0000815917-14-000003.txt : 20140930 0000815917-14-000003.hdr.sgml : 20140930 20140930143742 ACCESSION NUMBER: 0000815917-14-000003 CONFORMED SUBMISSION TYPE: D PUBLIC DOCUMENT COUNT: 1 ITEM INFORMATION: 06b FILED AS OF DATE: 20140930 DATE AS OF CHANGE: 20140930 EFFECTIVENESS DATE: 20140930 FILER: COMPANY DATA: COMPANY CONFORMED NAME: JONES FINANCIAL COMPANIES LLLP CENTRAL INDEX KEY: 0000815917 STANDARD INDUSTRIAL CLASSIFICATION: SECURITY BROKERS, DEALERS & FLOTATION COMPANIES [6211] IRS NUMBER: 431450818 STATE OF INCORPORATION: MO FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: D SEC ACT: 1933 Act SEC FILE NUMBER: 021-225520 FILM NUMBER: 141129357 BUSINESS ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 BUSINESS PHONE: 3145152000 MAIL ADDRESS: STREET 1: 12555 MANCHESTER ROAD CITY: ST LOUIS STATE: MO ZIP: 63131 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES LP LLP DATE OF NAME CHANGE: 19980514 FORMER COMPANY: FORMER CONFORMED NAME: JONES FINANCIAL COMPANIES L P DATE OF NAME CHANGE: 19920703 D 1 primary_doc.xml X0707 D LIVE 0000815917 JONES FINANCIAL COMPANIES LLLP 12555 MANCHESTER ROAD ST LOUIS MO MISSOURI 63131 3145152000 MISSOURI JONES FINANCIAL COMPANIES LP LLP JONES FINANCIAL COMPANIES L P Other Limited Liability Limited Partnership true James D Weddle 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Managing Partner Kevin D Bastien 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Chief Financial Officer Brett A Campbell 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Principal of Client Strategies Group Kenneth R Cella, Jr. 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Principal of Financial Advisor Talent Acquisition, Training & Career Development, and BOA Talent Acquisition & Performance Norman L Eaker 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Principal of Firm Administration Penelope Pennington 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Principal of Client Strategies Group Daniel J Timm 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer Principal of Branch Development James A Tricarico, Jr. 12555 Manchester Road Saint Louis MO MISSOURI 63131 Executive Officer General Counsel - Legal and Compliance Other Banking and Financial Services Over $100,000,000 06b false true false true false 5000 Indefinite 0 Indefinite true 0 0 0 0 0 false JONES FINANCIAL COMPANIES LLLP James A. Tricarico, Jr. James A. Tricarico, Jr. General Counsel 2014-09-30