-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, C2g0vo9VO5UPz0JQi9UaeCLdzB4KVA7LBSugS6mrbuQzFrZDOQ+folRnxTKMXncX bPiCHMeLzNI/EmFlLOli4g== 0000815838-03-000066.txt : 20031202 0000815838-03-000066.hdr.sgml : 20031202 20031202120541 ACCESSION NUMBER: 0000815838-03-000066 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20031201 FILED AS OF DATE: 20031202 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: STRAUSS ROBERT C CENTRAL INDEX KEY: 0001224100 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-17254 FILM NUMBER: 031031827 BUSINESS ADDRESS: STREET 1: C/O NOVEN PHARMACEUTICALS INC STREET 2: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NOVEN PHARMACEUTICALS INC CENTRAL INDEX KEY: 0000815838 STANDARD INDUSTRIAL CLASSIFICATION: PHARMACEUTICAL PREPARATIONS [2834] IRS NUMBER: 592767632 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 11960 SW 144TH ST CITY: MIAMI STATE: FL ZIP: 33186 BUSINESS PHONE: 3052535099 MAIL ADDRESS: STREET 1: 11960 SW 144TH STREET CITY: MIAMI STATE: FL ZIP: 33185 4 1 edgar.xml PRIMARY DOCUMENT X0201 42003-12-01 0000815838 NOVEN PHARMACEUTICALS INC NOVN 0001224100 STRAUSS ROBERT C C/O NOVEN PHARMACEUTICALS, INC. 11960 S.W. 144TH STREET MIAMI FL 33186 1100President, CEO & ChairmanCommon Stock ($.0001 Par Value)2003-12-014M061816.18A40444DCommon Stock ($.0001 Par Value)2003-12-014M0868146.18A127258DCommon Stock ($.0001 Par Value)2003-12-014S01200413.60D115254DCommon Stock ($.0001 Par Value)2003-12-014S0500013.58D110254DCommon Stock ($.0001 Par Value)2003-12-014S04937013.50D60884DStock Option (Right to Buy)6.182003-12-014M061810D1997-12-122004-12-11Common Stock61810DStock Option (Right to Buy)6.182003-12-014M0868140D2004-12-11Common Stock8681435 4999DThis transaction was effected pursuant to a Rule 10b5-1 trading plan adopted by the reporting person on November 19, 2003.10% exercisable after 12/12/1998; 20% exercisable after 12/12/1999; 20% exercisable after 12/12/2000; 25% exercisable after 12/12/2001; 25% exercisable after 12/12/2002.Robert C. Strauss2003-12-02 -----END PRIVACY-ENHANCED MESSAGE-----