0001127602-23-013484.txt : 20230425 0001127602-23-013484.hdr.sgml : 20230425 20230425114255 ACCESSION NUMBER: 0001127602-23-013484 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230421 FILED AS OF DATE: 20230425 DATE AS OF CHANGE: 20230425 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Bernstein David CENTRAL INDEX KEY: 0001406203 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 23843127 MAIL ADDRESS: STREET 1: 3655 NW 87TH AVENUE CITY: MIAMI STATE: FL ZIP: 33178 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 4 1 form4.xml PRIMARY DOCUMENT X0407 4 2023-04-21 0000815097 CARNIVAL CORP CCL 0001406203 Bernstein David CARNIVAL CORPORATION 3655 NW 87TH AVE MIAMI FL 33178 1 CFO & CAO 0 Common Stock 2023-04-21 4 A 0 83955 0 A 369996 D Grant of time vested restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2020 Stock Plan. Each RSU represents a hypothetical interest in one share of Carnival Corporation common stock. The RSUs will vest on a 3-year pro-rata basis in February 2024, 2025 and 2026. The RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committees as a total value to be received in the form of RSUs. The Compensation Committees also approved that the number of RSUs were determined by dividing the grant value by the closing price of a share of Carnival Corporation common stock on date of grant. /s/ David Bernstein 2023-04-25