-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CMClRRXNEbr8NkTb//AO2RziMpPzE+57FJpnSIF87tSIitMynhUFpEp4u0/oP2hr mZrtTf9tY/lYLnajCMVrCA== 0000950142-04-000404.txt : 20040211 0000950142-04-000404.hdr.sgml : 20040211 20040211164716 ACCESSION NUMBER: 0000950142-04-000404 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20040210 FILED AS OF DATE: 20040211 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: CARNIVAL CORP CENTRAL INDEX KEY: 0000815097 STANDARD INDUSTRIAL CLASSIFICATION: WATER TRANSPORTATION [4400] IRS NUMBER: 591562976 STATE OF INCORPORATION: DE FISCAL YEAR END: 1130 BUSINESS ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178-2428 BUSINESS PHONE: 3055992600 MAIL ADDRESS: STREET 1: 3655 N W 87TH AVE STREET 2: PO BOX 1347 CITY: MIAMI STATE: FL ZIP: 33178 FORMER COMPANY: FORMER CONFORMED NAME: CARNIVAL CRUISE LINES INC DATE OF NAME CHANGE: 19920703 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ARISON MICKY MEIR CENTRAL INDEX KEY: 0001142244 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09610 FILM NUMBER: 04586905 BUSINESS ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 BUSINESS PHONE: 2123732983 MAIL ADDRESS: STREET 1: C/O PAUL WEISS RIFKIND WHARTON STREET 2: 1285 AVENUE OF THE AMERICAS 2ND FLOOR CITY: NEW YORK STATE: NY ZIP: 10019-6064 4 1 form4-ma021004_ccex.xml STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP X0201 4 2004-02-10 0 0000815097 CARNIVAL CORP CCL 0001142244 ARISON MICKY MEIR 3655 N.W. 87 AVENUE MIAMI FL 33178-2428 1 1 1 0 Chairman and CEO Common Stock 2162187 I By MA 1997 Holdings, L.P. Common Stock 106114284 I By MA 1994 B Shares, L.P. Common Stock 2004-02-10 4 S 0 8300 43.80 D 12282078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 1700 43.81 D 12280378 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 6900 43.82 D 12273478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 500 43.83 D 12272978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 7000 43.84 D 12265978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 3500 43.85 D 12262478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 25400 43.90 D 12237078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 1100 43.91 D 12235978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 1300 43.92 D 12234678 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 200 43.93 D 12234478 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 400 43.96 D 12234078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 1100 43.97 D 12232978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 200 43.98 D 12232778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 800 43.99 D 12231978 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 1900 44.00 D 12230078 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 300 44.01 D 12229778 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 4600 44.02 D 12225178 I By The 1997 Irrevocable Trust for Micky Arison Common Stock 2004-02-10 4 S 0 300 44.03 D 12224878 I By The 1997 Irrevocable Trust for Micky Arison The reporting person may be deemed a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation. However, the reporting person disclaims such group membership, and this report shall not be deemed an admission that the reporting person is a member of a Section 13(d) group that owns more than 10% of the Common Stock of Carnival Corporation for purposes of Section 16 or for any other purpose. The shares covered by this form were sold pursuant to a Rule 10b5-1(c) sales plan dated August 28, 2003. Micky M. Arison 2004-02-11 -----END PRIVACY-ENHANCED MESSAGE-----