-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DXin0GBmRCbsOM2j5ABK5VbMb8XZJZcVrTBgapmUowezJiub1Jl40VLxi3HAcryC /aJ3gyle4KulMpiBKRUepQ== 0000950142-04-000412.txt : 20040211 0000950142-04-000412.hdr.sgml : 20040211 20040211165258 ACCESSION NUMBER: 0000950142-04-000412 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040209 FILED AS OF DATE: 20040211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 CENTRAL INDEX KEY: 0001250969 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04586968 BUSINESS ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 MAIL ADDRESS: STREET 1: C/O COUTTS JERSEY LTD STREET 2: 23-25 BROAD ST, ST. HELIER, JERSEY CITY: CHANNEL ISLANDS STATE: X0 ZIP: D9 00000 4 1 form4-shari020904_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-09 0 0000815097 CARNIVAL CORP CCL 0001250969 TED ARISON 1994 IRREVOCABLE TRUST FOR SHARI NO 1 C/O COUTTS JERSEY LTD 23-25 BROAD ST CHANNEL ISLANDS 0 UNITED KINGDOM 0 0 0 1 See footnote 1 below Common Stock 2004-02-09 4 S 0 5200 44.00 D 76251125 D Common Stock 2004-02-09 4 S 0 1000 44.01 D 76250125 D Common Stock 2004-02-09 4 S 0 500 44.02 D 76249625 D Common Stock 2004-02-09 4 S 0 800 44.03 D 76248825 D Common Stock 2004-02-09 4 S 0 200 44.04 D 76248625 D Common Stock 2004-02-09 4 S 0 100 44.05 D 76248525 D Common Stock 2004-02-09 4 S 0 100 44.07 D 76248425 D Common Stock 2004-02-09 4 S 0 100 44.10 D 76248325 D Common Stock 2004-02-09 4 S 0 500 44.11 D 76247825 D Common Stock 2004-02-09 4 S 0 4300 44.12 D 76243525 D Common Stock 2004-02-09 4 S 0 5400 44.15 D 76238125 D Common Stock 2004-02-09 4 S 0 300 44.16 D 76237825 D Common Stock 2004-02-09 4 S 0 4300 44.17 D 76233525 D Common Stock 2004-02-09 4 S 0 3400 44.18 D 76230125 D Common Stock 2004-02-09 4 S 0 1500 44.20 D 76228625 D Common Stock 2004-02-09 4 S 0 1400 44.21 D 76227225 D Common Stock 2004-02-09 4 S 0 900 44.22 D 76226325 D The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form are being sold pursuant to a Rule 10b5-1(c) sales plan dated January 16, 2004. John J. O'Neil, Authorized Signatory, JJO Delaware, Inc., Trustee 2004-02-11 John J. O'Neil, Authorized Signatory, JMD Delaware, Inc., Trustee 2004-02-11 -----END PRIVACY-ENHANCED MESSAGE-----