CHIEF COMPLIANCE OFFICER

0000816192-19-000006.txt : 20190612 0000816192-19-000006.hdr.sgml : 20190612 20190612164435 ACCESSION NUMBER: 0000816192-19-000006 CONFORMED SUBMISSION TYPE: 13F-HR PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20181231 FILED AS OF DATE: 20190612 DATE AS OF CHANGE: 20190612 EFFECTIVENESS DATE: 20190612 FILER: COMPANY DATA: COMPANY CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV CENTRAL INDEX KEY: 0000816192 IRS NUMBER: 042541452 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 13F-HR SEC ACT: 1934 Act SEC FILE NUMBER: 028-19543 FILM NUMBER: 19894042 BUSINESS ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 BUSINESS PHONE: 7818787757 MAIL ADDRESS: STREET 1: 300 LEDGEWOOD PLACE STREET 2: SUITE 101 CITY: ROCKLAND STATE: MA ZIP: 02370 FORMER COMPANY: FORMER CONFORMED NAME: FIRST NATIONAL CORP /MA/ /ADV DATE OF NAME CHANGE: 19870616 13F-HR 1 primary_doc.xml 13F-HR LIVE false false false 0000816192 XXXXXXXX 12-31-2018 12-31-2018 FIRST NATIONAL CORP /MA/ /ADV

300 LEDGEWOOD PLACE SUITE 101 ROCKLAND MA 02370

13F HOLDINGS REPORT 028-19543 N JASON T. SKOLNICK CHIEF COMPLIANCE OFFICER (781) 878-7757 JASON T. SKOLNICK ROCKLAND MA 06-12-2019 0 411 217042 false INFORMATION TABLE 2 13F-FNCQ42018.xml WAVE Life Sciences Ltd Equity Y95308105 509 12100 SH SOLE 0 0 12100 Spotify Technology Equity L8681T102 6 57 SH SOLE 0 0 57 Transocean Inc Equity G90078109 17 2500 SH SOLE 0 0 2500 Seagate Technology Equity G7945J104 23 600 SH SOLE 0 0 600 Nanoco Group PLC Equity G6390M109 5 10000 SH SOLE 0 0 10000 Linde Plc Equity G5494J103 41 262 SH SOLE 0 0 262 Ingersoll Rand Co Cl A Equity G4776G101 57 630 SH SOLE 0 0 630 Aon PLC Equity G0408V102 15 105 SH SOLE 0 0 105 Allegion PLC Equity G0176J109 17 210 SH SOLE 0 0 210 Wisdomtree Managed Futures Strategy Equity 97717W125 16 401 SH SOLE 0 0 401 Western Asset High Income Opportunties CEF Equity 95766K109 44 9933 SH SOLE 0 0 9933 Western Asset Emerging Markets Debt Fund Equity 95766A101 9 703 SH SOLE 0 0 703 Waste Management Inc Del Equity 94106L109 165 1859 SH SOLE 0 0 1859 Visa Inc Cl A Equity 92826C839 14 106 SH SOLE 0 0 106 Verizon Communications Inc Equity 92343V104 1759 31288 SH SOLE 0 0 31288 Vanguard Intermediate-Term Corporate Bond Equity 92206C870 8 102 SH SOLE 0 0 102 Vanguard Russell 2000 ETF Equity 92206C664 49 459 SH SOLE 0 0 459 Vanguard Telecom Svcs Equity 92204A884 110 1483 SH SOLE 0 0 1483 Vanguard Utilities Equity 92204A876 5810 49307 SH SOLE 0 0 49307 Vanguard Total International Bond ETF Equity 92203J407 1219 22468 SH SOLE 0 0 22468 VanEck Vectors Short High-Yield Muni Equity 92189F387 809 33433 SH SOLE 0 0 33433 Valero Energy Corp New Equity 91913Y100 301 4015 SH SOLE 0 0 4015 Unitedhealth Group Inc Equity 91324P102 57 227 SH SOLE 0 0 227 Ulta Salon Cosm & Frag Equity 90384S303 20 80 SH SOLE 0 0 80 Twilio Inc Equity 90138F102 12 132 SH SOLE 0 0 132 3m Company Equity 88579Y101 199 1043 SH SOLE 0 0 1043 Tesla Motors Inc Equity 88160R101 11 33 SH SOLE 0 0 33 Teladoc Inc Equity 87918A105 12 235 SH SOLE 0 0 235 TD Ameritrade Holding Equity 87236Y108 74 1512 SH SOLE 0 0 1512 Synchrony Financial Equity 87165B103 6 265 SH SOLE 0 0 265 Sprott Physical Gold Trust Equity 85207H104 6 556 SH SOLE 0 0 556 SIRIUS XM HLDGS Inc. Equity 82966U103 7 1217 SH SOLE 0 0 1217 Financial Select Sector SPDR Equity 81369Y605 22 927 SH SOLE 0 0 927 Energy Select Sector SPDR Equity 81369Y506 298 5190 SH SOLE 0 0 5190 Scana Corporation New Equity 80589M102 16 337 SH SOLE 0 0 337 Sanofi Aventis Sponsored Adr Equity 80105N105 66 1528 SH SOLE 0 0 1528 SPDR Barclays Investment Grade Floating Rate ETF Equity 78468R200 1107 36458 SH SOLE 0 0 36458 SPDR S&P 400 Mid Cap Value ETF Equity 78464A839 10 232 SH SOLE 0 0 232 SPDR S&P Dividend ETF Equity 78464A763 8167 91235 SH SOLE 0 0 91235 SPDR S&P Regional Banking ETF Equity 78464A698 13 285 SH SOLE 0 0 285 SPDR Long Term Treasury Equity 78464A664 2681 76514 SH SOLE 0 0 76514 SPDR Barclays Capital Tips Equity 78464A656 532 9868 SH SOLE 0 0 9868 SPDRBarclays International Treasury ETF Equity 78464A516 302 10946 SH SOLE 0 0 10946 SPDR Lehman Municipal Bond ETF Equity 78464A458 1236 25683 SH SOLE 0 0 25683 SPDR Barclays Capital Convertible Securities Equity 78464A359 1227 26215 SH SOLE 0 0 26215 SPDR S&P Intl Small Cap Equity 78463X871 210 7515 SH SOLE 0 0 7515 SPDR Dow Jones Global Real Estate Equity 78463X749 99 2230 SH SOLE 0 0 2230 SPDR MSCI All Country World Index Equity 78463X475 817 11738 SH SOLE 0 0 11738 SPDR Gold Shares Equity 78463V107 194 1598 SH SOLE 0 0 1598 Standard & Poors Dep Rcpts Series 1 Equity 78462F103 6088 24359 SH SOLE 0 0 24359 Resideo Technologies Inc Equity 76118Y104 16 760 SH SOLE 0 0 760 Regenxbio Inc Equity 75901B107 151 3600 SH SOLE 0 0 3600 Redfin Corp Equity 75737F108 43 3000 SH SOLE 0 0 3000 RBC Bearings Inc Equity 75524B104 6 45 SH SOLE 0 0 45 Public Storage Equity 74460W800 23 1000 SH SOLE 0 0 1000 ProShares Ultra Financials Equity 74347X633 39 1200 SH SOLE 0 0 1200 ProShares UltraShort Bloomberg Crude Oil Equity 74347W809 5160 176219 SH SOLE 0 0 176219 ProShares Short MidCap 400 ETF Equity 74347R800 25 500 SH SOLE 0 0 500 Proshs Ultra Oil & Gas Equity 74347R719 528 22623 SH SOLE 0 0 22623 ProShares Short Dow 30 Equity 74347R701 15 250 SH SOLE 0 0 250 Proshares Short S&P 500 Equity 74347R503 839 26791 SH SOLE 0 0 26791 ProShares UltraShort 20 Year Treasury Equity 74347R297 158 4494 SH SOLE 0 0 4494 ProShares Ultra QQQ Equity 74347R206 1451 21602 SH SOLE 0 0 21602 ProShares Ultra S&P 500 Equity 74347R107 775 8350 SH SOLE 0 0 8350 ProShares K-1 Free Crude Oil Strategy Equity 74347B417 6 354 SH SOLE 0 0 354 ProShares UltraShort S&P 500 ETF Equity 74347B300 17 400 SH SOLE 0 0 400 Principal Financial Group Inc Equity 74251V102 46 1036 SH SOLE 0 0 1036 Price T Rowe Group Inc Equity 74144T108 69 752 SH SOLE 0 0 752 Planet Fitness Inc Equity 72703H101 161 3000 SH SOLE 0 0 3000 PIMCO Investment Grade Corp Bond Index Equity 72201R817 668 6743 SH SOLE 0 0 6743 PIMCO Total Return ETF Equity 72201R775 10 101 SH SOLE 0 0 101 Pimco 1-5 Year TIPS Index ETF Equity 72201R205 14 270 SH SOLE 0 0 270 PayPal Holdings Inc Equity 70450Y103 190 2255 SH SOLE 0 0 2255 PPL Capital Fund 5.9 Preferred Equity 69352P202 17 694 SH SOLE 0 0 694 Oracle Corp Equity 68389X105 45 1000 SH SOLE 0 0 1000 Nuveen Quality Preferred Income 2 Equity 67072C105 18 2131 SH SOLE 0 0 2131 Nvidia Corp Equity 67066G104 16 119 SH SOLE 0 0 119 Nutanix Inc Equity 67059N108 17 400 SH SOLE 0 0 400 MyoKardia Incorporation Equity 62857M105 12 250 SH SOLE 0 0 250 Molson Coors Brewing Company Equity 60871R209 11 200 SH SOLE 0 0 200 Metlife Inc Equity 59156R108 12 300 SH SOLE 0 0 300 Market Vectors High Yield Muni ETF Equity 57060U878 9 147 SH SOLE 0 0 147 Market Vectors Gold Miners ETF Equity 57060U100 17 826 SH SOLE 0 0 826 Marketaxess Holdings Inc Equity 57060D108 10 45 SH SOLE 0 0 45 M & T Bank Corporation Equity 55261F104 21 144 SH SOLE 0 0 144 Kinder Morgan Inc Equity 49455P101 5 319 SH SOLE 0 0 319 Juniper Networks Inc Equity 48203R104 12 450 SH SOLE 0 0 450 JPMorgan Ultra-Short Income ETF Equity 46641Q837 8 153 SH SOLE 0 0 153 JPMorgan Diversified Return International Equity Equity 46641Q209 830 16316 SH SOLE 0 0 16316 JP Morgan Chase & Company Equity 46625H100 259 2658 SH SOLE 0 0 2658 iShares iBonds DEC 2021 Term Muni Bonds Equity 46435G789 656 25787 SH SOLE 0 0 25787 iShares iBonds DEC 2022 Term Muni Bond Equity 46435G755 656 25592 SH SOLE 0 0 25592 iShares iBonds Dec 2023 Term Muni Bond Equity 46435G318 71 2810 SH SOLE 0 0 2810 iShares iBonds SEP 2020 Term Muni Bonds Equity 46434V571 1041 41023 SH SOLE 0 0 41023 iShares Core MSCI Emerging Markets Equity 46434G103 46 976 SH SOLE 0 0 976 iShares Core MSCI EAFE ETF Equity 46432F842 359 6534 SH SOLE 0 0 6534 iShares 0-5 Year TIPS Bond ETF Equity 46429B747 164 1670 SH SOLE 0 0 1670 iShares EdgeMSCI Min Volatility EAFE Equity 46429B689 49 730 SH SOLE 0 0 730 iShares MSCI China ETF Equity 46429B671 19 360 SH SOLE 0 0 360 iShares Core High Dividend Equity 46429B663 397 4710 SH SOLE 0 0 4710 iShares Floating Rate ETF Equity 46429B655 387 7680 SH SOLE 0 0 7680 iShares MSCI India ETF Equity 46429B598 23 700 SH SOLE 0 0 700 iShares iBonds SEP 2019 Term Muni Bond Equity 46429B564 1015 39988 SH SOLE 0 0 39988 iShares GNMA Bond Equity 46429B333 18 365 SH SOLE 0 0 365 iShares Silver Trust Equity 46428Q109 22 1491 SH SOLE 0 0 1491 Invesco DB Oil Fund Equity 46140H403 692 81652 SH SOLE 0 0 81652 Invesco BulletShares 2022 HY Corp Bond ETF Equity 46138J874 108 4650 SH SOLE 0 0 4650 Invesco BulletShares 2023 HY Corp Bond ETF Equity 46138J858 110 4450 SH SOLE 0 0 4450 Invesco BulletShares 2024 HY Corp Bond Equity 46138J833 15 650 SH SOLE 0 0 650 Invesco BulletShares 2025 Corp Bond ETF Equity 46138J825 19 950 SH SOLE 0 0 950 Invesco Fundamental High Yield Corp Bond ETF Equity 46138E719 360 20372 SH SOLE 0 0 20372 Invesco Global Short Term High Yield Bond Equity 46138E669 12 534 SH SOLE 0 0 534 Invesco Preferred ETF Equity 46138E511 391 29037 SH SOLE 0 0 29037 Invesco S&P 500 Low Volatility ETF Equity 46138E354 43 930 SH SOLE 0 0 930 Invesco FTSE RAFI US 1000 Equity 46137V613 103 1012 SH SOLE 0 0 1012 Invesco FTSE RAFI US 1500 Small Mid ETF Equity 46137V597 64 563 SH SOLE 0 0 563 Invesco S&P 500 Equal Weight Utilities Equity 46137V274 176 1986 SH SOLE 0 0 1986 Invesco S&P 500 Pure Equity 46137V266 711 7130 SH SOLE 0 0 7130 Innovator S&P Preferred Stock ETF Equity 45783G201 7 324 SH SOLE 0 0 324 IQ Global Resources Equity 45409B883 452 17904 SH SOLE 0 0 17904 IndexIQ Hedge Multi-Strategy Tracker ETF Equity 45409B107 638 22093 SH SOLE 0 0 22093 Incyte Corp Equity 45337C102 10 162 SH SOLE 0 0 162 ICU Medical Inc Equity 44930G107 6 25 SH SOLE 0 0 25 Halozyme Therapeutics Inc Equity 40637H109 25 1710 SH SOLE 0 0 1710 Green Thumb Industries Inc Equity 39342L108 9 1090 SH SOLE 0 0 1090 W.R. Grace & Co Equity 38388F108 49 750 SH SOLE 0 0 750 Goldman Sachs Group Inc Equity 38141G104 13 75 SH SOLE 0 0 75 Global X Robotics Artfcl Intllgnc ETF Equity 37954Y715 20 1220 SH SOLE 0 0 1220 Global Blood Therapeutics Equity 37890U108 12 300 SH SOLE 0 0 300 Glaxosmithkline Plc Sponsored Adr Equity 37733W105 63 1640 SH SOLE 0 0 1640 Focus Financial Partners Equity 34417P100 10 365 SH SOLE 0 0 365 Five Below Equity 33829M101 6 60 SH SOLE 0 0 60 Facebook Equity 30303M102 218 1665 SH SOLE 0 0 1665 Exxon Mobil Corp Equity 30231G102 906 13283 SH SOLE 0 0 13283 Exponent Inc Equity 30214U102 7 135 SH SOLE 0 0 135 Expedia Inc Equity 30212P105 10 90 SH SOLE 0 0 90 Exelon Corporation Equity 30161N101 193 4271 SH SOLE 0 0 4271 Eversource Energy Equity 30040W108 20 308 SH SOLE 0 0 308 Evergy Inc Equity 30034W106 31 543 SH SOLE 0 0 543 Enbridge Inc Equity 29250N105 29 919 SH SOLE 0 0 919 ETFMG Alternative Harvest ETF Equity 26924G508 13 525 SH SOLE 0 0 525 Duke Energy Corp New Equity 26441C105 851 9865 SH SOLE 0 0 9865 DowDuPont Inc Equity 26078J100 131 2458 SH SOLE 0 0 2458 Dominion Res Inc Va Equity 25746U109 10 144 SH SOLE 0 0 144 Direxion Shs Exch Trd Fd Equity 25459W839 8 550 SH SOLE 0 0 550 Digimarc Corp Equity 25381B101 13 900 SH SOLE 0 0 900 Diageo Plc New Spn Adr Equity 25243Q205 481 3393 SH SOLE 0 0 3393 Dell Inc Equity 24702R101 18 378 SH SOLE 0 0 378 Dnp Select Income Fund Equity 23325P104 20 1886 SH SOLE 0 0 1886 Costco Wholesale Corp Equity 22160K105 437 2143 SH SOLE 0 0 2143 Conocophillips Equity 20825C104 98 1575 SH SOLE 0 0 1575 Comcast Corp Class A Equity 20030N101 8 241 SH SOLE 0 0 241 Guggenheim Solar ETF Equity 18383Q739 5 286 SH SOLE 0 0 286 Guggenheim 2019 Corporate Bond ETF Equity 18383M522 187 8900 SH SOLE 0 0 8900 Guggenheim 2020 Corporate Bond ETF Equity 18383M514 382 18150 SH SOLE 0 0 18150 Guggenheim BulletShares 2020 High Yield Corporate Equity 18383M365 109 4650 SH SOLE 0 0 4650 Guggenheim BulletShrs 2021 Corp Bond ETF Equity 18383M266 398 19200 SH SOLE 0 0 19200 Guggenheim BulletShrs 2022 Corp Bond ETF Equity 18383M258 365 17700 SH SOLE 0 0 17700 Guggenheim Bulletshares 2023 Corporate Bond Equity 18383M241 232 11500 SH SOLE 0 0 11500 Guggenheim Bulletshares 2024 Corporate Bond Equity 18383M233 34 1700 SH SOLE 0 0 1700 Guggenheim BulletShares 2021 High Yield Corp Bond Equity 18383M225 110 4650 SH SOLE 0 0 4650 Cisco Systems Inc Equity 17275R102 262 6046 SH SOLE 0 0 6046 Capital One Financial Group Equity 14040H402 25 1000 SH SOLE 0 0 1000 Capital One Financial Cp Equity 14040H105 38 500 SH SOLE 0 0 500 Brookline Bancorp Inc Del Equity 11373M107 90 6534 SH SOLE 0 0 6534 Booz Allen Hamilton Holding Corp Equity 099502106 6 125 SH SOLE 0 0 125 Booking Holdings Inc Equity 09857L108 5 3 SH SOLE 0 0 3 Boeing Company Equity 097023105 470 1457 SH SOLE 0 0 1457 BioHiTech Global Inc Equity 09074B107 27 16510 SH SOLE 0 0 16510 Biogen Idec Inc Equity 09062X103 153 508 SH SOLE 0 0 508 1/100 Berkshire Htwy A Equity 084990175 1224 400 SH SOLE 0 0 400 Berkshire Hathaway Inc Class B Equity 084670207 1953 9563 SH SOLE 0 0 9563 Becton Dickinson & Co Equity 075887109 26 115 SH SOLE 0 0 115 Bank Of America Corp Equity 060505104 110 4478 SH SOLE 0 0 4478 BP PLC Equity 055622104 11 300 SH SOLE 0 0 300 Bce Inc Equity 05534B109 16 400 SH SOLE 0 0 400 BB&T Corp Equity 054937404 23 970 SH SOLE 0 0 970 Avalara Inc Equity 05338G106 9 285 SH SOLE 0 0 285 Aurora Cannabis Inc Equity 05156X108 5 1065 SH SOLE 0 0 1065 Atmos Energy Corp Equity 049560105 30 325 SH SOLE 0 0 325 Athenahealth Inc Equity 04685W103 7 50 SH SOLE 0 0 50 Astrazeneca Plc Adr Equity 046353108 34 903 SH SOLE 0 0 903 Artisan Partners Asset Management Equity 04316A108 112 5060 SH SOLE 0 0 5060 Aqua America Inc Equity 03836W103 3019 88289 SH SOLE 0 0 88289 Apple Computer Inc Equity 037833100 2757 17478 SH SOLE 0 0 17478 Anheuser Busch Cos Inc Equity 035229103 95 1441 SH SOLE 0 0 1441 Amgen Inc Equity 031162100 284 1458 SH SOLE 0 0 1458 American Water Works Co Equity 030420103 4785 52718 SH SOLE 0 0 52718 American States Water Co Equity 029899101 1589 23697 SH SOLE 0 0 23697 American Express Company Equity 025816109 155 1624 SH SOLE 0 0 1624 American Electric Power Company Inc Equity 025537101 23 302 SH SOLE 0 0 302 Ameren Corporation Equity 023608102 20 300 SH SOLE 0 0 300 Amazon.Com Inc Equity 023135106 683 455 SH SOLE 0 0 455 Altria Group Inc Equity 02209S103 323 6547 SH SOLE 0 0 6547 Allakos Inc Equity 01671P100 14 275 SH SOLE 0 0 275 Alibaba Group Holding ADR Equity 01609W102 106 771 SH SOLE 0 0 771 Air Prod & Chemicals Inc Equity 009158106 38 240 SH SOLE 0 0 240 Aimmune Therapeutics Equity 00900T107 11 450 SH SOLE 0 0 450 Active Bear ETF Equity 00768Y883 24 2800 SH SOLE 0 0 2800 Adobe Systems Inc Delaware Equity 00724F101 19 85 SH SOLE 0 0 85 Innovator IBD 50 ETF Equity 004006508 14 500 SH SOLE 0 0 500 AbbVie Inc Equity 00287Y109 1188 12882 SH SOLE 0 0 12882 Abbott Laboratories Equity 002824100 859 11872 SH SOLE 0 0 11872 AT&T Inc Equity 00206R102 1044 36563 SH SOLE 0 0 36563 Aes Corp Equity 00130H105 12 863 SH SOLE 0 0 863 Travelers Companies Inc Equity 89417E109 102 851 SH SOLE 0 0 851 Solid Biosciences In Equity 83422E105 27 1000 SH SOLE 0 0 1000 AmerisourceBergen Corp Equity 03073E105 31 412 SH SOLE 0 0 412 Eaton Vance MA Muni Income Equity 27826E104 9 755 SH SOLE 0 0 755 Invesco QQQ Trust Equity 46090E103 297 1928 SH SOLE 0 0 1928 Luminex Corp Equity 55027E102 46 2000 SH SOLE 0 0 2000 Zebra Tech Corp Cl A Equity 989207105 7 45 SH SOLE 0 0 45 Williams Companies Equity 969457100 8 354 SH SOLE 0 0 354 West Pharmaceutical Services Inc Equity 955306105 6 65 SH SOLE 0 0 65 Wells Fargo & Co Equity 949746101 89 1938 SH SOLE 0 0 1938 Walgreens Boots Alliance Inc Equity 931427108 1441 21092 SH SOLE 0 0 21092 Wal-Mart Stores Inc Equity 931142103 7 75 SH SOLE 0 0 75 Vanguard Total Stock Mkt Equity 922908769 666 5220 SH SOLE 0 0 5220 Vanguard Small Cap ETF Equity 922908751 1330 10080 SH SOLE 0 0 10080 Vanguard Value ETF Equity 922908744 648 6616 SH SOLE 0 0 6616 Vanguard Mid Cap Equity 922908629 1838 13301 SH SOLE 0 0 13301 Vanguard Small Cap Value Index Equity 922908611 6 53 SH SOLE 0 0 53 Vanguard REIT Equity 922908553 4931 66121 SH SOLE 0 0 66121 Vanguard Mid Cap Value ETF Equity 922908512 12 129 SH SOLE 0 0 129 Vanguard S&P 500 ETF Equity 922908363 1258 5473 SH SOLE 0 0 5473 Vanguard Emerging Market Equity 922042858 153 4011 SH SOLE 0 0 4011 Vanguard International Equity Index Equity 922042775 672 14743 SH SOLE 0 0 14743 Vanguard Total World Stock Index ETF Equity 922042742 110 1678 SH SOLE 0 0 1678 Vanguard Europe Pacific Tax Managed Equity 921943858 426 11487 SH SOLE 0 0 11487 Vanguard Bond Index Fund Equity 921937835 73 920 SH SOLE 0 0 920 Vanguard Short Term Bond Index ETF Equity 921937827 287 3648 SH SOLE 0 0 3648 Vanguard Interm Bond Index Fund Equity 921937819 10 118 SH SOLE 0 0 118 Vanguard Total International Stock ETF Equity 921909768 120 2535 SH SOLE 0 0 2535 Vanguard Div Apprciation ETF Equity 921908844 261 2668 SH SOLE 0 0 2668 Unitil Corporation Equity 913259107 37 735 SH SOLE 0 0 735 United Technologies Corp Equity 913017109 405 3802 SH SOLE 0 0 3802 Umpqua Holdings Corp Equity 904214103 8 524 SH SOLE 0 0 524 U S Bancorp De Equity 902973304 145 3171 SH SOLE 0 0 3171 Toronto Dominion Bank Equity 891160509 30 596 SH SOLE 0 0 596 Toro Company Equity 891092108 5 95 SH SOLE 0 0 95 Textron Incorporated Equity 883203101 24 521 SH SOLE 0 0 521 Texas Instruments Inc Equity 882508104 155 1637 SH SOLE 0 0 1637 Teva Pharmaceutical Industries Equity 881624209 11 686 SH SOLE 0 0 686 Sysco Corporation Equity 871829107 51 820 SH SOLE 0 0 820 Steris Corporation Equity 859152100 5 50 SH SOLE 0 0 50 Starbucks Corporation Equity 855244109 81 1252 SH SOLE 0 0 1252 Splunk Inc Equity 848637104 16 150 SH SOLE 0 0 150 Southwestern Energy Company Equity 845467109 10 2800 SH SOLE 0 0 2800 Southern Company Equity 842587107 494 11257 SH SOLE 0 0 11257 Sherwin Williams Co Equity 824348106 39 100 SH SOLE 0 0 100 Scotts Miracle Group Company Equity 810186106 6 100 SH SOLE 0 0 100 Schwab International Small Cap ETF Equity 808524888 116 4000 SH SOLE 0 0 4000 Schwab US TIPS ETF Equity 808524870 1287 24168 SH SOLE 0 0 24168 Schwab Short Term US Treasury ETF Equity 808524862 167 3341 SH SOLE 0 0 3341 Schwab US REIT ETF Equity 808524847 37 958 SH SOLE 0 0 958 Schwab US Aggregate Bond ETF Equity 808524839 685 13549 SH SOLE 0 0 13549 Schwab International Equity ETF Equity 808524805 5467 192848 SH SOLE 0 0 192848 Schwab US Dividend Equity ETF Equity 808524797 6566 139794 SH SOLE 0 0 139794 Schwab Fundamental US Broad Market ETF Equity 808524789 97 2887 SH SOLE 0 0 2887 Schwab Fundamental US Large Company ETF Equity 808524771 111 3265 SH SOLE 0 0 3265 Schwab Fundamental US Small Company ETF Equity 808524763 797 24256 SH SOLE 0 0 24256 Schwab Fundamental International Large Co Index Equity 808524755 126 5006 SH SOLE 0 0 5006 Schwab Fundamental International Small Company Equity 808524748 417 14694 SH SOLE 0 0 14694 Schwab Fundamental Emerging Markets Large Company Equity 808524730 66 2563 SH SOLE 0 0 2563 Schwab Emgerging Markets Equity ETF Equity 808524706 4070 172980 SH SOLE 0 0 172980 Schwab US Small Cap ETF Equity 808524607 8332 137314 SH SOLE 0 0 137314 Schwab US Mid-Cap ETF Equity 808524508 8250 172131 SH SOLE 0 0 172131 Schwab US Large Cap Value Equity 808524409 28 560 SH SOLE 0 0 560 Schwab US Large Cap ETF Equity 808524201 5744 96213 SH SOLE 0 0 96213 Schwab US Broad Market ETF Equity 808524102 16360 272993 SH SOLE 0 0 272993 SJW Corp Equity 784305104 1546 27791 SH SOLE 0 0 27791 Royal Dutch Shell PLC A Shares Equity 780259206 17 290 SH SOLE 0 0 290 Royal Dutch Shell PLC B Shares Equity 780259107 20 326 SH SOLE 0 0 326 Roche Hldg Ltd Spon Adr Equity 771195104 22 700 SH SOLE 0 0 700 Reinsurance Group of America Inc Equity 759351604 16 113 SH SOLE 0 0 113 Red Hat Inc Equity 756577102 9 50 SH SOLE 0 0 50 Raytheon Company Equity 755111507 13 86 SH SOLE 0 0 86 RPM International Inc Equity 749685103 8 130 SH SOLE 0 0 130 Qualcomm Inc Equity 747525103 60 1054 SH SOLE 0 0 1054 Quaker Chemical Corp Equity 747316107 5 28 SH SOLE 0 0 28 Prudential Financial Inc Equity 744320102 20 248 SH SOLE 0 0 248 Progressive Corp Ohio Equity 743315103 15 254 SH SOLE 0 0 254 Procter & Gamble Company Equity 742718109 674 7332 SH SOLE 0 0 7332 Phillips 66 Equity 718546104 276 3209 SH SOLE 0 0 3209 Philip Morris Intl Inc Equity 718172109 144 2158 SH SOLE 0 0 2158 Pfizer Incorporated Equity 717081103 690 15803 SH SOLE 0 0 15803 Pepsico Incorporated Equity 713448108 196 1778 SH SOLE 0 0 1778 Peoples United Bankcorp Equity 712704105 558 38702 SH SOLE 0 0 38702 Paychex Inc Equity 704326107 459 7051 SH SOLE 0 0 7051 Paccar Inc Equity 693718108 11 200 SH SOLE 0 0 200 Omnicom Group Inc Equity 681919106 10 140 SH SOLE 0 0 140 Nucor Corp Equity 670346105 7 133 SH SOLE 0 0 133 Norfolk Southern Corp Equity 655844108 44 295 SH SOLE 0 0 295 Nintendo Ltd Adr Equity 654445303 12 350 SH SOLE 0 0 350 Nestle S A Spnsd Adr Repsting Reg Shs Equity 641069406 33 404 SH SOLE 0 0 404 National Grid Plc ADR Equity 636274300 7 155 SH SOLE 0 0 155 National Fuel Gas Company Equity 636180101 31 600 SH SOLE 0 0 600 Mondelez International Inc Cl A Equity 609207105 18 448 SH SOLE 0 0 448 SPDR S&P Midcap 400 Equity 595635103 7 22 SH SOLE 0 0 22 Micron Technology Inc Equity 595112103 7 210 SH SOLE 0 0 210 Microsoft Corp Equity 594918104 496 4879 SH SOLE 0 0 4879 Merck & Company Inc Equity 589331107 726 9497 SH SOLE 0 0 9497 Medtronic Inc Equity 585055106 17 184 SH SOLE 0 0 184 McDonalds Corp Equity 580135101 80 450 SH SOLE 0 0 450 Marsh & McLennan Co Inc Equity 571748102 10 120 SH SOLE 0 0 120 Lowes Companies Inc Equity 548661107 19 206 SH SOLE 0 0 206 Lockheed Martin Corp Equity 539830109 124 472 SH SOLE 0 0 472 Eli Lilly & Company Equity 532457108 1313 11345 SH SOLE 0 0 11345 Leggett&Platt Inc Com Equity 524660107 6430 179410 SH SOLE 0 0 179410 Lamar Advertising Co A Equity 512815101 9 127 SH SOLE 0 0 127 Kraft Heinz Group Equity 500754106 11 264 SH SOLE 0 0 264 Kirby Corporation Equity 497266106 130 1936 SH SOLE 0 0 1936 Kimberly-Clark Corp Equity 494368103 442 3883 SH SOLE 0 0 3883 Johnson & Johnson Equity 478160104 1672 12958 SH SOLE 0 0 12958 Jetblue Airways Corp Equity 477143101 16 1018 SH SOLE 0 0 1018 iShares DJ US Health Care Providers Equity 464288828 1147 6944 SH SOLE 0 0 6944 iShares MSCI USA ESG Select Index Equity 464288802 26 250 SH SOLE 0 0 250 iShares DJ US Aerospace & Defense Index Equity 464288760 1401 8103 SH SOLE 0 0 8103 iShares S&P US Preferred Fund Equity 464288687 118 3436 SH SOLE 0 0 3436 iShares Core US Credit Bond Equity 464288620 567 10712 SH SOLE 0 0 10712 iShares Barclays MBS Bonds Equity 464288588 823 7869 SH SOLE 0 0 7869 iShares iBoxx High Yield Corporate Bond Equity 464288513 201 2481 SH SOLE 0 0 2481 iShares MSCI EAFE Small-Cap Equity 464288273 90 1734 SH SOLE 0 0 1734 iShares MSCI ACWI Equity 464288257 121 1885 SH SOLE 0 0 1885 iShares Dow Jones U.S. Index Equity 464287846 70 566 SH SOLE 0 0 566 iShares Tr S&P Smallcap Equity 464287804 536 7728 SH SOLE 0 0 7728 iShares US Financials ETF Equity 464287788 95 896 SH SOLE 0 0 896 iShares US Healthcare ETF Equity 464287762 227 1258 SH SOLE 0 0 1258 iShares Dow Jones Industrial ETF Equity 464287754 157 1225 SH SOLE 0 0 1225 iShares DJ US Real Estate Equity 464287739 22 290 SH SOLE 0 0 290 iShares Dow Jones US Utilities Equity 464287697 90 673 SH SOLE 0 0 673 iShares Russell 3000 Equity 464287689 426 2902 SH SOLE 0 0 2902 iShares Russell 2000 Index Equity 464287655 24 177 SH SOLE 0 0 177 iShares Russell 1000 Index ETF Equity 464287622 34 246 SH SOLE 0 0 246 iShares S&P Mid Cap 400 Growth ETF Equity 464287606 17 88 SH SOLE 0 0 88 iShares Russell 1000 Value Equity 464287598 50 451 SH SOLE 0 0 451 iShares Dow Jones US Consumer Services Equity 464287580 35 191 SH SOLE 0 0 191 iShares Cohen & Steers Realty Majors Equity 464287564 6 62 SH SOLE 0 0 62 iShares Nasdaq Biotechnology Equity 464287556 91 948 SH SOLE 0 0 948 iShares S&P North Amer Tech-Semicondctrs Equity 464287523 6592 42012 SH SOLE 0 0 42012 iShares S&P Midcap Equity 464287507 480 2893 SH SOLE 0 0 2893 iShares Russell Midcap Growth Index Equity 464287481 38 335 SH SOLE 0 0 335 iShares Russell Midcap Value Index Equity 464287473 157 2059 SH SOLE 0 0 2059 iShares MSCI EAFE Index Equity 464287465 63 1068 SH SOLE 0 0 1068 iShares Barclays 1-3 Year Treasury Bond Equity 464287457 10 125 SH SOLE 0 0 125 iShares Barclays 7-10 Year Treasury Equity 464287440 44 426 SH SOLE 0 0 426 iShares Lehman 20 Year Treas Bond Equity 464287432 11429 94060 SH SOLE 0 0 94060 iShares S&P 500 Value Equity 464287408 94 931 SH SOLE 0 0 931 iShares S&P 500 Growth Equity 464287309 215 1425 SH SOLE 0 0 1425 iShares iBoxx Investment Grade Corp Bond Equity 464287242 5705 50569 SH SOLE 0 0 50569 iShares Core Total US Bond Market ETF Equity 464287226 116 1085 SH SOLE 0 0 1085 Ishares Core S&P 500 Etf Equity 464287200 528 2098 SH SOLE 0 0 2098 iShares Barclays TIPS Equity 464287176 285 2600 SH SOLE 0 0 2600 iShares Dow Jones Select Dividend Index Equity 464287168 51 566 SH SOLE 0 0 566 iShares Core S&P Total US Stock Market ETF Equity 464287150 443 7799 SH SOLE 0 0 7799 International Business Machine Corp Equity 459200101 564 4961 SH SOLE 0 0 4961 Intel Corp Equity 458140100 1403 29894 SH SOLE 0 0 29894 HubSpot Inc Equity 443573100 54 431 SH SOLE 0 0 431 Honeywell Intl Inc Equity 438516106 281 2129 SH SOLE 0 0 2129 Home Depot Inc Equity 437076102 359 2088 SH SOLE 0 0 2088 Hologic Inc Equity 436440101 15 365 SH SOLE 0 0 365 Hershey Company Equity 427866108 21 200 SH SOLE 0 0 200 Glaukos Corp Equity 377322102 13 227 SH SOLE 0 0 227 Genuine Parts Co Equity 372460105 173 1803 SH SOLE 0 0 1803 General Mills Inc Equity 370334104 119 3058 SH SOLE 0 0 3058 General Electric Company Equity 369604103 36 4794 SH SOLE 0 0 4794 General American Investors Company Inc Equity 368802104 8 271 SH SOLE 0 0 271 Generac Holdings Inc Equity 368736104 11 220 SH SOLE 0 0 220 Gartner Inc Equity 366651107 7 51 SH SOLE 0 0 51 Firstenergy Corp Equity 337932107 11 300 SH SOLE 0 0 300 Fifth Third Bancorp Equity 316773100 65 2766 SH SOLE 0 0 2766 Fidelity MSCI Utilities ETF Equity 316092865 76 2174 SH SOLE 0 0 2174 Fidelity MSCI Real Estate Index ETF Equity 316092857 230 10276 SH SOLE 0 0 10276 Fastenal Equity 311900104 6 120 SH SOLE 0 0 120 NextEra Energy Inc Equity 302571104 501 2880 SH SOLE 0 0 2880 Emerson Electric Company Equity 291011104 90 1506 SH SOLE 0 0 1506 Edison International Equity 281020107 100 1761 SH SOLE 0 0 1761 Eastman Chemical Co Equity 277432100 48 650 SH SOLE 0 0 650 Dorman Products Inc Equity 258278100 6 65 SH SOLE 0 0 65 Disney Walt Company Equity 254687106 388 3535 SH SOLE 0 0 3535 Digital Realty Trust Inc Equity 253868889 23 1000 SH SOLE 0 0 1000 SPDR Dow Jones Industrial Average Equity 252787106 243 1043 SH SOLE 0 0 1043 Deere & Co Equity 244199105 330 2212 SH SOLE 0 0 2212 Cullen Frost Bankers Equity 229899109 131 1485 SH SOLE 0 0 1485 Consolidated Edison Inc Equity 209115104 325 4255 SH SOLE 0 0 4255 Colgate-Palmolive Company Equity 194162103 302 5074 SH SOLE 0 0 5074 Cognex Corp Equity 192422103 28 735 SH SOLE 0 0 735 Coca-Cola Company Equity 191216100 274 5791 SH SOLE 0 0 5791 Citigroup Inc Equity 172967101 145 2781 SH SOLE 0 0 2781 Chicago Mercantile Exch Hldgs Inc Equity 167760107 23 122 SH SOLE 0 0 122 Chevron Corporation Equity 166764100 364 3349 SH SOLE 0 0 3349 Centurytel Inc Equity 156700106 36 2373 SH SOLE 0 0 2373 Caterpillar Inc Equity 149123101 158 1241 SH SOLE 0 0 1241 Carnival Corp Paired Ctf 1 Com Carnivl Crp & 1 Equity 143658300 18 367 SH SOLE 0 0 367 CarGurus Inc Equity 141788109 6 180 SH SOLE 0 0 180 Capital Southwest Corp Equity 140501107 101 5281 SH SOLE 0 0 5281 Campbell Soup Company Equity 134429109 53 1600 SH SOLE 0 0 1600 Camden Natl Corp Equity 133034108 253 7039 SH SOLE 0 0 7039 California Water Service Group Equity 130788102 1627 34130 SH SOLE 0 0 34130 CVS Corp Equity 126650100 40 608 SH SOLE 0 0 608 CSW Industrials Inc Equity 126402106 138 2847 SH SOLE 0 0 2847 Cigna Corp Equity 125509109 63 331 SH SOLE 0 0 331 Burlington Stores Equity 122017106 7 45 SH SOLE 0 0 45 Br Amer Tobacco Plc Adrf Equity 110448107 6 203 SH SOLE 0 0 203 Bristol Myers Squibb Company Equity 110122108 49 949 SH SOLE 0 0 949 Boston Properties Inc Equity 101121408 23 1000 SH SOLE 0 0 1000 Boston Properties Inc Equity 101121101 52 464 SH SOLE 0 0 464 Alphabet Inc Class A Equity 02079K305 512 490 SH SOLE 0 0 490 S&P Global Inc Equity 78409V104 340 2000 SH SOLE 0 0 2000 Alphabet Class C Equity 02079K107 293 283 SH SOLE 0 0 283 Ameriprise Financial Inc Equity 03076C106 34 328 SH SOLE 0 0 328