0000914260-11-000147.txt : 20110919 0000914260-11-000147.hdr.sgml : 20110919 20110919105048 ACCESSION NUMBER: 0000914260-11-000147 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20110916 FILED AS OF DATE: 20110919 DATE AS OF CHANGE: 20110919 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Ondis Albert W. III CENTRAL INDEX KEY: 0001527099 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13200 FILM NUMBER: 111096654 MAIL ADDRESS: STREET 1: 600 EAST GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRO MED INC /NEW/ CENTRAL INDEX KEY: 0000008146 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 050318215 STATE OF INCORPORATION: RI FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 600 E GREENWICH AVE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: ATLAN TOL INDUSTRIES INC DATE OF NAME CHANGE: 19850220 4 1 primary_doc.xml PRIMARY DOCUMENT X0304 4 2011-09-16 0 0000008146 ASTRO MED INC /NEW/ ALOT 0001527099 Ondis Albert W. III 600 EAST GREENWICH AVENUE WEST WARWICK RI 02893 0 0 1 0 Common Stock 2011-09-16 4 F 0 32174 7.13 D 1526545 D Common Stock 2011-09-16 4 M 0 85250 2.6909 A 1611795 D Stock Option (Right to purchase) 2.6909 2011-09-16 4 M 0 85250 0 D 2002-03-18 2012-03-18 Common Stock 85250 0 D The reporting person, as a Co-Administrator for the Estate of Albert W. Ondis (the "Estate"), delivered 32,174 shares of the issuer's common stock from the Estate to the issuer to pay taxes in connection with the exercise of options held by the Estate as reported herein. Includes (i) 1,487,848 shares which are held by the Estate of Albert W. Ondis of which the reporting person is a co-executor, (ii) 122,097 shares held directly by the reporting person, (iii) 1,658 shares held in trust for a child of the reporting person of which the reporting person is a trustee and (iv) 192 shares which are held under the issuer's employee stock ownership plan for the account of the reporting person. Margaret D. Farrell (Attorney-in-fact for Albert W. Ondis III) 2011-09-19