0000899243-16-017946.txt : 20160412 0000899243-16-017946.hdr.sgml : 20160412 20160412100247 ACCESSION NUMBER: 0000899243-16-017946 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20160408 FILED AS OF DATE: 20160412 DATE AS OF CHANGE: 20160412 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: ASTRO MED INC /NEW/ CENTRAL INDEX KEY: 0000008146 STANDARD INDUSTRIAL CLASSIFICATION: COMPUTER PERIPHERAL EQUIPMENT, NEC [3577] IRS NUMBER: 050318215 STATE OF INCORPORATION: RI FISCAL YEAR END: 0131 BUSINESS ADDRESS: STREET 1: 600 E GREENWICH AVE CITY: WEST WARWICK STATE: RI ZIP: 02893 BUSINESS PHONE: 4018284000 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVENUE CITY: WEST WARWICK STATE: RI ZIP: 02893 FORMER COMPANY: FORMER CONFORMED NAME: ATLAN TOL INDUSTRIES INC DATE OF NAME CHANGE: 19850220 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: OCONNELL JOSEPH P CENTRAL INDEX KEY: 0001258016 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 000-13200 FILM NUMBER: 161566489 MAIL ADDRESS: STREET 1: 600 E GREENWICH AVE CITY: W WARWICK STATE: RI ZIP: 02893 4 1 doc4.xml FORM 4 SUBMISSION X0306 4 2016-04-08 0 0000008146 ASTRO MED INC /NEW/ ALOT 0001258016 OCONNELL JOSEPH P C/O ASTRO-MED, INC. 600 E GREENWICH AVENUE W WARWICK RI 02893 0 1 0 0 Chief Financial Officer Common Stock 2016-04-08 4 M 0 1875 0.00 A 107143 D Common Stock 2016-04-08 4 F 0 626 13.48 D 106517 D Common Stock 2262 I Held in Employee Stock Ownership Plan Restricted Stock Unit 2016-04-08 4 M 0 1875 0.00 D Common Stock 1875 3750 D Restricted Stock Unit 2016-04-08 4 J 0 3750 0.00 D Common Stock 3750 0 D Each restricted stock unit represents a contingent right to receive one share of ALOT common stock. The restricted stock units vested on April 8, 2016. The restricted stock units were forfeited by the reporting person pursuant to the terms of the award granted on April 3, 2013. Represents the forfeiture of restricted stock units granted to the reporting person on April 3, 2013 that were eligible to vest based on certain financial performance objectives. Upon grant, the target vesting amount was reported in Table II of Form 4. On April 8, 2016, the Issuer determined that, based on the Issuer's performance over the applicable performance period, 1,875 restricted stock units would vest and 3,750 restricted stock units would be forfeited. /s/ Margaret V. Boericke, by power of attorney 2016-04-12