-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, TsX79Im27TN6/iY1Fv/eli4zmbbnejnGiAfjs0giHQiXCMz67RIHnONYwrMZQVuV WPw4KQ37ej7rZfE3z6XB+Q== 0000950142-04-001981.txt : 20040607 0000950142-04-001981.hdr.sgml : 20040607 20040607194629 ACCESSION NUMBER: 0000950142-04-001981 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040604 FILED AS OF DATE: 20040607 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON FAMILY FOUNDATION USA INC CENTRAL INDEX KEY: 0001251556 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04852777 BUSINESS ADDRESS: STREET 1: C/OP AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL. CITY: MIAMI STATE: FL ZIP: 33178 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: C/O AMALDO PEREZ STREET 2: 3655 N.W. 87TH AVE. 8TH FL CITY: MIAMI STATE: FL ZIP: 33178 4 1 form4-taffusa060404_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0202 4 2004-06-04 0 0000815097 CARNIVAL CORP CCL 0001251556 TED ARISON FAMILY FOUNDATION USA INC C/O ARNALDO PEREZ 3655 NORTH WEST 87TH AVE. MIAMI FL 33178-2428 0 0 0 1 See footnote 2 below Common Stock 2004-06-04 4 S 0 21800 42.00 D 2182000 D Common Stock 2004-06-04 4 S 0 1500 42.01 D 2180500 D Common Stock 2004-06-04 4 S 0 600 42.03 D 2179900 D Common Stock 2004-06-04 4 S 0 21100 42.05 D 2158800 D Common Stock 2004-06-04 4 S 0 9600 42.10 D 2149200 D Common Stock 2004-06-04 4 S 0 5600 42.11 D 2143600 D Common Stock 2004-06-04 4 S 0 1600 42.12 D 2142000 D Common Stock 2004-06-04 4 S 0 800 42.13 D 2141200 D Common Stock 2004-06-04 4 S 0 1800 42.15 D 2139400 D Common Stock 2004-06-04 4 S 0 600 42.17 D 2138800 D Common Stock 2004-06-04 4 S 0 8000 42.22 D 2130800 D Common Stock 2004-06-04 4 S 0 100 42.23 D 2130700 D Common Stock 2004-06-04 4 S 0 700 42.25 D 2130000 D Common Stock 2004-06-04 4 S 0 2200 42.26 D 2127800 D Common Stock 2004-06-04 4 S 0 1300 42.27 D 2126500 D Common Stock 2004-06-04 4 S 0 6700 42.28 D 2119800 D Common Stock 2004-06-04 4 S 0 1000 42.29 D 2118800 D Common Stock 2004-06-04 4 S 0 3900 42.40 D 2114900 D Common Stock 2004-06-04 4 S 0 1600 42.42 D 2113300 D Common Stock 2004-06-04 4 S 0 3300 42.43 D 2110000 D Common Stock 2004-06-04 4 S 0 200 42.44 D 2109800 D The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated May 27, 2004. The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. /s/ John J. O'Neil, Attorney-in-Fact for The Ted Arison Family Foundation USA, Inc. 2004-06-07 -----END PRIVACY-ENHANCED MESSAGE-----