0001615594-18-000001.txt : 20180102
0001615594-18-000001.hdr.sgml : 20180102
20180102175022
ACCESSION NUMBER: 0001615594-18-000001
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20171228
FILED AS OF DATE: 20180102
DATE AS OF CHANGE: 20180102
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Margolies Matthew
CENTRAL INDEX KEY: 0001454247
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-13543
FILM NUMBER: 18502831
MAIL ADDRESS:
STREET 1: 3065 SUMMER LEAF CT
CITY: GALENA
STATE: OH
ZIP: 43021
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: MGC DIAGNOSTICS Corp
CENTRAL INDEX KEY: 0000815093
STANDARD INDUSTRIAL CLASSIFICATION: SURGICAL & MEDICAL INSTRUMENTS & APPARATUS [3841]
IRS NUMBER: 411579150
STATE OF INCORPORATION: MN
FISCAL YEAR END: 1031
BUSINESS ADDRESS:
STREET 1: 350 OAK GROVE PARKWAY
CITY: ST PAUL
STATE: MN
ZIP: 55127
BUSINESS PHONE: 651-484-4874
MAIL ADDRESS:
STREET 1: 350 OAK GROVE PARKWAY
CITY: ST PAUL
STATE: MN
ZIP: 55127
FORMER COMPANY:
FORMER CONFORMED NAME: ANGEION CORP/MN
DATE OF NAME CHANGE: 19920703
FORMER COMPANY:
FORMER CONFORMED NAME: VERDE VENTURES INC
DATE OF NAME CHANGE: 19880714
4
1
primary_doc.xml
PRIMARY DOCUMENT
X0306
4
2017-12-28
1
0000815093
MGC DIAGNOSTICS Corp
MGCD
0001454247
Margolies Matthew
3065 SUMMER LEAF CT
GALENA
OH
43021
0
1
0
0
President
Common Stock
2017-12-28
4
D
0
21061
11.03
D
0
D
Stock Option (Right-to-Buy)
9.12
2017-12-28
4
D
0
10000
1.91
D
Common Stock
10000
0
D
Stock Option (Right-to-Buy)
6.07
2017-12-28
4
D
0
50000
4.96
D
Common Stock
50000
0
D
Stock Option (Right-to-Buy)
7.05
2017-12-28
4
D
0
40000
3.98
D
Common Stock
40000
0
D
Stock Option (Right-to-Buy)
8.08
2017-12-28
4
D
0
10000
2.95
D
Common Stock
10000
0
D
Employee Stock Purchase Plan Shares
6.71
2017-12-28
4
D
0
181
4.07
D
Common Stock
181
0
D
Of the 21,061 shares, 15,863 shares were rolled over into equity of an affiliate of MGC Parent LLC and 5,198 shares were cashed out in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc.
Reporting Person determined that he violated Section 16(b) in the rollover of 222 shares of stock issued effective June 30, 2017 under the MGC Diagnostics Corporation Employee Stock Purchase Plan. Reporting Person has paid the company $959.04 representing the entire amount of the Section 16(b) short-swing profit.
This option vested fully on June 1, 2017 and was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $14,325.
This option, which provided for vesting in three equal installments beginning June 1, 2016 and ending June 1, 2018 was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $248,000.
This option, which provided for vesting in three equal installments beginning September 8, 2017 and ending September 8, 2019 was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payment of $159,200.
This option, which provided for vesting on August 30, 2018 was cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $29,500.
The shares that would have been issued under the phase that began July 1, 2017 were cancelled in connection with the merger agreement between the company, MGC Parent LLC and AC Breathe Merger Sub Inc. in exchange for a cash payout of $1,996.43.
Suzette McNally, Attorney-in-Fact for Matthew Margolies
2018-01-02