0000814453-21-000095.txt : 20210506 0000814453-21-000095.hdr.sgml : 20210506 20210506163307 ACCESSION NUMBER: 0000814453-21-000095 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20210504 FILED AS OF DATE: 20210506 DATE AS OF CHANGE: 20210506 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: ICAHN BRETT CENTRAL INDEX KEY: 0001387184 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 21898406 MAIL ADDRESS: STREET 1: C/O ICAHN ENTERPRISES L.P. STREET 2: 16690 COLLINS AVE., PH CITY: SUNNY ISLES STATE: FL ZIP: 33160 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: GA ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_162033314562271.xml FORM 4 X0306 4 2021-05-04 0 0000814453 NEWELL BRANDS INC. NWL 0001387184 ICAHN BRETT C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 1 0 Common Stock 2021-05-04 4 M 0 12053 0 A 1167979 D Common Stock 400000 I Charitable Foundation Restricted Stock Units 2021-05-04 4 M 0 12053 0 D 2021-05-04 Common Stock 12053.0 0 D Restricted Stock Units 2021-05-04 4 A 0 5167 0 A Common Stock 5167.0 5167 D Each restricted stock unit represents a contingent right to receive one share of Newell Brands Inc. common stock. N/A The award shall vest in full upon the earlier of: (i) the first anniversary of the grant date of the award; or (ii) the date immediately preceding the date of the Company's 2022 annual meeting of its stockholders, provided the reporting person remains in continuous service on the Board until such date, but the award may vest earlier in the event of death, disability or retirement. If the Company pays a dividend on its common stock during the vesting period, then upon vesting, the reporting person will receive a cash amount equal to the dividends that the reporting person would have received had the reporting person been the actual owner during the vesting period of the number of shares of the Company's common stock represented by the restricted stock units. Brett Icahn may be deemed to be a member of a "group" (within the meaning of Section 13(d)(3) of the Act) with Carl Icahn and certain of Carl Icahn's controlled entities. Brett Icahn does not have any pecuniary interest in any shares beneficially owned by Carl Icahn, and Brett Icahn disclaims beneficial ownership of such shares. /s/ Raj Dave, attorney-in-fact for Brett Icahn 2021-05-06