-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Rxh2mo4FVJdf9WmQoN+CIziOWfrIwzKTa0TKFBh7atMsUmE60NVrCz9THEx7tXYr 8rfUsAzVD/2pRtx2r4UA1Q== 0000950142-04-003263.txt : 20040915 0000950142-04-003263.hdr.sgml : 20040915 20040915190945 ACCESSION NUMBER: 0000950142-04-003263 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040913 FILED AS OF DATE: 20040915 DATE AS OF CHANGE: 20040915 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 041032593 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma091304_ccex.xml FORM 4 X0202 4 2004-09-13 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-09-13 4 S 0 200 47.07 D 5538193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 14000 47.09 D 5524193 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 9200 47.10 D 5514993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 200 47.11 D 5514793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 200 47.12 D 5514593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 800 47.13 D 5513793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 400 47.14 D 5513393 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 400 47.15 D 5512993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 1900 47.16 D 5511093 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 2100 47.17 D 5508993 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 2400 47.18 D 5506593 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 7800 47.19 D 5498793 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 10100 47.20 D 5488693 I By the Nickel 1997 Irrevocable Trust Common Stock 2004-09-13 4 S 0 300 47.23 D 5488393 I By the Nickel 1997 Irrevocable Trust The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. /s/ Micky M. Arison 2004-09-15 -----END PRIVACY-ENHANCED MESSAGE-----