0001127602-22-023922.txt : 20221013 0001127602-22-023922.hdr.sgml : 20221013 20221013173401 ACCESSION NUMBER: 0001127602-22-023922 CONFORMED SUBMISSION TYPE: 3 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20221013 FILED AS OF DATE: 20221013 DATE AS OF CHANGE: 20221013 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: burke william richard CENTRAL INDEX KEY: 0001948243 FILING VALUES: FORM TYPE: 3 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 221309798 MAIL ADDRESS: STREET 1: 6301 COLLINS AVENUE STREET 2: APT. 1903 CITY: MIAMI BEACH STATE: FL ZIP: 33141 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 3 1 form3.xml PRIMARY DOCUMENT X0206 3 2022-10-13 0 0000815097 CARNIVAL CORP CCL 0001948243 burke william richard C/O CARNIVAL CORPORATION 3655 N.W. 87TH AVENUE MIAMI FL 33178 1 Chief Maritime Officer Common Stock 24380.8182 D Includes 18,702 restricted stock units ("RSUs") granted on January 19, 2021 pursuant to the Carnival Corporation 2020 Stock Plan. The grant of RSUs represent a hypothetical interest in Carnival Corporation common stock. One third of the original grant of 28,053 RSUs vested on January 19, 2022 and the remaining 18,702 RSUs will vest on a pro rata basis on the second and third anniversary dates of the grant. The RSUs will accumulate dividend equivalents and may only be settled in shares. The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant. Includes shares acquired pursuant to the Carnival Corporation Employee Stock Purchase Plan. /s/ William R. Burke 2022-10-13