EX-99.E7 4 d10971603_ex99e-7.htm

 

Exhibit (e)(7)

 

FORM OF AMENDMENT TO DISTRIBUTION SERVICES AGREEMENT

 

AMENDMENT made as of [_________], 2024 , to the Distribution Services Agreement (the “Agreement”) made as of November 13, 2019 between AB CAP FUND, INC., a Maryland corporation (the “Fund”), and ALLIANCEBERNSTEIN INVESTMENTS, INC., a Delaware corporation (the “Underwriter”). Capitalized terms not defined herein have the meaning set forth in the Agreement.

 

 

WITNESSETH

 

WHEREAS, the Fund and the Underwriter are parties to the Agreement;

 

WHEREAS, the Fund and the Underwriter wish to amend the Agreement in the manner set forth herein;

 

NOW, THEREFORE, the parties agree to amend the Agreement as follows:

 

1. Appendix A, Section A.1. of the Agreement is amended by deleting it in its entirety and replacing it with the following:

 

APPENDIX A

SECTION A.1. Distribution Services Fees

AB Small Cap Growth Portfolio · 0.30% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
   
AB Emerging Markets Multi-Asset Portfolio · 0.30% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares

 

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AB Select US Equity Portfolio · 0.30% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   

AB Select US Long/Short Portfolio
· 0.30% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB Concentrated Growth Fund · 0.30% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB Global Core Equity Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares

 

 2 
 

 

 

   
AB Small Cap Value Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB Concentrated International Growth Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB International Low Volatility Equity Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB Sustainable US Thematic Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares

 

 3 
 

 

 

   
AB All China Equity Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares
   
AB Mid Cap Value Portfolio · 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class A shares
· 1.00% of the aggregate average daily net assets of the Portfolio attributable to the Class C shares
· 0.50% of the aggregate average daily net assets of the Portfolio attributable to the Class R shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class K shares
· 0.25% of the aggregate average daily net assets of the Portfolio attributable to the Class 1 shares

 

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IN WITNESS WHEREOF, the parties have executed this Amendment to the Agreement as of the date first set forth above.

 

    AB CAP FUND, INC.
     
     
     
    By: Linda Y. Kim
    Title: Assistant Secretary
     
     
    ALLIANCEBERNSTEIN INVESTMENTS, INC.
     
     
     
    By: Stephen J. Laffey
    Title: Assistant Vice President
     
     
Accepted as of the date written above    
ALLIANCEBERNSTEIN L.P.    
     
     
By:                                                       
Name: Nancy E. Hay    
Title:   Assistant Secretary    
     

 

 

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