Instruction.
In the case of group contracts, each participant
certificate should
be counted as an individual contract.
|
For each security that has a contract identification
number
assigned
pursuant to rule 313 of Regulation S-T (17 CFR
232.313),
provide
the following information as of the end of the
reporting
period: |
Contact security Record:
1 |
a. Full name of the security: | Class XC |
b. Contract identification number: | C000151832 |
c. Total assets attributable to the security: | 925,518,131.14 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 464,067.71 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 94,050,319.33 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 10,151,319.26 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 32 |
Contact security Record:
2 |
a. Full name of the security: | Class VA |
b. Contract identification number: | C000151835 |
c. Total assets attributable to the security: | 707,236,133.37 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 228,576.12 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 58,039,405.97 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 5,402,243.58 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 23 |
Contact security Record:
3 |
a. Full name of the security: | Class AA |
b. Contract identification number: | C000151836 |
c. Total assets attributable to the security: | 1,047,899,396.85 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 859,306.97 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 91,842,921.85 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 12,352,507.62 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 45 |
Contact security Record:
4 |
a. Full name of the security: | Class B |
b. Contract identification number: | C000151837 |
c. Total assets attributable to the security: | 415,509,476.94 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 143,407.60 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 49,073,529.18 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 6,751,979.04 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 45 |
Contact security Record:
5 |
a. Full name of the security: | Class L |
b. Contract identification number: | C000151839 |
c. Total assets attributable to the security: | 427,159,043.84 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 54,100.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 39,935,075.07 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 6,077,267.88 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 23 |
Contact security Record:
6 |
a. Full name of the security: | Class L - 4 Year |
b. Contract identification number: | C000151840 |
c. Total assets attributable to the security: | 1,201,049,699.71 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 287,804.97 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 58,798.81 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 1 |
h. Amount of contract value redeemed during the
reporting period
| 100,756,517.58 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 6,999,749.49 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 23 |
Contact security Record:
7 |
a. Full name of the security: | Class A |
b. Contract identification number: | C000151843 |
c. Total assets attributable to the security: | 3,534,341,698.10 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 2,609,113.35 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 154,863.51 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 2 |
h. Amount of contract value redeemed during the
reporting period
| 376,954,121.76 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 46,879,527.54 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 218 |
Contact security Record:
8 |
a. Full name of the security: | Cova Variable Annuity/Firstar Summit VA/Premier Advisor VA/Destiny Select VA/Prevail VA |
b. Contract identification number: | C000151846 |
c. Total assets attributable to the security: | 238,991,055.08 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 36,446,562.16 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 259,698.24 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 4 |
Contact security Record:
9 |
a. Full name of the security: | COVA VA SPDA |
b. Contract identification number: | C000151849 |
c. Total assets attributable to the security: | 352,489.93 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 19,787.66 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
10 |
a. Full name of the security: | COVA Series A |
b. Contract identification number: | C000151852 |
c. Total assets attributable to the security: | 3,202,211.06 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 40,964.81 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
11 |
a. Full name of the security: | Navigator-Select VA/Russell-Select VA/Custom-Select VA |
b. Contract identification number: | C000151854 |
c. Total assets attributable to the security: | 126,423,874.56 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 995,633.94 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 13,492,467.51 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
12 |
a. Full name of the security: | Class C |
b. Contract identification number: | C000151862 |
c. Total assets attributable to the security: | 176,210,080.00 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 340,000.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 16,297,184.66 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 1,460,081.29 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 6 |
Contact security Record:
13 |
a. Full name of the security: | Navigator-Select VA/Custom-Select VA/Russell-Select VA(CA) |
b. Contract identification number: | C000151856 |
c. Total assets attributable to the security: | 10,480,772.58 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 96,835.07 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,023,523.07 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
14 |
a. Full name of the security: | COVA VA/PREMIER ADVISOR (CA) |
b. Contract identification number: | C000151859 |
c. Total assets attributable to the security: | 18,908,239.06 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,293,814.60 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
15 |
a. Full name of the security: | COVA Series A (CA) |
b. Contract identification number: | C000151860 |
c. Total assets attributable to the security: | 1,198,215.21 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 0.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |
Contact security Record:
16 |
a. Full name of the security: | Class VA (CA) |
b. Contract identification number: | C000151864 |
c. Total assets attributable to the security: | 64,727,852.80 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 7,143,349.31 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 1,636,652.40 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
17 |
a. Full name of the security: | Class AA (CA) |
b. Contract identification number: | C000151865 |
c. Total assets attributable to the security: | 83,404,266.38 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 61,200.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 5,618,217.12 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 172,485.76 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 3 |
Contact security Record:
18 |
a. Full name of the security: | Class B (CA) |
b. Contract identification number: | C000151866 |
c. Total assets attributable to the security: | 13,290,981.46 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 7,200.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 2,028,858.10 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 216,549.68 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 1 |
Contact security Record:
19 |
a. Full name of the security: | Class XC (CA) |
b. Contract identification number: | C000151868 |
c. Total assets attributable to the security: | 97,264,351.75 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 162,243.92 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 11,400,244.00 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 4,094,766.10 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |
Contact security Record:
20 |
a. Full name of the security: | Class L (CA) |
b. Contract identification number: | C000151869 |
c. Total assets attributable to the security: | 39,890,855.90 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 0.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 5,337,070.12 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 1,509,807.01 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |
Contact security Record:
21 |
a. Full name of the security: | Class L - 4 Year (CA) |
b. Contract identification number: | C000151870 |
c. Total assets attributable to the security: | 148,772,348.46 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 8,388.59 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 16,817,668.24 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 800,509.71 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 5 |
Contact security Record:
22 |
a. Full name of the security: | Class A (CA) |
b. Contract identification number: | C000151872 |
c. Total assets attributable to the security: | 156,660,304.56 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 100,000.00 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 13,144,943.03 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 597,257.78 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 2 |
Contact security Record:
23 |
a. Full name of the security: | Class C (CA) |
b. Contract identification number: | C000151875 |
c. Total assets attributable to the security: | 23,283,744.29 |
d. Number of contracts sold during the reporting
period:
| 0 |
e. Gross premiums received during the reporting
period:
| 20.66 |
f. Gross premiums received pursuant to section 1035
exchanges:
| 0.00 |
g. Number of contracts affected in connection with
premiums paid in pursuant to section 1035 exchanges:
| 0 |
h. Amount of contract value redeemed during the
reporting period
| 1,699,994.20 |
i. Amount of contract value redeemed pursuant to
section 1035 exchanges:
| 0.00 |
j. Number of contracts affected in connection with
contract value redeemed pursuant to section 1035 exchanges:
| 0 |