0001127602-17-002009.txt : 20170119
0001127602-17-002009.hdr.sgml : 20170119
20170119143705
ACCESSION NUMBER: 0001127602-17-002009
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20170117
FILED AS OF DATE: 20170119
DATE AS OF CHANGE: 20170119
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: CARNIVAL CORP
CENTRAL INDEX KEY: 0000815097
STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400]
IRS NUMBER: 591562976
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1130
BUSINESS ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178-2428
BUSINESS PHONE: 3055992600
MAIL ADDRESS:
STREET 1: 3655 N W 87TH AVE
STREET 2: PO BOX 1347
CITY: MIAMI
STATE: FL
ZIP: 33178
FORMER COMPANY:
FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC
DATE OF NAME CHANGE: 19920703
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: BUCKELEW ALAN
CENTRAL INDEX KEY: 0001280888
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-09610
FILM NUMBER: 17535654
MAIL ADDRESS:
STREET 1: 3655 NW 87TH AVE
CITY: MIAMI
STATE: FL
ZIP: 33156
4
1
form4.xml
PRIMARY DOCUMENT
X0306
4
2017-01-17
0000815097
CARNIVAL CORP
CCL
0001280888
BUCKELEW ALAN
CARNIVAL CORPORATION
3655 NW 87TH AVE
MIAMI
FL
33178
1
Chief Information Officer
Common Stock
2017-01-17
4
A
0
14362
0
A
195128.3084
D
Common Stock
2017-01-17
4
F
0
5493
53.09
D
189635.3084
D
Common Stock
2017-01-17
4
S
0
9273
52.9511
D
180362.3084
D
Grant of restricted stock units ("RSUs") made pursuant to the Carnival Corporation 2011 Stock Plan. Award of RSUs represent a hypothetical interest in Carnival Corporation common stock. The restriction on the RSUs lapse on the second anniversary of the grant date. The RSUs will accumulate dividend equivalents and may only be settled in shares.
The grant was approved by the Compensation Committee as a total value to be received in the form of RSUs. The Compensation Committee also approved that the number of RSUs were determined by dividing the value by the closing price on date of grant.
Represents a surrender of shares to satisfy a tax obligation on the vesting of the RSUs.
This transaction was executed in multiple trades. The price reported reflects the weighted average sale price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
/s/ Alan B. Buckelew
2017-01-19