0001683168-23-007514.txt : 20231030 0001683168-23-007514.hdr.sgml : 20231030 20231030211825 ACCESSION NUMBER: 0001683168-23-007514 CONFORMED SUBMISSION TYPE: 4/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20230330 FILED AS OF DATE: 20231030 DATE AS OF CHANGE: 20231030 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: SMOLYANSKY LUDMILA CENTRAL INDEX KEY: 0001227848 FILING VALUES: FORM TYPE: 4/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-17363 FILM NUMBER: 231362069 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: Lifeway Foods, Inc. CENTRAL INDEX KEY: 0000814586 STANDARD INDUSTRIAL CLASSIFICATION: DAIRY PRODUCTS [2020] IRS NUMBER: 363442829 STATE OF INCORPORATION: IL FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6431 W OAKTON CITY: MORTON GROVE STATE: IL ZIP: 60053 BUSINESS PHONE: 847-967-1010 MAIL ADDRESS: STREET 1: 6431 W OAKTON CITY: MORTON GROVE STATE: IL ZIP: 60053 FORMER COMPANY: FORMER CONFORMED NAME: LIFEWAY FOODS INC DATE OF NAME CHANGE: 19920703 4/A 1 ownership.xml X0508 4/A 2023-03-30 2023-03-31 0 0000814586 Lifeway Foods, Inc. LWAY 0001227848 SMOLYANSKY LUDMILA C/O LIFEWAY FOODS, INC. 6431 OAKTON STREET MORTON GROVE IL 60053 1 0 1 0 0 Common Stock, no par value 2023-03-30 4 G 0 250000 0.00 D 1674787 I See footnote Common Stock, no par value 27343 I See footnote Restricted Stock Units Common Stock 4800 4800 D On March 31, 2023, the reporting person filed a Form 4 which omitted a gift of 250,000 shares by the Ludmila Smolyansky Trust 2/1/05, which is reflected in this amended report. Held by the Ludmila Smolyansky Trust 2/1/05, of which Ludmila Smolyansky is the trustee. Held by The Smolyansky Family Foundation, of which Ludmila Smolyansky is the trustee. Each restricted stock unit has a value equal to one share of common stock. Of such restricted stock units, 1,600 will vest on each of August 31, 2023, 2024 and 2025, contingent on the Reporting Person's continued service as a Director on each applicable vesting date. The issuance of shares upon vesting of the restricted stock units is dependent on receipt by the Company of consent and agreement by DanoneWave PBC ("Danone") that such issuance will not constitute a breach of violation of or constitute "New Securities" under that certain Stockholders' Agreement, dated as of October 1, 1999, by and among the Corporation, Danone, Michael Smolyansky and the other stockholders of the Corporation listed therein, as amended by that certain letter agreement dated September 24, 1999 and as further amended from time to time. /s/ Ludmila Smolyansky 2023-10-30