 78464A359 2021 23675 SH SOLE 0 0 23675 SPDR Barclays Capital Tips Equity 78464A656 614 19735 SH SOLE 0 0 19735 SPDR Blackstone / GSO Senior Loan Equity 78467V608 1348 29285 SH SOLE 0 0 29285 SPDR Dow Jones Industrial Average Equity 78467X109 301 891 SH SOLE 0 0 891 SPDR Lehman Municipal Bond ETF Equity 78468R721 1347 26114 SH SOLE 0 0 26114 SPDR MSCI EAFE Fossil Fuel Free ETF Equity 78470E106 264 3199 SH SOLE 0 0 3199 SPDR S&P 500 Fossil Fuel Free ETF Equity 78468R796 337 3177 SH SOLE 0 0 3177 SPDR S&P 500 Growth ETF Equity 78464A409 255 3979 SH SOLE 0 0 3979 SPDR S&P Dividend ETF Equity 78464A763 13869 117986 SH SOLE 0 0 117986 SPDR S&P Intl Small Cap Equity 78463X871 289 7515 SH SOLE 0 0 7515 Standard & Poors Dep Rcpts Series 1 Equity 78462F103 16886 39349 SH SOLE 0 0 39349 Starbucks Corporation Equity 855244109 248 2245 SH SOLE 0 0 2245 Target Corp Equity 87612E106 408 1785 SH SOLE 0 0 1785 Texas Instruments Inc Equity 882508104 318 1655 SH SOLE 0 0 1655 Travelers Companies Inc Equity 89417E109 302 1988 SH SOLE 0 0 1988 Twilio Inc Equity 90138F102 222 696 SH SOLE 0 0 696 U S Bancorp De Equity 902973304 226 3808 SH SOLE 0 0 3808 Valero Energy Corp New Equity 91913Y100 255 3607 SH SOLE 0 0 3607 Vanguard Dividend Appreciation ETF Equity 921908844 456 2967 SH SOLE 0 0 2967 Vanguard Emerging Market Equity 922042858 348 6967 SH SOLE 0 0 6967 Vanguard FTSE Developed Markets Index Fund Equity 921943858 4060 80411 SH SOLE 0 0 80411 Vanguard International Equity Index Equity 922042775 1550 25425 SH SOLE 0 0 25425 Vanguard Mid Cap Equity 922908629 9811 41438 SH SOLE 0 0 41438 Vanguard REIT Equity 922908553 10704 105168 SH SOLE 0 0 105168 Vanguard S&P 500 ETF Equity 922908363 4764 12078 SH SOLE 0 0 12078 Vanguard Small Cap ETF Equity 922908751 7815 35740 SH SOLE 0 0 35740 Vanguard Telecom Svcs Equity 92204A884 4131 29344 SH SOLE 0 0 29344 Vanguard Total Corporate Bond ETF Equity 92206C573 233 2550 SH SOLE 0 0 2550 Vanguard Total International Bond ETF Equity 92203J407 2127 37345 SH SOLE 0 0 37345 Vanguard Total Stock Mkt Equity 922908769 1322 5955 SH SOLE 0 0 5955 Vanguard Total World Stock Index ETF Equity 922042742 394 3867 SH SOLE 0 0 3867 Vanguard Utilities Equity 92204A876 12023 86413 SH SOLE 0 0 86413 Vanguard Value ETF Equity 922908744 953 7042 SH SOLE 0 0 7042 Verizon Communications Inc Equity 92343V104 1843 34122 SH SOLE 0 0 34122 Visa Inc Cl A Equity 92826C839 399 1792 SH SOLE 0 0 1792 Waste Management Inc Del Equity 94106L109 297 1989 SH SOLE 0 0 1989 1/100 Berkshire Htwy A Equity 084990175 1646 400 SH SOLE 0 0 400