false00008150970001125259falsePanamaCARNIVAL CORPCARNIVAL PLCOrdinary Shares ($1.66 par value)New York Stock ExchangeNew York Stock Exchange 0000815097 ccl:CarnivalPublicLimitedCompanyMember 2019-12-19 2019-12-19 0000815097 2019-12-19 2019-12-19


UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

FORM 8-K

CURRENT REPORT
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934

Date of Report (Date of earliest event reported) December 20, 2019


Carnival Corporation
image0.jpg
Carnival plc
(Exact name of registrant as
specified in its charter)
(Exact name of registrant as
specified in its charter)
 
 
 
 
 
 
 Republic of Panama
England and Wales
(State or other jurisdiction of
incorporation)
(State or other jurisdiction of
incorporation)
 
 
 
 
 
 
001-9610
001-15136
(Commission File Number)
(Commission File Number)
 
 
 
 
 
 
59-1562976
98-0357772
(IRS Employer Identification No.)
(IRS Employer Identification No.)
 
 
 
 
 
 
3655 N.W. 87th Avenue
Carnival House, 100 Harbour Parade,
Miami,
Florida
33178-2428
Southampton
SO15 1ST,
United Kingdom
(Address of principal
executive offices)
(Zip Code)
(Address of principal
executive offices)
(Zip Code)
(305)
599-2600
 
011
44 23 8065 5000
(Registrant’s telephone number,
including area code)
(Registrant’s telephone number,
including area code)
 
 
 
 
None
None
(Former name or former address,
 if changed since last report.)
(Former name, former address,
if changed since last report.)


Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrants under any of the following provisions:

Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))









Securities registered pursuant to Section 12(b) of the Act:
Common Stock
($0.01 par value)
 
Ordinary Shares each represented
by American Depositary Shares
($1.66 par value), Special Voting Share,
GBP 1.00 par value and Trust Shares
of beneficial interest in the
P&O Princess Special Voting Trust
(Title of each class)
(Title of each class)
 
 
CCL
CUK
(Trading Symbol)
(Trading Symbol)
 
 
New York Stock Exchange, Inc.
New York Stock Exchange, Inc.
(Name of each exchange on which registered)
(Name of each exchange on which registered)

Indicate by check mark whether the registrants are emerging growth companies as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2) of this chapter).

Emerging growth companies     

If emerging growth companies, indicate by check mark if the registrants have elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.





Section 2 - Financial Information

Item 2.02 Results of Operations and Financial Condition.

On December 20, 2019, Carnival Corporation & plc issued a press release entitled “CARNIVAL CORPORATION & PLC REPORTS FOURTH QUARTER AND FULL YEAR EARNINGS.” A copy of this press release is furnished as Exhibit 99.1 to this report. This information shall not be deemed “filed” for purposes of Section 18 of the Securities Exchange Act of 1934, as amended, and is not incorporated by reference into any filing of either Carnival Corporation or Carnival plc, whether made before or after the date of this report, regardless of any general incorporation language in the filing.

Section 9 - Financial Statements and Exhibits

Item 9.01 Financial Statements and Exhibits.

(d) Exhibits.

Exhibit 99.1 Press release, dated December 20, 2019 (furnished pursuant to Item 2.02).













































SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, each of the registrants has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

CARNIVAL CORPORATION
 
CARNIVAL PLC
 
 
 
 
 
By:
/s/ David Bernstein
 
By:
/s/ David Bernstein
Name:
David Bernstein
 
Name:
David Bernstein
Title:
Chief Financial Officer and Chief Accounting Officer
 
Title:
Chief Financial Officer and Chief Accounting Officer
 
 
 
 
 
Date:
December 20, 2019
 
Date:
December 20, 2019