CHIEF COMPLIANCE OFFICER

0000816192-20-000001.txt : 20200131 0000816192-20-000001.hdr.sgml : 20200131 20200131120402 ACCESSION NUMBER: 0000816192-20-000001 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20191231 FILED AS OF DATE: 20200131 DATE AS OF CHANGE: 20200131 EFFECTIVENESS DATE: 20200131 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV CENTRAL INDEX KEY: 0000816192 IRS NUMBER: 042541452 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19543 FILM NUMBER: 20564068 BUSINESS ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818787757 MAIL ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV DATE OF NAME CHANGE: 19870616 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000816192 XXXXXXXX 12-31-2019 12-31-2019 FIRST NATIONAL CORP /MA/ /ADV

300 LEDGEWOOD PLACE SUITE 101 ROCKLAND MA 02370

13F HOLDINGS REPORT 028-19543 N JASON SKOLNICK CHIEF COMPLIANCE OFFICER (781) 878-7757 JASON SKOLNICK ROCKLAND MA 01-31-2020 0 145 268772 false INFORMATION TABLE 2 13F-FNCQ42019.xml Alphabet Class C Equity 02079K107 341 255 SH SOLE 0 0 255 1/100 Berkshire Htwy A Equity 084670108 1358 400 SH SOLE 0 0 400 Amazon.Com Inc Equity 023135106 793 429 SH SOLE 0 0 429 Alphabet Inc Class A Equity 02079K305 970 724 SH SOLE 0 0 724 SPDR Dow Jones Industrial Average Equity 78467X109 209 733 SH SOLE 0 0 733 iShares Dow Jones Industrial ETF Equity 464287754 205 1225 SH SOLE 0 0 1225 Boeing Company Equity 097023105 400 1228 SH SOLE 0 0 1228 iShares S&P 500 Growth Equity 464287309 273 1410 SH SOLE 0 0 1410 Texas Instruments Inc Equity 882508104 210 1634 SH SOLE 0 0 1634 Amgen Inc Equity 031162100 407 1688 SH SOLE 0 0 1688 Pepsico Incorporated Equity 713448108 231 1694 SH SOLE 0 0 1694 Facebook Equity 30303M102 353 1719 SH SOLE 0 0 1719 Deere & Co Equity 244199105 315 1815 SH SOLE 0 0 1815 Invesco QQQ Trust Equity 46090E103 394 1852 SH SOLE 0 0 1852 Waste Management Inc Del Equity 94106L109 212 1859 SH SOLE 0 0 1859 Honeywell Intl Inc Equity 438516106 333 1881 SH SOLE 0 0 1881 SPDR Gold Shares Equity 78463V107 282 1975 SH SOLE 0 0 1975 S&P Global Inc Equity 78409V104 546 2000 SH SOLE 0 0 2000 Invesco S&P 500 Equal Weight Utilities Equity 46137V274 217 2040 SH SOLE 0 0 2040 iShares Barclays TIPS Equity 464287176 244 2092 SH SOLE 0 0 2092 Home Depot Inc Equity 437076102 459 2101 SH SOLE 0 0 2101 Diageo Plc New Spn Adr Equity 25243Q205 356 2115 SH SOLE 0 0 2115 Costco Wholesale Corp Equity 22160K105 624 2124 SH SOLE 0 0 2124 Phillips 66 Equity 718546104 257 2305 SH SOLE 0 0 2305 JP Morgan Chase & Company Equity 46625H100 327 2347 SH SOLE 0 0 2347 Starbucks Corporation Equity 855244109 211 2402 SH SOLE 0 0 2402 iShares Core S&P 500 ETF Equity 464287200 778 2408 SH SOLE 0 0 2408 PayPal Holdings Inc Equity 70450Y103 266 2455 SH SOLE 0 0 2455 Vanguard Dividend Appreciation ETF Equity 921908844 321 2577 SH SOLE 0 0 2577 Citigroup Inc Equity 172967424 212 2648 SH SOLE 0 0 2648 Kirby Corporation Equity 497266106 245 2736 SH SOLE 0 0 2736 iShares iBoxx High Yield Corporate Bond Equity 464288513 245 2781 SH SOLE 0 0 2781 NextEra Energy Inc Equity 65339F101 683 2821 SH SOLE 0 0 2821 CSW Industrials Inc Equity 126402106 219 2847 SH SOLE 0 0 2847 United Technologies Corp Equity 913017109 430 2873 SH SOLE 0 0 2873 iShares Russell 3000 Equity 464287689 547 2902 SH SOLE 0 0 2902 iShares MSCI ACWI Equity 464288257 233 2941 SH SOLE 0 0 2941 Chevron Corporation Equity 166764100 373 3099 SH SOLE 0 0 3099 Disney Walt Company Equity 254687106 452 3125 SH SOLE 0 0 3125 iShares S&P Midcap Equity 464287507 652 3168 SH SOLE 0 0 3168 Consolidated Edison Inc Equity 209115104 295 3265 SH SOLE 0 0 3265 Vanguard Short Term Bond Index ETF Equity 921937827 292 3624 SH SOLE 0 0 3624 iShares New York Muni Bond Equity 464288323 215 3764 SH SOLE 0 0 3764 Kimberly-Clark Corp Equity 494368103 528 3838 SH SOLE 0 0 3838 International Business Machine Corp Equity 459200101 540 4025 SH SOLE 0 0 4025 PIMCO Total Return ETF Equity 72201R775 465 4313 SH SOLE 0 0 4313 Colgate-Palmolive Company Equity 194162103 323 4685 SH SOLE 0 0 4685 PIMCO Enhaced Low Duration Active ETF Equity 72201R718 475 4762 SH SOLE 0 0 4762 Planet Fitness Inc Equity 72703H101 369 4935 SH SOLE 0 0 4935 Vanguard Total Stock Mkt Equity 922908769 858 5245 SH SOLE 0 0 5245 Microsoft Corp Equity 594918104 839 5319 SH SOLE 0 0 5319 iShares Core High Dividend Equity 46429B663 523 5334 SH SOLE 0 0 5334 iShares DJ US Aerospace & Defense Index Equity 464288760 1203 5416 SH SOLE 0 0 5416 Cisco Systems Inc Equity 17275R102 260 5419 SH SOLE 0 0 5419 Walgreens Boots Alliance Inc Equity 931427108 331 5617 SH SOLE 0 0 5617 SPDR S&P 600 Small Cap ETF Equity 78464A813 425 5864 SH SOLE 0 0 5864 Vanguard International Equity Index Equity 922042775 323 6014 SH SOLE 0 0 6014 Valero Energy Corp New Equity 91913Y100 568 6067 SH SOLE 0 0 6067 Coca-Cola Company Equity 191216100 336 6070 SH SOLE 0 0 6070 AbbVie Inc Equity 00287Y109 567 6401 SH SOLE 0 0 6401 Paychex Inc Equity 704326107 554 6513 SH SOLE 0 0 6513 Vanguard Value ETF Equity 922908744 791 6597 SH SOLE 0 0 6597 iShares GNMA Bond Equity 46429B333 335 6674 SH SOLE 0 0 6674 Schwab Fundamental US Small Company ETF Equity 808524763 271 6736 SH SOLE 0 0 6736 Vanguard S&P 500 ETF Equity 922908363 2015 6811 SH SOLE 0 0 6811 Procter & Gamble Company Equity 742718109 874 6994 SH SOLE 0 0 6994 Camden Natl Corp Equity 133034108 324 7039 SH SOLE 0 0 7039 iShares Floating Rate ETF Equity 46429B655 362 7111 SH SOLE 0 0 7111 SPDR S&P Intl Small Cap Equity 78463X871 239 7515 SH SOLE 0 0 7515 iShares Core MSCI EAFE ETF Equity 46432F842 496 7609 SH SOLE 0 0 7609 Vanguard Telecom Svcs Equity 92204A884 738 7857 SH SOLE 0 0 7857 Proshs Ultra Oil & Gas Equity 74347R719 203 7922 SH SOLE 0 0 7922 ProShares Ultra S&P 500 Equity 74347R107 1214 8050 SH SOLE 0 0 8050 iShares 0-5 Year TIPS Bond ETF Equity 46429B747 815 8097 SH SOLE 0 0 8097 PIMCO Investment Grade Corp Bond Index Equity 72201R817 919 8357 SH SOLE 0 0 8357 iShares Tr S&P Smallcap Equity 464287804 751 8957 SH SOLE 0 0 8957 Merck & Company Inc Equity 58933Y105 820 9013 SH SOLE 0 0 9013 Proshares Short S&P 500 Equity 74347B425 224 9348 SH SOLE 0 0 9348 Duke Energy Corp New Equity 26441C204 861 9438 SH SOLE 0 0 9438 Berkshire Hathaway Inc Class B Equity 084670702 2271 10026 SH SOLE 0 0 10026 Eli Lilly & Company Equity 532457108 1325 10085 SH SOLE 0 0 10085 SPDRBarclays International Treasury ETF Equity 78464A516 297 10321 SH SOLE 0 0 10321 Vanguard Small Cap ETF Equity 922908751 1737 10487 SH SOLE 0 0 10487 Fidelity MSCI Real Estate Index ETF Equity 316092857 293 10533 SH SOLE 0 0 10533 iShares Core US Credit Bond Equity 464288620 625 10712 SH SOLE 0 0 10712 iShares Core S&P Total US Stock Market ETF Equity 464287150 783 10770 SH SOLE 0 0 10770 Exxon Mobil Corp Equity 30231G102 777 11137 SH SOLE 0 0 11137 Southern Company Equity 842587107 710 11146 SH SOLE 0 0 11146 Abbott Laboratories Equity 002824100 998 11486 SH SOLE 0 0 11486 Johnson & Johnson Equity 478160104 1705 11687 SH SOLE 0 0 11687 ProShares UltraShort 20 Year Treasury Equity 74347R172 316 11900 SH SOLE 0 0 11900 Vanguard Mid Cap Equity 922908629 2467 13843 SH SOLE 0 0 13843 Pfizer Incorporated Equity 717081103 552 14101 SH SOLE 0 0 14101 Vanguard FTSE Developed Markets Index Fund Equity 921943858 659 14964 SH SOLE 0 0 14964 iShares Barclays MBS Bonds Equity 464288588 1657 15330 SH SOLE 0 0 15330 JPMorgan Diversified Return International Equity Equity 46641Q209 908 15906 SH SOLE 0 0 15906 BioHiTech Global Inc Equity 09074B107 28 16510 SH SOLE 0 0 16510 Schwab US Aggregate Bond ETF Equity 808524839 902 16880 SH SOLE 0 0 16880 Apple Computer Inc Equity 037833100 5298 18043 SH SOLE 0 0 18043 SPDR Barclays Capital Tips Equity 78464A656 563 19735 SH SOLE 0 0 19735 American States Water Co Equity 029899101 1837 21205 SH SOLE 0 0 21205 Pimco Short Term Muni ETF Equity 72201R874 1088 21482 SH SOLE 0 0 21482 Energy Select Sector SPDR Equity 81369Y506 1410 23478 SH SOLE 0 0 23478 Schwab Fundamental International Small Company Equity 808524748 791 23785 SH SOLE 0 0 23785 AT&T Inc Equity 00206R102 937 23975 SH SOLE 0 0 23975 iShares iBonds DEC 2022 Term Muni Bond Equity 46435G755 639 24417 SH SOLE 0 0 24417 iShares iBonds DEC 2021 Term Muni Bonds Equity 46435G789 635 24632 SH SOLE 0 0 24632 IQ Global Resources Equity 45409B883 671 24641 SH SOLE 0 0 24641 Standard & Poors Dep Rcpts Series 1 Equity 78462F103 8022 24925 SH SOLE 0 0 24925 Vanguard Total International Bond ETF Equity 92203J407 1450 25631 SH SOLE 0 0 25631 IndexIQ Hedge Multi-Strategy Tracker ETF Equity 45409B107 814 26425 SH SOLE 0 0 26425 SJW Corp Equity 784305104 1892 26621 SH SOLE 0 0 26621 SPDR Lehman Municipal Bond ETF Equity 78468R721 1362 26930 SH SOLE 0 0 26930 Vanguard Utilities Equity 92204A876 3892 27240 SH SOLE 0 0 27240 Peoples United Bankcorp Equity 712704105 463 27412 SH SOLE 0 0 27412 SPDR MSC Global Stock Market ETF Equity 78463X475 1268 29540 SH SOLE 0 0 29540 Intel Corp Equity 458140100 1793 29952 SH SOLE 0 0 29952 Verizon Communications Inc Equity 92343V104 1865 30375 SH SOLE 0 0 30375 Invesco Fundamental High Yield Corp Bond ETF Equity 46138E719 601 31200 SH SOLE 0 0 31200 SPDR Barclays Capital Convertible Securities Equity 78464A359 1736 31280 SH SOLE 0 0 31280 SPDR S&P 500 Growth ETF Equity 78464A409 1321 31522 SH SOLE 0 0 31522 Invesco Preferred ETF Equity 46138E511 492 32798 SH SOLE 0 0 32798 Schwab US TIPS ETF Equity 808524870 1910 33721 SH SOLE 0 0 33721 California Water Service Group Equity 130788102 1852 35920 SH SOLE 0 0 35920 ProShares Ultra QQQ Equity 74347R206 4390 36016 SH SOLE 0 0 36016 iShares iBonds SEP 2020 Term Muni Bonds Equity 46434V571 1029 40321 SH SOLE 0 0 40321 VanEck Vectors Short High-Yield Muni Equity 92189F387 1197 47490 SH SOLE 0 0 47490 American Water Works Co Equity 030420103 6366 51818 SH SOLE 0 0 51818 iShares iBoxx Investment Grade Corp Bond Equity 464287242 7080 55327 SH SOLE 0 0 55327 iShares S&P North Amer Tech-Semicondctrs Equity 464287523 15139 60291 SH SOLE 0 0 60291 ProShares UltraShort Bloomberg Crude Oil Equity 74347W668 802 66037 SH SOLE 0 0 66037 Vanguard REIT Equity 922908553 6977 75191 SH SOLE 0 0 75191 iShares Lehman 20 Year Treas Bond Equity 464287432 10589 78159 SH SOLE 0 0 78159 Aqua America Inc Equity 03836W103 3873 82499 SH SOLE 0 0 82499 SPDR S&P Dividend ETF Equity 78464A763 9793 91041 SH SOLE 0 0 91041 iShares S&P US Preferred Fund Equity 464288687 3555 94566 SH SOLE 0 0 94566 Schwab US Large Cap ETF Equity 808524201 8540 111184 SH SOLE 0 0 111184 Schwab US Dividend Equity ETF Equity 808524797 9383 162007 SH SOLE 0 0 162007 Schwab US Small Cap ETF Equity 808524607 12279 162334 SH SOLE 0 0 162334 Leggett&Platt Inc Com Equity 524660107 9132 179662 SH SOLE 0 0 179662 Schwab US Mid-Cap ETF Equity 808524508 11776 195772 SH SOLE 0 0 195772 Schwab International Equity ETF Equity 808524805 9031 268534 SH SOLE 0 0 268534 Schwab US Broad Market ETF Equity 808524102 21937 285343 SH SOLE 0 0 285343 Schwab Emgerging Markets Equity ETF Equity 808524706 8353 305181 SH SOLE 0 0 305181 Invesco DB Oil Fund Equity 46140H403 5215 488736 SH SOLE 0 0 488736