0000814453-20-000208.txt : 20200804 0000814453-20-000208.hdr.sgml : 20200804 20200804161921 ACCESSION NUMBER: 0000814453-20-000208 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20200731 FILED AS OF DATE: 20200804 DATE AS OF CHANGE: 20200804 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: CAMPBELL PATRICK D CENTRAL INDEX KEY: 0001196472 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-09608 FILM NUMBER: 201073567 BUSINESS ADDRESS: STREET 1: MINNESOTA MINING & MANUFACTURING CO STREET 2: 3M CENTER CITY: ST. PAUL STATE: MN ZIP: 55133 BUSINESS PHONE: (312) 569-1558 MAIL ADDRESS: STREET 1: MINNESOTA MINING & MANUFACTURING CO STREET 2: 3M CENTER CITY: ST. PAUL STATE: IL ZIP: 55133 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: NEWELL BRANDS INC. CENTRAL INDEX KEY: 0000814453 STANDARD INDUSTRIAL CLASSIFICATION: PLASTICS PRODUCTS, NEC [3089] IRS NUMBER: 363514169 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 BUSINESS PHONE: 800-424-1941 MAIL ADDRESS: STREET 1: 6655 PEACHTREE DUNWOODY ROAD CITY: ATLANTA STATE: 2Q ZIP: 30328 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS, INC. DATE OF NAME CHANGE: 20191017 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL BRANDS INC DATE OF NAME CHANGE: 20160415 FORMER COMPANY: FORMER CONFORMED NAME: NEWELL RUBBERMAID INC DATE OF NAME CHANGE: 19990329 4 1 wf-form4_159657230143865.xml FORM 4 X0306 4 2020-07-31 0 0000814453 NEWELL BRANDS INC. NWL 0001196472 CAMPBELL PATRICK D C/O NEWELL BRANDS INC. 6655 PEACHTREE DUNWOODY ROAD ATLANTA GA 30328 1 0 0 0 Common Stock 2020-07-31 4 A 0 4573 0 A 61156 D Deferred RSU phantom stock Common Stock 6422.0 6907.7968 D Granted in accordance with the Newell Rubbermaid Inc. 2013 Incentive Plan, as amended. These shares represent the third quarter 2020 director fees paid in Common Stock based on the Company's closing price per share on July 31, 2020, of $16.40. Represents a vested award of 6,422 restricted stock units ("RSUs") first granted on May 15, 2018, pursuant to the Newell Rubbermaid Inc. 2013 Incentive Plan. The reporting person elected to defer settlement on the scheduled vesting date and the RSUs instead converted to an equal number of phantom stock units, in accordance with the DCP. The 6,422 phantom stock units will settle on a one for one basis for shares of the Company's Common Stock after the end of the reporting person's service on the Company's Board. The reporting person's 6,422 phantom stock units will convert to shares of the Company's Common Stock on a one-for-one basis after the end of the reporting person's service on the Company's Board, in accordance with the DCP. N/A The reported total includes 104.9401 additional phantom stock units acquired by the reporting person since the date of his last report pursuant to a dividend reinvestment feature of the DCP. The additional phantom stock units acquired pursuant to the dividend reinvestment feature will be settled for cash after the end of the reporting person's service on the Company's Board. /s/ Raj Dave, attorney-in-fact for Patrick D. Campbell 2020-08-04