0000919574-14-005020.txt : 20140829
0000919574-14-005020.hdr.sgml : 20140829
20140829091919
ACCESSION NUMBER: 0000919574-14-005020
CONFORMED SUBMISSION TYPE: N-PX
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20140630
FILED AS OF DATE: 20140829
DATE AS OF CHANGE: 20140829
EFFECTIVENESS DATE: 20140829
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND, INC.
CENTRAL INDEX KEY: 0000081443
IRS NUMBER: 132625045
STATE OF INCORPORATION: DE
FISCAL YEAR END: 0731
FILING VALUES:
FORM TYPE: N-PX
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-01716
FILM NUMBER: 141073422
BUSINESS ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
BUSINESS PHONE: 2129691000
MAIL ADDRESS:
STREET 1: ALLIANCEBERNSTEIN LP
STREET 2: 1345 AVENUE OF THE AMERICAS
CITY: NEW YORK
STATE: NY
ZIP: 10105
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCEBERNSTEIN CAP FUND,INC
DATE OF NAME CHANGE: 20040908
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCEBERNSTEIN SMALL CAP GROWTH FUND INC
DATE OF NAME CHANGE: 19931001
FORMER COMPANY:
FORMER CONFORMED NAME: ALLIANCE CAPITAL QUASAR FUND INC
DATE OF NAME CHANGE: 19930907
0000081443
S000010309
AllianceBernstein Small Cap Growth Portfolio
C000028521
Class A
QUASX
C000028522
Class B
QUABX
C000028523
Class C
QUACX
C000028524
Advisor Class
QUAYX
C000028525
Class R
QUARX
C000028526
Class K
QUAKX
C000028527
Class I
QUAIX
0000081443
S000029577
AllianceBernstein Market Neutral Strategy - U.S.
C000090792
Class A
AMUAX
C000090793
Class C
AMCUX
C000090794
Advisor Class
AMUYX
C000090795
Class R
AMURX
C000090796
Class K
AMUKX
C000090797
Class I
AMUIX
0000081443
S000029578
AllianceBernstein Market Neutral Strategy - Global
C000090798
Class R
ANNRX
C000090799
Class K
ANNKX
C000090800
Class I
AINNX
C000090801
Class A
AANNX
C000090802
Class C
ANNCX
C000090803
Advisor Class
ANNYX
0000081443
S000030203
AllianceBernstein International Discovery Equity Portfolio
C000092962
Class A
ADEAX
C000092963
Class C
AIDCX
C000092964
Advisor Class
ADEYX
C000092965
Class R
ADERX
C000092966
Class K
ADEKX
C000092967
Class I
ADEIX
0000081443
S000033729
AllianceBernstein Emerging Markets Multi-Asset Portfolio
C000103967
Class A
ABAEX
C000103968
Class C
ABCEX
C000103969
Advisor Class
ABYEX
C000103970
Class R
ABREX
C000103971
Class K
ABKEX
C000103972
Class I
ABIEX
C000103973
Class 1
C000103974
Class 2
0000081443
S000034315
AllianceBernstein Dynamic All Market Fund
C000105672
Class A
ADAAX
C000105673
Class C
ADACX
C000105674
Advisor Class
ADAYX
C000105675
Class R
ADARX
C000105676
Class K
ADAKX
C000105677
Class I
AMAIX
C000105678
Class 1
ADADX
C000105679
Class 2
ADAEX
0000081443
S000034947
AllianceBernstein Select US Equity Portfolio
C000107477
Advisor Class
AUUYX
C000107478
Class 1
C000107479
Class 2
C000107480
Class A
AUUAX
C000107481
Class C
AUUCX
C000107482
Class I
AUUIX
C000107483
Class K
AUUKX
C000107484
Class R
AUURX
0000081443
S000035801
AllianceBernstein Emerging Markets Equity Portfolio
C000109706
Advisor Class
AMEYX
C000109707
Class 1
C000109708
Class 2
C000109709
Class A
AMEAX
C000109710
Class C
AMCEX
C000109711
Class I
C000109712
Class K
C000109713
Class R
0000081443
S000039195
AllianceBernstein Select US Long/Short Portfolio
C000120605
Advisor Class
ASYLX
C000120606
Class 1
C000120607
Class 2
C000120608
Class A
ASLAX
C000120609
Class C
ASCLX
C000120610
Class I
ASILX
C000120611
Class K
ASLKX
C000120612
Class R
ASRLX
0000081443
S000043215
AllianceBernstein Concentrated Growth Fund
C000133671
Advisor Class
WPSGX
C000133672
Class A
WPASX
C000133673
Class C
WPCSX
C000133674
Class I
WPSIX
C000133675
Class K
WPSKX
C000133676
Class R
WPRSX
C000133677
Class Z
WPSZX
C000133678
Class 1
C000133679
Class 2
N-PX
1
d811-01716_14.txt
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANIES
Investment Company Act file number: 811-01716
AllianceBernstein Cap Fund, Inc.
(Exact name of registrant as specified in charter)
AllianceBernstein L.P.
1345 Avenue of the Americas, New York, New York 10105
(Address of Principal Executive Office) (Zip Code)
Registrant's Telephone Number, including Area Code:
(800) 221-5672
EMILIE D. WRAPP
AllianceBernstein L.P.
1345 Avenue of the Americas
New York, New York 10105
(Name and address of agent for service)
Copies of communications to:
Kathleen K. Clarke
901 K Street, N.W.
Washington, D.C. 20001
Date of fiscal year end:
- AllianceBernstein Small Cap Growth Portfolio - July 31
- AllianceBernstein Market Neutral Strategy - U.S. - July 31
- AllianceBernstein Market Neutral Strategy - Global - July 31
- AllianceBernstein International Discovery Equity Portfolio - June 30
- AllianceBernstein Select US Equity Portfolio - June 30
- AllianceBernstein Select US Long/Short Portfolio - June 30
- AllianceBernstein Concentrated Growth Fund - June 30
- AllianceBernstein Emerging Markets Multi-Asset Portfolio - March 31
- AllianceBernstein Dynamic All Market Fund - February 28
- AllianceBernstein Emerging Markets Equity Portfolio - November 30
Date of reporting period: July 1, 2013 - June 30, 2014
Item 1. Proxy Voting Record.
******************************* FORM N-PX REPORT *******************************
ICA File Number: 811-01716
Reporting Period: 07/01/2013 - 06/30/2014
AllianceBernstein Cap Fund, Inc.
================== AllianceBernstein Concentrated Growth Fund ==================
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMETEK, INC.
Ticker: AME Security ID: 031100100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony J. Conti For For Management
1.2 Elect Director Frank S. Hermance For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AMPHENOL CORPORATION
Ticker: APH Security ID: 032095101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald P. Badie For For Management
1.2 Elect Director Stanley L. Clark For For Management
1.3 Elect Director David P. Falck For For Management
1.4 Elect Director Edward G. Jepsen For For Management
1.5 Elect Director Andrew E. Lietz For For Management
1.6 Elect Director Martin H. Loeffler For For Management
1.7 Elect Director John R. Lord For For Management
1.8 Elect Director R. Adam Norwitt For For Management
2 Ratify Auditors For For Management
3 Approve Executive Incentive Bonus Plan For For Management
4 Amend Executive Share Option Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANSYS, INC.
Ticker: ANSS Security ID: 03662Q105
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Cashman, III For For Management
1.2 Elect Director Ajei S. Gopal For For Management
1.3 Elect Director William R. McDermott For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
ECOLAB INC.
Ticker: ECL Security ID: 278865100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Election Of Director Douglas M. Baker, For For Management
Jr.
1.2 Election Of Director Barbara J. Beck For For Management
1.3 Election Of Director Leslie S. Biller For For Management
1.4 Election Of Director Carl M. Casale For For Management
1.5 Election Of Director Stephen I. Chazen For For Management
1.6 Election Of Director Jerry A. For For Management
Grundhofer
1.7 Election Of Director Arthur J. Higgins For For Management
1.8 Election Of Director Joel W. Johnson For For Management
1.9 Election Of Director Michael Larson For For Management
1.10 Election Of Director Jerry W. Levin For For Management
1.11 Election Of Director Robert L. Lumpkins For For Management
1.12 Election Of Director Victoria J. Reich For For Management
1.13 Election Of Director Suzanne M. For For Management
Vautrinot
1.14 Election Of Director John J. Zillmer For For Management
2 Ratify Auditors For For Management
3 Amend Executive Incentive Bonus Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
MASTERCARD INCORPORATED
Ticker: MA Security ID: 57636Q104
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard Haythornthwaite For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Silvio Barzi For For Management
1d Elect Director David R. Carlucci For For Management
1e Elect Director Steven J. Freiberg For For Management
1f Elect Director Julius Genachowski For For Management
1g Elect Director Merit E. Janow For For Management
1h Elect Director Nancy J. Karch For For Management
1i Elect Director Marc Olivie For For Management
1j Elect Director Rima Qureshi For For Management
1k Elect Director Jose Octavio Reyes For For Management
Lagunes
1l Elect Director Jackson P. Tai For For Management
1m Elect Director Edward Suning Tian For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SENSATA TECHNOLOGIES HOLDING N.V.
Ticker: ST Security ID: N7902X106
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Thomas Wroe, Jr. as Director For For Management
1.2 Elect Martha Sullivan as Director For For Management
1.3 Elect Lewis B. Campbell as Director For For Management
1.4 Elect Paul Edgerley as Director For For Management
1.5 Elect Michael J. Jacobson as Director For For Management
1.6 Elect John Lewis as Director For For Management
1.7 Elect Charles W. Peffer as Director For For Management
1.8 Elect Kirk P. Pond as Director For For Management
1.9 Elect Stephen Zide as Director For For Management
1.10 Elect Andrew Teich as Director For For Management
1.11 Elect James Heppelmann as Director For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Approve Financial Statements and For For Management
Statutory Reports for Fiscal Year 2013
4 Approve Discharge of Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board
6 Grant Board Authority to Repurchase For For Management
Shares
7 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
8 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
THE CHARLES SCHWAB CORPORATION
Ticker: SCHW Security ID: 808513105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Frank C. Herringer For For Management
1b Elect Director Stephen T. McLin For For Management
1c Elect Director Roger O. Walther For For Management
1d Elect Director Robert N. Wilson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Prepare Employment Diversity Report Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
VERISK ANALYTICS, INC.
Ticker: VRSK Security ID: 92345Y106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank J. Coyne For For Management
1.2 Elect Director Christopher M. Foskett For For Management
1.3 Elect Director David B. Wright For For Management
1.4 Elect Director Thomas F. Motamed For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VF CORPORATION
Ticker: VFC Security ID: 918204108
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard T. Carucci For For Management
1.2 Elect Director Juliana L. Chugg For For Management
1.3 Elect Director Juan Ernesto de Bedout For For Management
1.4 Elect Director Ursula O. Fairbairn For For Management
1.5 Elect Director George Fellows For For Management
1.6 Elect Director Clarence Otis, Jr. For For Management
1.7 Elect Director Matthew J. Shattock For For Management
1.8 Elect Director Eric C. Wiseman For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Cavanagh For For Management
1b Elect Director David W. Dorman For For Management
1c Elect Director Massimo Ferragamo For For Management
1d Elect Director Mirian M. Graddick-Weir For For Management
1e Elect Director Bonnie G. Hill For For Management
1f Elect Director Jonathan S. Linen For For Management
1g Elect Director Thomas C. Nelson For For Management
1h Elect Director David C. Novak For For Management
1i Elect Director Thomas M. Ryan For For Management
1j Elect Director Jing-Shyh S. Su For For Management
1k Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
ZOETIS INC.
Ticker: ZTS Security ID: 98978V103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gregory Norden For For Management
1.2 Elect Director Louise M. Parent For For Management
1.3 Elect Director Robert W. Scully For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Approve Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
================ AllianceBernstein Dynamic All Market Portfolio ================
There is no proxy voting activity for the fund, as the fund did not hold any
votable positions during the reporting period.
============= AllianceBernstein Emerging Markets Equity Portfolio ==============
AVI LTD
Ticker: AVI Security ID: S0808A101
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint KPMG Inc as Auditors of the For For Management
Company
3 Re-elect Adriaan Nuhn as Director For For Management
4 Re-elect Abe Thebyane as Director For For Management
5 Re-elect Barry Smith as Director For For Management
6 Re-elect Neo Dongwana as Director For For Management
7 Elect Michael Koursaris as Director For For Management
8 Re-elect Michael Bosman as Chairman of For For Management
the Audit and Risk Committee
9 Re-elect James Hersov as Member of the For For Management
Audit and Risk Committee
10 Re-elect Neo Dongwana as Member of the For For Management
Audit and Risk Committee
11 Approve Fees Payable to the For For Management
Non-executive Directors Excluding the
Board Chairman and the Foreign
Non-executive Director
12 Approve Fees Payable to the Board For For Management
Chairman
13 Approve Fees Payable to the Foreign For For Management
Non-executive Director Adriaan Nuhn
14 Approve Fees Payable to the Members of For For Management
the Remuneration, Nomination and
Appointments Committee
15 Approve Fees Payable to the Members of For For Management
the Audit and Risk Committee
16 Approve Fees Payable to the Members of For For Management
the Social and Ethics Committee
17 Approve Fees Payable to the Chairman For For Management
of the Remuneration, Nomination and
Appointments Committee
18 Approve Fees Payable to the Chairman For For Management
of the Audit and Risk Committee
19 Approve Fees Payable to the Chairman For For Management
of the Social and Ethics Committee
20 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
21 Approve Financial Assistance to For For Management
Related or Inter-related Company
22 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: OCT 24, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors and
Supervisors
2 Elect Zhang Long as Director For For Management
3 Elect Zhang Yanling as Director For For Management
4 Elect Guo Yanpeng as Director For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010104
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Term of For For Management
Validity of the Proposal Regarding the
Issuance of A Share Convertible Bonds
and Other Related Matters
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 00836 Security ID: Y1503A100
Meeting Date: JUL 22, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For Against Management
--------------------------------------------------------------------------------
COMPANHIA DE SANEAMENTO DE MINAS GERAIS COPASA
Ticker: CSMG3 Security ID: P28269101
Meeting Date: SEP 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fiscal Council Member For Did Not Vote Management
2 Approve Loan Agreement with Caixa For Did Not Vote Management
Economica Federal Re: Programa de
Aceleracao de Crescimento (PAC-2)
3 Approve Bidding Process for For Did Not Vote Management
Public-Private Partnership Re:
Divinopolis Sanitary Sewer System
--------------------------------------------------------------------------------
DAPHNE INTERNATIONAL HOLDINGS LTD.
Ticker: 00210 Security ID: G2830J103
Meeting Date: AUG 27, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Scheme For Against Management
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO - MACQUARIE MEXICO REAL ESTATE MANAGEMENT SA DE CV
Ticker: FIBRAMQ12 Security ID: P3515D155
Meeting Date: AUG 12, 2013 Meeting Type: Special
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Real Estate For For Management
Trust Certificates
2 Delegate Joint Representatives and or For For Management
Trustee to Perform All Required
Actions in Connection with Issuance of
Real Estate Trust Certificates
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
EVERGRANDE REAL ESTATE GROUP LTD.
Ticker: 03333 Security ID: G3225A103
Meeting Date: OCT 21, 2013 Meeting Type: Special
Record Date: OCT 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Final Dividend For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Remuneration to For For Management
Directors and Supervisors
2 Elect Yi Xiqun as Director For For Management
3 Elect Fu Zhongjun as Director For For Management
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: OCT 25, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Non-Public Debt For For Management
Financing Instruments
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: Security ID: 48666V204
Meeting Date: JUL 09, 2013 Meeting Type: Special
Record Date: JUN 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Recall Member of Board of Directors For For Management
2 Elect One New Director For For Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: RDGZ Security ID: 48666V204
Meeting Date: OCT 22, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors via Cumulative Voting For Abstain Management
2 Approve Remuneration of Directors For Abstain Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: JUL 12, 2013 Meeting Type: Special
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Young-Rok as CEO For For Management
--------------------------------------------------------------------------------
LIGHT S.A.
Ticker: LIGT3 Security ID: P63529104
Meeting Date: OCT 16, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Director For For Management
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 50 For For Management
per Share for First Six Months of
Fiscal 2013
2 Amend Charter For For Management
3 Amend Regulations on Board of Directors For For Management
--------------------------------------------------------------------------------
MMC NORILSK NICKEL
Ticker: GMKN Security ID: 46626D108
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 01, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 220. For For Management
70 per Share for First Nine Months of
Fiscal 2013
2.1 Approve Related-Party Transaction with For For Management
OJSC Kola MMC Re: Processing of
Industrial Products
2.2 Approve Related-Party Transaction with For For Management
OJSC Kola MMC Re: Security Services
2.3 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re:
Transportation and Construction
Services, Remodeling and Technologic
Assignments
2.4 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re:
Construction Services
2.5 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re: Transfer
of Ownership of Materials to MMC
Norilsk Nickel
2.6 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Mechanized
Services
2.7 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Servicing
of Fixed Assets and Metrological
Services
2.8 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Drafting
Project and Estimate Documentation
2.9 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Services
Related to Weighing Mine Cars
2.10 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Repair
Works at the Facilities of the Polar
Division of MMC Norilsk Nickel
2.11 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Transfer
of Ownership of Materials to MMC
Norilsk Nickel
2.12 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Supply of
Energy Resources
2.13 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Cargo
Handling and Goods Storage Services
2.14 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Water
Treatment and Transportation Services
2.15 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re:
Construction and Installation Works
2.16 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Mechanized Services
2.17 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Supply of
Fuel Resources
2.18 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Lease of
Equipment
2.19 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Information and Automation Systems
Services
2.20 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Services
on Tinting of Diesel Fuel
2.21 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Services
on Laboratory Analyses of Waste Oil
Products
2.22 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Services Related to Operation of Fixed
Assets
2.23 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Shaft
Sinking Services
2.24 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Repair
Works
2.25 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Materials and
Equipment to MMC Norilsk Nickel
2.26 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Health
and Safety Services
2.27 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Buildings,
Constructions and Equipment to MMC
Norilsk Nickel
2.28 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Commissioning Works at Facilities
2.29 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Construction and Installation Works
2.30 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Prepare Land Plots Cadaster Catalogues
2.31 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Services Related to Drafting Project,
Estimate and Technical Documentation
2.32 Approve Related-Party Transaction For For Management
withGipronickel Institute LLC Re:
Design Works at the Facility
Komsomolsky Mine Management Office
2.33 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Scientific and Technical Services
2.34 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Accreditation, Certification and
Control Services
2.35 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re:
Subscription Information and Library
Services
2.36 Approve Related-Party Transaction with For For Management
Gipronickel Institute LLC Re: Design,
Exploration, Technology, Scientific
Research and Feasibility Studies
2.37 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Services Related to
Operation of Fixed Assets
2.38 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Transfer of Ownership of
Materials to MMC Norilsk Nickel
2.39 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Supply of Energy
Resources
2.40 Approve Related-Party Transaction with For For Management
OJSC NTEK Re: Cargo Handling and Goods
Storage Services
2.41 Approve Related-Party Transaction with For For Management
OJSC Norilskgazprom Re: Supply of Fuel
Resources
2.42 Approve Related-Party Transaction with For For Management
OJSC Taimyrgaz Re: Supply of Fuel
Resources
2.43 Approve Related-Party Transaction with For For Management
OJSC Arkhangelsk Commercial Sea Port
Re: Transportation Services
2.44 Approve Related-Party Transaction with For For Management
Norilskpromtransport LLC Re: Cargo
Transportation, Mechanized
Construction and Remodeling Works,
Logistic Cargo Handling
2.45 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Services
Related to Adjusting and Repair of
Measurement Instruments
2.46 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Works
Related to Repair of Mechanical and
Power equipment
2.47 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Transfer
of Materials and Equipment to MMC
Norilsk Nickel
2.48 Approve Related-Party Transaction with For For Management
Norilsknickelremont LLC Re: Equipment
Installation Services
2.49 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re: Supply of
Fuel Resources; Refueling,
Transportation and Dispensing of Fuels
and Lubricants
2.50 Approve Related-Party Transaction with For For Management
CJSC Taimyr Fuel Company Re:
Information and Automation Systems
Services
2.51 Approve Related-Party Transaction with For For Management
Polar Construction Company Re:
Transfer of Ownership of Materials to
MMC Norilsk Nickel
2.52 Approve Related-Party Transaction with For For Management
Polar Construction Company Re: Health
and Safety Services
2.53 Approve Related-Party Transaction Re: For For Management
Providing Goods Transportation and
Mechanized Services to
Norilsknickelremont LLC
2.54 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods to
Norilsknickelremont LLC
2.55 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to CJSC Taimyr
Fuel Company
2.56 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to Polar
Construction Company
2.57 Approve Related-Party Transaction Re: For For Management
Provide Goods Transportation and
Mechanized Services to OJSC NTEK
2.58 Approve Related-Party Transaction Re: For For Management
Lease of Property to OJSC NTEK
2.59 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Coal and
Other Goods to OJSC Yenisey River
Shipping Company
2.60 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to
Norilskpromtransport LLC
2.61 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to Norilskpromtransport
LLC
2.62 Approve Related-Party Transaction Re: For For Management
Lease of Property to
Norilskpromtransport LLC
2.63 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to
Norilsknickelremont LLC
2.64 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to Norilsknickelremont
LLC
2.65 Approve Related-Party Transaction Re: For For Management
Lease of Property to
Norilsknickelremont LLC
2.66 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to CJSC Taimyr Fuel
Company
2.67 Approve Related-Party Transaction Re: For For Management
Providing Road Rransportation,
Mechanized Services and Railway
Transportation to CJSC Taimyr Fuel
Company
2.68 Approve Related-Party Transaction Re: For For Management
Lease of Property to CJSC Taimyr Fuel
Company
2.69 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Fixed Assets,
Unfinished Construction Objects, Goods
and Other Products to Polar
Construction Company
2.70 Approve Related-Party Transaction Re: For For Management
Providing Loading and Unloading of
Materials, Fire Safety Services, and
Transportation Services to Polar
Construction Company
2.71 Approve Related-Party Transaction Re: For For Management
Lease of Property to Polar
Construction Company
2.72 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Equipment,
Unfinished Construction Objects and
Goods to Gipronickel Institute LLC
2.73 Approve Related-Party Transaction Re: For For Management
Provide Services on Fire Safety
Supervision to Gipronickel Institute
LLC
2.74 Approve Related-Party Transaction Re: For For Management
Lease of Property to Gipronickel
Institute LLC
2.75 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Equipment and
Unfinished Construction Objects OJSC
NTEK
2.76 Approve Related-Party Transaction Re: For For Management
Transportation and Weightbridge
Services; Fire Safety Supervision and
Road Maintenance Services to OJSC NTEK
2.77 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods to OJSC
Norilskgazprom
2.78 Approve Related-Party Transaction Re: For For Management
Providing Technical Railway
Transportation Services to OJSC
Norilskgazprom
2.79 Approve Related-Party Transaction Re: For For Management
Transfer of Ownership of Goods and
Other Products to OJSC Taimyrgaz
--------------------------------------------------------------------------------
MR PRICE GROUP LIMITED
Ticker: MPC Security ID: S5256M101
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 March 2013
2.1 Re-elect Keith Getz as Director For For Management
2.2 Re-elect Bobby Johnston as Director For For Management
2.3 Re-elect Myles Ruck as Director For For Management
2.4 Re-elect Moses Tembe as Director For For Management
3.1 Re-elect Neill Abrams as Alternate For For Management
Director
3.2 Re-elect Tracey Chiappini-Young as For For Management
Alternate Director
3.3 Re-elect Steve Ellis as Alternate For For Management
Director
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
5.1 Re-elect Bobby Johnston as Member of For For Management
the Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Compliance Committee
5.3 Re-elect Myles Ruck as Member of the For For Management
Audit and Compliance Committee
5.4 Re-elect John Swain as Member of the For For Management
Audit and Compliance Committee
6 Approve Remuneration Policy For For Management
7 Adopt the Report of the Social, For For Management
Ethics, Transformation and
Sustainability Committee
8 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Approve Remuneration of Independent For For Management
Non-executive Chairman of the Company
1.2 Approve Remuneration of Honorary For For Management
Chairman of the Company
1.3 Approve Remuneration of Lead Director For For Management
of the Company
1.4 Approve Remuneration of Other Director For For Management
of the Company
1.5 Approve Remuneration of Chairman of For For Management
the Audit and Compliance Committee
1.6 Approve Remuneration of Member of the For For Management
Audit and Compliance Committee
1.7 Approve Remuneration of Member of the For For Management
Board Risk Committee
1.8 Approve Remuneration of Chairman of For For Management
the Remuneration and Nominations
Committee
1.9 Approve Remuneration of Member of the For For Management
Remuneration and Nominations Committee
1.10 Approve Remuneration of Chairman of For For Management
the Social, Ethics, Transformation and
Sustainability Committee
1.11 Approve Remuneration of Member of the For For Management
Social, Ethics, Transformation and
Sustainability Committee
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
3 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
SHOPRITE HOLDINGS LTD
Ticker: SHP Security ID: S76263102
Meeting Date: OCT 28, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with A
Wentzel as the Individual Registered
Auditor
3 Re-elect Christo Wiese as Director For Against Management
4 Re-elect Edward Kieswetter as Director For For Management
5 Re-elect Jacobus Louw as Director For For Management
6 Re-elect Gerhard Rademeyer as For For Management
Chairperson of the Audit and Risk
Committee
7 Re-elect Jacobus Louw as Member of the For For Management
Audit and Risk Committee
8 Elect JJ Fouche as Member of the Audit For For Management
and Risk Committee
9 Place Authorised but Unissued Shares For For Management
under Control of Directors
10 Authorise Board to Issue Shares for For For Management
Cash up to a Maximum of Five Percent
of Issued Share Capital
11 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
12 Approve Remuneration Policy For Against Management
1 Approve Remuneration of Non-executive For For Management
Directors
2 Approve Financial Assistance to For For Management
Subsidiaries, Related and
Inter-related Entities
3 Approve Financial Assistance for For For Management
Subscription of Securities
4 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: 876568502
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of INR 2.00 Per For For Management
Ordinary Share and INR 2.10 Per 'A'
Ordinary Share
3 Reelect N.N. Wadia as Director For For Management
4 Reelect R.A. Mashelkar as Director For For Management
5 Approve Deloitte Haskins and Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect F.S. Nayar as Director For For Management
7 Elect K.J. Slym as Director For For Management
8 Approve Appointment and Remuneration For For Management
of K.J. Slym as Managing Director
9 Approve Commission Remuneration for For For Management
Non-Executive Directors
10 Approve Increase in Limit on Foreign For For Management
Shareholdings on 'A' Ordinary Shares
=========== AllianceBernstein Emerging Markets Multi-Asset Portfolio ===========
ADVANCED INFO SERVICE PCL
Ticker: ADVANC Security ID: Y0014U183
Meeting Date: MAR 26, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Matters to be Informed None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Acknowledge 2013 Operating Results None None Management
4 Accept Financial Statements For For Management
5 Approve Allocation of Income and For For Management
Dividend of THB 12.15 Per Share
6 Approve KPMG Phoomchai Audit Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7.1 Elect Somprasong Boonyachai as Director For Abstain Management
7.2 Elect Ng Ching-Wah as Director For Abstain Management
7.3 Elect Tasanee Manorot as Director For For Management
8 Elect Krairit Euchukanonchai as For For Management
Director
9 Approve Remuneration of Directors For For Management
10 Approve Letter to Confirm Prohibitive For For Management
Characters in Connection with Foreign
Dominance
11 Approve Issuance of Warrants to For For Management
Directors and Employees of the Company
and its Subsidiaries
12 Approve Issuance of Shares for the For For Management
Conversion of Warrants to be Issued to
Directors and Employees of the Company
and its Subsidiaries
13.1 Approve Issuance of Warrants to For For Management
Wichian Mektrakarn
13.2 Approve Issuance of Warrants to For For Management
Suwimol Kaewkoon
13.3 Approve Issuance of Warrants to For For Management
Ponga-amorn Nimpoonsawat
13.4 Approve Issuance of Warrants to For For Management
Somchai Lertsutiwong
13.5 Approve Issuance of Warrants to For For Management
Vilasinee Puddhikarant
13.6 Approve Issuance of Warrants to For For Management
Kriengsak Wanichnatee
13.7 Approve Issuance of Warrants to Walan For For Management
Norasetpakdi
13.8 Approve Issuance of Warrants to For For Management
Weerawat Kiattipongthaworn
13.9 Approve Issuance of Warrants to Issara For For Management
Dejakaisaya
14 Other Business For Against Management
--------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC.
Ticker: 2311 Security ID: Y00153109
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve One or a Combination of For For Management
Methods for Issuance of Ordinary
Shares to Participate in the Issuance
of Global Depository Receipt or
Issuance of Ordinary Shares or
Issuance of Overseas Convertible Bonds
via Private Placement
4 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
5 Approve Amendments to Articles of For For Management
Association
6 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors and Change the
Regulation Title to Election Method of
Directors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
ADVANCED SEMICONDUCTOR ENGINEERING INC.
Ticker: 2311 Security ID: 00756M404
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
6.1 Approve 2013 Financial Statements For For Management
6.2 Approve 2013 Plan on Profit For For Management
Distribution
7.1 Approve One or a Combination of For For Management
Methods for Issuance of Ordinary
Shares to Participate in the Issuance
of Global Depository Receipt or
Issuance of Ordinary Shares or
Issuance of Overseas Convertible Bonds
via Private Placement
7.2 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
7.3 Approve Amendments to Articles of For For Management
Association
7.4 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors and Change the
Regulation Title to Election Method of
Directors
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
AES TIETE SA
Ticker: GETI4 Security ID: P4991B101
Meeting Date: JUL 12, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Alternate Director None None Management
2 Increase Fiscal Council Size None None Management
3 Elect Fiscal Council Member and For Abstain Management
Alternate Appointed by Preferred
Shareholders
4 Elect Fiscal Council Member and None None Management
Alternate
--------------------------------------------------------------------------------
AES TIETE SA
Ticker: GETI4 Security ID: P4991B101
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nominated by Preferred None Did Not Vote Shareholder
Shareholders
2 Elect Fiscal Council Member(s) None Did Not Vote Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
ALFA S.A.B. DE C.V.
Ticker: ALFAA Security ID: P0156P117
Meeting Date: DEC 02, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
2 Appoint Legal Representatives For For Management
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
ASUSTEK COMPUTER INC.
Ticker: 2357 Security ID: Y04327105
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4.1 Elect Shih, Tsung-Tang, with For For Management
Shareholder No. 71, as Non-Independent
Director
4.2 Elect Tseng, Chiang-Sheng, with For For Management
Shareholder No. 25370, as
Non-Independent Director
4.3 Elect Shen, Cheng-Lai, with For For Management
Shareholder No. 80, as Non-Independent
Director
4.4 Elect Chen, Yen-Cheng, with For Against Management
Shareholder No. 135, as
Non-Independent Director
4.5 Elect Hsu, Hsien-Yuen, with For Against Management
Shareholder No. 116, as
Non-Independent Director
4.6 Elect Hsieh, Min-Chieh, with For Against Management
Shareholder No. 388, as
Non-Independent Director
4.7 Elect Hu, Su-Pin, with Shareholder No. For Against Management
255368, as Non-Independent Director
4.8 Elect Yang, Tze-Kaing, with ID No. For For Management
A10224****, as Supervisor
4.9 Elect Cheng, Chung-Jen, with For For Management
Shareholder No. 264008, as Supervisor
4.10 Elect Yang, Long-Hui, with Shareholder For For Management
No. 66, as Supervisor
5 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
AVI LTD
Ticker: AVI Security ID: S0808A101
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint KPMG Inc as Auditors of the For For Management
Company
3 Re-elect Adriaan Nuhn as Director For For Management
4 Re-elect Abe Thebyane as Director For For Management
5 Re-elect Barry Smith as Director For For Management
6 Re-elect Neo Dongwana as Director For For Management
7 Elect Michael Koursaris as Director For For Management
8 Re-elect Michael Bosman as Chairman of For For Management
the Audit and Risk Committee
9 Re-elect James Hersov as Member of the For For Management
Audit and Risk Committee
10 Re-elect Neo Dongwana as Member of the For For Management
Audit and Risk Committee
11 Approve Fees Payable to the For For Management
Non-executive Directors Excluding the
Board Chairman and the Foreign
Non-executive Director
12 Approve Fees Payable to the Board For For Management
Chairman
13 Approve Fees Payable to the Foreign For For Management
Non-executive Director Adriaan Nuhn
14 Approve Fees Payable to the Members of For For Management
the Remuneration, Nomination and
Appointments Committee
15 Approve Fees Payable to the Members of For For Management
the Audit and Risk Committee
16 Approve Fees Payable to the Members of For For Management
the Social and Ethics Committee
17 Approve Fees Payable to the Chairman For For Management
of the Remuneration, Nomination and
Appointments Committee
18 Approve Fees Payable to the Chairman For For Management
of the Audit and Risk Committee
19 Approve Fees Payable to the Chairman For For Management
of the Social and Ethics Committee
20 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
21 Approve Financial Assistance to For For Management
Related or Inter-related Company
22 Approve Remuneration Policy For Against Management
--------------------------------------------------------------------------------
AXIS BANK LTD.
Ticker: 532215 Security ID: Y0487S103
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Reelect K.N. Prithviraj as Director For Against Management
3 Reelect V. Srinivasan as Director For Against Management
4 Approve Dividend of INR 20 Per Share For For Management
5 Approve S. R. Batliboi & Co. LLP as For Against Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect U. Sangwan as Director For Against Management
7 Approve Remuneration of S. Misra For For Management
8 Approve Revision in Remuneration of S. For For Management
Sharma, Managing Director and CEO
9 Approve Revision in Remuneration of S. For For Management
Sengupta, Executive Director & Head
(Corporate Centre)
10 Approve Revision in Remuneration of V. For For Management
Srinivasan, Executive Director & Head
(Corporate Banking)
11 Amend Stock Option Scheme For For Management
12 Approve Increase in Borrowing Powers For For Management
13 Authorize Issuance of Debt Instruments For For Management
14 Approve Stock Split For For Management
15 Amend Memorandum of Association For For Management
16 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
AYGAZ AS
Ticker: AYGAZ Security ID: M1548S101
Meeting Date: MAR 31, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Profit Distribution Policy For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Abstain Management
11 Ratify External Auditors For For Management
12 Receive Information on Related Party None None Management
Transactions
13 Receive Information on Charitable None None Management
Donations
14 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Companies
15 Receive Information on Commercial None None Management
Transactions with Company
16 Wishes None None Management
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: DEC 19, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Approve Increase in Authorized Capital For For Management
3 Amend Articles 7 and 8 to Reflect For For Management
Changes in Capital
4 Amend Remuneration of Company's For Against Management
Management
5 Elect Directors Elvio Lima Gaspar and For For Management
Rafael Vieria de Matos
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Fiscal Council Members For Did Not Vote Management
4 Approve Remuneration of Fiscal Council For Did Not Vote Management
Members
5 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
BANCO DO BRASIL S.A.
Ticker: BBAS3 Security ID: P11427112
Meeting Date: APR 29, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Article For Did Not Vote Management
2 Amend Article 51 For Did Not Vote Management
3 Ratify Paulo Rogerio Caffarelli as For Did Not Vote Management
Director
--------------------------------------------------------------------------------
BANK OF BARODA LTD.
Ticker: 532134 Security ID: Y06451119
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend of INR 10.50 For For Management
Per Share
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: MAR 25, 2014 Meeting Type: Special
Record Date: FEB 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Chen Siqing as Director For For Management
--------------------------------------------------------------------------------
BANK OF CHINA LIMITED
Ticker: 03988 Security ID: Y0698A107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept 2013 Work Report of the Board For For Management
of Directors
2 Accept 2013 Work Report of the Board For For Management
of Supervisors
3 Accept 2013 Annual Financial Statements For For Management
4 Approve 2013 Profit Distribution Plan For For Management
5 Approve 2014 Annual Budget for Fixed For For Management
Assets Investment
6 Appoint Ernst & Young Hua Ming as For For Management
External Auditors
7 Approve Capital Management Plan of For For Management
Bank of China for 2013-2016
8a Elect Zhang Xiangdong as Director For For Management
8b Elect Zhang Qi as Director For For Management
8c Elect Jackson Tai as Director For For Management
8d Elect Liu Xianghui as Director For For Management
9a Elect Mei Xingbao as Supervisor For For Management
9b Elect Bao Guoming as Supervisor For For Management
10 Approve Remuneration Plan for the For For Management
Chairman, Executive Directors,
Chairman of Board of Supervisors and
Shareholder Representative Supervisors
of 2012
11 Amend Articles of Association For For Shareholder
12 Approve Issuance of Equity or For Against Shareholder
Equity-Linked Securities without
Preemptive Rights
13a Approve Type of Securities to be For For Shareholder
Issued and Issue Size in Relation to
the Non-Public Issuance of Domestic
Preference Shares
13b Approve Par Value and Issue Price in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13c Approve Term in Relation to the For For Shareholder
Non-Public Issuance of Domestic
Preference Shares
13d Approve Method of Issuance and Target For For Shareholder
Investors in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13e Approve Mechanism of Participation by For For Shareholder
Holders of Preference Shares in
Dividend Distribution in Relation to
the Non-Public Issuance of Domestic
Preference Shares
13f Approve Compulsory Conversion in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13g Approve Terms of Conditional For For Shareholder
Redemption in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13h Approve Restrictions on Voting Rights For For Shareholder
of Holders of Preference Shares and
Recovery of Voting Rights in Relation
to the Non-Public Issuance of Domestic
Preference Shares
13i Approve Order of Priority and Method For For Shareholder
of Liquidation in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13j Approve Rating Arrangement in Relation For For Shareholder
to the Non-Public Issuance of Domestic
Preference Shares
13k Approve Security for the Issuance of For For Shareholder
Preference Shares in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13l Approve Term of Restrictions on Trade For For Shareholder
and Transfer of Preference Shares in
Relation to the Non-Public Issuance of
Domestic Preference Shares
13m Approve Validity Period of the For For Shareholder
Resolution in Relation to the
Non-Public Issuance of Domestic
Preference Shares
13n Approve Trading Arrangement in For For Shareholder
Relation to the Non-Public Issuance of
Domestic Preference Shares
13o Approve Use of Proceeds in Relation to For For Shareholder
the Non-Public Issuance of Domestic
Preference Shares
13p Approve Matters Relating to the For For Shareholder
Authorization in Relation to the
Non-Public Issuance of Domestic
Preference Shares
14a Approve Type of Securities to be For For Shareholder
Issued and Issue Size in Relation to
the Non-Public Issuance of Offshore
Preference Shares
14b Approve Par Value and Issue Price in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14c Approve Term in Relation to the For For Shareholder
Non-Public Issuance of Offshore
Preference Shares
14d Approve Method of Issuance and Target For For Shareholder
Investors in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14e Approve Mechanism of Participation by For For Shareholder
Holders of Preference Shares in
Dividend Distribution in Relation to
the Non-Public Issuance of Offshore
Preference Shares
14f Approve Compulsory Conversion in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14g Approve Terms of Conditional For For Shareholder
Redemption in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14h Approve Restrictions on Voting Rights For For Shareholder
of Holders of Preference Shares and
Recovery of Voting Rights in Relation
to the Non-Public Issuance of Offshore
Preference Shares
14i Approve Order of Priority and Method For For Shareholder
of Liquidation in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14j Approve Rating Arrangement in Relation For For Shareholder
to the Non-Public Issuance of Offshore
Preference Shares
14k Approve Security for the Issuance of For For Shareholder
Preference Shares in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14l Approve Lock-up Period in Relation to For For Shareholder
the Non-Public Issuance of Offshore
Preference Shares
14m Approve Validity Period of the For For Shareholder
Resolution in Relation to the
Non-Public Issuance of Offshore
Preference Shares
14n Approve Trading/Listing Arrangement in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
14o Approve Use of Proceeds in Relation to For For Shareholder
the Non-Public Issuance of Offshore
Preference Shares
14p Approve Matters of Authorization in For For Shareholder
Relation to the Non-Public Issuance of
Offshore Preference Shares
15 Approve Bank of China Limited For For Shareholder
Shareholder Return Plan for 2014 to
2016
16 Approve Dilution of Current Returns For For Shareholder
and Remedial Measures Upon Issuance of
Preference Shares
--------------------------------------------------------------------------------
BMW GROUP BAYERISCHE MOTOREN WERKE AG
Ticker: BMW Security ID: D12096109
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.62 per Preffered
Share and 2.60 per Ordinary Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
6.1 Elect Franz Haniel to the Supervisory For For Management
Board
6.2 Elect Susanne Klatten to the For For Management
Supervisory Board
6.3 Elect Robert Lane to the Supervisory For For Management
Board
6.4 Elect Wolfgang Mayrhuber to the For For Management
Supervisory Board
6.5 Elect Stefan Quandt to the Supervisory For For Management
Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Approve Creation of EUR 5 Million Pool For For Management
of Capital for Employee Stock Purchase
Plan
9 Approve Remuneration System for For For Management
Management Board Members
--------------------------------------------------------------------------------
BP PLC
Ticker: BP. Security ID: G12793108
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Abstain Management
3 Approve Remuneration Policy For For Management
4 Re-elect Bob Dudley as Director For For Management
5 Re-elect Iain Conn as Director For For Management
6 Re-elect Dr Brian Gilvary as Director For For Management
7 Re-elect Paul Anderson as Director For For Management
8 Re-elect Frank Bowman as Director For For Management
9 Re-elect Antony Burgmans as Director For For Management
10 Re-elect Cynthia Carroll as Director For For Management
11 Re-elect George David as Director For For Management
12 Re-elect Ian Davis as Director For For Management
13 Re-elect Dame Ann Dowling as Director For For Management
14 Re-elect Brendan Nelson as Director For For Management
15 Re-elect Phuthuma Nhleko as Director For For Management
16 Re-elect Andrew Shilston as Director For For Management
17 Re-elect Carl-Henric Svanberg as For For Management
Director
18 Reappoint Ernst & Young LLP as For For Management
Auditors and Authorise Their
Remuneration
19 Approve Executive Directors' Incentive For For Management
Plan
20 Approve Remuneration of Non-Executive For For Management
Directors
21 Authorise Issue of Equity with For For Management
Pre-emptive Rights
22 Authorise Issue of Equity without For For Management
Pre-emptive Rights
23 Authorise Market Purchase of Ordinary For For Management
Shares
24 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BRADESPAR S.A.
Ticker: BRAP4 Security ID: P1808W104
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Nominated by Preferred None Did Not Vote Shareholder
Shareholders
2 Elect Fiscal Council Member(s) None Did Not Vote Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
BRITISH AMERICAN TOBACCO PLC
Ticker: BATS Security ID: G1510J102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Re-elect Richard Burrows as Director For For Management
8 Re-elect Karen de Segundo as Director For For Management
9 Re-elect Nicandro Durante as Director For For Management
10 Re-elect Ann Godbehere as Director For For Management
11 Re-elect Christine Morin-Postel as For For Management
Director
12 Re-elect Gerry Murphy as Director For For Management
13 Re-elect Kieran Poynter as Director For For Management
14 Re-elect Ben Stevens as Director For For Management
15 Re-elect Richard Tubb as Director For For Management
16 Elect Savio Kwan as Director For For Management
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Approve EU Political Donations and For For Management
Expenditure
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BS FINANCIAL GROUP INC.
Ticker: 138930 Security ID: Y0997Y103
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 280 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Jung Min-Ju as Inside Director For For Management
3.2 Elect Lee Bong-Chul as Non-independent For For Management
Non-executive Director
3.3 Reelect Kim Sung-Ho as Outside Director For For Management
3.4 Reelect Kim Woo-Suk as Outside Director For For Management
3.5 Reelect Lee Jong-Su as Outside Director For For Management
3.6 Elect Moon Jae-Woo as Outside Director For For Management
3.7 Elect Kim Chang-Soo as Outside Director For For Management
4.1 Reelect Kim Sung-Ho as Member of Audit For For Management
Committee
4.2 Reelect Kim Woo-Suk as Member of Audit For For Management
Committee
4.3 Elect Moon Jae-Woo as Member of Audit For For Management
Committee
4.4 Elect Kim Chang-Soo as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CAPITACOMMERCIAL TRUST LTD.
Ticker: C61U Security ID: Y1091F107
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Report of the Trustee, Statement For For Management
by the Manager, Audited Financial
Statements and Auditors' Report
2 Reappoint KPMG LLP as Auditors and For For Management
Authorize the Manager to Fix Their
Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
4 Authorize Share Repurchase Program For For Management
--------------------------------------------------------------------------------
CAPITAL PROPERTY FUND
Ticker: CPL Security ID: S1542R103
Meeting Date: JUN 09, 2014 Meeting Type: Special
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the For For Management
Proposed Transaction whereby Capital
will be Established as an Internally
Managed Corporate REIT and Listed on
the JSE as New Capital
--------------------------------------------------------------------------------
CASETEK HOLDINGS LTD.
Ticker: 5264 Security ID: G19303109
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
4 Amend Articles of Association For For Management
5 Approve Issuance of Ordinary Shares or For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
6.1 Elect Non-Independent Director No.1 None Against Shareholder
6.2 Elect Non-Independent Director No.2 None Against Shareholder
6.3 Elect Non-Independent Director No.3 None Against Shareholder
6.4 Elect Non-Independent Director No.4 None Against Shareholder
6.5 Elect TAN TAN HSU as Independent For For Management
Director
6.6 Elect LIN CHUAN as Independent Director For For Management
6.7 Elect WANG CHEN HUA as Independent For For Management
Director
7 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
CATCHER TECHNOLOGY CO., LTD.
Ticker: 2474 Security ID: Y1148A101
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Issuance of New Shares or For Against Management
Issuance of Domestic or Overseas
Convertible Bonds to Finance
Operational Capital
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
CEMIG, COMPANHIA ENERGETICA DE MINAS GERAIS
Ticker: CMIG4 Security ID: P2577R110
Meeting Date: APR 30, 2014 Meeting Type: Annual/Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fiscal Council Member(s) None Did Not Vote Shareholder
Nominated by Preferred Shareholders
2 Elect Director Nominated by Preferred None Did Not Vote Shareholder
Shareholders
--------------------------------------------------------------------------------
CEZ A.S.
Ticker: BAACEZ Security ID: X2337V121
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: JUN 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open meeting; Elect Meeting Chairman For For Management
and Other Meeting Officials
2 Receive Board of Directors Report on None None Management
Company's Operations and State of Its
Assets in Fiscal 2013
3 Receive Supervisory Board Report None None Management
4 Receive Audit Committee Report None None Management
5 Amend Articles of Association For For Management
6 Approve Financial Statements and For For Management
Consolidated Financial Statements
7 Approve Allocation of Income For For Management
8 Approve Update to Concept of Business For For Management
Activities of CEZ Group and CEZ AS
9 Ratify Auditor For For Management
10 Approve Volume of Charitable Donations For For Management
11 Recall and Elect Supervisory Board For For Management
Members
12 Recall and Elect Members of Audit For Against Management
Committee
13 Approve Contracts on Performance of For For Management
Functions with Members of Supervisory
Board
14 Approve Contracts for Performance of For For Management
Functions of Audit Committee Members
15 Close Meeting None None Management
--------------------------------------------------------------------------------
CHEMICAL WKS OF RICHTER GEDEON PLC
Ticker: RICHTER Security ID: X3124S107
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Use of Electronic Vote For Did Not Vote Management
Collection Method
2 Authorize Company to Produce Sound For Did Not Vote Management
Recording of Meeting Proceedings
3 Elect Meeting Officials For Did Not Vote Management
4 Approve Consolidated Financial For Did Not Vote Management
Statements and Statutory Reports
5 Approve Mangement Board Report on For Did Not Vote Management
Company's Operations
6 Approve Dividends of HUF 57 per Share For Did Not Vote Management
7 Approve Allocation of Income For Did Not Vote Management
8 Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9 Approve Company's Corporate Governance For Did Not Vote Management
Statement
10 Decision on the Application of the New For Did Not Vote Management
Civil Code to the Company and Amend
Bylaws
11 Adopt Consolidated Text of Bylaws For Did Not Vote Management
12 Authorize Share Repurchase Program For Did Not Vote Management
13 Reelect William de Gelsey as For Did Not Vote Management
Management Board Member
14 Reelect Erik Bogsch as Management For Did Not Vote Management
Board Member
15 Reelect Laszlo Kovacs, Dr. as For Did Not Vote Management
Management Board Member
16 Reelect Gabor Perjes, Dr. as For Did Not Vote Management
Management Board Member
17 Reelect E. Szilveszter Vizi, Prof., Dr. For Did Not Vote Management
as Management Board Member
18 Elect Janos Csak as Management Board For Did Not Vote Management
Member
19 Elect Kriszta Zolnay, Dr. as For Did Not Vote Management
Management Board Member
20 Approve Remuneration of Management For Did Not Vote Management
Board Members
21 Approve Remuneration of Supervisory For Did Not Vote Management
Board Members
22 Ratify PricewaterhouseCoopers Auditing For Did Not Vote Management
Ltd as Auditor
23 Approve Remuneration of Auditor For Did Not Vote Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: OCT 24, 2013 Meeting Type: Special
Record Date: SEP 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration Distribution and For For Management
Settlement Plan for Directors and
Supervisors
2 Elect Zhang Long as Director For For Management
3 Elect Zhang Yanling as Director For For Management
4 Elect Guo Yanpeng as Director For For Management
--------------------------------------------------------------------------------
CHINA CONSTRUCTION BANK CORPORATION
Ticker: 00939 Security ID: Y1397N101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of Board of Directors For For Management
2 Accept Report of Board of Supervisors For For Management
3 Accept Final Financial Accounts For For Management
4 Approve Profit Distribution Plan For For Management
5 Approve Budget of 2014 Fixed Assets For For Management
Investment
6 Appoint Accounting Firm for 2014 For For Management
7 Elect Dong Shi as Director For For Management
8 Elect Guo You as Shareholder For For Management
Representative Supervisor
9 Approve Plan on Authorisation to the For For Management
Board of Directors Granted by
Shareholders' General Meeting
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 600016 Security ID: Y1495M112
Meeting Date: FEB 27, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Downward Adjustment For Against Management
to the Conversion Price of A Share
Convertible Bonds of China Minsheng
Banking Corp. Ltd.
--------------------------------------------------------------------------------
CHINA MINSHENG BANKING CORP., LTD.
Ticker: 600016 Security ID: Y1495M112
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Annual Report For For Management
2 Accept Final Financial Report For For Management
3 Approve Annual Budget for Fiscal Year For For Management
2014
4 Accept Work Report of the Board of For For Management
Directors
5 Accept Work Report of the Supervisory For For Management
Committee
6 Approve Profit Distribution Plan for For For Management
the Second Half of 2013
7 Reappoint KPMG Huazhen Certified For For Management
Public Accountants (Special General
Partner) as Domestic Auditors and KPMG
Certified Public Accountants as
International Auditors and Authorize
Board to Fix Their Remuneration
8 Elect Mao Xiaofeng as Director For Against Management
--------------------------------------------------------------------------------
CHINA MOBILE LIMITED
Ticker: 00941 Security ID: Y14965100
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Xi Guohua as Director For For Management
3b Elect Sha Yuejia as Director For For Management
3c Elect Liu Aili as Director For For Management
4a Elect Lo Ka Shui as Director For For Management
4b Elect Paul Chow Man Yiu as Director For For Management
5 Approve PricewaterhouseCoopers and For For Management
PricewaterhouseCoopers Zhong Tian LLP
as Auditors and Authorize Board to Fix
Their Remuneration
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Reissuance of Repurchased For Against Management
Shares
9 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010104
Meeting Date: NOV 26, 2013 Meeting Type: Special
Record Date: OCT 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Extension of the Term of For For Management
Validity of the Proposal Regarding the
Issuance of A Share Convertible Bonds
and Other Related Matters
--------------------------------------------------------------------------------
CHINA PETROLEUM & CHEMICAL CORP.
Ticker: 00386 Security ID: Y15010104
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Report of the Board of For For Management
Directors
2 Approve Report of the Board of For For Management
Supervisors
3 Approve Financial Statements and For For Management
Statutory Reports
4 Approve Profit Distribution Plan for For For Management
the Year Ended Dec. 31, 2013
5 Approve Interim Profit Distribution For For Management
Plan for the Year 2014
6 Approve PricewaterhouseCoopers Zhong For For Management
Tian LLP and PricewaterhouseCoopers as
Auditors and Authorize Board to Fix
Their Remuneration
7 Amend Articles of Association For For Management
8 Authorize Board to Determine the For For Management
Proposed Plan for the Issuance of Debt
Financing Instruments
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
CHINA RESOURCES POWER HOLDINGS CO., LTD.
Ticker: 00836 Security ID: Y1503A100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: JUN 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Junqing as Director For For Management
3b Elect Zhang Shen Wen as Director For For Management
3c Elect Wang Xiao Bin as Director For For Management
3d Elect Leung Oi-sie, Elsie as Director For Against Management
3e Elect Ch'ien K.F. Raymond as Director For Against Management
3f Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: MAR 31, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors, Fiscal Council For Did Not Vote Management
Members, and Approve Remuneration of
Executive Officers, Non-Executive
Directors, and Fiscal Council Members
--------------------------------------------------------------------------------
CIELO SA
Ticker: CIEL3 Security ID: P2859E100
Meeting Date: MAR 31, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For Did Not Vote Management
for Bonus Issue
2 Amend Article 11 For Did Not Vote Management
--------------------------------------------------------------------------------
CJ O SHOPPING CO LTD
Ticker: 035760 Security ID: Y16608104
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 2,000 per Share
2.1 Reelect Lee Hae-Sun as Inside Director For For Management
2.2 Elect Byun Dong-Sik as Inside Director For Against Management
2.3 Elect Huh Min-Hoe as Inside Director For Against Management
2.4 Elect Huh Hoon as Inside Director For Against Management
2.5 Reelect Kim Jae-Chun as Outside For For Management
Director
3 Elect Kim Jae-Chun as a Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
CLEANAWAY COMPANY LTD
Ticker: 8422 Security ID: Y16688106
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Articles of Association For For Management
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION
Ticker: CTSH Security ID: 192446102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Patsalos-Fox For For Management
1b Elect Director Robert E. Weissman For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
COLGATE-PALMOLIVE COMPANY
Ticker: CL Security ID: 194162103
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Nikesh Arora For For Management
1b Elect Director John T. Cahill For For Management
1c Elect Director Ian Cook For For Management
1d Elect Director Helene D. Gayle For For Management
1e Elect Director Ellen M. Hancock For For Management
1f Elect Director Joseph Jimenez For For Management
1g Elect Director Richard J. Kogan For For Management
1h Elect Director Delano E. Lewis For For Management
1i Elect Director J. Pedro Reinhard For For Management
1j Elect Director Stephen I. Sadove For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Stock Retention Against Against Shareholder
--------------------------------------------------------------------------------
COMPARTAMOS S.A.B. DE C.V.
Ticker: COMPARC Security ID: P30941101
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
2 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
COMPARTAMOS S.A.B. DE C.V.
Ticker: COMPARC Security ID: P30941101
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: DEC 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name to Gentera SAB de For For Management
CV; Amend Bylaws Accordingly
2 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
DAPHNE INTERNATIONAL HOLDINGS LTD.
Ticker: 00210 Security ID: G2830J103
Meeting Date: AUG 27, 2013 Meeting Type: Special
Record Date: AUG 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Share Option Scheme For Against Management
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO - MACQUARIE MEXICO REAL ESTATE MANAGEMENT SA DE CV
Ticker: FIBRAMQ12 Security ID: P3515D155
Meeting Date: AUG 12, 2013 Meeting Type: Special
Record Date: AUG 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Issuance of Real Estate For For Management
Trust Certificates
2 Delegate Joint Representatives and or For For Management
Trustee to Perform All Required
Actions in Connection with Issuance of
Real Estate Trust Certificates
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
DGB FINANCIAL GROUP CO LTD
Ticker: 139130 Security ID: Y2058E109
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 280 per Share
2 Amend Articles of Incorporation For For Management
3.1 Elect Park In-Gyu as Inside Director For For Management
3.2 Reelect Park Dong-Gwan as Inside For For Management
Director
3.3 Reelect Lee Jung-Do as Ourside Director For For Management
3.4 Elect Cho Hae-Nyung as Outside Director For For Management
3.5 Reelect Jang Ik-Hyun as Outside For For Management
Director
3.6 Reelect Lee Ji-Un as Outside Director For For Management
4.1 Reelect Lee Jung-Do as Member of Audit For For Management
Committee
4.2 Reelect Jang Ik-Hyun as Member of For For Management
Audit Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ECLAT TEXTILE CO., LTD.
Ticker: 1476 Security ID: Y2237Y109
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Trading Procedures Governing For For Management
Derivatives Products
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
--------------------------------------------------------------------------------
ENI S.P.A.
Ticker: ENI Security ID: T3643A145
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Authorize Share Repurchase Program For For Management
4 Amend Articles Re: Director None Against Shareholder
Honorability Requirements
5 Amend Company Bylaws Re: Shareholder For For Management
Meetings
6 Fix Number of Directors For For Management
7 Fix Board Terms for Directors For For Management
8.1 Slate Submitted by the Italian Treasury None Did Not Vote Shareholder
8.2 Slate Submitted by Institutional None For Shareholder
Investors
9 Elect Board Chair None For Management
10 Approve Remuneration of Directors For Against Management
11 Approve Remuneration of Executive None For Management
Directors
12.1 Slate Submitted by the Italian Treasury None Against Shareholder
12.2 Slate Submitted by Institutional None For Shareholder
Investors
13 Appoint Chair of the Board of None For Shareholder
Statutory Auditors
14 Approve Internal Auditors' Remuneration For For Management
15 Approve Compensation of the Judicial For For Management
Officer of Corte dei Conti Responsible
for Eni's Financial Control
16 Approve Long-Term Monetary Incentive For For Management
Plan 2014-2016
17 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
EVEN CONSTRUTORA INCORPORADORA S.A.
Ticker: EVEN3 Security ID: P3904U107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Capital Budget For Did Not Vote Management
3 Approve Allocation of Income and For Did Not Vote Management
Dividends
4 Approve Remuneration of Company's For Did Not Vote Management
Management
5 Designate Newspapers to Publish For Did Not Vote Management
Company Announcements
--------------------------------------------------------------------------------
EVEN CONSTRUTORA INCORPORADORA S.A.
Ticker: EVEN3 Security ID: P3904U107
Meeting Date: MAY 20, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Authorized Capital For Did Not Vote Management
2 Amend Article 12 Re: Novo Mercado For Did Not Vote Management
Listing Segment Requirement
3 Amend Article 21 For Did Not Vote Management
--------------------------------------------------------------------------------
FENG TAY ENTERPRISES CO., LTD.
Ticker: 9910 Security ID: Y24815105
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
6 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
7 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
8 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: NOV 05, 2013 Meeting Type: Special
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Alfredo Achar Tussie as For For Management
Independent Member of Trust Technical
Committee and Ratify His Election as
Member of Practices and Nomination
Committees
2 Authorize Issuance of Debt Real Estate For For Management
Trust Certificates
3 Authorize Issuance of Debentures For For Management
4 Authorize Issuance of Real Estate For For Management
Trust Certificates to Be Maintained at
the Trust Treasury
5 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
FIBRA UNO ADMINISTRACION DE MEXICO S.A. DE C.V.
Ticker: FUNO11 Security ID: P3515D163
Meeting Date: APR 04, 2014 Meeting Type: Special
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Modifications of Servicing For Against Management
Advisory Contract
2 Amend or Ratify Incentive Plan for For Against Management
Trust Management
3 Authorize Issuance of Real Estate For For Management
Trust Certificates in Accordance with
Technical Committee of Trust
4 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
GAZPROM OAO
Ticker: GAZP Security ID: 368287207
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report For For Management
2 Approve Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Dividends of RUB 7.20 per Share For For Management
5 Ratify ZAO PricewaterhouseCoopers as For For Management
Auditor
6 Approve Remuneration of Directors For Against Management
7 Approve Remuneration of Members of For For Management
Audit Commission
8 Amend Charter For For Management
9 Amend Regulations on Board of Directors For For Management
10 Approve Large-Scale Related-Party For For Management
Transaction with South Stream
Transport B.V.: Guarantee Agreement
for Securing Obligations of LLC
Gazprom Export
11.1 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Agreements
11.2 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Agreements
11.3 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Agreements
11.4 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Loan Facility
Agreement
11.5 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Loan
Facility Agreement
11.6 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Loan Facility
Agreement
11.7 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Loan Facility
Agreement
11.8 Approve Related-Party Transaction with For For Management
OAO Gazprombank and OAO Sberbank of
Russia Re: Agreements on Transfer of
Funds and Maintaining Minimum Balance
on Bank Accounts
11.9 Approve Related-Party Transaction with For For Management
OAO AB ROSSIYA Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts
11.10 Approve Related-Party Transaction with For For Management
OAO Gazprombank, OAO Sberbank of
Russia, and OAO AB ROSSIYA Re:
Agreements on Using Electronic
Payments System
11.11 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Foreign Currency Purchase/Sale
11.12 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Foreign
Currency Purchase/Sale
11.13 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreement on
Forward/Swap Conversion Operations
11.14 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Foreign Currency Purchase/Sale
11.15 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Deposit Agreements
11.16 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Deposit Agreements
11.17 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Deposit
Agreements
11.18 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.19 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Guarantee
Agreements for Securing Obligations of
Gazprom's Subsidiaries
11.20 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Guarantee Agreements
for Securing Obligations of Gazprom's
Subsidiaries
11.21 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Guarantees to Tax Authorities
11.22 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Guarantees to Tax Authorities
11.23 Approve Related-Party Transaction with For For Management
OAO Sberbank of Russia Re: Agreements
on Guarantees to Tax Authorities
11.24 Approve Related-Party Transaction with For For Management
DOAO Tsentrenergogaz Re: Agreements on
Temporary Possession and Use of
Building and Equipment
11.25 Approve Related-Party Transaction with For For Management
OAO Tsentrgaz Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.26 Approve Related-Party Transaction with For For Management
OAO Gazprombank Re: Agreements on
Temporary Possession and Use of
Non-residential Premises
11.27 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions
11.28 Approve Related-Party Transaction with For For Management
OAO Gazpromneft Re: Agreements on
Temporary Possession and Use of
Software and Hardware Solutions, and
Special-Purpose Telecommunications
11.29 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.30 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.31 Approve Related-Party Transaction with For For Management
OOO Gazprom Export Re: Agreements on
Sale of Commercial Products Owned by
Gazprom
11.32 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.33 Approve Related-Party Transaction with For For Management
OAO Gazprom Gazoraspredeleniye Re:
Agreements on Temporary Possession and
Use of Gas Distribution System,
Software and Hardware Solutions
11.34 Approve Related-Party Transaction with For For Management
OAO Druzhba Re: Agreements on
Temporary Possession and Use of
Facilities of Druzhba Vacation Cente
11.35 Approve Related-Party Transaction with For For Management
OOO Gazprom Investproyekt Re:
Provision of Consulting Services
11.36 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Arranging of Injection and Storage of
Gas
11.37 Approve Related-Party Transaction with For For Management
OOO Gazprom Komplektatsiya Re:
Agreements on Temporary Possession and
Use of Software and Hardware Solutions
11.38 Approve Related-Party Transaction with For For Management
OAO Severneftegazprom Re: Agreements
on Delivery of Gas
11.39 Approve Related-Party Transaction with For For Management
OAO Tomskgazprom Re: Agreements on
Transportation of Gas
11.40 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Transportation of Gas
11.41 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on
Environment, Life, Health, and
Individual Property Insurance
11.42 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re:
Agreements on Sale/Purchase of Gas
11.43 Approve Related-Party Transaction with For For Management
A/S Latvijas Gaze Re: Agreements on
Sale of Gas, Arranging of Injection,
and Storage of Gas
11.44 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Transfer of Funds
11.45 Approve Related-Party Transaction with For For Management
AB Lietuvos Dujos Re: Agreements on
Sale of Gas
11.46 Approve Related-Party Transaction with For For Management
AO Moldovagaz Re: Agreements on Sale
and Transportation of Gas
11.47 Approve Related-Party Transaction with For For Management
KazRosGaz LLP Re: Agreements on
Transportation of Gas
11.48 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Agreements on
Transportation of Gas
11.49 Approve Related-Party Transaction with For For Management
OAO AK Transneft Re: Agreements on
Transportation of Oil and Storage of
Oil
11.50 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.51 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.52 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.53 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.54 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.55 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research and
Development Work
11.56 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on
Transfer of Funds and Maintaining
Minimum Balance On Bank Accounts Work
11.57 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.58 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.59 Approve Related-Party Transaction with For For Management
Gubkin Russian State University of Oil
and Gas Re: Agreements on Research
and Development Work
11.60 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re: License
to Use Software
11.61 Approve Related-Party Transaction with For For Management
OAO Gazprom Kosmicheskiye Sistemy Re:
Agreements on Investment Projects
11.62 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Investment Projects
11.63 Approve Related-Party Transaction with For For Management
OOO Gazprom Tsentrremont Re:
Agreements on Works Related to Cost
Estimate Documentation and On-Load
Pre-Commissioning Tests
11.64 Approve Related-Party Transaction with For For Management
Multiple Parties Re: Agreements on
Arranging Stocktaking of Property
11.65 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.66 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreement on Liability
Insurance to Members of Board of
Directors and Management Board
11.67 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Property
11.68 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees
11.69 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees, Their Familiy
Members, and Retired Former Employees
11.70 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Transportation Vehicles Owned By
Gazprom
11.71 Approve Related-Party Transaction with For For Management
OAO SOGAZ Re: Agreements on Insurance
of Gazprom's Employees Travelling On
Official Business
11.72 Approve Related-Party Transaction with For For Management
OAO Bank VTB Re: Agreements on Using
Electronic Payments System
11.73 Approve Related-Party Transaction with For For Management
OOO Gazprom Gazomotornoye Toplivo Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.74 Approve Related-Party Transaction with For For Management
Equipment Manufacturers Association
Novye Technologii Gazovoy Otrasli Re:
License to Use OAO Gazprom's
Trademarks Electronic Payments System
11.75 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Exclusive License
to Use OAO Gazprom's
TrademarksElectronic Payments System
11.76 Approve Related-Party Transaction with For For Management
OAO Rosselkhozbank Re: Agreements on
Using Electronic Payments System
11.77 Approve Related-Party Transaction with For For Management
OOO Gazprom Mezhregiongaz Re: Gas
Supply Agreements
11.78 Approve Related-Party Transaction with For For Management
OAO Gazprom Neft Re: Crude Oil Supply
Agreements
11.79 Approve Related-Party Transaction with For For Management
OAO NOVATEK Re: Agreements on
Transportation of Gas
11.80 Approve Related-Party Transaction with For For Management
OAO Gazprom Transgaz Belarus Re:
Agreements on Sale of Gas and Transit
Transportation of Gas
12.1 Elect Andrey Akimov as Director None Against Management
12.2 Elect Farit Gazizullin as Director None Against Management
12.3 Elect Viktor Zubkov as Director None Against Management
12.4 Elect Elena Karpel as Director None Against Management
12.5 Elect Timur Kulibayev as Director None Against Management
12.6 Elect Vitaliy Markelov as Director None Against Management
12.7 Elect Viktor Martynov as Director None Against Management
12.8 Elect Vladimir Mau as Director None Against Management
12.9 Elect Aleksey Miller as Director None For Management
12.10 Elect Valery Musin as Director None For Management
12.11 Elect Seppo Remes as Director None Against Management
12.12 Elect Oleg Saveliev as Director None Against Management
12.13 Elect Andrey Sapelin as Director None Against Management
12.14 Elect Mikhail Sereda as Director None Against Management
13.1 Elect Vladimir Alisov as Member of For Against Management
Audit Commission
13.2 Elect Dmitry Arkhipov as Member of For For Management
Audit Commission
13.3 Elect Aleksey Afonyashin as Member of For Against Management
Audit Commission
13.4 Elect Irina Babenkova as Member of For Against Management
Audit Commission
13.5 Elect Andrey Belobrov as Member of For Against Management
Audit Commission
13.6 Elect Vadim Bikulov as Member of Audit For For Management
Commission
13.7 Elect Larisa Vitj as Member of Audit For Against Management
Commission
13.8 Elect Aleksandr Ivanninkov as Member For Against Management
of Audit Commission
13.9 Elect Marina Mikhina as Member of For For Management
Audit Commission
13.10 Elect Yuriy Nosov as Member of Audit For For Management
Commission
13.11 Elect Karen Oganyan as Member of Audit For Against Management
Commission
13.12 Elect Oleg Osipenko as Member of Audit For Against Management
Commission
13.13 Elect Sergey Platonov as Member of For Against Management
Audit Commission
13.14 Elect Svetlana Ray as Member of Audit For Against Management
Commission
13.15 Elect Mikhail Rosseyev as Member of For Against Management
Audit Commission
13.16 Elect Tatyana Fisenko as Member of For Against Management
Audit Commission
13.17 Elect Alan Khadziev as Member of Audit For Against Management
Commission
13.18 Elect Aleksandr Shevchuk as Member of For For Management
Audit Commission
--------------------------------------------------------------------------------
GRANA Y MONTERO SAA
Ticker: GRAMONC1 Security ID: P4902L107
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Corporate Governance For Did Not Vote Management
Report and Audited Individual and
Consolidated Financial Statements for
Fiscal Year 2013
2 Approve Allocation of Income For Did Not Vote Management
3 Approve Remuneration of Directors For Did Not Vote Management
4 Appoint Auditors For Did Not Vote Management
5.1 Elect Jose Grana Miro Quesada as For Did Not Vote Management
Director
5.2 Elect Carlos Montero Grana as Director For Did Not Vote Management
5.3 Elect Hernando Grana Acuna as Director For Did Not Vote Management
5.4 Elect Mario Alvarado Pflucker as For Did Not Vote Management
Director
5.5 Elect Jose Chlimper Ackerman as For Did Not Vote Management
Director
5.6 Elect Hugo Santa Maria as Director For Did Not Vote Management
5.7 Elect Pedro Pablo Errazuriz as Director For Did Not Vote Management
5.8 Elect Federico Cuneo de la Piedra as For Did Not Vote Management
Director
5.9 Elect Mark Hoffmann Rosas as Director For Did Not Vote Management
--------------------------------------------------------------------------------
GRUMA S.A.B. DE C.V.
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: MAR 21, 2014 Meeting Type: Special
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger by Absorption of For For Management
Company Subsidiary Investigacion de
Tecnologia Avanzada SA de CV by Company
2 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
3 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUMA S.A.B. DE C.V.
Ticker: GRUMAB Security ID: P4948K121
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Present Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income For For Management
4 Set Aggregate Nominal Amount of Share For For Management
Repurchase Reserve and Present Report
of Operations with Treasury Shares
5 Elect Directors, Secretary, and For Against Management
Alternates; Verify Independence
Classification of Directors; Approve
Their Remuneration
6 Elect Chairmen of Audit and Corporate For Against Management
Practices Committees
7 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
8 Approve Minutes of Meeting For For Management
--------------------------------------------------------------------------------
GRUPO FINANCIERO SANTANDER MEXICO S.A.B. DE C.V.
Ticker: SANMEXB Security ID: 40053C105
Meeting Date: DEC 13, 2013 Meeting Type: Special
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Resolutions Related to Dividend For For Management
Payment Date of Feb. 25, 2014 as
Approved at Aug. 20, 2013 Ordinary
Shareholder Meeting
2 Approve Cash Dividends For For Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
1 Approve Spin-Off of Gestion Santander For Against Management
SA de CV, Sociedad Operadora de
Sociedades de Inversion; Approve
Termination of Sole Responsibility
Agreement
2 Approve Modifications of Sole For Against Management
Responsibility Agreement
3 Reform Articles of Association For Against Management
4 Authorize Board to Ratify and Execute For Against Management
Approved Resolutions
--------------------------------------------------------------------------------
GS HOME SHOPPING INC.
Ticker: 028150 Security ID: Y2901Q101
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 3500 per Share
2.1 Re-elect Cho Sung-Goo as Inside For Against Management
Director
2.2 Re-elect Huh Seung-Jo as For Against Management
Non-independent Non-executive Director
2.3 Re-elect Won Jong-Seung as For Against Management
Non-independent Non-executive Director
2.4 Elect Lee Hwa-Sub as Outside Director For For Management
3 Elect Lee Hwa-Sub as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HERMES MICROVISION INC
Ticker: 3658 Security ID: Y3R79M105
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5.1 Elect Independent Director Liang For For Management
Kai-Tai
5.2 Elect Independent Director Hu Han-Liang For For Management
5.3 Elect Independent Director Tu Huai-Chi For For Management
5.4 Elect Independent Director Kin For For Management
Lien-Fang
5.5 Elect Non-Independent Director No.1 None Against Shareholder
5.6 Elect Non-Independent Director No.2 None Against Shareholder
5.7 Elect Non-Independent Director No.3 None Against Shareholder
5.8 Elect Non-Independent Director No.4 None Against Shareholder
5.9 Elect Non-Independent Director No.5 None Against Shareholder
6 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HUADIAN POWER INTERNATIONAL CORPORATION LTD.
Ticker: 600027 Security ID: Y3738Y101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
2a1 Approve Issuance of Short-Term For For Management
Debentures
2a2 Approve Issuance of Medium-Term Notes For For Management
2a3 Approve Issuance of Non-Public Placed For For Management
Bonds
2a4 Approve Issuance of Short-Term For For Management
Commercial Papers
2a5 Approve Issuance of Corporate Bonds For For Management
and/or RMB-Denominated Bonds in Hong
Kong
3 Amend Articles of Association For For Management
4 Approve Loan Guarantee to Subsidiary For Against Management
5 Accept Report of the Board of Directors For For Management
6 Accept Report of the Supervisory For For Management
Committee
7 Accept Financial Statements and For For Management
Statutory Reports
8 Approve Profit Distribution Proposal For For Management
9a Approve Deloitte Touche Tohmatsu CPA For For Management
and Deloitte Touche Tohmatsu CPA LLP
as International and Domestic Auditors
and Authorize Board to Fix Their
Remuneration
9b Approve Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditor of the Company's
Internal Control and Authorize Board
to Fix Their Remuneration
10 Accept Performance Report of For For Management
Independent Non-Executive Directors
11a Elect Li Qingkui as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11b Elect Chen Jianhua as Director and For For Management
Authorize Board to Fix Directors'
Remuneration
11c Elect Chen Dianlu as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11d Elect Geng Yuanzhu as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11e Elect Wang Yingli as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11f Elect Chen Bin as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11g Elect Gou Wei as Director and For Against Management
Authorize Board to Fix Directors'
Remuneration
11h Elect Chu Yu as Director and Authorize For Against Management
Board to Fix Directors' Remuneration
11i Elect Wang Yuesheng as Director and For For Management
Authorize Board to Fix Directors'
Remuneration
11j Elect Ning Jiming as Director and For For Management
Authorize Board to Fix Directors'
Remuneration
11k Elect Yang Jinguan as Director and For For Management
Authorize Board to Fix Directors'
Remuneration
11l Elect Ding Huiping as Director and None For Shareholder
Authorize Board to Fix Directors'
Remuneration
12a Elect Li Xiaopeng as Supervisor and For Against Management
Authorize Board to Fix Directors'
Remuneration
12b Elect Peng Xingyu as Supervisor and For Against Management
Authorize Board to Fix Directors'
Remuneration
--------------------------------------------------------------------------------
HUANENG POWER INTERNATIONAL, INC.
Ticker: 00902 Security ID: Y3744A105
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: JUN 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Working Report of the Board of For For Management
Directors
2 Accept Working Report of the For For Management
Supervisory Committee
3 Accept Audited Financial Statements For For Management
4 Approve Profit Distribution Plan For For Management
5 Appoint Auditors for 2014 For For Management
6 Approve Connected Transaction with For Against Management
China Huaneng Finance Corporation
Limited
7 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HYUNDAI MOTOR CO.
Ticker: 005380 Security ID: Y38472109
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 1,950 per Share
2 Reelect Jung Mong-Goo as Inside For For Management
Director and Reelect Oh Se-Bin as
Outside Director
3 Reelect Oh Se-Bin as Member of Audit For For Management
Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: AUG 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Payment of Remuneration to For For Management
Directors and Supervisors
2 Elect Yi Xiqun as Director For For Management
3 Elect Fu Zhongjun as Director For For Management
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: APR 15, 2014 Meeting Type: Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Zhang Hongli as Director For Against Management
2 Approve 2014 Fixed Assets Investment For For Management
Budget
--------------------------------------------------------------------------------
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Ticker: 01398 Security ID: Y3990B112
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Work Report of the Board of For For Management
Directors
2 Accept Work Report of the Board of For For Management
Supervisors
3 Elect Zhao Lin as Shareholder For For Management
Supervisor
4 Accept 2013 Audited Accounts For For Management
5 Approve 2013 Profit Distribution Plans For For Management
6 Approve Proposal on Launching the For For Management
Engagement of Accounting Firm for 2014
--------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: J37 Security ID: G50764102
Meeting Date: APR 08, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Transfer of Listing Segment For For Management
from Premium to Standard on the London
Stock Exchange
--------------------------------------------------------------------------------
JARDINE STRATEGIC HOLDINGS LTD.
Ticker: J37 Security ID: G50764102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports and Declare Final
Dividend
2 Elect David Hsu as Director For For Management
3 Reelect Simon Keswick as Director For For Management
4 Reelect George Koo as Director For For Management
5 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
6 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
7 Authorize Share Repurchase Program For For Management
8 Authorise Purchase of Shares in Parent For Against Management
Company, Jardine Matheson Holdings Ltd.
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: OCT 25, 2013 Meeting Type: Special
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Non-Public Debt For For Management
Financing Instruments
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issue of Ultra Short-term For Abstain Management
Financing Bills and Related
Transactions
--------------------------------------------------------------------------------
JIANGSU EXPRESSWAY CO. LTD.
Ticker: 00177 Security ID: Y4443L103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: MAY 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Supervisory For For Management
Committee
3 Approve Annual Budget Report for the For For Management
Year 2013
4 Accept Financial Statements and For For Management
Statutory Reports
5 Approve Profit Distribution Scheme in For For Management
Respect of the Final Dividend
6 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors at a Remuneration of
RMB 2.1 Million Per Year
7 Appoint Deloitte Touche Tohmatsu CPA For For Management
LLP as Auditors for Internal Control
at a Remuneration of RMB 680,000 Per
Year
8 Approve Issuance of Short-Term For For Management
Commercial Papers
9 Approve Adjustment of Independent For For Management
Directors' Remuneration
--------------------------------------------------------------------------------
JU TENG INTERNATIONAL HOLDINGS LTD.
Ticker: 03336 Security ID: G52105106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Cheng Li-Yen as Director For For Management
3b Elect Lo Jung-Te as Director For For Management
3c Elect Yip Wai Ming as Director For For Management
3d Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: RDGZ Security ID: 48666V204
Meeting Date: FEB 25, 2014 Meeting Type: Special
Record Date: JAN 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Charter For For Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: RDGZ Security ID: 48666V204
Meeting Date: APR 14, 2014 Meeting Type: Special
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Appointment of members of Company's For For Management
Board of Directors
2 Approve Remuneration of Directors For For Management
--------------------------------------------------------------------------------
KAZMUNAIGAS EXPLORATION PRODUCTION JSC
Ticker: RDGZ Security ID: 48666V204
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated Financial For For Management
Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Annual Report For For Management
4 Receive Results of Shareholders For For Management
Appeals on Actions of Company and Its
Officials
5 Receive Report on Remuneration of For For Management
Directors and Members of Management
Board in 2013
6 Approve Report on Activities of Board For For Management
of Directors and Management Board in
Fiscal 2013
7 Ratify Auditor For Abstain Management
--------------------------------------------------------------------------------
KB FINANCIAL GROUP INC.
Ticker: 105560 Security ID: Y46007103
Meeting Date: JUL 12, 2013 Meeting Type: Special
Record Date: JUN 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Lim Young-Rok as CEO For For Management
--------------------------------------------------------------------------------
KGHM POLSKA MIEDZ S.A.
Ticker: KGH Security ID: X45213109
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: JUN 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Meeting Chairman For For Management
3 Acknowledge Proper Convening of Meeting None None Management
4 Approve Agenda of Meeting For For Management
5 Receive Management Board Report on None None Management
Company's Operations and Financial
Statements
6 Receive Management Board Proposal on None None Management
Allocation of Income
7 Receive Supervisory Board Report on None None Management
Board's Review of Management Board
Report on Company's Operations and
Financial Statements
8.1 Receive Supervisory Board Report on None None Management
Company's Standing
8.2 Receive Supervisory Board Report on None None Management
Board's Work in 2013
9.1 Approve Management Board Report on For For Management
Company's Operations in Fiscal 2013
9.2 Approve Financial Statements For For Management
9.3 Approve Allocation of Income For For Management
10.1a Approve Discharge of Marcin For For Management
Chmielewski (Management Board Member)
10.1b Approve Discharge of Jacek Kardela For For Management
(Management Board Member)
10.1c Approve Discharge of Wojciech Kedzia For For Management
(Management Board Member)
10.1d Approve Discharge of Wlodzimierz For For Management
Kicinski (Management Board Member)
10.1e Approve Discharge of Jaroslaw For For Management
Romanowski (Management Board Member)
10.1f Approve Discharge of Adam Sawicki For For Management
(Management Board Member)
10.1g Approve Discharge of Herbert Wirth For For Management
(Management Board Member)
10.1h Approve Discharge of Dorota Wloch For For Management
(Management Board Member)
10.2a Approve Discharge of Pawel Bialek For For Management
(Supervisory Board Member)
10.2b Approve Discharge of Krzysztof For For Management
Kaczmarczyk (Supervisory Board Member)
10.2c Approve Discharge of Andrzej Kidyba For For Management
(Supervisory Board Member)
10.2d Approve Discharge of Dariusz Krawczyk For For Management
(Supervisory Board Member)
10.2e Approve Discharge of Aleksandra For For Management
Magaczewska (Supervisory Board Member)
10.2f Approve Discharge of Krzysztof Opawski For For Management
(Supervisory Board Member)
10.2g Approve Discharge of Marek Panfil For For Management
(Supervisory Board Member)
10.2h Approve Discharge of Ireneusz Piecuch For For Management
(Supervisory Board Member)
10.2i Approve Discharge of Jacek Poswiata For For Management
(Supervisory Board Member)
10.2j Approve Discharge of Boguslaw Szarek For For Management
(Supervisory Board Member)
10.2k Approve Discharge of Iwona For For Management
Zatorska-Pantak (Supervisory Board
Member)
11 Receive Management Board Report on None None Management
Group's Operations and Consolidated
Financial Statements
12 Receive Supervisory Board Report on None None Management
Board's Review of Management Board
Report on Group's Operations and
Consolidated Financial Statements
13.1 Approve Management Board Report on For For Management
Group's Operations
13.2 Approve Consolidated Financial For For Management
Statements
14.1 Elect Supervisory Board Member For Against Management
14.2 Elect Supervisory Board Member For Against Management
15 Close Meeting None None Management
--------------------------------------------------------------------------------
KIA MOTORS CORPORATION
Ticker: 000270 Security ID: Y47601102
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 700 per Share
2 Reelect One Inside Director and Two For For Management
Outside Directors (Bundled)
3 Reelect Two Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
KING YUAN ELECTRONICS CO., LTD.
Ticker: 2449 Security ID: Y4801V107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3.1 Elect Chin-Kung Lee, with Shareholder For For Management
No. 2, as Non-independent Director
3.2 Elect An-Hsuan Liu, with Shareholder For Against Management
No. 3403, as Non-independent Director
3.3 Elect a Representative of China For Against Management
Development Industrial Bank with
Shareholder No. 1753, as
Non-independent Director
3.4 Elect Chi-Chun Hsieh, with Shareholder For Against Management
No. 263, as Non-independent Director
3.5 Elect Kao-Yu Liu, with Shareholder No. For Against Management
422, as Non-independent Director
3.6 Elect Kuan-Hua Chen, with Shareholder For Against Management
No. 47637, as Non-independent Director
3.7 Elect Shi-Jer Sheen, with Shareholder For For Management
No. 25747, as Independent Director
3.8 Elect Hsien-Tsun Yang, with For For Management
Shareholder No. 179218, as Independent
Director
3.9 Elect Hui-Chun Hsu, with Shareholder For For Management
No. 3241, as Independent Director
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Amend Procedures for Endorsement and For For Management
Guarantees
6 Amend Procedures for Lending Funds to For For Management
Other Parties
7 Approve Amendment to Rules and For For Management
Procedures for Election of Directors
and Supervisors
8 Approve Amendments to Articles of For For Management
Association
9 Approve Release of Restrictions of For For Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
KOMERCNI BANKA A.S.
Ticker: BAAKOMB Security ID: X45471111
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: JAN 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2.1 Approve Meeting Procedures For For Management
2.2 Elect Meeting Chairman and Other For For Management
Meeting Officials
3 Amend Articles of Association For For Management
4 Close Meeting None None Management
--------------------------------------------------------------------------------
KOMERCNI BANKA A.S.
Ticker: BAAKOMB Security ID: X45471111
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Management Board Report on For For Management
Company's Operations and State of Its
Assets in Fiscal 2013
2 Receive Report on Defensive Structure None None Management
and Mechanisms in Case of Takeover Bid
3 Receive Management Board Report on None None Management
Relations Among Related Entities
4 Receive Financial Statements, None None Management
Consolidated Financial Statements, and
Allocation of Income Proposal
5 Receive Supervisory Board Reports None None Management
6 Receive Audit Committee's Report None None Management
7 Approve Financial Statements For For Management
8 Approve Allocation of Income and For For Management
Dividend of CZK 230 per Share
9 Approve Consolidated Financial For For Management
Statements
10 Approve Agreements with Supervisory For For Management
Board Members
11 Approve Agreements with Audit For For Management
Committee Board Members
12 Approve Share Repurchase Program For For Management
13 Ratify Ernst and Young Audit s.r.o. as For For Management
Auditor
--------------------------------------------------------------------------------
KROTON EDUCACIONAL S.A.
Ticker: KROT3 Security ID: P6115V129
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Legal Reserves For Did Not Vote Management
3 Approve Dividends For Did Not Vote Management
4 Approve Allocation of Investment For Did Not Vote Management
Reserves
--------------------------------------------------------------------------------
KROTON EDUCACIONAL S.A.
Ticker: KROT3 Security ID: P6115V129
Meeting Date: APR 25, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
KWG PROPERTY HOLDING LTD.
Ticker: 01813 Security ID: G53224104
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend For For Management
3a Elect Kong Jian Min as Director For For Management
3b Elect Kong Jian Tao as Director For For Management
3c Elect Tsui Kam Tim as Director For For Management
3d Elect He Wei Zhi as Director For For Management
3e Authorize Board to Fix Directors' Fee For For Management
4 Reappoint Ernst & Young as Auditors For For Management
and Authorize Board to Fix Their
Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
LIFE HEALTHCARE GROUP HOLDINGS LTD.
Ticker: LHC Security ID: S4682C100
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: JAN 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 September 2013
2.1 Re-elect Fran du Plessis as Director For For Management
2.2 Re-elect Joel Netshitenzhe as Director For For Management
2.3 Elect Marian Jacobs as Director For For Management
2.4 Elect Royden Vice as Director For For Management
3 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with FJ
Lombard as the Designated Audit Partner
4.1 Re-elect Peter Golesworthy as Chairman For For Management
of the Audit Committee
4.2 Elect Fran du Plessis as Member of the For For Management
Audit Committee
4.3 Re-elect Louisa Mojela as Member of For For Management
the Audit Committee
4.4 Elect Royden Vice as Member of the For For Management
Audit Committee
5 Approve Remuneration Policy For Against Management
6 Authorise Board to Fix Remuneration of For For Management
Auditors
7 Place Authorised but Unissued Shares For Against Management
Under Control of Directors
8 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
9 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
10 Approve Remuneration of Non-Executive For For Management
Directors
11 Approve Financial Assistance to For For Management
Related and Inter-related Companies
12 Adopt New Memorandum of Incorporation For For Management
--------------------------------------------------------------------------------
LIGHT S.A.
Ticker: LIGT3 Security ID: P63529104
Meeting Date: NOV 27, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fiscal Council Member For For Management
--------------------------------------------------------------------------------
LIGHT S.A.
Ticker: LIGT3 Security ID: P63529104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For For Management
Dividends
3 Fix Number of Directors For For Management
4 Elect Directors For Against Management
5 Elect Fiscal Council Members For For Management
6 Approve Remuneration of Company's For For Management
Management
7 Approve Remuneration of Fiscal Council For For Management
Members
--------------------------------------------------------------------------------
LIGHT S.A.
Ticker: LIGT3 Security ID: P63529104
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Phantom Option Plan For Against Management
2 Amend Variable Remuneration of For Against Management
Company's Management for Fiscal Year
2013
--------------------------------------------------------------------------------
LITE-ON TECHNOLOGY CORP.
Ticker: 2301 Security ID: Y5313K109
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit and Employee
Bonus
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Interim Dividends of RUB 50 For For Management
per Share for First Six Months of
Fiscal 2013
2 Amend Charter For For Management
3 Amend Regulations on Board of Directors For For Management
--------------------------------------------------------------------------------
LUKOIL OAO
Ticker: LKOH Security ID: 677862104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Report, Financial For For Management
Statements, and Allocation of Income,
Including Dividends of RUB 110 Per
Share for 2013
2.1 Elect Vagit Alekperov as Director None For Management
2.2 Elect Viktor Blazheev as Director None For Management
2.3 Elect Valery Grayfer as Director None For Management
2.4 Elect Igor Ivanov as Director None For Management
2.5 Elect Sergey Kochkurov as Director None Against Management
2.6 Elect Ravil Maganov as Director None Against Management
2.7 Elect Richard Matzke as Director None Against Management
2.8 Elect Sergey Mikhaylov as Director None Against Management
2.9 Elect Mark Mobius as Director None For Management
2.10 Elect Guglielmo Antonio Claudio None For Management
Moscato as Director
2.11 Elect Ivan Pictet as Director None For Management
2.12 Elect Leonid Fedun as Director None Against Management
3.1 Elect Mikhail Maksimov as Member of For For Management
Audit Commission
3.2 Elect Pavel Suloev as Member of Audit For For Management
Commission
3.3 Elect Aleksandr Surkov as Member of For For Management
Audit Commission
4.1 Approve Remuneration of Directors for For For Management
Their Service until 2014 AGM
4.2 Approve Remuneration of Newly Elected For For Management
Directors
5.1 Approve Remuneration of Members of For For Management
Audit Commission for Their Service
until 2014 AGM
5.2 Approve Remuneration of Newly Elected For For Management
Members of Audit Commission
6 Ratify ZAO KPMG as Auditor For For Management
7 Amend Charter For For Management
8 Amend Regulations on General Meetings For For Management
9.1 Approve Related-Party Transaction with For For Management
OAO Kapital Strakhovanie Re: Liability
Insurance for Directors, Officers, and
Corporations
9.2 Approve Related-Party Transaction Re: For For Management
Supplement to Loan Agreement with OAO
RITEK
--------------------------------------------------------------------------------
M. DIAS BRANCO S.A INDUSTRIA E COMERCIO DE ALIMENTOS
Ticker: MDIA3 Security ID: P64876108
Meeting Date: OCT 25, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1a Amend Articles 10, 11, 12, and For For Management
Paragraphs VII of Articles 14, 18, and
19
1b Amend Articles 14 (Paragraphs XII - For For Management
XX), 18 (Paragraphs I - X), and 19
(Paragraphs I - V)
1c Amend Articles 10 and 19 For For Management
1d Amend Chapter XI of the Company's For For Management
Bylaws Re: Article 37
--------------------------------------------------------------------------------
M. DIAS BRANCO S.A INDUSTRIA E COMERCIO DE ALIMENTOS
Ticker: MDIA3 Security ID: P64876108
Meeting Date: DEC 27, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Discuss Agreement to Absorb Industria For For Management
de Alimentos Bomgosto Ltda. (Vitarella)
2 Approve Agreement to Absorb Vitarella For For Management
3 Appoint Independent Auditors to For For Management
Appraise Proposed Transaction
4 Approve Independent Appraisal For For Management
5 Approve Absorption of Vitarella For For Management
--------------------------------------------------------------------------------
MAKALOT INDUSTRIAL CO., LTD.
Ticker: 1477 Security ID: Y5419P101
Meeting Date: JUN 23, 2014 Meeting Type: Annual
Record Date: APR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6.1 Elect CHOU, LEE-PING, with Shareholder None Against Shareholder
No. 1, as Non-independent Director
6.2 Elect LIN, XIAN-CHANG, with None Against Shareholder
Shareholder No. 118, as
Non-independent Director
6.3 Elect HUANG, HONG-JEN, with None Against Shareholder
Shareholder No. 3, as Non-independent
Director
6.4 Elect MA, GUO-CHU, with Shareholder No. None Against Shareholder
7, as Non-independent Director
6.5 Elect WANG, CHIEN, with Shareholder No. None Against Shareholder
5, as Non-independent Director
6.6 Elect HO, HUANG-QING, with Shareholder None Against Shareholder
No. 8, as Non-independent Director
6.7 Elect CHOU, QIU-LING, with Shareholder None Against Shareholder
No. 21, as Non-independent Director
6.8 Elect ZHU, ZE-MIN, with Shareholder No. For For Management
34251, as Independent Director
6.9 Elect CHUNG, LING-YI, with Shareholder For For Management
No. 46645, as Independent Director
6.10 Elect LIU, SHUANG-QUAN, with None Against Shareholder
Shareholder No. 4, as Supervisor
6.11 Elect SU, YU-HUI, with Shareholder No. None Against Shareholder
5172, as Supervisor
6.12 Elect LIN, YU-YA, with Shareholder No. None Against Shareholder
149, as Supervisor
7 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
MAPLETREE COMMERCIAL TRUST
Ticker: N2IU Security ID: Y5759T101
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Trustee's Report, the Manager's For For Management
Statement, the Audited Financial
Statements and the Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Manager to
Fix Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MAPLETREE LOGISTICS TRUST
Ticker: M44U Security ID: Y5759Q107
Meeting Date: JUL 16, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Adopt Financial Statements, Report of For For Management
Trustee, Statement by Manager, and
Auditors' Report
2 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors and Authorize Manager to
Fix Their Remuneration
3 Approve Issuance of Equity or For For Management
Equity-Linked Securities with or
without Preemptive Rights
--------------------------------------------------------------------------------
MGM CHINA HOLDINGS LTD.
Ticker: 02282 Security ID: G60744102
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Pansy Ho as Director For For Management
3a2 Elect Daniel J. D'Arrigo as Director For For Management
3a3 Elect William M. Scott IV as Director For For Management
3a4 Elect Sze Wan Patricia Lam as Director For Against Management
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Approve Repurchase of Up to 10 Percent For For Management
of the Issued Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
MR PRICE GROUP LIMITED
Ticker: MPC Security ID: S5256M101
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 March 2013
2.1 Re-elect Keith Getz as Director For For Management
2.2 Re-elect Bobby Johnston as Director For For Management
2.3 Re-elect Myles Ruck as Director For For Management
2.4 Re-elect Moses Tembe as Director For For Management
3.1 Re-elect Neill Abrams as Alternate For For Management
Director
3.2 Re-elect Tracey Chiappini-Young as For For Management
Alternate Director
3.3 Re-elect Steve Ellis as Alternate For For Management
Director
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
5.1 Re-elect Bobby Johnston as Member of For For Management
the Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Compliance Committee
5.3 Re-elect Myles Ruck as Member of the For For Management
Audit and Compliance Committee
5.4 Re-elect John Swain as Member of the For For Management
Audit and Compliance Committee
6 Approve Remuneration Policy For For Management
7 Adopt the Report of the Social, For For Management
Ethics, Transformation and
Sustainability Committee
8 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Approve Remuneration of Independent For For Management
Non-executive Chairman of the Company
1.2 Approve Remuneration of Honorary For For Management
Chairman of the Company
1.3 Approve Remuneration of Lead Director For For Management
of the Company
1.4 Approve Remuneration of Other Director For For Management
of the Company
1.5 Approve Remuneration of Chairman of For For Management
the Audit and Compliance Committee
1.6 Approve Remuneration of Member of the For For Management
Audit and Compliance Committee
1.7 Approve Remuneration of Member of the For For Management
Board Risk Committee
1.8 Approve Remuneration of Chairman of For For Management
the Remuneration and Nominations
Committee
1.9 Approve Remuneration of Member of the For For Management
Remuneration and Nominations Committee
1.10 Approve Remuneration of Chairman of For For Management
the Social, Ethics, Transformation and
Sustainability Committee
1.11 Approve Remuneration of Member of the For For Management
Social, Ethics, Transformation and
Sustainability Committee
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
3 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
NU SKIN ENTERPRISES, INC.
Ticker: NUS Security ID: 67018T105
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nevin N. Andersen For For Management
1.2 Elect Director Daniel W. Campbell For For Management
1.3 Elect Director M. Truman Hunt For For Management
1.4 Elect Director Andrew D. Lipman For For Management
1.5 Elect Director Steven J. Lund For For Management
1.6 Elect Director Patricia A. Negron For For Management
1.7 Elect Director Neil H. Offen For For Management
1.8 Elect Director Thomas R. Pisano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PHILIP MORRIS INTERNATIONAL INC.
Ticker: PM Security ID: 718172109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold Brown For For Management
1.2 Elect Director Andre Calantzopoulos For For Management
1.3 Elect Director Louis C. Camilleri For For Management
1.4 Elect Director Jennifer Li For For Management
1.5 Elect Director Sergio Marchionne For For Management
1.6 Elect Director Kalpana Morparia For For Management
1.7 Elect Director Lucio A. Noto For For Management
1.8 Elect Director Robert B. Polet For For Management
1.9 Elect Director Carlos Slim Helu For For Management
1.10 Elect Director Stephen M. Wolf For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Adopt Policy to Restrict Non-Required Against Against Shareholder
Animal Testing
--------------------------------------------------------------------------------
PUNJAB NATIONAL BANK LTD.
Ticker: 532461 Security ID: Y7162Z104
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
--------------------------------------------------------------------------------
RADIANT OPTO-ELECTRONICS CORP.
Ticker: 6176 Security ID: Y7174K103
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
REMGRO LTD
Ticker: REM Security ID: S6873K106
Meeting Date: DEC 03, 2013 Meeting Type: Annual
Record Date: NOV 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint PricewaterhouseCoopers Inc For For Management
as Auditors of the Company with N H
Doman as the Individual Registered
Auditor
3 Re-elect W E Buhrmann as Director For Against Management
4 Re-elect J J Durand as Director For For Management
5 Re-elect G T Ferreira as Director For For Management
6 Re-elect J Malherbe as Director For Against Management
7 Re-elect M M Morobe as Director For For Management
8 Re-elect N P Mageza as Member of the For For Management
Audit and Risk Committee
9 Re-elect P J Moleketi as Member of the For For Management
Audit and Risk Committee
10 Re-elect F Robertson as Member of the For For Management
Audit and Risk Committee
11 Re-elect H Wessels as Member of the For For Management
Audit and Risk Committee
1 Approve Remuneration of Directors For For Management
2 Authorise Repurchase of Up to Ten For For Management
Percent of Issued Share Capital
3 Authorise Company to Enter into For For Management
Derivative Transactions
4 Approve Financial Assistance to For For Management
Related and Inter-related Companies
and Corporations
--------------------------------------------------------------------------------
ROYAL DUTCH SHELL PLC
Ticker: RDSA Security ID: G7690A100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Against Management
4 Elect Euleen Goh as Director For For Management
5 Elect Patricia Woertz as Director For For Management
6 Elect Ben van Beurden as Director For For Management
7 Re-elect Guy Elliott as Director For For Management
8 Re-elect Simon Henry as Director For For Management
9 Re-elect Charles Holliday as Director For For Management
10 Re-elect Gerard Kleisterlee as Director For For Management
11 Re-elect Jorma Ollila as Director For For Management
12 Re-elect Sir Nigel Sheinwald as For For Management
Director
13 Re-elect Linda Stuntz as Director For For Management
14 Re-elect Hans Wijers as Director For For Management
15 Re-elect Gerrit Zalm as Director For For Management
16 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
17 Authorise Board to Fix Remuneration of For For Management
Auditors
18 Authorise Issue of Equity with For For Management
Pre-emptive Rights
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Approve Long Term Incentive Plan For For Management
22 Approve Deferred Bonus Plan For For Management
23 Approve Restricted Share Plan For For Management
24 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SAMSUNG ELECTRONICS CO. LTD.
Ticker: 005930 Security ID: Y74718100
Meeting Date: MAR 14, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 13,800 per Share
2 Approve Total Remuneration of Inside For Against Management
Directors and Outside Directors
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For For Management
2 Reelect Olav Troim as Director For For Management
3 Reelect Kate Blankenship as Director For For Management
4 Reelect Kathrine Fredriksen as Director For For Management
5 Reelect Carl Steen as Director For For Management
6 Reelect Bert Bekker as Director For For Management
7 Reelect Paul Leand Jr as Director For For Management
8 Amend Bye-Laws Re: Board Related For For Management
Amendments
9 Approve PricewaterhouseCoopers as For For Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For For Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
SHANGHAI PHARMACEUTICALS HOLDING CO., LTD.
Ticker: 601607 Security ID: Y7685S108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Final Accounts Report For For Management
4 Approve Financial Budget for 2014 For For Management
5 Approve Profit Distribution Plan For For Management
6 Approve Proposal Regarding Payment of For For Management
Auditor's Fees
7 Reappoint PricewaterhouseCoopers Zhong For For Management
Tian CPAs (special general
partnership) as Domestic Auditors and
PricewaterhouseCoopers as Overseas
Auditors
8 Approve Proposal Regarding External For For Management
Guarantees
9 Approve Proposal Regarding Use of For For Management
Proceeds from H Share Offering
10 Approve Financial Service Framework For For Management
Agreement and Related Transactions
11 Approve Proposal Regarding Changes in For For Management
Commitment to Land and Real Property
12 Approve Proposal Regarding Changes in For For Management
Commitment to Shares Held by Employees
and Employee Share Ownership Committees
13 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
SK TELECOM CO.
Ticker: 017670 Security ID: Y4935N104
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 8,400 per Share
2 Amend Articles of Incorporation For For Management
3.1 Reelect Ha Sung-Min as Inside Director For For Management
3.2 Reelect Chung Jay-Young as Outside For Against Management
Director
3.3 Elect Lee Jae-Hoon as Outside Director For For Management
3.4 Elect Ahn Jae-Hyun as Outside Director For For Management
4 Elect Ahn Jae-Hyun as Member of Audit For For Management
Committee
5 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
ST. SHINE OPTICAL CO., LTD.
Ticker: 1565 Security ID: Y8176Z106
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8161Z129
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares For For Management
Under Preferential Issue to the
Government of India, Promoter; and
Equity Shares under Qualified
Institutional Placement
--------------------------------------------------------------------------------
STATE BANK OF INDIA
Ticker: 500112 Security ID: Y8161Z129
Meeting Date: JUN 25, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Employees Stock Purchase For For Management
Scheme 2014
--------------------------------------------------------------------------------
SUMITOMO RUBBER INDUSTRIES LTD.
Ticker: 5110 Security ID: J77884112
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 25
2 Amend Articles To Set Maximum Board For For Management
Size - Set Maximum Number of Statutory
Auditors
3.1 Elect Director Mino, Tetsuji For For Management
3.2 Elect Director Ikeda, Ikuji For For Management
3.3 Elect Director Tanaka, Hiroaki For Abstain Management
3.4 Elect Director Onga, Kenji For Abstain Management
3.5 Elect Director Nishi, Minoru For Abstain Management
3.6 Elect Director Ii, Yasutaka For Abstain Management
3.7 Elect Director Ishida, Hiroki For Abstain Management
3.8 Elect Director Kuroda, Yutaka For Abstain Management
3.9 Elect Director Kosaka, Keizo For For Management
3.10 Elect Director Uchioke, Fumikiyo For For Management
4.1 Appoint Statutory Auditor Noguchi, For For Management
Toshiyuki
4.2 Appoint Statutory Auditor Kagono, Tadao For For Management
4.3 Appoint Statutory Auditor Akamatsu, For For Management
Tetsuji
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: Y84629107
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Approve Amendments to
Trading Procedures Governing
Derivatives Products
4 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Ticker: 2330 Security ID: 874039100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets and Trading Procedures
Governing Derivatives Products
--------------------------------------------------------------------------------
TATA MOTORS LTD.
Ticker: 500570 Security ID: Y85740267
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividends of INR 2.00 Per For For Management
Ordinary Share and INR 2.10 Per 'A'
Ordinary Share
3 Reelect N.N. Wadia as Director For For Management
4 Reelect R.A. Mashelkar as Director For For Management
5 Approve Deloitte Haskins and Sells as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6 Elect F.S. Nayar as Director For For Management
7 Elect K.J. Slym as Director For For Management
8 Approve Appointment and Remuneration For For Management
of K.J. Slym as Managing Director
9 Approve Commission Remuneration for For For Management
Non-Executive Directors
10 Approve Increase in Limit on Foreign For For Management
Shareholdings on 'A' Ordinary Shares
--------------------------------------------------------------------------------
TELEFONICA BRASIL S.A.
Ticker: VIVT4 Security ID: P90337166
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Fiscal Council Member(s) None Against Shareholder
Nominated by Preferred Shareholders
--------------------------------------------------------------------------------
TELENOR ASA
Ticker: TEL Security ID: R21882106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Notice of Meeting and Agenda For For Management
2 Designate Inspector(s) of Minutes of None None Management
Meeting
3 Accept Financial Statements and For For Management
Statutory Reports; Approve Allocation
of Income and Dividends of NOK 7.00
Per Share
4 Approve Remuneration of Auditors For For Management
5 Approve Remuneration Policy And Other For Against Management
Terms of Employment For Executive
Management
6 Approve NOK 91.0 Million Reduction in For For Management
Share Capital via Cancellation of 7.0
Million Shares and Redemption of 8.2
Million Shares Owned by the Kingdom of
Norway; Amend Articles Accordingly
7 Authorize Repurchase of up to 31 For For Management
Million Issued Shares and Cancellation
of Repurchased Shares
8 Approve Remuneration of the Members of For For Management
the Corporate Assembly and the
Nomination Committee
--------------------------------------------------------------------------------
TENCENT HOLDINGS LTD.
Ticker: 00700 Security ID: G87572148
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Lau Chi Ping Martin as Director For Against Management
3a2 Elect Charles St Leger Searle as For Against Management
Director
3b Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
8 Approve Share Subdivision For For Management
9 Adopt the Option Scheme of Riot Games, For Against Management
Inc.
10 Amend Existing Memorandum and Articles For For Management
of Association and Adopt Amended and
Restated Memorandum and Articles of
Association of the Company
--------------------------------------------------------------------------------
THE BIDVEST GROUP LTD
Ticker: BVT Security ID: S1201R162
Meeting Date: NOV 25, 2013 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 June 2013
2 Reappoint Deloitte & Touche as For For Management
Auditors of the Company with Trevor
Brown as the Individual Registered
Auditor
3.1 Re-elect Bernard Berson as Director For For Management
3.2 Re-elect Alfred da Costa as Director For For Management
3.3 Re-elect Brian Joffe as Director For For Management
3.4 Re-elect Nigel Payne as Director For For Management
3.5 Re-elect Faith Tlakula as Director For For Management
4.1 Re-elect Paul Baloyi as Member of the For For Management
Audit Committee
4.2 Re-elect Eric Diack as Member of the For For Management
Audit Committee
4.3 Re-elect Nigel Payne as Chairman of For For Management
the Audit Committee
5 Approve Remuneration Report For For Management
6 Place Authorised but Unissued Shares For For Management
under Control of Directors
7 Authorise Board to Issue Shares for For For Management
Cash up to 30,000,000 Ordinary Shares
8 Approve Cash Distribution to For For Management
Shareholders by Way of Reduction of
Share Capital or Share Premium
9 Authorise Creation and Issue of For For Management
Convertible Debentures or Other
Convertible Instruments
1 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
2 Approve Remuneration of Non-executive For For Management
Directors
--------------------------------------------------------------------------------
TOFAS TURK OTOMOBIL FABRIKASI AS
Ticker: TOASO Security ID: M87892101
Meeting Date: JUL 01, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Amend Company Articles For Against Management
3 Wishes None None Management
--------------------------------------------------------------------------------
TOFAS TURK OTOMOBIL FABRIKASI AS
Ticker: TOASO Security ID: M87892101
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Board Report For For Management
3 Accept Audit Report For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Profit Distribution Policy For For Management
7 Approve Allocation of Income For For Management
8 Elect Directors For For Management
9 Receive Information on Remuneration None None Management
Policy
10 Approve Director Remuneration For Abstain Management
11 Ratify External Auditors For For Management
12 Approve Upper Limit of Donations for For Against Management
2014
13 Receive Information on Related Party None None Management
Transactions
14 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
15 Wishes None None Management
--------------------------------------------------------------------------------
TOTAL SA
Ticker: FP Security ID: F92124100
Meeting Date: MAY 16, 2014 Meeting Type: Annual/Special
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 2.38 per Share
4 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5 Reelect Patricia Barbizet as Director For For Management
6 Reelect Marie-Christine For For Management
Coisne-Roquette as Director
7 Reelect Paul Desmarais Jr as Director For Against Management
8 Reelect Barbara Kux as Director For For Management
9 Advisory Vote on Compensation of For For Management
Christophe de Margerie
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 2.5 Billion
and/or Authorize Capitalization of
Reserves for Bonus Issue or Increase
in Par Value
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 575 Million
12 Authorize Board to Increase Capital in For For Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Item 11
13 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
Reserved for International Subsidiaries
16 Authorize up to 0.8 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
17 Amend Article 11 of Bylaws Re: For For Management
Employee Representatives and Employee
Shareholder Representatives
18 Amend Article 12 of Bylaws Re: Age For For Management
Limit for Chairman of the Board
19 Amend Article 15 of Bylaws Re: Age For For Management
Limit for CEO
20 Amend Article 17 of Bylaws Re: Proxy For For Management
Voting
A Amend Board Internal Rules Re: Against Against Shareholder
Publication of a Quarterly Newsletter
Written by Employee Shareholder
Representatives and Employee
Representatives
B Amend the Social Criteria that are Against Against Shareholder
Currently Linked to Executive
Compensation from Negative Safety
Indicators to Positive Safety Indicator
C Allow Loyalty Dividends to Long-Term Against Against Shareholder
Registered Shareholders and Amend
Article 20 of Bylaws
D Approve Appointment of Employee Against Against Shareholder
Representatives to the Board
Committees and Amend Article 12.5 of
Bylaws
E Amend Article 12.7 of Bylaws: Against Against Shareholder
Remuneration of Directors
--------------------------------------------------------------------------------
TRACTEBEL ENERGIA S.A.
Ticker: TBLE3 Security ID: P9208W103
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Company's Reorganization Re: For For Management
Companhia Energetica Sao Salvador
(CESS)
2 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
3 Approve Independent Firm's Appraisal For For Management
4 Approve Acquisition of Companhia For For Management
Energetica Sao Salvador
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Accept Resignation and Elect Alternate For For Management
Director
--------------------------------------------------------------------------------
TRACTEBEL ENERGIA S.A.
Ticker: TBLE3 Security ID: P9208W103
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Employees' Bonuses For Did Not Vote Management
4 Approve Remuneration of Company's For Did Not Vote Management
Management
5 Elect Directors For Did Not Vote Management
6 Elect Fiscal Council Members For Did Not Vote Management
--------------------------------------------------------------------------------
TRANSCEND INFORMATION INC.
Ticker: 2451 Security ID: Y8968F102
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Financial Statements For For Management
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Release of Restrictions of For For Management
Competitive Activities of Directors
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Approve Amendments to Articles of For For Management
Association
6 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Elect Directors For Did Not Vote Management
4 Elect Fiscal Council Members For Did Not Vote Management
5 Approve Remuneration of Company's For Did Not Vote Management
Management
--------------------------------------------------------------------------------
TRANSMISSORA ALIANCA DE ENERGIA ELETRICA SA
Ticker: TAEE11 Security ID: P9T5CD126
Meeting Date: APR 30, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Location of Company Headquarters For Did Not Vote Management
2 Amend Article 2 and Consolidate Bylaws For Did Not Vote Management
3 Approve Company's Participation in For Did Not Vote Management
Brazilian Electricity Regulatory
Agency (ANEEL) Auction
--------------------------------------------------------------------------------
TURK HAVA YOLLARI A.O.
Ticker: THYAO Security ID: M8926R100
Meeting Date: MAR 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Audit Report For For Management
3 Accept Financial Statements For For Management
4 Accept Board Report For For Management
5 Approve Discharge of Board For For Management
6 Approve Allocation of Income For For Management
7 Approve Director Remuneration For Abstain Management
8 Ratify External Auditors For Abstain Management
9 Receive Information on the Guarantees, None None Management
Pledges, and Mortgages Provided by the
Company to Third Parties
10 Approve Upper Limit of Donations for For Against Management
2014
11 Wishes None None Management
--------------------------------------------------------------------------------
UNION BANK OF INDIA LTD.
Ticker: 532477 Security ID: Y90885115
Meeting Date: DEC 14, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Issuance of Equity Shares and For For Management
Perpetual Non-Cumulative Preferential
Shares to the Government of India,
Promoter
2 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
UNION BANK OF INDIA LTD.
Ticker: 532477 Security ID: Y90885115
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Dividend of INR 4 Per Share For For Management
3 Approve Issuance of Perpetual For For Management
Non-Cumulative Preferential Shares to
the Government of India
4 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
UNITED PHOSPHORUS LIMITED
Ticker: 512070 Security ID: Y9247H166
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Change Company Name and Amend For For Management
Memorandum and Articles of Association
to Reflect Change in Company Name
--------------------------------------------------------------------------------
UNIVERSAL ROBINA CORPORATION
Ticker: URC Security ID: Y9297P100
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Minutes of the Annual For For Management
Meeting of the Stockholders Held on
April 18, 2013
3 Approve Annual Report and Financial For For Management
Statements For the Preceding Year
4 Approve to Amend Article Third of the For For Management
Articles of Incorporation in Order to
Change the Corporation's Principal
Office Address
5.1 Elect John L. Gokongwei, Jr. as a For For Management
Director
5.2 Elect James L. Go as a Director For For Management
5.3 Elect Lance Y. Gokongwei as a Director For For Management
5.4 Elect Patrick Henry C. Go as a Director For For Management
5.5 Elect Frederick D. Go as a Director For For Management
5.6 Elect Johnson Robert G. Go, Jr. as a For For Management
Director
5.7 Elect Robert G. Coyiuto, Jr. as a For For Management
Director
5.8 Elect Wilfrido E. Sanchez as a Director For For Management
5.9 Elect Pascual S. Guerzon as a Director For For Management
6 Elect External Auditor For For Management
7 Ratify All Acts of the Board of For For Management
Directors and Management Since the
Last Annual Meeting
8 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
WISTRON CORP.
Ticker: 3231 Security ID: Y96738102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Procedures for Lending Funds to For For Management
Other Parties
7 Amend Procedures for Endorsement and For For Management
Guarantees
--------------------------------------------------------------------------------
YUE YUEN INDUSTRIAL (HOLDINGS) LTD.
Ticker: 00551 Security ID: G98803144
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Lu Chin Chu as Director For For Management
3b Elect Lee Shao Wu as Director For Against Management
3c Elect Tsai Ming-Lun, Ming as Director For Against Management
3d Elect George Hong-Chih Liu as Director For Against Management
3e Elect Leung Yee Sik as Director For For Management
3f Elect Hsieh, Yung Hsiang as Director For For Management
3g Authorize Board to Fix Directors' For For Management
Remuneration
4 Appoint Auditors and Authorize Board For For Management
to Fix Their Remuneration
5a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
5b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
5c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
YUM! BRANDS, INC.
Ticker: YUM Security ID: 988498101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael J. Cavanagh For For Management
1b Elect Director David W. Dorman For For Management
1c Elect Director Massimo Ferragamo For For Management
1d Elect Director Mirian M. Graddick-Weir For For Management
1e Elect Director Bonnie G. Hill For For Management
1f Elect Director Jonathan S. Linen For For Management
1g Elect Director Thomas C. Nelson For For Management
1h Elect Director David C. Novak For For Management
1i Elect Director Thomas M. Ryan For For Management
1j Elect Director Jing-Shyh S. Su For For Management
1k Elect Director Robert D. Walter For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
========== AllianceBernstein International Discovery Equity Portfolio ==========
3I GROUP PLC
Ticker: III Security ID: G88473148
Meeting Date: JUL 18, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Jonathan Asquith as Director For For Management
5 Re-elect Simon Borrows as Director For For Management
6 Re-elect Alistair Cox as Director For For Management
7 Re-elect Richard Meddings as Director For For Management
8 Re-elect Willem Mesdag as Director For For Management
9 Re-elect Sir Adrian Montague as For For Management
Director
10 Re-elect Martine Verluyten as Director For For Management
11 Re-elect Julia Wilson as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise Market Purchase of B Shares For For Management
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
AEON THANA SINSAP (THAILAND) PCL
Ticker: AEONTS Security ID: Y0017D147
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: MAY 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Annual Report and For For Management
Operating Results and Accept Financial
Statements
3 Approve Allocation of Income and Final For For Management
Dividend of THB 1.85 Per Share and
Acknowledge Interim Dividend of THB 1.
60 Per Share
4.1 Elect Suporn Wattanavekin as Director For Against Management
4.2 Elect Chatchaval Jiaravanon as Director For Against Management
4.3 Elect Noppun Muangkote as Director For For Management
4.4 Elect Nuntawat Chotvijit as Director For Against Management
4.5 Elect Hideki Wakabayashi as Director For For Management
4.6 Elect Taketo Ando as Director For Against Management
5 Approve Remuneration of Directors For For Management
6 Approve Deloitte Touche Tohmatsu For For Management
Jaiyos Audit Co. Ltd. as Auditors and
Authorize Board to Fix Their
Remuneration
7 Authorize Issuance of Debentures For For Management
8 Other Business None None Management
--------------------------------------------------------------------------------
AFRICA OIL CORP.
Ticker: AOI Security ID: 00829Q101
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Fix Number of Directors at Five For For Management
2.1 Elect Director Keith C. Hill For For Management
2.2 Elect Director J. Cameron Bailey For For Management
2.3 Elect Director Gary S. Guidry For For Management
2.4 Elect Director Bryan M. Benitz For For Management
2.5 Elect Director John H. Craig For For Management
3 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
4 Amend Stock Option Plan For Against Management
5 Authorize Proxyholder to Vote on Any For Against Management
Amendment to Previous Resolutions and
Other Business
--------------------------------------------------------------------------------
ALIANSCE SHOPPING CENTERS S.A
Ticker: ALSC3 Security ID: P0161M109
Meeting Date: OCT 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Directors For Did Not Vote Management
--------------------------------------------------------------------------------
ALTEN
Ticker: ATE Security ID: F02626103
Meeting Date: JUN 18, 2014 Meeting Type: Annual/Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 1.00 per Share
4 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
5 Reelect Gerald Attia as Director For For Management
6 Elect Anaelle Azoulay as Director For Against Management
7 Elect Jane Seroussi as Director For For Management
8 Elect Marc Eisenberg as Director For For Management
9 Authorize Repurchase of Up to 8 For For Management
Percent of Issued Share Capital
10 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
11 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights, but with a Binding
Priority Right, up to Aggregate
Nominal Amount of EUR 3,372,747
12 Approve Issuance of Equity or For For Management
Equity-Linked Securities for Private
Placements, up to Aggregate Nominal
Amount of EUR 3,372,747
13 Authorize Board to Set Issue Price for For For Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
14 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 11-12 and Item
11 of June 19, 2013 Annual General
Meeting
15 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
16 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
17 Authorize up to 1.5 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans Reserved for Specific Corporate
Officers
18 Approve Issuance of Warrants (BSA, For Against Management
BSAANE and/or BSAAR) without
Preemptive Rights up to 1.5 Percent of
Issued Share Capital Reserved for
Executive Corporate Officers,
Executives and/or Subsidiaries
19 Amend Article 16 of Bylaws Re: For For Management
Appointment of Employee Representatives
20 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
ANADOLU HAYAT EMEKLILIK A.S.
Ticker: ANHYT Security ID: M1032D107
Meeting Date: MAR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Accept Statutory Reports For For Management
3 Accept Financial Statements For For Management
4 Approve Discharge of Board For For Management
5 Approve Profit Distribution Policy For For Management
6 Approve Allocation of Income For For Management
7 Elect Directors For Against Management
8 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
9 Approve Director Remuneration For Abstain Management
10 Ratify External Auditors For For Management
11 Receive Information on Charitable None None Management
Donations
12 Approve Upper Limit of Donations for For Against Management
2014
--------------------------------------------------------------------------------
ANDRITZ AG
Ticker: ANDR Security ID: A11123105
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports (Non-Voting)
2 Approve Allocation of Income For For Management
3 Approve Discharge of Management Board For For Management
4 Approve Discharge of Supervisory Board For For Management
5 Approve Remuneration of Supervisory For For Management
Board Members
6 Ratify Auditors For For Management
7a Elect Monika Kircher as Supervisory For For Management
Board Member
7b Elect Ralf Dieter as Supervisory Board For For Management
Member
8 Approve Stock Option Plan for Key For For Management
Employees
9 Amend Articles Re: Participation in For For Management
the General Meeting
--------------------------------------------------------------------------------
ANRITSU CORP.
Ticker: 6754 Security ID: J01554104
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 10
2.1 Elect Director Hashimoto, Hirokazu For For Management
2.2 Elect Director Tanaka, Kenji For Abstain Management
2.3 Elect Director Tsukasa, Fumihiro For Abstain Management
2.4 Elect Director Taniai, Toshisumi For Abstain Management
2.5 Elect Director Kubota, Akifumi For Abstain Management
2.6 Elect Director Aoi, Michikazu For For Management
2.7 Elect Director Seki, Takaya For For Management
2.8 Elect Director Aoki, Teruaki For For Management
3 Appoint Alternate Statutory Auditor For For Management
Kojima, Takashi
4 Approve Annual Bonus Payment to For For Management
Directors
5 Approve Stock Option Plan For For Management
6 Approve Stock Option Plan For For Management
--------------------------------------------------------------------------------
ANSELL LTD.
Ticker: ANN Security ID: Q04020105
Meeting Date: OCT 17, 2013 Meeting Type: Annual
Record Date: OCT 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2a Elect Ronald J S Bell as Director For For Management
2b Elect W Peter Day as Director For For Management
2c Elect Annie H Lo as Director For For Management
3 Approve the Grant of Up to 216,070 For For Management
Performance Share Rights to Magnus
Nicolin, Chief Executive Officer and
Managing Director of the Company
4 Approve the Increase in Maximum For For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Remuneration Report For For Management
6 Approve the Renewal of the For For Management
Proportional Takeover Provision
--------------------------------------------------------------------------------
AREZZO INDUSTRIA E COMERCIO SA
Ticker: ARZZ3 Security ID: P04508100
Meeting Date: JUL 15, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Board Size from 8 For For Management
to 10 Members
2 Establish the Terms for the Election For For Management
of Board Chairman and Vice-Chairman
3 Amend Articles 13, 18, and 21 For For Management
4 Amend Articles to Reflect Changes in For For Management
Capital
5 Fix Number of Directors For For Management
6 Accept Director Resignations For For Management
7.1 Elect Carolina Valle de Andrade Faria For For Management
as Director
7.2 Elect Welerson Cavalieri as Director For For Management
7.3 Elect Juliana Rozenbaum as Director For For Management
7.4 Elect Fabio Hering as Director For For Management
7.5 Elect Rodrigo Calvo Galindo as Director For For Management
7.6 Elect Claudia Elisa de Pinho Soares as For For Management
Director
8 Elect Board Chairman and Vice-Chairman For For Management
9 Amend Remuneration of Company's For For Management
Management
--------------------------------------------------------------------------------
ASHMORE GROUP PLC
Ticker: ASHM Security ID: G0609C101
Meeting Date: OCT 30, 2013 Meeting Type: Annual
Record Date: OCT 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Re-elect Michael Benson as Director For For Management
4 Re-elect Mark Coombs as Director For For Management
5 Re-elect Graeme Dell as Director For For Management
6 Re-elect Nick Land as Director For Against Management
7 Re-elect Melda Donnelly as Director For Against Management
8 Re-elect Simon Fraser as Director For Against Management
9 Elect Charles Outhwaite as Director For For Management
10 Elect Dame Anne Pringle as Director For For Management
11 Approve Remuneration Report For For Management
12 Appoint KPMG LLP as Auditors For Against Management
13 Authorise Board to Fix Remuneration of For Against Management
Auditors
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Approve Waiver on Tender-Bid For Against Management
Requirement
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve Increase in the Aggregate For For Management
Limit of Fees Payable to Directors
--------------------------------------------------------------------------------
ASHTEAD GROUP PLC
Ticker: AHT Security ID: G05320109
Meeting Date: SEP 04, 2013 Meeting Type: Annual
Record Date: SEP 02, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Chris Cole as Director For For Management
5 Re-elect Geoff Drabble as Director For For Management
6 Re-elect Brendan Horgan as Director For For Management
7 Re-elect Sat Dhaiwal as Director For For Management
8 Re-elect Suzanne Wood as Director For For Management
9 Re-elect Hugh Etheridge as Director For For Management
10 Re-elect Michael Burrow as Director For For Management
11 Re-elect Bruce Edwards as Director For For Management
12 Re-elect Ian Sutcliffe as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BANCA GENERALI S.P.A.
Ticker: BGN Security ID: T3000G115
Meeting Date: APR 23, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles 13 and 18 Re: For For Management
Related-Party Transactions and Maximum
Variable Compensation Ratio
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For For Management
3 Authorize Share Repurchase Program and For For Management
Reissuance of Repurchased Shares
4 Elect Director For For Management
--------------------------------------------------------------------------------
BANK OF GEORGIA HOLDINGS PLC
Ticker: BGEO Security ID: G08195102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Re-elect Neil Janin as Director For For Management
6 Re-elect Irakli Gilauri as Director For For Management
7 Re-elect David Morrison as Director For For Management
8 Re-elect Alasdair Breach as Director For For Management
9 Re-elect Kaha Kiknavelidze as Director For For Management
10 Elect Kim Bradley as Director For For Management
11 Elect Bozidar Djelic as Director For For Management
12 Elect Tamaz Georgadze as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
BARLOWORLD LTD
Ticker: BAW Security ID: S08470189
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: JAN 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 September 2013
2 Elect Alexander Landia as Director For For Management
3 Re-elect Clive Thomson as Director For For Management
4 Re-elect Peter Bulterman as Director For For Management
5 Re-elect Gordon Hamilton as Director For For Management
6 Re-elect Steve Pfeiffer as Director For For Management
7 Re-elect Gordon Hamilton as Chairman For For Management
of the Audit Committee
8 Re-elect Babalwa Ngonyama as Member of For For Management
the Audit Committee
9 Re-elect Sango Ntsaluba as Member of For For Management
the Audit Committee
10 Reappoint Deloitte and Touche as For For Management
Auditors of the Company with Graeme
Berry as the Individual Registered
Auditor and Authorise Their
Remuneration
11 Approve Remuneration Policy For For Management
1.1 Approve Fees for the Chairman of the For For Management
Board
1.2 Approve Fees for the Resident For For Management
Non-Executive Directors
1.3 Approve Fees for the Non-Resident For For Management
Non-Executive Directors
1.4 Approve Fees for the Chairman of the For For Management
Audit Committee (Non-Resident)
1.5 Approve Fees for the Resident Members For For Management
of the Audit Committee
1.6 Approve Fees for the Chairman of the For For Management
Remuneration Committee (Non-Resident)
1.7 Approve Fees for the Chairman of the For For Management
Social, Ethics and Transformation
Committee (Resident)
1.8 Approve Fees for the Chairman of the For For Management
Risk and Sustainability Committee
(Resident)
1.9 Approve Fees for the Chairman of the For For Management
General Purposes Committee (Resident)
1.10 Approve Fees for the Chairman of the For For Management
Nomination Committee (Resident)
1.11 Approve Fees for the Resident Members For For Management
of Each of the Board Committees Other
Than Audit Committee
1.12 Approve Fees for the Non-resident For For Management
Members of Each of the Board Committees
2 Approve Financial Assistance to For For Management
Related or Inter-related Companies or
Corporations
3 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
--------------------------------------------------------------------------------
BRUNELLO CUCINELLI S.P.A.
Ticker: BC Security ID: T2R05S109
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Accept Financial Statements and For For Management
Statutory Reports
1.2 Approve Allocation of Income For For Management
2 Approve Remuneration Report For Against Management
3.1 Fix Number of Directors For For Management
3.2 Fix Board Terms for Directors For For Management
3.3 Elect Directors (Bundled) None For Shareholder
3.4 Approve Remuneration of Directors For For Management
3.5 Deliberations Pursuant to Article 2390 For Against Management
of Civil Code Re: Decisions Inherent
to Authorization of Board Members to
Assume Positions in Competing Companies
4.1 Elect Internal Auditors (Bundled) None For Shareholder
4.2 Approve Internal Auditors' Remuneration For For Management
--------------------------------------------------------------------------------
CALBEE, INC.
Ticker: 2229 Security ID: J05190103
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 22
2 Amend Articles To Reduce Directors' For For Management
Term
3.1 Elect Director Matsumoto, Akira For For Management
3.2 Elect Director Ito, Shuuji For For Management
3.3 Elect Director Mogi, Yuuzaburo For For Management
3.4 Elect Director Kioka, Koji For For Management
3.5 Elect Director Ichijo, Kazuo For For Management
3.6 Elect Director Umran Beba For For Management
3.7 Elect Director Hong-Ming Wei For For Management
4.1 Appoint Statutory Auditor Ishida, For For Management
Tadashi
4.2 Appoint Statutory Auditor Hirakawa, For For Management
Isao
4.3 Appoint Statutory Auditor Yatsu, Tomomi For Against Management
4.4 Appoint Statutory Auditor Kondo, Akira For For Management
5 Approve Annual Bonus Payment to For For Management
Directors and Statutory Auditors
6 Approve Retirement Bonus Payment for For Against Management
Statutory Auditor
7 Approve Performance-Based Equity For For Management
Compensation
--------------------------------------------------------------------------------
CARPHONE WAREHOUSE GROUP PLC
Ticker: CPW Security ID: G6469B109
Meeting Date: JUL 24, 2013 Meeting Type: Annual
Record Date: JUL 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Charles Dunstone as For For Management
Director
5 Re-elect Roger Taylor as Director For For Management
6 Re-elect Nigel Langstaff as Director For For Management
7 Re-elect John Gildersleeve as Director For For Management
8 Re-elect Baroness Morgan of Huyton as For For Management
Director
9 Re-elect John Allwood as Director For For Management
10 Elect Andrew Harrison as Director For For Management
11 Reappoint Deloitte LLP as Auditors and For For Management
Authorise Their Remuneration
12 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
CEMENTOS PACASMAYO S.A.A
Ticker: CPACASC1 Security ID: P7316X104
Meeting Date: DEC 20, 2013 Meeting Type: Special
Record Date: DEC 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Simple Reorganization Plan by For For Management
Segregating a Portion of Company
Equity to be Contributed to Calizas
del Norte SAC; Authorize Board to
Execute Approved Resolutions
2 Amend Article 51 Re: Board-Related For For Management
3 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
CEMENTOS PACASMAYO S.A.A.
Ticker: CPACASC1 Security ID: P7316X104
Meeting Date: MAR 25, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, and For For Management
Discharge Directors
2 Appoint Auditors For For Management
3 Ratify Distributions of Dividends for For For Management
FY 2013
4 Approve Allocation of Income for FY For For Management
2013 and Payment of Dividends for FY
2014
5 Fix Number of and Elect Directors For Against Management
--------------------------------------------------------------------------------
CEMEX LATAM HOLDINGS SA
Ticker: CLH Security ID: E28096100
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements For For Management
2 Approve Discharge of Board For For Management
3 Approve Allocation of Income For For Management
4 Approve Remuneration of Directors For For Management
5 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
6 Approve Minutes of Meeting None None Management
--------------------------------------------------------------------------------
CHAILEASE HOLDING COMPANY LIMITED
Ticker: 5871 Security ID: G20288109
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Issuance of Ordinary Shares or For For Management
Issuance of Ordinary Shares to
Participate in the Issuance of Global
Depository Receipt
5 Approve Amendments to Articles of For For Management
Association
6 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
7 Amend Trading Procedures Governing For For Management
Derivatives Products
8 Approve Adjustment to Number of For For Management
Directors
9.1 Elect Non-independent Director No.1 None Against Shareholder
9.2 Elect Non-independent Director No.2 None Against Shareholder
9.3 Elect Non-independent Director No.3 None Against Shareholder
9.4 Elect Non-independent Director No.4 None Against Shareholder
9.5 Elect Steven Jeremy Goodman, with ID For For Management
No. 195912**ST, as Independent Director
9.6 Elect Dar-Yeh Hwang, with ID No. For For Management
K101459***, as Independent Director
9.7 Elect Chin Fock Hong, with ID No. For For Management
194807**CH, as Independent Director
10 Approve Release of Restrictions of For Against Management
Competitive Activities of Directors
--------------------------------------------------------------------------------
CHALLENGER LTD
Ticker: CGF Security ID: Q22685103
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Elect Jonathan Grunzweig as Director For For Management
3 Elect Peter L Polson as Director For For Management
4 Approve the Remuneration Report For For Management
--------------------------------------------------------------------------------
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Ticker: 03311 Security ID: G21677136
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a Elect Zhou Hancheng as Director For For Management
3b Elect Hung Cheung Shew as Director For For Management
3c Elect Raymond Ho Chung Tai as Director For For Management
3d Elect Adrian David Li Man Kiu as For Against Management
Director
4 Authorize Board to Fix Directors' For For Management
Remuneration
5 Reappoint PricewaterhouseCoopers as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
6a Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6b Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
6c Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
CHR.HANSEN HOLDINGS A/S
Ticker: CHR Security ID: K1830B107
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Approve Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 6.26 per Share
4 Approve Remuneration of Directors For For Management
5a Amend Articles Re: Increase Maximum For For Management
Number of Directors
5b Reelect Ole Andersen as Chairman For For Management
5ca Reelect Frederic Stevenin as Director For For Management
5cb Reelect Henrik Poulsen as Director For For Management
5cc Reelect Mark Wilson as Director For For Management
5cd Reelect Soren Carlsen as Director For For Management
5ce Reelect Dominique Reiniche as Director For For Management
6 Ratify ricewaterhouseCoopers as For For Management
Auditors
7 Authorize Chairman of Meeting to Make For For Management
Editorial Changes to Adopted
Resolutions in Connection with
Registration
--------------------------------------------------------------------------------
CLICKS GROUP LTD
Ticker: CLS Security ID: S17249111
Meeting Date: JAN 30, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
31 August 2013
2 Reppoint Ernst & Young Inc as Auditors For For Management
of the Company with Malcolm Rapson as
the Individual Registered Auditor
3 Re-elect Nkaki Matlala as Director For For Management
4 Re-elect Martin Rosen as Director For For Management
5.1 Re-elect John Bester as Member of the For For Management
Audit and Risk Committee
5.2 Re-elect Fatima Jakoet as Member of For For Management
the Audit and Risk Committee
5.3 Re-elect Nkaki Matlala as Member of For For Management
the Audit and Risk Committee
6 Approve Remuneration Policy For For Management
7 Authorise Repurchase of Up to Five For For Management
Percent of Issued Share Capital
8 Authorise Specific Repurchase of For For Management
Shares from New Clicks South Africa
Proprietary Limited
9 Approve Directors' Fees For For Management
10 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
COMPARTAMOS SAB DE CV
Ticker: COMPARC Security ID: P30941101
Meeting Date: JUL 19, 2013 Meeting Type: Special
Record Date: JUL 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect or Ratify Directors; For Abstain Management
Qualification of Directors'
Independence
2 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
COMPUTACENTER PLC
Ticker: CCC Security ID: G23356135
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Approve Final Dividend For For Management
5a Re-elect Tony Conophy as Director For For Management
5b Re-elect Philip Hulme as Director For Against Management
5c Re-elect Greg Lock as Director For For Management
5d Re-elect Brian McBride as Director For For Management
5e Re-elect Mike Norris as Director For For Management
5f Re-elect Peter Ogden as Director For Against Management
5g Re-elect John Ormerod as Director For For Management
5h Elect Regine Stachelhaus as Director For For Management
6 Reappoint Ernst & Young LLP as Auditors For For Management
7 Authorise Board to Fix Remuneration of For For Management
Auditors
8 Authorise Issue of Equity with For For Management
Pre-emptive Rights
9 Authorise Issue of Equity without For For Management
Pre-emptive Rights
10 Authorise Market Purchase of Ordinary For For Management
Shares
11 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
COUNTRYWIDE PLC
Ticker: CWD Security ID: G31610101
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4 Approve Remuneration Policy For For Management
5 Elect David Watson as Director For For Management
6 Elect Grenville Turner as Director For For Management
7 Elect Jim Clarke as Director For For Management
8 Elect Caleb Kramer as Director For Against Management
9 Elect Sandra Turner as Director For For Management
10 Elect Catherine Turner as Director For For Management
11 Appoint PricewaterhouseCoopers LLP as For For Management
Auditor
12 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity without For For Management
Pre-emptive Rights
15 Approve EU Political Donations and For For Management
Expenditure
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
CREDITO REAL S.A.B. DE C.V. SOFOM ENR
Ticker: CREAL Security ID: P32486105
Meeting Date: DEC 06, 2013 Meeting Type: Special
Record Date: NOV 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Dividends For For Management
2 Approve Withdrawal/Granting of Powers For Against Management
3 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
CREDITO REAL S.A.B. DE C.V. SOFOM ENR
Ticker: CREAL Security ID: P32486105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports; Approve Discharge
of Directors, Board Committees and CEO
2 Approve Report on Adherence to Fiscal For For Management
Obligations
3 Approve Allocation of Income For For Management
4 Set Maximum Nominal Share Repurchase For For Management
Reserve and Receive Report on Board's
Decision on Share Repurchase
5 Elect or Ratify Members of Board, For Against Management
Qualify Independent Directors,
Secretary and Deputy Secretary; Elect
Members of Board Committees Including
Chairman of Audit Committee and
Corporate Practices Committee; Fix
Their Respective Remuneration
6 Amend Article One of Company's Bylaws For Against Management
to Comply with Fourth and Fifth
Paragraphs of Article 87-B of General
Law of Organizations and Auxiliary
Credit Activities
7 Authorize Board to Obtain For Against Management
Certification of Company Bylaws
8 Approve Financing Plan For Against Management
9 Approve Mechanisms Referred to in For Against Management
Article 53 of General Provisions
Applicable to Securities Issuers
Approved by Board of Directors on Feb.
18, 2014
10 Approve Withdrawal of Powers For Against Management
11 Appoint Legal Representatives For For Management
12 Close Meeting For For Management
--------------------------------------------------------------------------------
DEL MONTE PACIFIC LTD
Ticker: D03 Security ID: G27054116
Meeting Date: FEB 11, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Proposed Acquisition of Del For For Management
Monte Corporation's Consumer Food
Business
2 Approve Share Placement, Subscription For For Management
and Listing of the Subscription Shares
on the Philippines Stock Exchange, Inc
--------------------------------------------------------------------------------
DEUTSCHE BANK MEXICO - CONCENTRADORA FIBRA HOTELERA S.A. DE C.V.
Ticker: FIHO12 Security ID: P3515D148
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting For For Management
2 Approve Financial Statements For For Management
3 Elect and Ratify Members of Trust For For Management
Technical Committee
4 Approve Amendments to the Trust by For For Management
Agreement Among Trustors, Trustee and
Joint Representative
5 Other Business (Voting) For Against Management
--------------------------------------------------------------------------------
DKSH HOLDING AG
Ticker: DKSH Security ID: H2012M121
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2.1 Approve Allocation of Income For For Management
2.2 Approve Ordinary Dividends of CHF 0.95 For For Management
per Share and Special Dividends of CHF
0.15 per Share from Capital
Contribution Reserves
3 Approve Discharge of Board and Senior For For Management
Management
4.1.1 Reelect Adrian Keller as Director For For Management
4.1.2 Reelect Rainer-Marc Frey as Director For For Management
4.1.3 Reelect Frank Gulich as Director For For Management
4.1.4 Reelect Andreas Keller as Director For For Management
4.1.5 Reelect Robert Peugeot as Director For For Management
4.1.6 Reelect Theo Siegert as Director For For Management
4.1.7 Reelect Hans Tanner as Director For For Management
4.1.8 Reelect Joerg Wolle as Director For For Management
4.1.9 Elect David Kamenetzky as Director For For Management
4.2 Elect Adrian Keller as Board Chairman For For Management
4.3.1 Appoint Andreas Keller as Member of For For Management
the Nomination and Compensation
Committee
4.3.2 Appoint Frank Gulich as Member of the For For Management
Compensation Committee
4.3.3 Appoint Robert Peugeot as Member of For For Management
the Compensation Committee
4.4 Ratify Ernst & Young AG as Auditors For For Management
4.5 Designate Ernst A. Widmer as For For Management
Independent Proxy
--------------------------------------------------------------------------------
DOLLARAMA INC.
Ticker: DOL Security ID: 25675T107
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joshua Bekenstein For For Management
1.2 Elect Director Gregory David For For Management
1.3 Elect Director Stephen Gunn For For Management
1.4 Elect Director Nicholas Nomicos For For Management
1.5 Elect Director Larry Rossy For For Management
1.6 Elect Director Neil Rossy For For Management
1.7 Elect Director Richard G. Roy For For Management
1.8 Elect Director John J. Swidler For For Management
1.9 Elect Director Huw Thomas For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
ECLAT TEXTILE CO., LTD.
Ticker: 1476 Security ID: Y2237Y109
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Approve Amendments to Articles of For For Management
Association
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Amend Trading Procedures Governing For For Management
Derivatives Products
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
--------------------------------------------------------------------------------
EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI A.S.
Ticker: EKGYO Security ID: M4030U105
Meeting Date: AUG 23, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Discuss and Approve Pecuniary For For Management
Liability Recourse Case and Authorize
Board and Auditors for Litigation
3 Close Meeting None None Management
--------------------------------------------------------------------------------
EMLAK KONUT GAYRIMENKUL YATIRIM ORTAKLIGI A.S.
Ticker: EKGYO Security ID: M4030U105
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting and Elect Presiding For For Management
Council of Meeting
2 Authorize Presiding Council to Sign For For Management
Minutes of Meeting
3 Accept Statutory Reports For For Management
4 Accept Financial Statements For For Management
5 Approve Discharge of Board For For Management
6 Approve Profit Distribution Policy For For Management
7 Approve Allocation of Income For For Management
8 Approve Director Remuneration For For Management
9 Elect Directors For For Management
10 Ratify External Auditors For For Management
11 Receive Information on Remuneration None None Management
Policy
12 Approve Upper Limit of Donations for For Against Management
2014
13 Receive Information On Guarantees, None None Management
Mortgages and Pledges Provided to
Third Parties
14 Receive Information on Corporate None None Management
Governance Principles
15 Approve Share Repurchase Program For For Management
16 Grant Permission for Board Members to For For Management
Engage in Commercial Transactions with
Company and Be Involved with Companies
with Similar Corporate Purpose
17 Receive Information on Company None None Management
Disclosure Policy
18 Close Meeting None None Management
--------------------------------------------------------------------------------
ENAGAS S.A.
Ticker: ENG Security ID: E41759106
Meeting Date: MAR 24, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Allocation of Income and For For Management
Dividends
3 Approve Discharge of Board For For Management
4 Renew Appointment of Deloitte SL as For For Management
Auditor
5.1 Reelect Antonio Llarden Carratala as For For Management
Director
5.2 Reelect Marcelino Oreja Arburua as For For Management
Director
5.3 Elect Ana Palacio Vallelersundi as For For Management
Director
5.4 Elect Isabel Tocino Biscarolasaga as For For Management
Director
5.5 Elect Antonio Hernandez Mancha as For For Management
Director
5.6 Elect Gonzalo Solana Gonzalez as For For Management
Director
5.7 Elect Luis Valero Artola as Director For For Management
6 Approve Remuneration of Directors For For Management
7 Advisory Vote on Remuneration Policy For For Management
Report
8 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 02688 Security ID: G3066L101
Meeting Date: DEC 30, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Supplemental Deed of For Against Management
Non-Competition
--------------------------------------------------------------------------------
ENN ENERGY HOLDINGS LTD.
Ticker: 02688 Security ID: G3066L101
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Declare Final Dividend For For Management
3a1 Elect Wang Yusuo as Director For For Management
3a2 Elect Yu Jianchao as Director For Against Management
3a3 Elect Yien Yu Yu, Catherine as Director For For Management
3a4 Elect Wang Zizheng as Director For Against Management
3a5 Elect Ma Zixiang as Director For For Management
3a6 Elect Yuen Po Kwong as Director For For Management
3b Resolve Not to Fill Up Vacancy For For Management
Resulting From the Retirement of Zhao
Jinfeng and Kong Chung Kau as Directors
3c Authorize Board to Fix Directors' For For Management
Remuneration
4 Reappoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For Against Management
Shares
--------------------------------------------------------------------------------
EUROCASH SA
Ticker: EUR Security ID: X2382S106
Meeting Date: FEB 26, 2014 Meeting Type: Special
Record Date: FEB 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Acknowledge Proper Convening of Meeting None None Management
3 Elect Meeting Chairman For For Management
4 Prepare List of Shareholders None None Management
5 Approve Agenda of Meeting For For Management
6 Approve Merger with Tradis Sp. z o.o. For For Management
(Wholly Owned Subsidiary)
7 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROCASH SA
Ticker: EUR Security ID: X2382S106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Acknowledge Proper Convening of Meeting None None Management
3 Elect Meeting Chairman For For Management
4 Prepare List of Shareholders None None Management
5 Approve Agenda of Meeting For For Management
6 Receive Management Board Report on None None Management
Company's Operations and Financial
Statements
7 Receive Management Board Report on None None Management
Group's Operations and Consolidated
Financial Statements
8 Receive Supervisory Board Report on None None Management
Supervisory Board Operations
9 Approve Management Board Report on For For Management
Company's Operations and Financial
Statements
10 Approve Management Board Report on For For Management
Group's Operations and Consolidated
Financial Statements
11 Approve Allocation of Income For For Management
12.1 Approve Discharge of Luis Manuel For For Management
Conceicao do Amaral (CEO)
12.2 Approve Discharge of Katarzyna For For Management
Kopaczewska (Management Board Member)
12.3 Approve Discharge of Rui Amaral For For Management
(Management Board Member)
12.4 Approve Discharge of Arnoldo Guerreiro For For Management
(Management Board Member)
12.5 Approve Discharge of Pedro Martinho For For Management
(Management Board Member)
12.6 Approve Discharge of Jacek Owczarek For For Management
(Management Board Member)
12.7 Approve Discharge of Carlos Saraiva For For Management
(Management Board Member)
13.1 Approve Discharge of Joao Borges de For For Management
Assuncao (Supervisory Board Chairman)
13.2 Approve Discharge of Eduardo Aguinaga For For Management
de Moraes (Supervisory Board Member)
13.3 Approve Discharge of Hans Joachim For For Management
Koerber (Supervisory Board Member)
13.4 Approve Discharge of Francisco Jose For For Management
Valente Hipolito (Supervisory Board
Member)
13.5 Approve Discharge of Jacek Szwajcowski For For Management
(Supervisory Board Member)
13.6 Approve Discharge of Antonio Jose For For Management
Santos Silva Casanova (Supervisory
Board Member)
13.7 Approve Discharge of Ryszard Wojnowski For For Management
(Supervisory Board Member)
13.8 Approve Discharge of Janusz Lisowski For For Management
(Supervisory Board Member)
14 Amend Statute to Reflect Changes in For For Management
Capital
15 Approve Consolidated Text of Statute For For Management
16 Close Meeting None None Management
--------------------------------------------------------------------------------
EUROFINS SCIENTIFIC SE
Ticker: ERF Security ID: F3322K104
Meeting Date: APR 24, 2014 Meeting Type: Annual/Special
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Board's Reports None None Management
2 Receive Auditor's Reports None None Management
3 Approve Special Reports Re: Related For Did Not Vote Management
Party Transaction
4 Approve Consolidated Financial For Did Not Vote Management
Statements
5 Approve Financial Statements For Did Not Vote Management
6 Approve Allocation of Income and For Did Not Vote Management
Dividends
7 Approve Discharge of Directors For Did Not Vote Management
8 Approve Discharge of Auditors For Did Not Vote Management
9 Elect F. Pouchantchi as Independent For Did Not Vote Management
Director
10 Renew Appointment of For Did Not Vote Management
PricewaterhouseCoopers as Auditor
11 Approve Remuneration of Directors For Did Not Vote Management
12 Receive and Approve Information on For Did Not Vote Management
Repurchase Program
13 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
1 Receive Directors' Special Reports None None Management
2 Amend Articles 10 and 11 Re: Reference For Did Not Vote Management
to Bearer Shares
3 Amend Article 20 Re: Certificate of For Did Not Vote Management
Shares
4 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
FAMILYMART CO. LTD.
Ticker: 8028 Security ID: J13398102
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ueda, Junji For For Management
1.2 Elect Director Nakayama, Isamu For For Management
1.3 Elect Director Kato, Toshio For Abstain Management
1.4 Elect Director Takada, Motoo For Abstain Management
1.5 Elect Director Kosaka, Masaaki For Abstain Management
1.6 Elect Director Wada, Akinori For Abstain Management
1.7 Elect Director Komatsuzaki, Yukihiko For Abstain Management
1.8 Elect Director Tamamaki, Hiroaki For Abstain Management
1.9 Elect Director Kitamura, Kimio For Abstain Management
2 Appoint Statutory Auditor Tanabe, For Against Management
Noriki
--------------------------------------------------------------------------------
FLIGHT CENTRE LTD.
Ticker: FLT Security ID: Q39175106
Meeting Date: OCT 31, 2013 Meeting Type: Annual
Record Date: OCT 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Gary Smith as Director For For Management
2 Elect Robert Baker as Director For For Management
3 Approve the Remuneration Report For For Management
4 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
5 Approve the Change of Company Name to For For Management
Flight Centre Travel Group Limited
--------------------------------------------------------------------------------
G8 EDUCATION LIMITED
Ticker: GEM Security ID: Q3973C110
Meeting Date: APR 29, 2014 Meeting Type: Special
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify the Past Issuance of 10.87 For For Management
Million Shares to Institutions and
Professional Investors
2 Approve the Issuance of Up to 10.87 For For Management
Million Shares to Institutions and
Professional Investors
--------------------------------------------------------------------------------
G8 EDUCATION LIMITED
Ticker: GEM Security ID: Q3973C110
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve the Adoption of Remuneration For Against Management
Report
2 Elect Andrew Peter Somerville Kemp as For For Management
Director
3 Elect Susan Margaret Forrester as For For Management
Director
4 Ratify the Past Issuance of 26 Million For For Management
Shares to Institutions and
Professional Investors
--------------------------------------------------------------------------------
GAM HOLDING LTD.
Ticker: GAM Security ID: H2878E106
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Dividends of CHF 0.65 per Share
3 Approve Discharge of Board and Senior For For Management
Management
4 Approve CHF 328,396 Reduction in Share For For Management
Capital via Cancellation of
Repurchased Shares
5.1 Reelect Johannes de Gier as Director For For Management
and Board Chairman
5.2 Reelect Daniel Daeniker as Director For For Management
5.3 Reelect Dieter Enkelmann as Director For For Management
5.4 Reelect Diego du Monceau as Director For For Management
5.5 Reelect Hugo Scott-Barrett as Director For For Management
5.6 Reelect Tanja Weiher as Director For For Management
6.1 Appoint Dieter Enkelmann as Member of For For Management
the Compensation Committee
6.2 Appoint Daniel Daeniker as Member of For For Management
the Compensation Committee
6.3 Appoint Diego du Monceau as Member of For For Management
the Compensation Committee
7 Ratify KPMG AG as Auditors For For Management
8 Designate Tobias Rohner as Independent For For Management
Proxy
--------------------------------------------------------------------------------
GAMELOFT
Ticker: GFT Security ID: F4223A104
Meeting Date: JUN 18, 2014 Meeting Type: Annual/Special
Record Date: JUN 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For Against Management
Statutory Reports
2 Approve Allocation of Income and For For Management
Absence of Dividends
3 Approve Consolidated Financial For For Management
Statements and Statutory Reports
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions
5 Elect Odile Grandet as Director For Against Management
6 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 175,000
7 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
8 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
9 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500,000
10 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 500,000
11 Approve Issuance of Equity or For For Management
Equity-Linked Securities Reserved for
Qualified Investors or Restricted
Number of Investors, up to Aggregate
Nominal Amount of EUR 500,000
12 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above Under Items 9-11
13 Authorize up to 2 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
14 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
15 Set Total Limit for Capital Increase For For Management
to Result from All Issuance Requests
Under Items 9-14 at EUR 2 Million
16 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
GINKO INTERNATIONAL CO., LTD.
Ticker: 8406 Security ID: G39010106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Change of Plan of the First For For Management
Issuance of Unsecured Convertible Bonds
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5.1 Elect JING QIAN, with Shareholder No. None Against Shareholder
49, as Non-Independent Director
5.2 Elect HU, CHIH-KAI, with ID No. None Against Shareholder
N12039XXXX, as Supervisor
6 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
--------------------------------------------------------------------------------
GRAN TIERRA ENERGY INC.
Ticker: GTE Security ID: 38500T101
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dana Coffield For For Management
1.2 Elect Director Jeffrey J. Scott For For Management
1.3 Elect Director Verne Johnson For For Management
1.4 Elect Director Nicholas G. Kirton For For Management
1.5 Elect Director J. Scott Price For For Management
1.6 Elect Director Gerald Macey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GRANA Y MONTERO SAA
Ticker: GRAMONC1 Security ID: P4902L107
Meeting Date: MAR 28, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Annual Corporate Governance For For Management
Report and Audited Individual and
Consolidated Financial Statements for
Fiscal Year 2013
2 Approve Allocation of Income For For Management
3 Approve Remuneration of Directors For For Management
4 Appoint Auditors For For Management
5.1 Elect Jose Grana Miro Quesada as For For Management
Director
5.2 Elect Carlos Montero Grana as Director For For Management
5.3 Elect Hernando Grana Acuna as Director For For Management
5.4 Elect Mario Alvarado Pflucker as For For Management
Director
5.5 Elect Jose Chlimper Ackerman as For For Management
Director
5.6 Elect Hugo Santa Maria as Director For For Management
5.7 Elect Pedro Pablo Errazuriz as Director For For Management
5.8 Elect Federico Cuneo de la Piedra as For For Management
Director
5.9 Elect Mark Hoffmann Rosas as Director For For Management
--------------------------------------------------------------------------------
GREEN SEAL HOLDING LIMITED
Ticker: 1262 Security ID: G40971106
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Consolidated Financial
Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5 Amend Trading Procedures Governing For For Management
Derivatives Products
--------------------------------------------------------------------------------
GS RETAIL COMPANY LTD.
Ticker: 007070 Security ID: Y2915J101
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 450 per Share
2.1 Reelect Huh Seung-Jo as Inside Director For For Management
2.2 Elect Huh Yun-Soo as Inside Director For For Management
2.3 Elect Shin Dong-Gyoo as Outside For For Management
Director
2.4 Reelect Lee Gyung-Sang as Outside For For Management
Director
2.5 Reelect Kim Dong-Hoon as Outside For For Management
Director
3.1 Elect Shin Dong-Gyoo as Member of For For Management
Audit Committee
3.2 Reelect Lee Gyung-Sang as Member of For For Management
Audit Committee
3.3 Reelect Kim Dong-Hoon as Member of For For Management
Audit Committee
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
HALLA VISTEON CLIMATE CONTROL CORP.
Ticker: 018880 Security ID: Y29874107
Meeting Date: MAR 12, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 970 per Share
2 Amend Articles of Incorporation For For Management
3 Elect Two Outside Directors and For For Management
Reelect Two Outside Directors (Bundled)
4 Elect Three Outside Directors as For For Management
Members of Audit Committee
5 Amend Terms of Severance Payments to For For Management
Executives
6 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
7 Authorize Board to Fix Remuneration of For For Management
Internal Auditors
--------------------------------------------------------------------------------
HAVAS
Ticker: HAV Security ID: F47696111
Meeting Date: JUN 05, 2014 Meeting Type: Annual/Special
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.11 per Share
4 Approve Remuneration of Directors in For For Management
the Aggregate Amount of EUR 240,000
5 Approve Transaction with Societe Bleu For Against Management
Re: Services Agreement
6 Ratify Appointment of Societe For Against Management
Financiere de Sainte-Marine as Director
7 Elect Christine Ockrent as Director For Against Management
8 Elect Stephane Israel as Director For Against Management
9 Reelect Mercedes Erra as Director For Against Management
10 Reelect Jacques Seguela as Director For Against Management
11 Reelect Yves Cannac as Director For For Management
12 Reelect Bollore SA as Director For Against Management
13 Reelect Societe Financiere de For Against Management
Sainte-Marine as Director
14 Reelect Longchamp Participations as For Against Management
Director
15 Reelect Societe Financiere de For Against Management
Longchamp as Director
16 Advisory Vote on Compensation of For For Management
Vincent Bollore, Chairman up to Aug.
30, 2013
17 Advisory Vote on Compensation of For Against Management
Yannick Bollore, Chairman and CEO
18 Advisory Vote on Compensation of David For Against Management
Jones, CEO up to Aug. 30, 2013
19 Advisory Vote on Compensation of Herve For Against Management
Philippe, Vice-CEO up to Dec. 31, 2013
20 Authorize Repurchase of Up to 8.56 For For Management
Percent of Issued Share Capital
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 70 Million
23 Authorize Capitalization of Reserves For For Management
of Up to EUR 70 Million for Bonus
Issue or Increase in Par Value
24 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
25 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
26 Approve Employee Stock Purchase Plan For For Management
Reserved for Employees of
International Subsidiaries
27 Amend Article 15 of Bylaws Re: For For Management
Appointment of Employee Representatives
28 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
HERMES MICROVISION INC
Ticker: 3658 Security ID: Y3R79M105
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
5.1 Elect Independent Director Liang For For Management
Kai-Tai
5.2 Elect Independent Director Hu Han-Liang For For Management
5.3 Elect Independent Director Tu Huai-Chi For For Management
5.4 Elect Independent Director Kin For For Management
Lien-Fang
5.5 Elect Non-Independent Director No.1 None Against Shareholder
5.6 Elect Non-Independent Director No.2 None Against Shareholder
5.7 Elect Non-Independent Director No.3 None Against Shareholder
5.8 Elect Non-Independent Director No.4 None Against Shareholder
5.9 Elect Non-Independent Director No.5 None Against Shareholder
6 Approve Release of Restrictions on For Against Management
Competitive Activities of Newly
Appointed Directors and Representatives
7 Transact Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
HOWDEN JOINERY GROUP PLC
Ticker: HWDN Security ID: G4647J102
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Elect Richard Pennycook as Director For For Management
4 Re-elect Will Samuel as Director For For Management
5 Re-elect Michael Wemms as Director For For Management
6 Re-elect Tiffany Hall as Director For For Management
7 Re-elect Mark Allen as Director For Against Management
8 Re-elect Matthew Ingle as Director For For Management
9 Re-elect Mark Robson as Director For For Management
10 Reappoint Deloitte LLP as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Approve Remuneration Report For For Management
13 Approve Remuneration Policy For For Management
14 Authorise EU Political Donations and For For Management
Expenditure
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Amend Articles of Association For For Management
--------------------------------------------------------------------------------
HUADIAN FUXIN ENERGY CORP LTD.
Ticker: 00816 Security ID: Y3123J107
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Report of the Board of Directors For For Management
2 Accept Report of the Board of For For Management
Supervisors
3 Accept Final Financial Accounts For For Management
4 Accept Independent Auditors' Report For For Management
and Audited Financial Statements
5 Approve Profit Distribution Plan For For Management
6 Reappoint KPMG as International For For Management
Auditors and Authorize Board to Fix
Their Remuneration
7 Approve Remuneration Plan for For For Management
Directors and Supervisors
8a Elect Fang Zheng as Director For For Management
8b Elect Jiang Bingsi as Director For For Management
8c Elect Li Lixin as Director For Against Management
8d Elect Chen Bin as Director For Against Management
8e Elect Tao Yunpeng as Director For Against Management
8f Elect Zong Xiaolei as Director For Against Management
8g Elect Zhou Xiaoqian as Director For For Management
8h Elect Zhang Bai as Director For For Management
8i Elect Tao Zhigang as Director For For Management
8j Elect Li Changxu as Supervisor For For Management
8k Elect Wang Kun as Supervisor For For Management
8l Elect Xie Chunwang as Supervisor For For Management
8m Elect Hu Xiaohong as Supervisor For For Management
8n Elect Yan Azhang as Supervisor For For Management
8o Elect Ding Ruilng as Supervisor For For Management
8p Authorize the Remuneration and For For Management
Assessment Committee to Determine
Remuneration of Directors and
Supervisors
8q Authorize Chairman or Any Executive For For Management
Directors to Enter into a Service
Contract with New Directors and
Supervisors
9 Approve Project Contracting Service For For Management
and Equipment Purchasing Framework
Agreement
10 Approve Second Supplemental Agreement For Against Management
in Respect of the Revision of Annual
Caps and Extension of Term for Deposit
Service Agreement
11 Approve Coal Purchasing and Shipping For For Management
Service Framework Agreement
12 Amend Articles of Association For For Management
13 Approve Issuance of Financing For For Management
Instrument Not More Than RMB 12 Billion
14 Approve Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
HYUNDAI DEPARTMENT STORE CO.
Ticker: 069960 Security ID: Y38306109
Meeting Date: MAR 21, 2014 Meeting Type: Annual
Record Date: DEC 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Allocation of Income, and Dividend of
KRW 650 per Share
2 Elect Three Inside Directors and Three For For Management
Outside Directors (Bundled)
3 Elect Two Members of Audit Committee For For Management
4 Approve Total Remuneration of Inside For For Management
Directors and Outside Directors
--------------------------------------------------------------------------------
IHI CORP.
Ticker: 7013 Security ID: J2398N105
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Kama, Kazuaki For For Management
2.2 Elect Director Saito, Tamotsu For For Management
2.3 Elect Director Nakamura, Fusayoshi For Abstain Management
2.4 Elect Director Degawa, Sadao For Abstain Management
2.5 Elect Director Sekido, Toshinori For Abstain Management
2.6 Elect Director Sakamoto, Joji For Abstain Management
2.7 Elect Director Terai, Ichiro For Abstain Management
2.8 Elect Director Iwamoto, Hiroshi For Abstain Management
2.9 Elect Director Hamamura, Hiromitsu For Abstain Management
2.10 Elect Director Yoshida, Eiichi For Abstain Management
2.11 Elect Director Hamaguchi, Tomokazu For For Management
2.12 Elect Director Okamura, Tadashi For For Management
2.13 Elect Director Mitsuoka, Tsugio For Abstain Management
2.14 Elect Director Otani, Hiroyuki For Abstain Management
2.15 Elect Director Abe, Akinori For Abstain Management
3 Approve Adjustment to Aggregate For For Management
Compensation Ceiling for Statutory
Auditors
--------------------------------------------------------------------------------
INCHCAPE PLC
Ticker: INCH Security ID: G47320208
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Ken Hanna as Director For For Management
6 Re-elect Andre Lacroix as Director For For Management
7 Re-elect John McConnell as Director For For Management
8 Re-elect Simon Borrows as Director For For Management
9 Re-elect Alison Cooper as Director For For Management
10 Elect John Langston as Director For For Management
11 Re-elect Nigel Northridge as Director For For Management
12 Re-elect Vicky Bindra as Director For For Management
13 Re-elect Till Vestring as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve SAYE Share Option Plan For For Management
21 Approve Creation of Overseas Share For For Management
Plans Based on the SAYE Share Option
Plan
--------------------------------------------------------------------------------
INTERMEDIATE CAPITAL GROUP PLC
Ticker: ICP Security ID: G4807D101
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Reappoint Deloitte LLP as Auditors For Against Management
5 Authorise Board to Fix Remuneration of For Against Management
Auditors
6 Elect Kim Wahl as Director For Against Management
7 Elect Lindsey McMurray as Director For For Management
8 Re-elect Justin Dowley as Director For For Management
9 Re-elect Peter Gibbs as Director For Against Management
10 Re-elect Kevin Parry as Director For Against Management
11 Re-elect Christophe Evain as Director For For Management
12 Re-elect Philip Keller as Director For For Management
13 Re-elect Benoit Durteste as Director For For Management
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
INTERNATIONAL PERSONAL FINANCE PLC
Ticker: IPF Security ID: G4906Q102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Elect Adrian Gardner as Director For For Management
6 Elect Cathryn Riley as Director For For Management
7 Re-elect Christopher Rodrigues as For For Management
Director
8 Re-elect Gerard Ryan as Director For For Management
9 Re-elect David Broadbent as Director For For Management
10 Re-elect Tony Hales as Director For For Management
11 Re-elect Edyta Kurek as Director For For Management
12 Re-elect Richard Moat as Director For For Management
13 Re-elect Nicholas Page as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Amend Articles of Association For For Management
21 Approve New International All-Employee For For Management
Share Plan
--------------------------------------------------------------------------------
INVENSYS PLC
Ticker: ISYS Security ID: G49133203
Meeting Date: JUL 25, 2013 Meeting Type: Annual
Record Date: JUL 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Wayne Edmunds as Director For For Management
4 Re-elect Bay Green as Director For For Management
5 Re-elect Victoria Hull as Director For For Management
6 Re-elect Paul Lester as Director For For Management
7 Re-elect Deena Mattar as Director For For Management
8 Re-elect Michael Parker as Director For For Management
9 Re-elect Dr Martin Read as Director For For Management
10 Re-elect Sir Nigel Rudd as Director For For Management
11 Re-elect David Thomas as Director For For Management
12 Reappoint Ernst & Young LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Approve Final Dividend For For Management
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
ITOCHU TECHNO-SOLUTIONS CORP.
Ticker: 4739 Security ID: J25022104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Kikuchi, Satoshi For For Management
2.2 Elect Director Ikeda, Shuuji For For Management
2.3 Elect Director Matsushima, Toru For For Management
2.4 Elect Director Matsuzawa, Masaaki For For Management
2.5 Elect Director Takatori, Shigemitsu For For Management
2.6 Elect Director Susaki, Takahiro For For Management
2.7 Elect Director Shirota, Katsuyuki For For Management
2.8 Elect Director Okubo, Tadataka For For Management
2.9 Elect Director Nakamori, Makiko For For Management
2.10 Elect Director Obi, Toshio For For Management
2.11 Elect Director Noda, Shunsuke For For Management
--------------------------------------------------------------------------------
JOLLIBEE FOODS CORPORATION
Ticker: JFC Security ID: Y4466S100
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
3 Approve Minutes of the Last Annual For For Management
Stockholders' Meeting
4 Approve President's Report For For Management
5 Approve 2013 Audited Financial For For Management
Statements and 2013 Annual Report
6 Ratify Actions by the Board of For For Management
Directors and Officers of the
Corporation
7.1 Elect Tony Tan Caktiong as a Director For For Management
7.2 Elect Ernesto Tanmantiong as a Director For Against Management
7.3 Elect William Tan Untiong as a Director For Against Management
7.4 Elect Joseph C. Tanbuntiong as a For Against Management
Director
7.5 Elect Ang Cho Sit as a Director For Against Management
7.6 Elect Antonio Chua Poe Eng as a For For Management
Director
7.7 Elect Artemio V. Panganiban as a For Against Management
Director
7.8 Elect Monico Jacob as a Director For Against Management
7.9 Elect Cezar P. Consing as a Director For For Management
8 Appoint External Auditors For For Management
9 Approve Proposed Amendment to the For For Management
Articles of Incorporation
10 Approve Other Matters For Against Management
--------------------------------------------------------------------------------
JUMBO SA
Ticker: BELA Security ID: X4114P111
Meeting Date: NOV 06, 2013 Meeting Type: Annual
Record Date: OCT 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Allocation of Income For For Management
3 Approve Discharge of Board and Auditors For For Management
4 Approve Auditors and Fix Their For For Management
Remuneration
5 Approve Director Remuneration for For For Management
2012-2013
6 Elect Directors For For Management
7 Elect Members of Audit Committee For For Management
8 Pre-approve Director Remuneration for For For Management
2013-2014
--------------------------------------------------------------------------------
JUMBO SA
Ticker: BELA Security ID: X4114P111
Meeting Date: FEB 12, 2014 Meeting Type: Special
Record Date: FEB 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Authorize Capitalization of Reserves For For Management
2 Authorize Debt Issuance For For Management
--------------------------------------------------------------------------------
KANSAI PAINT CO. LTD.
Ticker: 4613 Security ID: J30255129
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2 Appoint Alternate Statutory Auditor For For Management
Ueda, Jun
--------------------------------------------------------------------------------
KINGSPAN GROUP PLC
Ticker: KRX Security ID: G52654103
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3 Approve Remuneration Report For For Management
4a Reelect Eugene Murtagh as Director For For Management
4b Reelect Gene Murtagh as Director For For Management
4c Reelect Geoff Doherty as Director For For Management
4d Reelect Russell Shiels as Director For For Management
4e Reelect Peter Wilson as Director For For Management
4f Reelect Gilbert McCarthy as Director For For Management
4g Reelect Helen Kirkpatrick as Director For For Management
4h Reelect Kieran Murphy as Director For For Management
4i Elect Linda Hickey as Director For For Management
5 Authorize Board to Fix Remuneration of For For Management
Auditors
6 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
7 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
8 Authorize Share Repurchase Program For For Management
9 Authorize Reissuance of Treasury Shares For For Management
10 Authorize the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
KION GROUP AG
Ticker: KGX Security ID: D4S14D103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.35 per Share
3.1 Approve Discharge of Managing For For Management
Directors of KION Holding 1 GmbH for
Fiscal 2013
3.2 Approve Discharge of Management Board For For Management
of KION Group AG for Fiscal 2013
4.1 Approve Discharge of Supervisory Board For For Management
of KION Holding 1 GmbH for Fiscal 2013
4.2 Approve Discharge of Supervisory Board For For Management
of KION Group AG for Fiscal 2013
5 Approve Discharge of Advisory Board For For Management
of KION Holding 1 GmbH for Fiscal 2013
6 Ratify Deloitte & Touche GmbH as For For Management
Auditors for Fiscal 2014
7 Approve Remuneration System for For For Management
Management Board Members
8 Approve Creation of EUR 9.9 Million For For Management
Pool of Capital without Preemptive
Rights
9 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 800
Million; Approve Creation of EUR 9.9
Million Pool of Capital to Guarantee
Conversion Rights
--------------------------------------------------------------------------------
KOMERI CO. LTD.
Ticker: 8218 Security ID: J3590M101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Articles To Amend Business Lines For For Management
2.1 Elect Director Sasage, Kenichi For For Management
2.2 Elect Director Sasage, Yuuichiro For For Management
2.3 Elect Director Itagaki, Takayoshi For Abstain Management
2.4 Elect Director Matsuda, Shuuichi For For Management
2.5 Elect Director Ishizawa, Noboru For Abstain Management
2.6 Elect Director Aoki, Mamoru For Abstain Management
2.7 Elect Director Tanabe, Tadashi For Abstain Management
2.8 Elect Director Hayakawa, Hiroshi For Abstain Management
2.9 Elect Director Suzuki, Katsushi For Abstain Management
2.10 Elect Director Hosaka, Naoshi For Abstain Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
KRISENERGY LTD.
Ticker: SK3 Security ID: G53226109
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Elect Brooks Michael Shughart as For Against Management
Director
3 Elect Choo Chiau Beng as Director For Against Management
4 Elect Koh Tiong Lu John as Director For For Management
5 Elect Keith Gordon Cameron as Director For Against Management
6 Approve Directors' Fees For For Management
7 Reappoint Ernst & Young LLP Auditors For For Management
and Authorize Board to Fix Their
Remuneration
8 Approve Issuance of Equity or Equity For For Management
Linked Securities with or without
Preemptive Rights
9 Approve Grant of Options and Issuance For Against Management
of Shares Pursuant to the KrisEnergy
Employee Share Option Scheme and
KrisEnergy Performance Share Plan
--------------------------------------------------------------------------------
KRISENERGY LTD.
Ticker: SK3 Security ID: G53226109
Meeting Date: APR 24, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Existing Memorandum and Articles For For Management
of Association of the Company and
Adopt New Memorandum and Articles of
Association
--------------------------------------------------------------------------------
KRONES AG
Ticker: KRN Security ID: D47441171
Meeting Date: JUN 25, 2014 Meeting Type: Annual
Record Date: JUN 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.00 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Approve Remuneration System for For Against Management
Management Board Members
6.1 Reelect Alexander Nerz to the For For Management
Supervisory Board
6.2 Elect Hans-Juergen Thaus to the For For Management
Supervisory Board
7 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
8 Amend Articles Re: Remuneration of the For For Management
Supervisory Board
9 Ratify KPMG as Auditors for Fiscal 2014 For For Management
--------------------------------------------------------------------------------
KUKA AG
Ticker: KU2 Security ID: D3862Y102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.30 per Share
3a Approve Discharge of Management Board For For Management
Member Till Reuter for Fiscal 2013
3b Approve Discharge of Management Board For For Management
Member Peter Mohnen for Fiscal 2013
4a Approve Discharge of Supervisory Board For For Management
Member Bernd Minning for Fiscal 2013
4b Approve Discharge of Supervisory Board For For Management
Member Michael Leppek for Fiscal 2013
4c Approve Discharge of Supervisory Board For For Management
Member Dirk Abel for Fiscal 2013
4d Approve Discharge of Supervisory Board For For Management
Member Walter Bickel for Fiscal 2013
4e Approve Discharge of Supervisory Board For For Management
Member Wilfried Eberhardt for Fiscal
2013
4f Approve Discharge of Supervisory Board For For Management
Member Uwe Ganzer for Fiscal 2013
4g Approve Discharge of Supervisory Board For For Management
Member Siegfried Greulich for Fiscal
2013
4h Approve Discharge of Supervisory Board For For Management
Member Thomas Kalkbrenner for Fiscal
2013
4i Approve Discharge of Supervisory Board For For Management
Member Armin Kolb for Fiscal 2013
4j Approve Discharge of Supervisory Board For For Management
Member Thomas Knabel for Fiscal 2013
4k Approve Discharge of Supervisory Board For For Management
Member Carola Leitmeir for Fiscal 2013
4l Approve Discharge of Supervisory Board For For Management
Member Uwe Loos for Fiscal 2013
4m Approve Discharge of Supervisory Board For For Management
Member Michael Proeller for Fiscal 2013
4n Approve Discharge of Supervisory Board For For Management
Member Fritz Seifert for Fiscal 2013
4o Approve Discharge of Supervisory Board For For Management
Member Guy Wyser-Pratte for Fiscal 2013
5 Authorize Share Repurchase Program and For For Management
Reissuance or Cancellation of
Repurchased Shares
6a Approve Partial Cancellation of For For Management
Authorization to Issue Warrants/Bonds
with Warrants Attached/Convertible
Bonds without Preemptive Rights and
Connected Conditional Capital Pool
6b Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds without Preemptive Rights up to
Aggregate Nominal Amount of EUR 600
Million; Approve Creation of EUR 33.5
Million Pool of Capital to Guarantee
Conversion Rights
7 Ratify KPMG AG as Auditors for Fiscal For For Management
2014
--------------------------------------------------------------------------------
LANXESS AG
Ticker: LXS Security ID: D5032B102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.50 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify PricewaterhouseCoopers AG as For For Management
Auditors for Fiscal 2014
6 Elect Claudia Nemat to the Supervisory For For Management
Board
7 Amend Affiliation Agreements with For For Management
Subsidiaries LANXESS Deutschland GmbH
and LANXESS International Holding GmbH
--------------------------------------------------------------------------------
LARGAN PRECISION CO., LTD.
Ticker: 3008 Security ID: Y52144105
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve Plan on 2013 Profit For For Management
Distribution
3 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
--------------------------------------------------------------------------------
LINAMAR CORPORATION
Ticker: LNR Security ID: 53278L107
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank Hasenfratz For For Management
1.2 Elect Director Linda Hasenfratz For For Management
1.3 Elect Director Mark Stoddart For Withhold Management
1.4 Elect Director William Harrison For For Management
1.5 Elect Director Terry Reidel For For Management
1.6 Elect Director Dennis Grimm For For Management
2 Approve PricewaterhouseCoopers LLP as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR S.A
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: AUG 02, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3 Approve Acquisition Agreement between For For Management
the Company and Localiza JF Aluguel de
Carros Ltda.
4 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR S.A.
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For Did Not Vote Management
Statutory Reports for Fiscal Year
Ended Dec. 31, 2013
2 Approve Allocation of Income and For Did Not Vote Management
Dividends
3 Approve Remuneration of Company's For Did Not Vote Management
Management
4 Designate Newspapers to Publish For Did Not Vote Management
Company Announcements
--------------------------------------------------------------------------------
LOCALIZA RENT A CAR S.A.
Ticker: RENT3 Security ID: P6330Z111
Meeting Date: APR 29, 2014 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Appoint Independent Firm to Appraise For Did Not Vote Management
Absorption of Localiza Cuiaba Aluguel
de Carros Ltda.
1.2 Approve Independent Firm's Appraisal For Did Not Vote Management
1.3 Approve Acquisition Agreement between For Did Not Vote Management
the Company and Localiza Cuiaba
Aluguel de Carros Ltda
1.4 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
2.1 Approve Agreement to Absorb Localiza For Did Not Vote Management
Car Rental S.A.
2.2 Appoint Independent Firm to Appraise For Did Not Vote Management
Proposed Transaction
2.3 Approve Independent Firm's Appraisal For Did Not Vote Management
2.4 Approve Absorption of Localiza Car For Did Not Vote Management
Rental S.A.
2.5 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
3.1 Approve Agreement to Absorb Localiza For Did Not Vote Management
JF Aluguel de Carros Ltda.
3.2 Appoint Independent Firm to Appraise For Did Not Vote Management
Proposed Transaction
3.3 Approve Independent Firm's Appraisal For Did Not Vote Management
3.4 Approve Absorption of Localiza JF For Did Not Vote Management
Aluguel de Carros Ltda.
3.5 Authorize Board to Ratify and Execute For Did Not Vote Management
Approved Resolutions
--------------------------------------------------------------------------------
LOOMIS AB
Ticker: LOOM B Security ID: W5650X104
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Open Meeting None None Management
2 Elect Chairman of Meeting For Did Not Vote Management
3 Prepare and Approve List of For Did Not Vote Management
Shareholders
4 Approve Agenda of Meeting For Did Not Vote Management
5 Designate Inspector(s) of Minutes of For Did Not Vote Management
Meeting
6 Acknowledge Proper Convening of Meeting For Did Not Vote Management
7 Receive President's Report None None Management
8a Receive Financial Statements and None None Management
Statutory Reports
8b Receive Auditor's Report on None None Management
Application of Guidelines for
Remuneration for Executive Management
8c Receive Board's Proposal for None None Management
Appropriation of Profit
9a Accept Financial Statements and For Did Not Vote Management
Statutory Reports
9b Approve Allocation of Income and For Did Not Vote Management
Dividends of SEK 5 Per Share
9c Set May 9, 2013, as Record Date for For Did Not Vote Management
Dividend
9d Approve Discharge of Board and For Did Not Vote Management
President
10 Determine Number of Members and Deputy For Did Not Vote Management
Members of Board (6); Determine Number
of Auditors and Deputy Auditors (0)
11 Approve Remuneration of Directors in For Did Not Vote Management
the Aggregate Amount of SEK 2.1
Million; Approve Remuneration of
Auditors
12 Reelect Alf Goransson (Chairman), Jan For Did Not Vote Management
Svensson, Ulrik Svensson, Ingrid
Bonde, and Cecilia Wennborg as
Directors; Elect Jan Dahlfors as New
Director
13 Reelect Jan Svensson, Mikael Ekdahl, For Did Not Vote Management
Marianne Nilsson, Johan Strandberg,
and Henrik Didner as Members of
Nominating Committee
14 Approve Remuneration Policy And Other For Did Not Vote Management
Terms of Employment For Executive
Management
15 Approve Performance Share Plan; For Did Not Vote Management
Approve Funding of Plan
16 Close Meeting None None Management
--------------------------------------------------------------------------------
MARR S.P.A.
Ticker: MARR Security ID: T6456M106
Meeting Date: APR 28, 2014 Meeting Type: Annual/Special
Record Date: APR 15, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Increase in Size of Board from For For Management
Nine to 11
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Elect Directors (Bundled) None For Shareholder
3 Elect Internal Auditors (Bundled) None For Shareholder
4 Approve Remuneration Report For For Management
--------------------------------------------------------------------------------
MATAS A/S
Ticker: MATAS Security ID: K6S686100
Meeting Date: JUN 30, 2014 Meeting Type: Annual
Record Date: JUN 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Report of Board None None Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of DKK 5.50 Per Share
4 Approve Discharge of Management and For For Management
Board
5 Approve Remuneration of Directors For For Management
6a Authorize Share Repurchase Program For For Management
6b Amend Remuneration Policy For For Management
7a Reelect Lars Vinge Frederiksen as For For Management
Director
7b Reelect Ingrid Blank as Director For For Management
7c Reelect Lars Frederiksen as Director For For Management
7d Reelect Birgitte Nielsen as Director For For Management
7e Elect Christian Mariager as New For For Management
Director
8 Ratify KPMG as Auditors For For Management
9 Close Meeting None None Management
--------------------------------------------------------------------------------
MEDIASET ESPANA COMUNICACION SA
Ticker: TL5 Security ID: E7418Y101
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Consolidated and Standalone For For Management
Financial Statements
2 Approve Treatment of Net Loss For For Management
3 Approve Discharge of Board For For Management
4.1.1 Reelect Alejandro Echevarria Busquet For For Management
as Director
4.1.2 Reelect Fedele Confalonieri as Director For Against Management
4.1.3 Reelect Giuliano Adreani as Director For Against Management
4.1.4 Reelect Alfredo Messina as Director For Against Management
4.1.5 Reelect Marco Giordani as Director For Against Management
4.1.6 Reelect Paolo Vasile as Director For For Management
4.1.7 Reelect Giuseppe Tringali as Director For For Management
4.1.8 Reelect Helena Revoredo Delvecchio as For Against Management
Director
4.2 Elect Mario Rodriguez Valderas as For Against Management
Director
5 Approve Remuneration of Directors For For Management
6 Approve Stock-for-Salary For For Management
7 Approve Stock Option Plan For Against Management
8 Authorize Share Repurchase Program For Against Management
9 Approve Remuneration Policy Report For Against Management
10 Authorize Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: G5973J103
Meeting Date: FEB 07, 2014 Meeting Type: Special
Record Date: FEB 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Matters Relating to the Return For For Management
of Capital to Shareholders
--------------------------------------------------------------------------------
MELROSE INDUSTRIES PLC
Ticker: MRO Security ID: ADPV24824
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Christopher Miller as Director For For Management
6 Re-elect David Roper as Director For For Management
7 Re-elect Simon Peckham as Director For For Management
8 Re-elect Geoffrey Martin as Director For For Management
9 Re-elect Perry Crosthwaite as Director For For Management
10 Re-elect John Grant as Director For For Management
11 Re-elect Justin Dowley as Director For For Management
12 Elect Liz Hewitt as Director For For Management
13 Reappoint Deloitte LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
MERIDA INDUSTRY CO., LTD.
Ticker: 9914 Security ID: Y6020B101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations Report For For Management
2 Approve 2013 Individual and For For Management
Consolidated Financial Statements
3 Approve Plan on 2013 Profit For For Management
Distribution
4 Approve the Issuance of New Shares by For For Management
Capitalization of Profit
5 Amend Procedures Governing the For For Management
Acquisition or Disposal of Assets
6 Approve Amendments to Articles of For For Management
Association
7 Amend Rules and Procedures for For For Management
Election of Directors and Supervisors
8 Amend Rules and Procedures Regarding For For Management
Shareholder's General Meeting
--------------------------------------------------------------------------------
MERLIN ENTERTAINMENTS PLC
Ticker: MERL Security ID: ADPV22939
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAY 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Elect Sir John Sunderland as Director For For Management
5 Elect Nick Varney as Director For For Management
6 Elect Andrew Carr as Director For For Management
7 Elect Charles Gurassa as Director For For Management
8 Elect Ken Hydon as Director For For Management
9 Elect Miguel Ko as Director For For Management
10 Elect Fru Hazlitt as Director For For Management
11 Elect Soren Sorensen as Director For For Management
12 Elect Dr Gerry Murphy as Director For For Management
13 Elect Rob Lucas as Director For For Management
14 Appoint KPMG LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise EU Political Donations and For For Management
Expenditure
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
METROPOLE TELEVISION M6
Ticker: MMT Security ID: F6160D108
Meeting Date: MAY 05, 2014 Meeting Type: Annual/Special
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.85 per Share
4 Approve Auditors' Special Report on For For Management
Related-Party Transactions Regarding
New Transactions
5 Renew Appointment of Ernst and Young For For Management
as Auditor
6 Renew Appointment of Auditex as For For Management
Alternate Auditor
7 Renew Appointment of For For Management
PricewaterhouseCoopers Audit as Auditor
8 Appoint Jean-Christophe Georghiou as For For Management
Alternate Auditor
9 Reelect Remy Sautter as Supervisory For Against Management
Board Member
10 Reelect Guy de Panafieu as Supervisory For For Management
Board Member
11 Reelect Vincent de Dorlodot as For Against Management
Supervisory Board Member
12 Decision not to Renew Mandate of For For Management
Gerard Worms as Supervisory Board
Member
13 Advisory Vote on Compensation of For For Management
Nicolas de Tavernost, Chairman of the
Management Board
14 Advisory Vote on Compensation of For Against Management
Thomas Valentin, Robin Leproux and
Jerome Lefebure, Members of the
Management Board
15 Authorize Repurchase of Up to 5 For For Management
Percent of Issued Share Capital
16 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
17 Amend Article 16 of Bylaws Re: Length For For Management
of Mandate for Management Board Members
18 Authorize up to 1,900,000 Shares for For Against Management
Use in Restricted Stock Plans
19 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
20 Amend Article 11 of Bylaws Re: For For Management
Shareholding Disclosure Thresholds
21 Amend Article 10, 25.2 and 39 of For Against Management
Bylaws Re: Share Form, Related Party
Transactions, Financial Statements
22 Authorize Filing of Required For For Management
Documents/Other Formalities
23 Amend Article 35 of Bylaws Re: Double For For Management
Voting Rights
--------------------------------------------------------------------------------
MINERVA S.A
Ticker: BEEF3 Security ID: P6831V106
Meeting Date: AUG 29, 2013 Meeting Type: Special
Record Date:
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Independent Firm to Appraise For For Management
Proposed Transaction
2 Approve Independent Firm's Appraisal For For Management
3.1 Approve Agreement to Absorb Brascasing For For Management
Comercial Ltda (Brascasing)
3.2 Approve Agreement to Absorb For For Management
Eurominerva Comercio e Exportacao Ltda
(Eurominerva)
4 Approve Absorption of Subsidiaries For For Management
5 Amend Article to Reflect Changes in For For Management
Capital According to the Minutes of
May 13, 2013, EGM
--------------------------------------------------------------------------------
MR PRICE GROUP LIMITED
Ticker: MPC Security ID: S5256M101
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: AUG 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports for the Year Ended
30 March 2013
2.1 Re-elect Keith Getz as Director For For Management
2.2 Re-elect Bobby Johnston as Director For For Management
2.3 Re-elect Myles Ruck as Director For For Management
2.4 Re-elect Moses Tembe as Director For For Management
3.1 Re-elect Neill Abrams as Alternate For For Management
Director
3.2 Re-elect Tracey Chiappini-Young as For For Management
Alternate Director
3.3 Re-elect Steve Ellis as Alternate For For Management
Director
4 Reappoint Ernst & Young Inc as For For Management
Auditors of the Company
5.1 Re-elect Bobby Johnston as Member of For For Management
the Audit and Compliance Committee
5.2 Re-elect Daisy Naidoo as Member of the For For Management
Audit and Compliance Committee
5.3 Re-elect Myles Ruck as Member of the For For Management
Audit and Compliance Committee
5.4 Re-elect John Swain as Member of the For For Management
Audit and Compliance Committee
6 Approve Remuneration Policy For For Management
7 Adopt the Report of the Social, For For Management
Ethics, Transformation and
Sustainability Committee
8 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
1.1 Approve Remuneration of Independent For For Management
Non-executive Chairman of the Company
1.2 Approve Remuneration of Honorary For For Management
Chairman of the Company
1.3 Approve Remuneration of Lead Director For For Management
of the Company
1.4 Approve Remuneration of Other Director For For Management
of the Company
1.5 Approve Remuneration of Chairman of For For Management
the Audit and Compliance Committee
1.6 Approve Remuneration of Member of the For For Management
Audit and Compliance Committee
1.7 Approve Remuneration of Member of the For For Management
Board Risk Committee
1.8 Approve Remuneration of Chairman of For For Management
the Remuneration and Nominations
Committee
1.9 Approve Remuneration of Member of the For For Management
Remuneration and Nominations Committee
1.10 Approve Remuneration of Chairman of For For Management
the Social, Ethics, Transformation and
Sustainability Committee
1.11 Approve Remuneration of Member of the For For Management
Social, Ethics, Transformation and
Sustainability Committee
2 Authorise Repurchase of Up to 20 For For Management
Percent of Issued Share Capital
3 Approve Financial Assistance to For For Management
Related or Inter-related Company or
Corporation
--------------------------------------------------------------------------------
NABTESCO CORP.
Ticker: 6268 Security ID: J4707Q100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 20
2.1 Elect Director Kotani, Kazuaki For For Management
2.2 Elect Director Mishiro, Yosuke For Abstain Management
2.3 Elect Director Sakamoto, Tsutomu For Abstain Management
2.4 Elect Director Aoi, Hiroyuki For Abstain Management
2.5 Elect Director Osada, Nobutaka For Abstain Management
2.6 Elect Director Nakamura, Kenichi For Abstain Management
2.7 Elect Director Sakai, Hiroaki For Abstain Management
2.8 Elect Director Yoshikawa, Toshio For Abstain Management
2.9 Elect Director Yamanaka, Nobuyoshi For For Management
2.10 Elect Director Fujiwara, Yutaka For For Management
3 Approve Deep Discount Stock Option Plan For For Management
--------------------------------------------------------------------------------
NACHI-FUJIKOSHI CORP.
Ticker: 6474 Security ID: J47098108
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: NOV 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 6
2.1 Elect Director Inoue, Toru For For Management
2.2 Elect Director Furusawa, Tetsu For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
NATIONAL EXPRESS GROUP PLC
Ticker: NEX Security ID: G6374M109
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAY 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For Against Management
3 Approve Remuneration Report For Against Management
4 Approve Final Dividend For For Management
5 Re-elect Sir John Armitt as Director For For Management
6 Re-elect Jackie Hunt as Director For For Management
7 Re-elect Joaquin Ayuso as Director For For Management
8 Re-elect Jorge Cosmen as Director For Against Management
9 Re-elect Dean Finch as Director For For Management
10 Re-elect Sir Andrew Foster as Director For Against Management
11 Elect Jane Kingston as Director For For Management
12 Re-elect Jez Maiden as Director For For Management
13 Re-elect Chris Muntwyler as Director For Against Management
14 Re-elect Elliot (Lee) Sander as For For Management
Director
15 Reappoint Deloitte LLP as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Approve EU Political Donations and For For Management
Expenditure
19 Authorise Issue of Equity without For For Management
Pre-emptive Rights
20 Authorise Market Purchase of Ordinary For For Management
Shares
21 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
22 Broaden the Remit of the Safety and Against Against Shareholder
Environment Committee to Cover
Corporate Responsibility and
Particularly the Group's Human Capital
Strategy
--------------------------------------------------------------------------------
NTT URBAN DEVELOPMENT CORP.
Ticker: 8933 Security ID: J5940Z104
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 8
2.1 Elect Director Maki, Sadao For For Management
2.2 Elect Director Nishimura, Yoshiharu For For Management
2.3 Elect Director Shinoda, Satoshi For For Management
2.4 Elect Director Hasegawa, Kazuhiro For For Management
2.5 Elect Director Nakahara, Shiro For For Management
2.6 Elect Director Kusumoto, Masayuki For For Management
2.7 Elect Director Kitamura, Akiyoshi For For Management
2.8 Elect Director Shiokawa, Kanya For For Management
2.9 Elect Director Mitsumura, Masaki For For Management
2.10 Elect Director Komatsu, Akira For For Management
2.11 Elect Director Katsuki, Shigehito For For Management
2.12 Elect Director Kichijo, Yoshihito For For Management
2.13 Elect Director Ikeda, Ko For For Management
3.1 Appoint Statutory Auditor Watanabe, For Against Management
Mitsuhiro
3.2 Appoint Statutory Auditor Kato, Hisako For For Management
3.3 Appoint Statutory Auditor Kume, Shinji For Against Management
--------------------------------------------------------------------------------
OHL MEXICO S.A.B. DE C.V.
Ticker: OHLMEX Security ID: P7356Z100
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Present Report of Audit and Corporate For For Management
Practices Committees in Accordance
with Article 43 of Securities Market
Law
1.2 Present Reports of CEO, External For For Management
Auditor and Fiscal Obligations
Compliance, and Board's Opinion on
CEO's Report in Accordance with
Article 44 of Securities Market Law
1.3 Accept Board's Report on Financial For For Management
Statements and Statutory Reports and
Present Report on Activities and
Operations Undertaken by Board
2 Approve Allocation of Income and For For Management
Increase in Reserves; Set Maximum
Nominal Amount of Share Repurchase
Reserve
3 Elect or Ratify Directors, Alternates, For Against Management
and Chairmen of Special Committees and
Approve Their Remuneration
4 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
OHL MEXICO S.A.B. DE C.V.
Ticker: OHLMEX Security ID: P7356Z100
Meeting Date: APR 23, 2014 Meeting Type: Special
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Amend Clauses 10, 11, 15, 17, 21 and For Against Management
27 of Company's Bylaws
2 Appoint Legal Representatives For For Management
--------------------------------------------------------------------------------
OPHIR ENERGY PLC
Ticker: OPHR Security ID: G6768E101
Meeting Date: DEC 16, 2013 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Disposal of 20 Percent For For Management
Interest in Blocks 1, 3 and 4 in
Tanzania and 17.6 Percent of Each of
the Midstream Companies in Relation to
Blocks 1, 3 and 4 in Tanzania
--------------------------------------------------------------------------------
OPHIR ENERGY PLC
Ticker: OPHR Security ID: G6768E101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAY 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For Against Management
4 Elect Vivien Gibney as Director For For Management
5 Re-elect Nicholas Smith as Director For For Management
6 Re-elect Nicholas Cooper as Director For For Management
7 Re-elect Lisa Mitchell as Director For For Management
8 Re-elect Dennis McShane as Director For For Management
9 Re-elect Ronald Blakely as Director For For Management
10 Re-elect Alan Booth as Director For For Management
11 Re-elect Lyndon Powell as Director For For Management
12 Re-elect Bill Schrader as Director For For Management
13 Reappoint Ernst & Young LLP as Auditors For For Management
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise Issue of Equity with For For Management
Pre-emptive Rights
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
PFEIFFER VACUUM TECHNOLOGY AG
Ticker: PFV Security ID: D6058X101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: APR 30, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 2.65 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Approve Issuance of Warrants/Bonds For For Management
with Warrants Attached/Convertible
Bonds with Partial Exclusion of
Preemptive Rights up to Aggregate
Nominal Amount of EUR 200 Million;
Approve Creation of EUR 6.3 Million
Pool of Capital to Guarantee
Conversion Rights
7 Amend Affiliation Agreements with For For Management
Subsidiary Pfeiffer Vacuum GmbH
--------------------------------------------------------------------------------
PIGEON CORP.
Ticker: 7956 Security ID: J63739106
Meeting Date: APR 25, 2014 Meeting Type: Annual
Record Date: JAN 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 55
2.1 Elect Director Nakata, Yoichi For Abstain Management
2.2 Elect Director Okoshi, Akio For For Management
2.3 Elect Director Yamashita, Shigeru For For Management
2.4 Elect Director Akamatsu, Eiji For Abstain Management
2.5 Elect Director Kitazawa, Norimasa For Abstain Management
2.6 Elect Director Amari, Kazuhisa For Abstain Management
2.7 Elect Director Kurachi, Yasunori For Abstain Management
2.8 Elect Director Itakura, Tadashi For Abstain Management
3 Approve Retirement Bonus Payment for For For Management
Director
4 Appoint External Audit Firm For For Management
--------------------------------------------------------------------------------
PT KALBE FARMA TBK
Ticker: KLBF Security ID: Y71287208
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: APR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report For For Management
2 Approve Financial Statements and For For Management
Discharge of Directors and
Commissioners
3 Approve Allocation of Income For For Management
4 Elect Directors and Commissioners For Against Management
5 Approve Remuneration of Directors and For For Management
Commissioners
6 Approve Auditors and Authorize Board For For Management
to Fix Their Remuneration
--------------------------------------------------------------------------------
PT MAYORA INDAH TBK
Ticker: MYOR Security ID: Y7129D105
Meeting Date: SEP 26, 2013 Meeting Type: Special
Record Date: SEP 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Commissioners For For Management
2 Approve Bonus Issue and Increase in For For Management
Issued and Paid-Up Capital Following
the Bonus Issue
3 Authorize Board of Directors to For For Management
Execute All Matters Pertaining to the
Resolutions of the EGM
--------------------------------------------------------------------------------
PT MAYORA INDAH TBK
Ticker: MYOR Security ID: Y7129D105
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: MAY 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Directors' Report and Report on For For Management
Use of Proceeds from Bond Public
Offering IV and Mudaraba Sukuk II
2 Accept Financial Statements For For Management
3 Approve Allocation of Income For For Management
4 Approve Auditors and Authorize Board For Against Management
to Fix Their Remuneration
5 Approve Remuneration of Directors and For Against Management
Commissioners
6 Elect Directors For Against Management
--------------------------------------------------------------------------------
QUINTAIN ESTATES & DEVELOPMENT PLC
Ticker: QED Security ID: G73282108
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect William Rucker as Director For For Management
4 Re-elect Christopher Bell as Director For For Management
5 Re-elect Charles Cayzer as Director For For Management
6 Re-elect Peter Dixon as Director For Against Management
7 Re-elect Maxwell James as Director For For Management
8 Re-elect Nigel Kempner as Director For For Management
9 Elect Rosaleen Kerslake as Director For For Management
10 Re-elect Simon Laffin as Director For For Management
11 Elect Richard Stearn as Director For For Management
12 Reappoint KPMG LLP as Auditors For For Management
13 Authorise Board to Fix Remuneration of For For Management
Auditors
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Approve Incentive Plan For For Management
16 Authorise Issue of Equity without For For Management
Pre-emptive Rights
17 Authorise Market Purchase of Ordinary For For Management
Shares
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
QUINTAIN ESTATES & DEVELOPMENT PLC
Ticker: QED Security ID: G73282108
Meeting Date: NOV 21, 2013 Meeting Type: Special
Record Date: NOV 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Sale of Company's Interests in For For Management
Greenwich Peninsula Regeneration
Limited
--------------------------------------------------------------------------------
REXEL
Ticker: RXL Security ID: F7782J366
Meeting Date: MAY 22, 2014 Meeting Type: Annual/Special
Record Date: MAY 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.75 per Share
4 Approve Stock Dividend Program For For Management
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions Regarding
New Transactions
6 Approve Severance Payment Agreement For Against Management
with Catherine Guillouard
7 Approve Amendment to Severance Payment For Against Management
Agreement with Rudy Provoost Re:
Performance Criteria
8 Approve Amendment to Severance Payment For Against Management
Agreement with Pascal Martin Re:
Performance Criteria
9 Approve Amendment to Severance Payment For Against Management
Agreement with Catherine Guillouard
Re: Performance Criteria
10 Advisory Vote on Compensation of Rudy For Against Management
Provoost, Chairman of the Management
Board
11 Advisory Vote on Compensation of For Against Management
Catherine Guillouard and Pascal
Martin, Members of the Management Board
12 Elect Pier Luigi Sigismondi as For For Management
Supervisory Board Member
13 Ratify Appointment of Monika Ribar as For For Management
Supervisory Board Member
14 Ratify Appointment of Francois Henrot For For Management
as Supervisory Board Member
15 Ratify Appointment of Hendrica For For Management
Verhagen as Supervisory Board Member
16 Reelect Hendrica Verhagen as For For Management
Supervisory Board Member
17 Reelect Patrick Sayer as Supervisory For Against Management
Board Member
18 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
19 Approve Remuneration of Supervisory For Against Management
Board Members in the Aggregate Amount
of EUR 1.31 Million
20 Ratify Change of Registered Office to For For Management
13, Boulevard du Fort de Vaux, 75017
Paris ; and Bylaws Accordingly
21 Authorize Decrease in Share Capital For For Management
via Cancellation of Repurchased Shares
22 Authorize Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 800 Million
23 Authorize Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 280 Million
24 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year for
Private Placements, up to Aggregate
Nominal Amount of EUR 280 Million
25 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Under Items 22-24
26 Authorize Board to Set Issue Price for For Against Management
10 Percent Per Year of Issued Capital
Pursuant to Issue Authority without
Preemptive Rights
27 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans
28 Authorize Capital Issuances for Use in For For Management
Employee Stock Purchase Plans for
International Employees
29 Authorize Capital Increase of up to 10 For For Management
Percent of Issued Capital for
Contributions in Kind
30 Authorize Capital Increase of Up to For Against Management
EUR 250 Million for Future Exchange
Offers
31 Authorize Capitalization of Reserves For For Management
of Up to EUR 200 Million for Bonus
Issue or Increase in Par Value
32 Amend Article 11-2 of Bylaws Re: For Against Management
Shareholding Disclosure Thresholds
33 Adopt One-Tiered Board Structure, and For Against Management
Amend Bylaws Accordingly
34 Subject to Approval of Item 33 Above, For Against Management
Transfer to the Board of Directors
Authorization to Issue Restricted
Shares Granted to the Management Board
by the May 22, 2013 AGM (Item 15)
35 Subject to Approval of Item 33, Elect For Against Management
Rudy Provoost as Director
36 Subject to Approval of Item 33, Elect For Against Management
Roberto Quarta as Director
37 Subject to Approval of Item 33, Elect For Against Management
Patrick Sayer as Director
38 Subject to Approval of Item 33, Elect For Against Management
Vivianne Akriche as Director
39 Subject to Approval of Item 33, Elect For Against Management
Thomas Farrell as Director
40 Subject to Approval of Item 33, Elect For Against Management
Fritz Frohlich as Director
41 Subject to Approval of Item 33, Elect For Against Management
Francois Henrot as Director
42 Subject to Approval of Item 33, Elect For Against Management
Monika Ribar as Director
43 Subject to Approval of Item 33, Elect For Against Management
Pier Luigi Sigismondi as Director
44 Subject to Approval of Item 33, Elect For Against Management
Hendrica Verhagen as Director
45 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
RINNAI CORP.
Ticker: 5947 Security ID: J65199101
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 36
2 Amend Articles To Indemnify Directors For For Management
3.1 Elect Director Naito, Susumu For For Management
3.2 Elect Director Hayashi, Kenji For Abstain Management
3.3 Elect Director Naito, Hiroyasu For For Management
3.4 Elect Director Narita, Tsunenori For Abstain Management
3.5 Elect Director Kosugi, Masao For Abstain Management
3.6 Elect Director Kondo, Yuuji For Abstain Management
3.7 Elect Director Matsui, Nobuyuki For For Management
4 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
SDL PLC
Ticker: SDL Security ID: G79433127
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Policy For For Management
3 Approve Remuneration Report For For Management
4 Re-elect Chris Batterham as Director For For Management
5 Re-elect David Clayton as Director For For Management
6 Re-elect Mandy Gradden as Director For For Management
7 Re-elect Mark Lancaster as Director For Abstain Management
8 Elect Dominic Lavelle as Director For For Management
9 Elect Alan McWalter as Director For For Management
10 Reappoint KPMG Audit plc as Auditors For For Management
11 Authorise Board to Fix Remuneration of For For Management
Auditors
12 Authorise Issue of Equity with For For Management
Pre-emptive Rights
13 Authorise Issue of Equity without For For Management
Pre-emptive Rights
14 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
SINA CORPORATION
Ticker: SINA Security ID: G81477104
Meeting Date: NOV 18, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve to Reelect Mr. Ter Fung Tsao For For Management
as Director
2 Approve to Reelect Mr. Yichen Zhang as For For Management
Director
3 Approve Appointment of For For Management
Pricewaterhousecoopers Zhong Tian LLP
as Auditors of the Company
--------------------------------------------------------------------------------
SINO THAI ENGINEERING & CONSTRUCTION PUBLIC COMPANY LIMITED
Ticker: STEC Security ID: Y8048P229
Meeting Date: APR 18, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Minutes of Previous Meeting For For Management
2 Acknowledge Operating Results and None None Management
Annual Report
3 Accept Financial Statements For For Management
4 Approve Dividend of THB 0.50 Per Share For For Management
5.1 Elect Vallop Rungkijvorasathien as For Against Management
Director
5.2 Elect Pakpoom Srichamni as Director For Against Management
5.3 Elect Thanathip Vidhayasirinun as For For Management
Director
5.4 Elect Masthawin Charnvirakul as For Against Management
Director
6 Approve Remuneration of Directors and For For Management
Audit, Nomination, and Remuneration
Committee Members
7 Approve Ernst & Young Office Ltd. as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
8 Amend Corporate Purpose and Amend For For Management
Memorandum of Association
9 Reduce Registered Capital and Amend For For Management
Memorandum of Association to Reflect
the Decrease in Registered Capital
10.1 Elect Surapan Poomkaew as Director For Against Management
10.2 Elect Chaiyong Satjipanon as Director For Against Management
11 Other Business For Against Management
--------------------------------------------------------------------------------
SPORTS DIRECT INTERNATIONAL PLC
Ticker: SPD Security ID: G83694102
Meeting Date: SEP 11, 2013 Meeting Type: Annual
Record Date: SEP 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Keith Hellawell as Director For For Management
4 Re-elect Mike Ashley as Director For For Management
5 Re-elect Simon Bentley as Director For For Management
6 Re-elect Dave Forsey as Director For For Management
7 Re-elect Bob Mellors as Director For For Management
8 Re-elect Dave Singleton as Director For For Management
9 Re-elect Claire Jenkins as Director For For Management
10 Re-elect Charles McCreevy as Director For For Management
11 Reappoint Grant Thornton UK LLP as For For Management
Auditors
12 Authorise Board to Fix Remuneration of For For Management
Auditors
13 Authorise Issue of Equity with For For Management
Pre-emptive Rights
14 Authorise Issue of Equity with For For Management
Pre-emptive Rights
15 Authorise Issue of Equity without For For Management
Pre-emptive Rights
16 Authorise Market Purchase of Ordinary For For Management
Shares
17 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
18 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
SUPER RETAIL GROUP LTD.
Ticker: SUL Security ID: Q88009107
Meeting Date: OCT 23, 2013 Meeting Type: Annual
Record Date: OCT 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
2 Approve the Remuneration Report For Against Management
3 Approve the Increase in Maximum None For Management
Aggregate Remuneration of
Non-Executive Directors
4 Elect (Raymond) John Skippen as For For Management
Director
5 Elect Rob A Murray as Director For For Management
--------------------------------------------------------------------------------
TAIWAN LIPOSOME COMPANY LTD.
Ticker: 4152 Security ID: Y8T07J106
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report and Financial Statements
2 Approve 2013 Statement of Profit and For For Management
Loss Appropriation
3 Amend Procedures for Endorsement and For For Management
Guarantees
4 Amend Procedures for Lending Funds to For For Management
Other Parties
5 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
6 Approve Amendments to Articles of For For Management
Association
7 Approve Issuance of Restricted Stocks For Against Management
8.1 Elect Non-Independent Director No. 1 None Against Shareholder
8.2 Elect Non-Independent Director No. 2 None Against Shareholder
8.3 Elect Non-Independent Director No. 3 None Against Shareholder
8.4 Elect Non-Independent Director No. 4 None Against Shareholder
8.5 Elect HUANG,XIU-MEI, with ID No. For For Management
E2xxxxxx59, as Independent Director
8.6 Elect LIU,KE-YI, with ID No. For For Management
A2xxxxxx95, as Independent Director
8.7 Elect KANG,HUI-MEI, with ID No. For For Management
R2XXXXXX61, as Independent Director
8.8 Elect WA-TO WALTER LAU, with ID No. For For Management
42xxxxx28, as Independent Director
8.9 Elect Supervisor No.1 None Against Shareholder
8.10 Elect Supervisor No.2 None Against Shareholder
8.11 Elect Supervisor No.3 None Against Shareholder
9 Approve Release of Restrictions of For Against Management
Competitive Activities of Newly
Appointed Directors
--------------------------------------------------------------------------------
TARKETT
Ticker: TKTT Security ID: F9T08Z124
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAY 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Allocation of Income and For For Management
Dividends of EUR 0.62 per Share
4 Approve Transaction with Societe d For Against Management
Investissement Deconinck Re:
Assistance Agreement
5 Approve Auditors' Special Report on For Against Management
Related-Party Transactions
6 Approve Severance Payment Agreement For Against Management
with Michel Giannuzzi
7 Advisory Vote on Compensation of For Against Management
Michel Giannuzzi, Chairman of the
Management Board
8 Advisory Vote on Compensation of For Against Management
Fabrice Barthelemy and Vincent Lecerf,
Management Board Members
9 Renew Appointment of KPMG S.A. as For For Management
Auditor
10 Appoint Cabinet Mazars as Auditor For For Management
11 Appoint KPMG Audit IS SAS as Alternate For For Management
Auditor
12 Appoint Jerome de Pastors as Alternate For For Management
Auditor
13 Reelect Didier Deconinck as For For Management
Supervisory Board Member
14 Reelect Jean-Philippe Delsol as For For Management
Supervisory Board Member
15 Appoint Julien Deconinck as Censor For Against Management
16 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
17 Authorize Filing of Required For For Management
Documents/Other Formalities
--------------------------------------------------------------------------------
TECHTRONIC INDUSTRIES CO., LTD.
Ticker: 00669 Security ID: Y8563B159
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAY 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Final Dividend For For Management
3a Elect Horst Julius Pudwill as Director For For Management
3b Elect Joseph Galli Jr. as Director For For Management
3c Elect Manfred Kuhlmann as Director For For Management
3d Elect Peter David Sullivan as Director For For Management
3e Authorize Board to Fix Remuneration of For For Management
Directors
4 Approve Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
5 Approve Issuance of Equity or For For Management
Equity-Linked Securities without
Preemptive Rights
6 Authorize Repurchase of Up to 10 For For Management
Percent of Issued Share Capital
7 Authorize Reissuance of Repurchased For For Management
Shares
--------------------------------------------------------------------------------
THE BERKELEY GROUP HOLDINGS PLC
Ticker: BKG Security ID: G1191G120
Meeting Date: SEP 02, 2013 Meeting Type: Annual
Record Date: AUG 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Re-elect Tony Pidgley as Director For For Management
4 Re-elect Rob Perrins as Director For For Management
5 Re-elect Nick Simpkin as Director For For Management
6 Re-elect Karl Whiteman as Director For For Management
7 Re-elect Sean Ellis as Director For For Management
8 Re-elect Greg Fry as Director For For Management
9 Re-elect David Howell as Director For For Management
10 Re-elect Sir John Armitt as Director For For Management
11 Re-elect Alison Nimmo as Director For For Management
12 Re-elect Veronica Wadley as Director For For Management
13 Re-elect Glyn Barker as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise EU Political Donations and For For Management
Expenditure
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
21 Approve Sale of an Apartment and Two For For Management
Parking Spaces by Berkeley Homes (PCL)
Limited to Tony Pidgley
22 Approve Sale of an Apartment and Two For For Management
Parking Spaces to Rob Perrins
--------------------------------------------------------------------------------
THE PARAGON GROUP OF COMPANIES PLC
Ticker: PAG Security ID: G6376N154
Meeting Date: FEB 06, 2014 Meeting Type: Annual
Record Date: FEB 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Remuneration Policy For For Management
4 Approve Final Dividend For For Management
5 Re-elect Robert Dench as Director For For Management
6 Re-elect Nigel Terrington as Director For For Management
7 Re-elect Nicholas Keen as Director For For Management
8 Re-elect John Heron as Director For For Management
9 Re-elect Richard Woodman as Director For For Management
10 Re-elect Edward Tilly as Director For For Management
11 Re-elect Alan Fletcher as Director For For Management
12 Re-elect Peter Hartill as Director For For Management
13 Re-elect Fiona Clutterbuck as Director For For Management
14 Reappoint Deloitte LLP as Auditors For For Management
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Approve Increase in Maximum Aggregate For For Management
Amount of Directors' Fees
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise Market Purchase of Ordinary For For Management
Shares
20 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
TS TECH CO., LTD.
Ticker: 7313 Security ID: J9299N100
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 30
2.1 Elect Director Inoue, Michio For For Management
2.2 Elect Director Ishii, Toyohide For Abstain Management
2.3 Elect Director Saito, Kazuhisa For Abstain Management
2.4 Elect Director Arai, Takuo For Abstain Management
2.5 Elect Director Hikida, Kazuhiko For Abstain Management
2.6 Elect Director Wada, Tatsuo For Abstain Management
2.7 Elect Director Yui, Yoshiaki For Abstain Management
2.8 Elect Director Maeda, Minoru For Abstain Management
2.9 Elect Director Yasuda, Masanari For Abstain Management
2.10 Elect Director Nakajima, Yoshitaka For Abstain Management
2.11 Elect Director Yoshida, Hitoshi For Abstain Management
2.12 Elect Director Arai, Yutaka For Abstain Management
3 Appoint Statutory Auditor Motoda, For For Management
Tatsuya
4 Appoint Alternate Statutory Auditor For For Management
Wasemoto, Kazunori
--------------------------------------------------------------------------------
TSURUHA HOLDINGS INC.
Ticker: 3391 Security ID: J9348C105
Meeting Date: AUG 08, 2013 Meeting Type: Annual
Record Date: MAY 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Tsuruha, Tatsuru For For Management
1.2 Elect Director Horikawa, Masashi For For Management
1.3 Elect Director Goto, Teruaki For For Management
1.4 Elect Director Ogawa, Hisaya For For Management
1.5 Elect Director Ofune, Masahiro For For Management
1.6 Elect Director Aoki, Keisei For For Management
1.7 Elect Director Tsuruha, Hiroko For For Management
1.8 Elect Director Okada, Motoya For Against Management
2 Appoint Statutory Auditor Doi, For For Management
Katsuhisa
--------------------------------------------------------------------------------
UNITED ARROWS
Ticker: 7606 Security ID: J9426H109
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Allocation of Income, with a For For Management
Final Dividend of JPY 47
2.1 Elect Director Takeda, Mitsuhiro For For Management
2.2 Elect Director Fujisawa, Mitsunori For Abstain Management
2.3 Elect Director Koizumi, Masami For Abstain Management
2.4 Elect Director Higashi, Hiroyuki For Abstain Management
2.5 Elect Director Ishiwata, Gaku For For Management
3 Approve Takeover Defense Plan (Poison For Against Management
Pill)
--------------------------------------------------------------------------------
VGI GLOBAL MEDIA CO LTD.
Ticker: VGI Security ID: Y9367G147
Meeting Date: DEC 09, 2013 Meeting Type: Special
Record Date: NOV 21, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Message from Chairman None None Management
2 Approve Minutes of Previous Meeting For For Management
3 Approve Allocation of Income and For For Management
Interim Dividend of THB 0.184 per Share
4 Reduce Registered Capital For For Management
5 Amend Memorandum of Association to For For Management
Reflect Decrease in Registered Capital
6 Increase Registered Capital For For Management
7 Amend Memorandum of Association to For For Management
Reflect Increase in Registered Capital
8 Approve Allocation of Newly Issued For For Management
Ordinary Shares of the Company
9 Other Business For Against Management
--------------------------------------------------------------------------------
WEI CHUAN FOOD CORP.
Ticker: 1201 Security ID: Y95335108
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve 2013 Business Operations For For Management
Report, Financial Statements and
Consolidated Financial Statements with
Subsidiaires
2 Approve 2013 Plan on Profit For For Management
Distribution
3 Approve Amendments to Articles of For For Management
Association
4 Approve Amendments to Rules and For For Management
Procedures Regarding Shareholder's
General Meeting
5 Approve Amendments to Procedures For For Management
Governing the Acquisition or Disposal
of Assets
6 Approve Amendments to Trading For For Management
Procedures Governing Derivatives
Products
7 Amend Procedures for Lending Funds to For For Management
Other Parties
8 Amend Procedures for Endorsement and For For Management
Guarantees
--------------------------------------------------------------------------------
WIRECARD AG
Ticker: WDI Security ID: D22359133
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: MAY 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Receive Financial Statements and None None Management
Statutory Reports for Fiscal 2013
(Non-Voting)
2 Approve Allocation of Income and For For Management
Dividends of EUR 0.12 per Share
3 Approve Discharge of Management Board For For Management
for Fiscal 2013
4 Approve Discharge of Supervisory Board For For Management
for Fiscal 2013
5 Ratify Ernst & Young GmbH as Auditors For For Management
for Fiscal 2014
6 Elect Alfons Henseler to the For For Management
Supervisory Board
============== AllianceBernstein Market Neutral Strategy - Global ==============
BOOKER GROUP PLC
Ticker: BOK Security ID: G1450C109
Meeting Date: JUL 10, 2013 Meeting Type: Annual
Record Date: JUL 08, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Elect Helena Andreas as Director For For Management
5 Re-elect Charles Wilson as Director For For Management
6 Re-elect Jonathan Prentis as Director For For Management
7 Re-elect Mark Aylwin as Director For For Management
8 Re-elect Bryn Satherley as Director For For Management
9 Re-elect Guy Farrant as Director For For Management
10 Re-elect Richard Rose as Director For For Management
11 Re-elect Andrew Cripps as Director For For Management
12 Re-elect Karen Jones as Director For For Management
13 Re-elect Lord Karan Bilimoria as For For Management
Director
14 Re-elect Stewart Gilliland as Director For For Management
15 Reappoint KPMG Audit plc as Auditors For For Management
16 Authorise Board to Fix Remuneration of For For Management
Auditors
17 Authorise Issue of Equity with For For Management
Pre-emptive Rights
18 Authorise Issue of Equity without For For Management
Pre-emptive Rights
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Authorise Market Purchase of Ordinary For For Management
Shares
--------------------------------------------------------------------------------
BT GROUP PLC
Ticker: BT.A Security ID: G16612106
Meeting Date: JUL 17, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For For Management
3 Approve Final Dividend For For Management
4 Re-elect Sir Michael Rake as Director For For Management
5 Re-elect Ian Livingston as Director For For Management
6 Re-elect Tony Chanmugam as Director For For Management
7 Re-elect Gavin Patterson as Director For For Management
8 Re-elect Tony Ball as Director For For Management
9 Re-elect Patricia Hewitt as Director For For Management
10 Re-elect Phil Hodkinson as Director For For Management
11 Re-elect Karen Richardson as Director For For Management
12 Re-elect Nick Rose as Director For For Management
13 Re-elect Jasmine Whitbread as Director For For Management
14 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
15 Authorise Board to Fix Remuneration of For For Management
Auditors
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise Market Purchase of Ordinary For For Management
Shares
19 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
20 Approve EU Political Donations and For For Management
Expenditure
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
PANDORA HOLDING CO
Ticker: PNDORA Security ID: K7681L102
Meeting Date: AUG 13, 2013 Meeting Type: Special
Record Date: AUG 06, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Bjorn Gulden as Director For For Management
2 Other Business (Non-Voting) None None Management
--------------------------------------------------------------------------------
SANDS CHINA LTD.
Ticker: 01928 Security ID: G7800X107
Meeting Date: JUL 26, 2013 Meeting Type: Special
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Appoint Deloitte Touche Tohmatsu as For For Management
Auditors and Authorize Board to Fix
Their Remuneration
--------------------------------------------------------------------------------
SEADRILL LIMITED
Ticker: SDRL Security ID: G7945E105
Meeting Date: SEP 20, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Reelect John Fredriksen as Director For Did Not Vote Management
2 Reelect Olav Troim as Director For Did Not Vote Management
3 Reelect Kate Blankenship as Director For Did Not Vote Management
4 Reelect Kathrine Fredriksen as Director For Did Not Vote Management
5 Reelect Carl Steen as Director For Did Not Vote Management
6 Reelect Bert Bekker as Director For Did Not Vote Management
7 Reelect Paul Leand Jr as Director For Did Not Vote Management
8 Amend Bye-Laws Re: Board Related For Did Not Vote Management
Amendments
9 Approve PricewaterhouseCoopers as For Did Not Vote Management
Auditor and Authorize Board to Fix
Their Remuneration
10 Approve Remuneration of Directors for For Did Not Vote Management
2013 in Aggregate of USD 1.5 Million
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Robert B. Heisler, Jr. For For Management
1c Elect Director Richard K. Smucker For For Management
1d Elect Director Paul Smucker Wagstaff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
THE JEAN COUTU GROUP (PJC) INC.
Ticker: PJC.A Security ID: 47215Q104
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: MAY 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Lise Bastarache For For Management
1.2 Elect Director Francois J. Coutu For For Management
1.3 Elect Director Jean Coutu For For Management
1.4 Elect Director Marie-Josee Coutu For For Management
1.5 Elect Director Michel Coutu For For Management
1.6 Elect Director Sylvie Coutu For For Management
1.7 Elect Director L. Denis Desautels For For Management
1.8 Elect Director Marcel E. Dutil For For Management
1.9 Elect Director Nicolle Forget For For Management
1.10 Elect Director Robert Lacroix For For Management
1.11 Elect Director Yvon Martineau For For Management
1.12 Elect Director Cora Mussely Tsouflidou For For Management
1.13 Elect Director Annie Thabet For For Management
1.14 Elect Director Dennis Wood For For Management
2 Approve Deloitte LLP as Auditors and For For Management
Authorize Board to Fix Their
Remuneration
3 SP 1: Require a Majority Vote for the Against For Shareholder
Election of Directors
4 SP 2: Separation of Power Between the Against Against Shareholder
Chairman of the Board and the
Principal Shareholders
5 SP 3: Advisory Vote to Ratify Named Against For Shareholder
Executive Officers' Compensation
6 SP 4: Increase Disclosure of Pension Against Against Shareholder
Plans
--------------------------------------------------------------------------------
WS ATKINS PLC
Ticker: ATK Security ID: G9809D108
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Approve Remuneration Report For Against Management
3 Accept Corporate Responsibility Review For For Management
4 Approve Final Dividend For For Management
5 Re-elect Fiona Clutterbuck as Director For For Management
6 Re-elect Allan Cook as Director For For Management
7 Re-elect Joanne Curin as Director For For Management
8 Re-elect Heath Drewett as Director For For Management
9 Re-elect Alun Griffiths as Director For For Management
10 Re-elect Dr Uwe Krueger as Director For For Management
11 Re-elect Dr Krishnamurthy (Raj) For For Management
Rajagopal as Director
12 Re-elect Rodney Slater as Director For For Management
13 Reappoint PricewaterhouseCoopers LLP For For Management
as Auditors
14 Authorise Board to Fix Remuneration of For For Management
Auditors
15 Authorise EU Political Donations and For For Management
Expenditure
16 Authorise Issue of Equity with For For Management
Pre-emptive Rights
17 Authorise Issue of Equity without For For Management
Pre-emptive Rights
18 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
19 Authorise Market Purchase of Ordinary For For Management
Shares
=============== AllianceBernstein Market Neutral Strategy - U.S. ===============
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CORELOGIC, INC.
Ticker: CLGX Security ID: 21871D103
Meeting Date: JUL 30, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. David Chatham For For Management
1.2 Elect Director Douglas C. Curling For For Management
1.3 Elect Director John C. Dorman For For Management
1.4 Elect Director Paul F. Folino For For Management
1.5 Elect Director Anand K. Nallathambi For For Management
1.6 Elect Director Thomas C. O'Brien For For Management
1.7 Elect Director Jaynie Miller Studenmund For For Management
1.8 Elect Director D. Van Skilling For For Management
1.9 Elect Director David F. Walker For For Management
1.10 Elect Director Mary Lee Widener For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MCKESSON CORPORATION
Ticker: MCK Security ID: 58155Q103
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Andy D. Bryant For For Management
1b Elect Director Wayne A. Budd For For Management
1c Elect Director John H. Hammergren For For Management
1d Elect Director Alton F. Irby, III For Against Management
1e Elect Director M. Christine Jacobs For Against Management
1f Elect Director Marie L. Knowles For For Management
1g Elect Director David M. Lawrence For Against Management
1h Elect Director Edward A. Mueller For Against Management
1i Elect Director Jane E. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Amend Qualified Employee Stock For For Management
Purchase Plan
6 Provide Right to Call Special Meeting For For Management
7 Provide Right to Act by Written Consent Against For Shareholder
8 Report on Political Contributions Against For Shareholder
9 Stock Retention/Holding Period Against Against Shareholder
10 Clawback Policy and Disclosure of Against For Shareholder
Clawback Activity
--------------------------------------------------------------------------------
NIKE, INC.
Ticker: NKE Security ID: 654106103
Meeting Date: SEP 19, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan B. Graf, Jr. For For Management
1.2 Elect Director John C. Lechleiter For For Management
1.3 Elect Director Phyllis M. Wise For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
THE J. M. SMUCKER COMPANY
Ticker: SJM Security ID: 832696405
Meeting Date: AUG 14, 2013 Meeting Type: Annual
Record Date: JUN 17, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Kathryn W. Dindo For For Management
1b Elect Director Robert B. Heisler, Jr. For For Management
1c Elect Director Richard K. Smucker For For Management
1d Elect Director Paul Smucker Wagstaff For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Declassify the Board of Directors For For Management
================= AllianceBernstein Select US Equity Portfolio =================
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Ursula M. Burns For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Theodore J. Leonsis For For Management
1g Elect Director Richard C. Levin For For Management
1h Elect Director Richard A. McGinn For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Steven S Reinemund For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Robert D. Walter For For Management
1m Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Report on Board Oversight of Privacy Against Against Shareholder
and Data Security and Requests for
Customer Information
6 Provide Right to Act by Written Consent Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For For Management
1.2 Elect Director Glen C. Warren, Jr. For For Management
1.3 Elect Director James R. Levy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Abstain Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against For Shareholder
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3.1 Elect Director William A. Ackman For For Management
3.2 Elect Director Gary F. Colter For For Management
3.3 Elect Director Isabelle Courville For For Management
3.4 Elect Director Paul G. Haggis For For Management
3.5 Elect Director E. Hunter Harrison For For Management
3.6 Elect Director Paul C. Hilal For For Management
3.7 Elect Director Krystyna T. Hoeg For For Management
3.8 Elect Director Rebecca MacDonald For For Management
3.9 Elect Director Anthony R. Melman For For Management
3.10 Elect Director Linda J. Morgan For For Management
3.11 Elect Director Jim Prentice For For Management
3.12 Elect Director Andrew F. Reardon For For Management
3.13 Elect Director Stephen C. Tobias For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against For Shareholder
7 Report on Controls to Ensure no Sales Against For Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Linda Hefner Filler For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Patricia D. Fili-Krushel For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Limit Accelerated Vesting of Awards Against For Shareholder
8 Adopt Policy Prohibiting Hedging and Against Against Shareholder
Pledging Transactions
9 Report on Political Contributions Against For Shareholder
10 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
11 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director Robert J. Dennis For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Thomas F. Frist III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Ann H. Lamont For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director Stephen G. Pagliuca For For Management
1.12 Elect Director Wayne J. Riley For For Management
1.13 Elect Director John W. Rowe For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Ill For For Management
1.2 Elect Director Jeffrey S. Lorberbaum For For Management
1.3 Elect Director Karen A. Smith Bogart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Brent Callinicos For For Management
1.3 Elect Director Emanuel Chirico For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Joseph B. Fuller For For Management
1.6 Elect Director Fred Gehring For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Henry Nasella For For Management
1.10 Elect Director Rita M. Rodriguez For For Management
1.11 Elect Director Edward R. Rosenfeld For For Management
1.12 Elect Director Craig Rydin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica M. Bibliowicz For For Management
1.2 Elect Director Fiona P. Dias For For Management
2 Declassify the Board of Directors For For Management
3 Amend Certificate of Incorpoation to For For Management
Eliminate Provisions Related to Apollo
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Eyal M. Ofer For For Management
1c Elect Director William K. Reilly For For Management
1d Elect Director Vagn O. Sorensen For For Management
1e Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
5 Prepare Employment Diversity Report Against Against Shareholder
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Buckman For For Management
1.2 Elect Director George Herrera For For Management
1.3 Elect Director Brian Mulroney For For Management
1.4 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
=============== AllianceBernstein Select US Long/Short Portfolio ===============
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Paul M. Bisaro For For Management
1b Elect Director James H. Bloem For For Management
1c Elect Director Christopher W. Bodine For For Management
1d Elect Director Tamar D. Howson For For Management
1e Elect Director John A. King For For Management
1f Elect Director Catherine M. Klema For For Management
1g Elect Director Jiri Michal For For Management
1h Elect Director Sigurdur Olafsson For For Management
1i Elect Director Patrick J. O'Sullivan For For Management
1j Elect Director Ronald R. Taylor For For Management
1k Elect Director Andrew L. Turner For For Management
1l Elect Director Fred G. Weiss For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
ACTAVIS PLC
Ticker: ACT Security ID: G0083B108
Meeting Date: JUN 17, 2014 Meeting Type: Special
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ACTAVIS, INC.
Ticker: ACT Security ID: 00507K103
Meeting Date: SEP 10, 2013 Meeting Type: Special
Record Date: JUL 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Merger Agreement For For Management
2 Approve Creation of Distributable For For Management
Reserves
3 Advisory Vote on Golden Parachutes For For Management
4 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
ALLERGAN, INC.
Ticker: AGN Security ID: 018490102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director David E.I. Pyott For For Management
1b Elect Director Michael R. Gallagher For For Management
1c Elect Director Deborah Dunsire For For Management
1d Elect Director Trevor M. Jones For For Management
1e Elect Director Louis J. Lavigne, Jr. For For Management
1f Elect Director Peter J. McDonnell For For Management
1g Elect Director Timothy D. Proctor For For Management
1h Elect Director Russell T. Ray For For Management
1i Elect Director Henri A. Termeer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent For For Management
5 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
AMAZON.COM, INC.
Ticker: AMZN Security ID: 023135106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Jeffrey P. Bezos For For Management
1b Elect Director Tom A. Alberg For For Management
1c Elect Director John Seely Brown For For Management
1d Elect Director William B. Gordon For For Management
1e Elect Director Jamie S. Gorelick For For Management
1f Elect Director Alain Monie For For Management
1g Elect Director Jonathan J. Rubinstein For For Management
1h Elect Director Thomas O. Ryder For For Management
1i Elect Director Patricia Q. Stonesifer For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
AMERICAN EXPRESS COMPANY
Ticker: AXP Security ID: 025816109
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charlene Barshefsky For For Management
1b Elect Director Ursula M. Burns For For Management
1c Elect Director Kenneth I. Chenault For For Management
1d Elect Director Peter Chernin For For Management
1e Elect Director Anne Lauvergeon For For Management
1f Elect Director Theodore J. Leonsis For For Management
1g Elect Director Richard C. Levin For For Management
1h Elect Director Richard A. McGinn For For Management
1i Elect Director Samuel J. Palmisano For For Management
1j Elect Director Steven S Reinemund For For Management
1k Elect Director Daniel L. Vasella For For Management
1l Elect Director Robert D. Walter For For Management
1m Elect Director Ronald A. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Prepare Employment Diversity Report Against Against Shareholder
5 Report on Board Oversight of Privacy Against Against Shareholder
and Data Security and Requests for
Customer Information
6 Provide Right to Act by Written Consent Against For Shareholder
7 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
AMERICAN TOWER CORPORATION
Ticker: AMT Security ID: 03027X100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Raymond P. Dolan For For Management
1b Elect Director Ronald M. Dykes For For Management
1c Elect Director Carolyn F. Katz For For Management
1d Elect Director Gustavo Lara Cantu For For Management
1e Elect Director JoAnn A. Reed For For Management
1f Elect Director Pamela D.A. Reeve For For Management
1g Elect Director David E. Sharbutt For For Management
1h Elect Director James D. Taiclet, Jr. For For Management
1i Elect Director Samme L. Thompson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ANADARKO PETROLEUM CORPORATION
Ticker: APC Security ID: 032511107
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Anthony R. Chase For For Management
1b Elect Director Kevin P. Chilton For For Management
1c Elect Director H. Paulett Eberhart For For Management
1d Elect Director Peter J. Fluor For For Management
1e Elect Director Richard L. George For For Management
1f Elect Director Charles W. Goodyear For For Management
1g Elect Director John R. Gordon For For Management
1h Elect Director Eric D. Mullins For For Management
1i Elect Director R. A. Walker For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Report on Financial Risks of Climate Against For Shareholder
Change
--------------------------------------------------------------------------------
ANTERO RESOURCES CORPORATION
Ticker: AR Security ID: 03674X106
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul M. Rady For For Management
1.2 Elect Director Glen C. Warren, Jr. For For Management
1.3 Elect Director James R. Levy For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
APPLE INC.
Ticker: AAPL Security ID: 037833100
Meeting Date: FEB 28, 2014 Meeting Type: Annual
Record Date: DEC 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Campbell For For Management
1.2 Elect Director Timothy Cook For For Management
1.3 Elect Director Millard Drexler For For Management
1.4 Elect Director Al Gore For For Management
1.5 Elect Director Robert Iger For For Management
1.6 Elect Director Andrea Jung For For Management
1.7 Elect Director Arthur Levinson For For Management
1.8 Elect Director Ronald Sugar For For Management
2 Adopt Majority Voting for Uncontested For For Management
Election of Directors
3 Amend Articles to Eliminate Board For For Management
Blank Check Authority to Issue
Preferred Stock
4 Establish a Par Value for Common Stock For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Approve Omnibus Stock Plan For For Management
8 Establish Board Committee on Human Against Against Shareholder
Rights
9 Report on Trade Associations and Against Against Shareholder
Organizations that Promote
Sustainability Practices
10 Advisory Vote to Increase Capital Against Abstain Shareholder
Repurchase Program
11 Proxy Access Against Against Shareholder
--------------------------------------------------------------------------------
AVIS BUDGET GROUP, INC.
Ticker: CAR Security ID: 053774105
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ronald L. Nelson For For Management
1.2 Elect Director Alun Cathcart For For Management
1.3 Elect Director Mary C. Choksi For For Management
1.4 Elect Director Leonard S. Coleman For For Management
1.5 Elect Director Jeffrey H. Fox For For Management
1.6 Elect Director John D. Hardy, Jr. For For Management
1.7 Elect Director Lynn Krominga For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director F. Robert Salerno For For Management
1.10 Elect Director Stender E. Sweeney For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
BANK OF AMERICA CORPORATION
Ticker: BAC Security ID: 060505104
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sharon L. Allen For For Management
1.2 Elect Director Susan S. Bies For For Management
1.3 Elect Director Jack O. Bovender, Jr. For For Management
1.4 Elect Director Frank P. Bramble, Sr. For For Management
1.5 Elect Director Pierre J. P. de Weck For For Management
1.6 Elect Director Arnold W. Donald For For Management
1.7 Elect Director Charles K. Gifford For For Management
1.8 Elect Director Charles O. Holliday, Jr. For For Management
1.9 Elect Director Linda P. Hudson For For Management
1.10 Elect Director Monica C. Lozano For For Management
1.11 Elect Director Thomas J. May For For Management
1.12 Elect Director Brian T. Moynihan For For Management
1.13 Elect Director Lionel L. Nowell, III For For Management
1.14 Elect Director Clayton S. Rose For For Management
1.15 Elect Director R. David Yost For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Certificate of Designations for For For Management
Series T Preferred Stock
5 Provide for Cumulative Voting Against For Shareholder
6 Adopt Proxy Access Right Against For Shareholder
7 Report on Climate Change Financing Risk Against Against Shareholder
8 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
BERKSHIRE HATHAWAY INC.
Ticker: BRK.B Security ID: 084670702
Meeting Date: MAY 03, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Warren E. Buffett For For Management
1.2 Elect Director Charles T. Munger For For Management
1.3 Elect Director Howard G. Buffett For For Management
1.4 Elect Director Stephen B. Burke For For Management
1.5 Elect Director Susan L. Decker For For Management
1.6 Elect Director William H. Gates, III For For Management
1.7 Elect Director David S. Gottesman For For Management
1.8 Elect Director Charlotte Guyman For For Management
1.9 Elect Director Donald R. Keough For For Management
1.10 Elect Director Thomas S. Murphy For For Management
1.11 Elect Director Ronald L. Olson For For Management
1.12 Elect Director Walter Scott, Jr. For For Management
1.13 Elect Director Meryl B. Witmer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency Three One Year Management
Years
4 Adopt Quantitative Goals for GHG and Against Against Shareholder
Other Air Emissions
5 Approve Annual Dividends Against Against Shareholder
--------------------------------------------------------------------------------
BOB EVANS FARMS, INC.
Ticker: BOBE Security ID: 096761101
Meeting Date: AUG 21, 2013 Meeting Type: Annual
Record Date: JUN 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Larry C. Corbin For For Management
1b Elect Director Steven A. Davis For For Management
1c Elect Director Michael J. Gasser For For Management
1d Elect Director E. Gordon Gee For For Management
1e Elect Director E.W. (Bill) Ingram, III For For Management
1f Elect Director Mary Kay Haben For For Management
1g Elect Director Cheryl L. Krueger For For Management
1h Elect Director G. Robert Lucas For For Management
1i Elect Director Eileen A. Mallesch For For Management
1j Elect Director Paul S. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CANADIAN PACIFIC RAILWAY LIMITED
Ticker: CP Security ID: 13645T100
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Ratify Deloitte LLP as Auditors For For Management
2 Advisory Vote on Executive For For Management
Compensation Approach
3.1 Elect Director William A. Ackman For For Management
3.2 Elect Director Gary F. Colter For For Management
3.3 Elect Director Isabelle Courville For For Management
3.4 Elect Director Paul G. Haggis For For Management
3.5 Elect Director E. Hunter Harrison For For Management
3.6 Elect Director Paul C. Hilal For For Management
3.7 Elect Director Krystyna T. Hoeg For For Management
3.8 Elect Director Rebecca MacDonald For For Management
3.9 Elect Director Anthony R. Melman For For Management
3.10 Elect Director Linda J. Morgan For For Management
3.11 Elect Director Jim Prentice For For Management
3.12 Elect Director Andrew F. Reardon For For Management
3.13 Elect Director Stephen C. Tobias For For Management
--------------------------------------------------------------------------------
CATERPILLAR INC.
Ticker: CAT Security ID: 149123101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David L. Calhoun For For Management
1.2 Elect Director Daniel M. Dickinson For For Management
1.3 Elect Director Juan Gallardo For For Management
1.4 Elect Director Jesse J. Greene, Jr. For For Management
1.5 Elect Director Jon M. Huntsman, Jr. For For Management
1.6 Elect Director Peter A. Magowan For For Management
1.7 Elect Director Dennis A. Muilenburg For For Management
1.8 Elect Director Douglas R. Oberhelman For For Management
1.9 Elect Director William A. Osborn For For Management
1.10 Elect Director Edward B. Rust, Jr. For For Management
1.11 Elect Director Susan C. Schwab For For Management
1.12 Elect Director Miles D. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Review and Amend Human Rights Policies Against For Shareholder
7 Report on Controls to Ensure no Sales Against For Shareholder
to Sudan
8 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
CELGENE CORPORATION
Ticker: CELG Security ID: 151020104
Meeting Date: JUN 18, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert J. Hugin For For Management
1.2 Elect Director Richard W. Barker For For Management
1.3 Elect Director Michael D. Casey For For Management
1.4 Elect Director Carrie S. Cox For For Management
1.5 Elect Director Rodman L. Drake For For Management
1.6 Elect Director Michael A. Friedman For For Management
1.7 Elect Director Gilla Kaplan For For Management
1.8 Elect Director James J. Loughlin For For Management
1.9 Elect Director Ernest Mario For For Management
2 Ratify Auditors For For Management
3 Increase Authorized Common Stock and For For Management
Approve Stock Split
4 Amend Omnibus Stock Plan For For Management
5 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
CHARTER COMMUNICATIONS, INC.
Ticker: CHTR Security ID: 16117M305
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director W. Lance Conn For For Management
1.2 Elect Director Michael P. Huseby For For Management
1.3 Elect Director Craig A. Jacobson For For Management
1.4 Elect Director Gregory B. Maffei For Withhold Management
1.5 Elect Director John C. Malone For Withhold Management
1.6 Elect Director John D. Markley, Jr. For For Management
1.7 Elect Director David C. Merritt For For Management
1.8 Elect Director Balan Nair For Withhold Management
1.9 Elect Director Thomas M. Rutledge For For Management
1.10 Elect Director Eric L. Zinterhofer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CISCO SYSTEMS, INC.
Ticker: CSCO Security ID: 17275R102
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 20, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Carol A. Bartz For For Management
1b Elect Director Marc Benioff For For Management
1c Elect Director Gregory Q. Brown For For Management
1d Elect Director M. Michele Burns For For Management
1e Elect Director Michael D. Capellas For For Management
1f Elect Director John T. Chambers For For Management
1g Elect Director Brian L. Halla For For Management
1h Elect Director John L. Hennessy For For Management
1i Elect Director Kristina M. Johnson For For Management
1j Elect Director Roderick C. McGeary For For Management
1k Elect Director Arun Sarin For For Management
1l Elect Director Steven M. West For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Approve Proxy Advisor Competition Against Against Shareholder
--------------------------------------------------------------------------------
CITIGROUP INC.
Ticker: C Security ID: 172967424
Meeting Date: APR 22, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael L. Corbat For For Management
1b Elect Director Duncan P. Hennes For For Management
1c Elect Director Franz B. Humer For For Management
1d Elect Director Eugene M. McQuade For For Management
1e Elect Director Michael E. O'Neill For For Management
1f Elect Director Gary M. Reiner For For Management
1g Elect Director Judith Rodin For For Management
1h Elect Director Robert L. Ryan For For Management
1i Elect Director Anthony M. Santomero For For Management
1j Elect Director Joan E. Spero For For Management
1k Elect Director Diana L. Taylor For For Management
1l Elect Director William S. Thompson, Jr. For For Management
1m Elect Director James S. Turley For For Management
1n Elect Director Ernesto Zedillo Ponce For For Management
de Leon
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Stock Retention/Holding Period Against Against Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Amend Director Indemnifications Against Against Shareholder
Provisions
8 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
COMCAST CORPORATION
Ticker: CMCSA Security ID: 20030N101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kenneth J. Bacon For For Management
1.2 Elect Director Sheldon M. Bonovitz For For Management
1.3 Elect Director Edward D. Breen For For Management
1.4 Elect Director Joseph J. Collins For For Management
1.5 Elect Director J. Michael Cook For For Management
1.6 Elect Director Gerald L. Hassell For For Management
1.7 Elect Director Jeffrey A. Honickman For For Management
1.8 Elect Director Eduardo G. Mestre For For Management
1.9 Elect Director Brian L. Roberts For For Management
1.10 Elect Director Ralph J. Roberts For For Management
1.11 Elect Director Johnathan A. Rodgers For For Management
1.12 Elect Director Judith Rodin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Pro-rata Vesting of Equity Plans Against For Shareholder
--------------------------------------------------------------------------------
CONAGRA FOODS, INC.
Ticker: CAG Security ID: 205887102
Meeting Date: SEP 27, 2013 Meeting Type: Annual
Record Date: JUL 31, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Stephen G. Butler For For Management
1.3 Elect Director Steven F. Goldstone For For Management
1.4 Elect Director Joie A. Gregor For For Management
1.5 Elect Director Rajive Johri For For Management
1.6 Elect Director W.G. Jurgensen For For Management
1.7 Elect Director Richard H. Lenny For For Management
1.8 Elect Director Ruth Ann Marshall For For Management
1.9 Elect Director Gary M. Rodkin For For Management
1.10 Elect Director Andrew J. Schindler For For Management
1.11 Elect Director Kenneth E. Stinson For For Management
2 Ratification Of The Appointment Of For For Management
Independent Auditor
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
CROWN CASTLE INTERNATIONAL CORP.
Ticker: CCI Security ID: 228227104
Meeting Date: MAY 30, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director P. Robert Bartolo For For Management
1b Elect Director Dale N. Hatfield For For Management
1c Elect Director Lee W. Hogan For For Management
1d Elect Director Robert F. McKenzie For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CVS CAREMARK CORPORATION
Ticker: CVS Security ID: 126650100
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director C. David Brown, II For For Management
1.2 Elect Director Nancy-Ann M. DeParle For For Management
1.3 Elect Director David W. Dorman For For Management
1.4 Elect Director Anne M. Finucane For For Management
1.5 Elect Director Larry J. Merlo For For Management
1.6 Elect Director Jean-Pierre Millon For For Management
1.7 Elect Director Richard J. Swift For For Management
1.8 Elect Director William C. Weldon For For Management
1.9 Elect Director Tony L. White For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DANAHER CORPORATION
Ticker: DHR Security ID: 235851102
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director H. Lawrence Culp, Jr. For For Management
1.2 Elect Director Donald J. Ehrlich For For Management
1.3 Elect Director Linda Hefner Filler For For Management
1.4 Elect Director Teri List-Stoll For For Management
1.5 Elect Director Walter G. Lohr, Jr. For For Management
1.6 Elect Director Mitchell P. Rales For For Management
1.7 Elect Director Steven M. Rales For For Management
1.8 Elect Director John T. Schwieters For For Management
1.9 Elect Director Alan G. Spoon For For Management
1.10 Elect Director Elias A. Zerhouni For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
5 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
DELTA AIR LINES, INC.
Ticker: DAL Security ID: 247361702
Meeting Date: JUN 27, 2014 Meeting Type: Annual
Record Date: MAY 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Richard H. Anderson For For Management
1b Elect Director Edward H. Bastian For For Management
1c Elect Director Roy J. Bostock For For Management
1d Elect Director John S. Brinzo For For Management
1e Elect Director Daniel A. Carp For For Management
1f Elect Director David G. DeWalt For For Management
1g Elect Director William H. Easter, III For For Management
1h Elect Director Mickey P. Foret For For Management
1i Elect Director Shirley C. Franklin For For Management
1j Elect Director David R. Goode For For Management
1k Elect Director George N. Mattson For For Management
1l Elect Director Paula Rosput Reynolds For For Management
1m Elect Director Kenneth C. Rogers For For Management
1n Elect Director Kenneth B. Woodrow For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Approve Increase in Size of Board For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
DOLLAR GENERAL CORPORATION
Ticker: DG Security ID: 256677105
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Warren F. Bryant For For Management
1b Elect Director Michael M. Calbert For For Management
1c Elect Director Sandra B. Cochran For For Management
1d Elect Director Richard W. Dreiling For For Management
1e Elect Director Patricia D. Fili-Krushel For For Management
1f Elect Director William C. Rhodes, III For For Management
1g Elect Director David B. Rickard For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DTE ENERGY COMPANY
Ticker: DTE Security ID: 233331107
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 05, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Gerard M. Anderson For For Management
1.2 Elect Director Lillian Bauder For For Management
1.3 Elect Director David A. Brandon For For Management
1.4 Elect Director W. Frank Fountain, Jr. For For Management
1.5 Elect Director Charles G. McClure, Jr. For For Management
1.6 Elect Director Gail J. McGovern For For Management
1.7 Elect Director Mark A. Murray For For Management
1.8 Elect Director James B. Nicholson For For Management
1.9 Elect Director Charles W. Pryor, Jr. For For Management
1.10 Elect Director Josue Robles, Jr. For For Management
1.11 Elect Director Ruth G. Shaw For For Management
1.12 Elect Director David A. Thomas For For Management
1.13 Elect Director James H. Vandenberghe For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EATON CORPORATION PLC
Ticker: ETN Security ID: G29183103
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director George S. Barrett For For Management
1b Elect Director Todd M. Bluedorn For For Management
1c Elect Director Christopher M. Connor For For Management
1d Elect Director Michael J. Critelli For For Management
1e Elect Director Alexander M. Cutler For For Management
1f Elect Director Charles E. Golden For For Management
1g Elect Director Linda A. Hill For For Management
1h Elect Director Arthur E. Johnson For For Management
1i Elect Director Ned C. Lautenbach For For Management
1j Elect Director Deborah L. McCoy For For Management
1k Elect Director Gregory R. Page For For Management
1l Elect Director Gerald B. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approval of Overseas Market Purchases For For Management
of the Company Shares
--------------------------------------------------------------------------------
EBAY INC.
Ticker: EBAY Security ID: 278642103
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Fred D. Anderson For For Management
1.2 Elect Director Edward W. Barnholt For For Management
1.3 Elect Director Scott D. Cook For For Management
1.4 Elect Director John J. Donahoe For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Vote on Company's Spin Off (Withdrawn) None None Shareholder
--------------------------------------------------------------------------------
EMC CORPORATION
Ticker: EMC Security ID: 268648102
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael W. Brown For For Management
1b Elect Director Randolph L. Cowen For For Management
1c Elect Director Gail Deegan For For Management
1d Elect Director James S. DiStasio For For Management
1e Elect Director John R. Egan For For Management
1f Elect Director William D. Green For For Management
1g Elect Director Edmund F. Kelly For For Management
1h Elect Director Jami Miscik For For Management
1i Elect Director Paul Sagan For For Management
1j Elect Director David N. Strohm For For Management
1k Elect Director Joseph M. Tucci For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
--------------------------------------------------------------------------------
EOG RESOURCES, INC.
Ticker: EOG Security ID: 26875P101
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janet F. Clark For For Management
1b Elect Director Charles R. Crisp For For Management
1c Elect Director James C. Day For For Management
1d Elect Director Mark G. Papa For For Management
1e Elect Director H. Leighton Steward For For Management
1f Elect Director Donald F. Textor For For Management
1g Elect Director William R. Thomas For For Management
1h Elect Director Frank G. Wisner For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Management of Hydraulic Against For Shareholder
Fracturing Risks and Opportunities
5 Report on Methane Emissions Management Against For Shareholder
and Reduction Targets
--------------------------------------------------------------------------------
EXPEDIA, INC.
Ticker: EXPE Security ID: 30212P303
Meeting Date: JUN 17, 2014 Meeting Type: Annual
Record Date: APR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. George 'Skip' Battle For For Management
1.2 Elect Director Pamela L. Coe For For Management
1.3 Elect Director Barry Diller For For Management
1.4 Elect Director Jonathan L. Dolgen For For Management
1.5 Elect Director Craig A. Jacobson For For Management
1.6 Elect Director Victor A. Kaufman For For Management
1.7 Elect Director Peter M. Kern For For Management
1.8 Elect Director Dara Khosrowshahi For For Management
1.9 Elect Director John C. Malone For For Management
1.10 Elect Director Jose A. Tazon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Political Contributions Against For Shareholder
--------------------------------------------------------------------------------
EXXON MOBIL CORPORATION
Ticker: XOM Security ID: 30231G102
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael J. Boskin For For Management
1.2 Elect Director Peter Brabeck-Letmathe For For Management
1.3 Elect Director Ursula M. Burns For For Management
1.4 Elect Director Larry R. Faulkner For For Management
1.5 Elect Director Jay S. Fishman For For Management
1.6 Elect Director Henrietta H. Fore For For Management
1.7 Elect Director Kenneth C. Frazier For For Management
1.8 Elect Director William W. George For For Management
1.9 Elect Director Samuel J. Palmisano For For Management
1.10 Elect Director Steven S Reinemund For For Management
1.11 Elect Director Rex W. Tillerson For For Management
1.12 Elect Director William C. Weldon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require a Majority Vote for the Against For Shareholder
Election of Directors
5 Limit Directors to a Maximum of Three Against Against Shareholder
Board Memberships in Companies with
Sales over $500 Million Annually
6 Amend EEO Policy to Prohibit Against For Shareholder
Discrimination Based on Sexual
Orientation and Gender Identity
7 Report on Lobbying Payments and Policy Against For Shareholder
8 Adopt Quantitative GHG Goals for Against For Shareholder
Products and Operations
--------------------------------------------------------------------------------
FACEBOOK, INC.
Ticker: FB Security ID: 30303M102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Marc L. Andreessen For For Management
1.2 Elect Director Erskine B. Bowles For For Management
1.3 Elect Director Susan D. For For Management
Desmond-Hellmann
1.4 Elect Director Donald E. Graham For For Management
1.5 Elect Director Reed Hastings For For Management
1.6 Elect Director Sheryl K. Sandberg For For Management
1.7 Elect Director Peter A. Thiel For For Management
1.8 Elect Director Mark Zuckerberg For For Management
2 Ratify Auditors For For Management
3 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
4 Report on Lobbying Payments and Policy Against For Shareholder
5 Screen Political Contributions for Against Against Shareholder
Consistency with Corporate Values
6 Assess Privacy and Advertising Policy Against Against Shareholder
Relating to Childhood Obesity
7 Report on Sustainability Against For Shareholder
--------------------------------------------------------------------------------
FAMILY DOLLAR STORES, INC.
Ticker: FDO Security ID: 307000109
Meeting Date: JAN 16, 2014 Meeting Type: Annual
Record Date: NOV 27, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark R. Bernstein For For Management
1.2 Elect Director Pamela L. Davies For For Management
1.3 Elect Director Sharon Allred Decker For For Management
1.4 Elect Director Edward C. Dolby For For Management
1.5 Elect Director Glenn A. Eisenberg For For Management
1.6 Elect Director Edward P. Garden For For Management
1.7 Elect Director Howard R. Levine For For Management
1.8 Elect Director George R. Mahoney, Jr. For For Management
1.9 Elect Director James G. Martin For For Management
1.10 Elect Director Harvey Morgan For For Management
1.11 Elect Director Dale C. Pond For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FEDEX CORPORATION
Ticker: FDX Security ID: 31428X106
Meeting Date: SEP 23, 2013 Meeting Type: Annual
Record Date: JUL 29, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director John A. Edwardson For For Management
1.3 Elect Director Shirley Ann Jackson For For Management
1.4 Elect Director Steven R. Loranger For For Management
1.5 Elect Director Gary W. Loveman For For Management
1.6 Elect Director R. Brad Martin For For Management
1.7 Elect Director Joshua Cooper Ramo For For Management
1.8 Elect Director Susan C. Schwab For For Management
1.9 Elect Director Frederick W. Smith For For Management
1.10 Elect Director David P. Steiner For For Management
1.11 Elect Director Paul S. Walsh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
5 Require Independent Board Chairman Against Against Shareholder
6 Adopt Proxy Access Right Against Against Shareholder
7 Limit Accelerated Vesting of Awards Against For Shareholder
8 Adopt Policy Prohibiting Hedging and Against Against Shareholder
Pledging Transactions
9 Report on Political Contributions Against For Shareholder
10 Adopt Policy to Ensure Consistency Against Against Shareholder
between Company Values and Political
Contributions
11 Provide Vote Counting to Exclude Against Against Shareholder
Abstentions
--------------------------------------------------------------------------------
GENERAL MILLS, INC.
Ticker: GIS Security ID: 370334104
Meeting Date: SEP 24, 2013 Meeting Type: Annual
Record Date: JUL 26, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Bradbury H. Anderson For For Management
1b Elect Director R. Kerry Clark For For Management
1c Elect Director Paul Danos For For Management
1d Elect Director William T. Esrey For For Management
1e Elect Director Raymond V. Gilmartin For For Management
1f Elect Director Judith Richards Hope For For Management
1g Elect Director Heidi G. Miller For For Management
1h Elect Director Hilda Ochoa-Brillembourg For For Management
1i Elect Director Steve Odland For For Management
1j Elect Director Kendall J. Powell For For Management
1k Elect Director Michael D. Rose For For Management
1l Elect Director Robert L. Ryan For For Management
1m Elect Director Dorothy A. Terrell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Responsibility for Against For Shareholder
Post-Consumer Product Packaging
--------------------------------------------------------------------------------
GENERAL MOTORS COMPANY
Ticker: GM Security ID: 37045V100
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Joseph J. Ashton For For Management
1b Elect Director Mary T. Barra For For Management
1c Elect Director Erroll B. Davis, Jr. For For Management
1d Elect Director Stephen J. Girsky For For Management
1e Elect Director E. Neville Isdell For For Management
1f Elect Director Kathryn V. Marinello For For Management
1g Elect Director Michael G. Mullen For For Management
1h Elect Director James J. Mulva For For Management
1i Elect Director Patricia F. Russo For For Management
1j Elect Director Thomas M. Schoewe For For Management
1k Elect Director Theodore M. Solso For For Management
1l Elect Director Carol M. Stephenson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
5 Approve Executive Incentive Bonus Plan For For Management
6 Approve Omnibus Stock Plan For For Management
7 Provide for Cumulative Voting Against Against Shareholder
8 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
GILEAD SCIENCES, INC.
Ticker: GILD Security ID: 375558103
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Cogan For For Management
1b Elect Director Etienne F. Davignon For For Management
1c Elect Director Carla A. Hills For For Management
1d Elect Director Kevin E. Lofton For For Management
1e Elect Director John W. Madigan For For Management
1f Elect Director John C. Martin For For Management
1g Elect Director Nicholas G. Moore For For Management
1h Elect Director Richard J. Whitley For For Management
1i Elect Director Gayle E. Wilson For For Management
1j Elect Director Per Wold-Olsen For For Management
2 Ratify Auditors For For Management
3 Approve Amendment to Certificate of For Against Management
Incorporation to Adopt Delaware as the
Exclusive Forum for Certain Legal
Actions
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Require Independent Board Chairman Against Against Shareholder
6 Provide Right to Act by Written Consent Against For Shareholder
7 Link CEO Compensation to Patient Against Against Shareholder
Access to the Company's Medicine
--------------------------------------------------------------------------------
GOOGLE INC.
Ticker: GOOG Security ID: 38259P508
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Page For For Management
1.2 Elect Director Sergey Brin For For Management
1.3 Elect Director Eric E. Schmidt For For Management
1.4 Elect Director L. John Doerr For For Management
1.5 Elect Director Diane B. Greene For For Management
1.6 Elect Director John L. Hennessy For For Management
1.7 Elect Director Ann Mather For For Management
1.8 Elect Director Paul S. Otellini For For Management
1.9 Elect Director K. Ram Shriram For For Management
1.10 Elect Director Shirley M. Tilghman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Recapitalization Plan for all Against For Shareholder
Stock to Have One-vote per Share
5 Report on Lobbying Payments and Policy Against For Shareholder
6 Require a Majority Vote for the Against For Shareholder
Election of Directors
7 Adopt Policy and Report on Impact of Against Against Shareholder
Tax Strategy
8 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
GROUPON, INC.
Ticker: GRPN Security ID: 399473107
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Eric Lefkofsky For For Management
1.2 Elect Director Peter Barris For For Management
1.3 Elect Director Robert Bass For For Management
1.4 Elect Director Daniel Henry For For Management
1.5 Elect Director Jeffrey Housenbold For For Management
1.6 Elect Director Bradley Keywell For For Management
1.7 Elect Director Theodore Leonsis For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
HALLIBURTON COMPANY
Ticker: HAL Security ID: 406216101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan M. Bennett For For Management
1.2 Elect Director James R. Boyd For For Management
1.3 Elect Director Milton Carroll For For Management
1.4 Elect Director Nance K. Dicciani For For Management
1.5 Elect Director Murry S. Gerber For For Management
1.6 Elect Director Jose C. Grubisich For For Management
1.7 Elect Director Abdallah S. Jum'ah For For Management
1.8 Elect Director David J. Lesar For For Management
1.9 Elect Director Robert A. Malone For For Management
1.10 Elect Director J. Landis Martin For For Management
1.11 Elect Director Debra L. Reed For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
HCA HOLDINGS, INC.
Ticker: HCA Security ID: 40412C101
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard M. Bracken For For Management
1.2 Elect Director R. Milton Johnson For For Management
1.3 Elect Director Robert J. Dennis For For Management
1.4 Elect Director Nancy-Ann DeParle For For Management
1.5 Elect Director Thomas F. Frist III For For Management
1.6 Elect Director William R. Frist For For Management
1.7 Elect Director Ann H. Lamont For For Management
1.8 Elect Director Jay O. Light For For Management
1.9 Elect Director Geoffrey G. Meyers For For Management
1.10 Elect Director Michael W. Michelson For For Management
1.11 Elect Director Stephen G. Pagliuca For For Management
1.12 Elect Director Wayne J. Riley For For Management
1.13 Elect Director John W. Rowe For For Management
2 Ratify Auditors For For Management
3 Approve Nonqualified Employee Stock For For Management
Purchase Plan
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HERBALIFE LTD.
Ticker: HLF Security ID: G4412G101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael O. Johnson For For Management
1.2 Elect Director John Tartol For For Management
1.3 Elect Director Hunter C. Gary For Withhold Management
1.4 Elect Director Jesse A. Lynn For For Management
1.5 Elect Director James L. Nelson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERCONTINENTALEXCHANGE GROUP, INC.
Ticker: ICE Security ID: 45866F104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Charles R. Crisp For For Management
1b Elect Director Jean-Marc Forneri For For Management
1c Elect Director Fred W. Hatfield For For Management
1d Elect Director Sylvain Hefes For For Management
1e Elect Director Jan-Michiel Hessels For For Management
1f Elect Director Terrence F. Martell For For Management
1g Elect Director Callum McCarthy For For Management
1h Elect Director James J. McNulty For For Management
1i Elect Director Robert Reid For For Management
1j Elect Director Frederic V. Salerno For For Management
1k Elect Director Robert G. Scott For For Management
1l Elect Director Jeffrey C. Sprecher For For Management
1m Elect Director Judith A. Sprieser For For Management
1n Elect Director Vincent Tese For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Change Company Name For For Management
--------------------------------------------------------------------------------
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: IBM Security ID: 459200101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alain J.P. Belda For For Management
1.2 Elect Director William R. Brody For For Management
1.3 Elect Director Kenneth I. Chenault For For Management
1.4 Elect Director Michael L. Eskew For For Management
1.5 Elect Director David N. Farr For For Management
1.6 Elect Director Shirley Ann Jackson For For Management
1.7 Elect Director Andrew N. Liveris For For Management
1.8 Elect Director W. James McNerney, Jr. For For Management
1.9 Elect Director James W. Owens For For Management
1.10 Elect Director Virginia M. Rometty For For Management
1.11 Elect Director Joan E. Spero For For Management
1.12 Elect Director Sidney Taurel For For Management
1.13 Elect Director Lorenzo H. Zambrano For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Provide Right to Act by Written Consent Against For Shareholder
8 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
INVESTORS BANCORP, INC.
Ticker: ISBC Security ID: 46146P102
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis M. Bone For For Management
1.2 Elect Director Doreen R. Byrnes For For Management
1.3 Elect Director William V. Cosgrove For For Management
1.4 Elect Director Brendan J. Dugan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JOHNSON & JOHNSON
Ticker: JNJ Security ID: 478160104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary Sue Coleman For For Management
1b Elect Director James G. Cullen For For Management
1c Elect Director Ian E. L. Davis For For Management
1d Elect Director Alex Gorsky For For Management
1e Elect Director Susan L. Lindquist For For Management
1f Elect Director Mark B. McClellan For For Management
1g Elect Director Anne M. Mulcahy For For Management
1h Elect Director Leo F. Mullin For For Management
1i Elect Director William D. Perez For For Management
1j Elect Director Charles Prince For For Management
1k Elect Director A. Eugene Washington For For Management
1l Elect Director Ronald A. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against For Shareholder
--------------------------------------------------------------------------------
JPMORGAN CHASE & CO.
Ticker: JPM Security ID: 46625H100
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Linda B. Bammann For For Management
1b Elect Director James A. Bell For For Management
1c Elect Director Crandall C. Bowles For For Management
1d Elect Director Stephen B. Burke For For Management
1e Elect Director James S. Crown For For Management
1f Elect Director James Dimon For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Laban P. Jackson, Jr. For For Management
1i Elect Director Michael A. Neal For For Management
1j Elect Director Lee R. Raymond For For Management
1k Elect Director William C. Weldon For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Lobbying Payments and Policy Against Against Shareholder
5 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
6 Provide for Cumulative Voting Against Against Shareholder
--------------------------------------------------------------------------------
LAMAR ADVERTISING COMPANY
Ticker: LAMR Security ID: 512815101
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Maxwell Hamilton For For Management
1.2 Elect Director John E. Koerner, III For For Management
1.3 Elect Director Stephen P. Mumblow For For Management
1.4 Elect Director Thomas V. Reifenheiser For For Management
1.5 Elect Director Anna Reilly For For Management
1.6 Elect Director Kevin P. Reilly, Jr. For For Management
1.7 Elect Director Wendell Reilly For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LIONS GATE ENTERTAINMENT CORP.
Ticker: LGF Security ID: 535919203
Meeting Date: SEP 10, 2013 Meeting Type: Annual
Record Date: JUL 19, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Burns For For Management
1.2 Elect Director Gordon Crawford For For Management
1.3 Elect Director Arthur Evrensel For For Management
1.4 Elect Director Jon Feltheimer For For Management
1.5 Elect Director Frank Giustra For For Management
1.6 Elect Director Morley Koffman For For Management
1.7 Elect Director Harald Ludwig For For Management
1.8 Elect Director G. Scott Paterson For For Management
1.9 Elect Director Mark H. Rachesky For For Management
1.10 Elect Director Daryl Simm For For Management
1.11 Elect Director Hardwick Simmons For For Management
1.12 Elect Director Phyllis Yaffe For For Management
2 Ratify Ernst & Young LLP as Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Other Business For Against Management
--------------------------------------------------------------------------------
MACY'S, INC.
Ticker: M Security ID: 55616P104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Stephen F. Bollenbach For For Management
1b Elect Director Deirdre P. Connelly For For Management
1c Elect Director Meyer Feldberg For For Management
1d Elect Director Sara Levinson For For Management
1e Elect Director Terry J. Lundgren For For Management
1f Elect Director Joseph Neubauer For For Management
1g Elect Director Joyce M. Roche For For Management
1h Elect Director Paul C. Varga For For Management
1i Elect Director Craig E. Weatherup For For Management
1j Elect Director Marna C. Whittington For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
MCDONALD'S CORPORATION
Ticker: MCD Security ID: 580135101
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b ElectionElect Director Richard H. Lenny For For Management
1c Elect Director Walter E. Massey For For Management
1d Elect Director Cary D. McMillan For For Management
1e Elect Director Sheila A. Penrose For For Management
1f Elect Director John W. Rogers, Jr. For For Management
1g Elect Director Roger W. Stone For For Management
1h Elect Director Miles D. White For For Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
MICROSOFT CORPORATION
Ticker: MSFT Security ID: 594918104
Meeting Date: NOV 19, 2013 Meeting Type: Annual
Record Date: SEP 13, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Steven A. Ballmer For For Management
2 Elect Director Dina Dublon For For Management
3 Elect Director William H. Gates For For Management
4 Elect Director Maria M. Klawe For For Management
5 Elect Director Stephen J. Luczo For For Management
6 Elect Director David F. Marquardt For For Management
7 Elect Director Charles H. Noski For For Management
8 Elect Director Helmut Panke For For Management
9 Elect Director John W. Thompson For For Management
10 Amend Executive Incentive Bonus Plan For For Management
11 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
12 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MOHAWK INDUSTRIES, INC.
Ticker: MHK Security ID: 608190104
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard C. Ill For For Management
1.2 Elect Director Jeffrey S. Lorberbaum For For Management
1.3 Elect Director Karen A. Smith Bogart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: FEB 28, 2014 Meeting Type: Special
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Stock Option Plan 2014-2018 For Against Management
Top Management and Key People
2 Approve Stock Option Plan 2014-2018 For Against Management
Italian Corporate Structure
--------------------------------------------------------------------------------
MONCLER SPA
Ticker: MONC Security ID: T6730E110
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements, For For Management
Statutory Reports, and Allocation of
Income
2 Approve Remuneration Report For Against Management
3 Elect Internal Auditors (Bundled) None For Shareholder
--------------------------------------------------------------------------------
MOODY'S CORPORATION
Ticker: MCO Security ID: 615369105
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jorge A. Bermudez For For Management
1.2 Elect Director Kathryn M. Hill For For Management
1.3 Elect Director Leslie F. Seidman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PEPSICO, INC.
Ticker: PEP Security ID: 713448108
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Shona L. Brown For For Management
1b Elect Director George W. Buckley For For Management
1c Elect Director Ian M. Cook For For Management
1d Elect Director Dina Dublon For For Management
1e Elect Director Rona A. Fairhead For For Management
1f Elect Director Ray L. Hunt For For Management
1g Elect Director Alberto Ibarguen For For Management
1h Elect Director Indra K. Nooyi For For Management
1i Elect Director Sharon Percy Rockefeller For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Lloyd G. Trotter For For Management
1l Elect Director Daniel Vasella For For Management
1m Elect Director Alberto Weisser For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Executive Incentive Bonus Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
PFIZER INC.
Ticker: PFE Security ID: 717081103
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dennis A. Ausiello For For Management
1.2 Elect Director W. Don Cornwell For For Management
1.3 Elect Director Frances D. Fergusson For For Management
1.4 Elect Director Helen H. Hobbs For For Management
1.5 Elect Director Constance J. Horner For For Management
1.6 Elect Director James M. Kilts For For Management
1.7 Elect Director George A. Lorch For For Management
1.8 Elect Director Shantanu Narayen For For Management
1.9 Elect Director Suzanne Nora Johnson For For Management
1.10 Elect Director Ian C. Read For For Management
1.11 Elect Director Stephen W. Sanger For For Management
1.12 Elect Director Marc Tessier-Lavigne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Omnibus Stock Plan For For Management
5 Require Shareholder Vote to Approve Against Against Shareholder
Political Contributions Policy
6 Review and Assess Membership of Against Against Shareholder
Lobbying Organizations
7 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
PVH CORP.
Ticker: PVH Security ID: 693656100
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mary Baglivo For For Management
1.2 Elect Director Brent Callinicos For For Management
1.3 Elect Director Emanuel Chirico For For Management
1.4 Elect Director Juan R. Figuereo For For Management
1.5 Elect Director Joseph B. Fuller For For Management
1.6 Elect Director Fred Gehring For For Management
1.7 Elect Director Bruce Maggin For For Management
1.8 Elect Director V. James Marino For For Management
1.9 Elect Director Henry Nasella For For Management
1.10 Elect Director Rita M. Rodriguez For For Management
1.11 Elect Director Edward R. Rosenfeld For For Management
1.12 Elect Director Craig Rydin For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
QUALCOMM INCORPORATED
Ticker: QCOM Security ID: 747525103
Meeting Date: MAR 04, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Barbara T. Alexander For For Management
1b Elect Director Donald G. Cruickshank For For Management
1c Elect Director Raymond V. Dittamore For For Management
1d Elect Director Susan Hockfield For For Management
1e Elect Director Thomas W. Horton For For Management
1f Elect Director Paul E. Jacobs For For Management
1g Elect Director Sherry Lansing For For Management
1h Elect Director Steven M. Mollenkopf For For Management
1i Elect Director Duane A. Nelles For For Management
1j Elect Director Clark T. 'Sandy' Randt, For For Management
Jr.
1k Elect Director Francisco Ros For For Management
1l Elect Director Jonathan J. Rubinstein For For Management
1m Elect Director Brent Scowcroft For For Management
1n Elect Director Marc I. Stern For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Advisory Vote on Say on Pay Frequency One Year One Year Management
--------------------------------------------------------------------------------
RADIAN GROUP INC.
Ticker: RDN Security ID: 750236101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Herbert Wender For For Management
1b Elect Director David C. Carney For For Management
1c Elect Director Howard B. Culang For For Management
1d Elect Director Lisa W. Hess For For Management
1e Elect Director Stephen T. Hopkins For For Management
1f Elect Director Sanford A. Ibrahim For For Management
1g Elect Director Brian D. Montgomery For For Management
1h Elect Director Gaetano Muzio For For Management
1i Elect Director Jan Nicholson For For Management
1j Elect Director Gregory V. Serio For For Management
1k Elect Director Noel J. Spiegel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
REALOGY HOLDINGS CORP.
Ticker: RLGY Security ID: 75605Y106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jessica M. Bibliowicz For For Management
1.2 Elect Director Fiona P. Dias For For Management
2 Declassify the Board of Directors For For Management
3 Amend Certificate of Incorpoation to For For Management
Eliminate Provisions Related to Apollo
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROSS STORES, INC.
Ticker: ROST Security ID: 778296103
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael Balmuth For For Management
1b Elect Director K. Gunnar Bjorklund For For Management
1c Elect Director Michael J. Bush For For Management
1d Elect Director Norman A. Ferber For For Management
1e Elect Director Sharon D. Garrett For For Management
1f Elect Director George P. Orban For For Management
1g Elect Director Lawrence S. Peiros For For Management
1h Elect Director Gregory L. Quesnel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ROYAL CARIBBEAN CRUISES LTD.
Ticker: RCL Security ID: V7780T103
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John F. Brock For For Management
1b Elect Director Eyal M. Ofer For For Management
1c Elect Director William K. Reilly For For Management
1d Elect Director Vagn O. Sorensen For For Management
1e Elect Director Arne Alexander For For Management
Wilhelmsen
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Qualified Employee Stock For For Management
Purchase Plan
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SBA COMMUNICATIONS CORPORATION
Ticker: SBAC Security ID: 78388J106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven E. Bernstein For For Management
1b Elect Director Duncan H. Cocroft For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SCHLUMBERGER LIMITED
Ticker: SLB Security ID: 806857108
Meeting Date: APR 09, 2014 Meeting Type: Annual
Record Date: FEB 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Peter L.S. Currie For For Management
1b Elect Director Tony Isaac For For Management
1c Elect Director K. Vaman Kamath For For Management
1d Elect Director Maureen Kempston Darkes For For Management
1e Elect Director Paal Kibsgaard For For Management
1f Elect Director Nikolay Kudryavtsev For For Management
1g Elect Director Michael E. Marks For For Management
1h Elect Director Lubna S. Olayan For For Management
1i Elect Director Leo Rafael Reif For For Management
1j Elect Director Tore I. Sandvold For For Management
1k Elect Director Henri Seydoux For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Adopt and Approve Financials and For For Management
Dividends
4 Ratify PricewaterhouseCoopers LLP as For For Management
Auditors
--------------------------------------------------------------------------------
TAKE-TWO INTERACTIVE SOFTWARE, INC.
Ticker: TTWO Security ID: 874054109
Meeting Date: SEP 18, 2013 Meeting Type: Annual
Record Date: JUL 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Strauss Zelnick For For Management
1.2 Elect Director Robert A. Bowman For Withhold Management
1.3 Elect Director SungHwan Cho For For Management
1.4 Elect Director Michael Dornemann For For Management
1.5 Elect Director Brett Icahn For For Management
1.6 Elect Director J. Moses For For Management
1.7 Elect Director James L. Nelson For For Management
1.8 Elect Director Michael Sheresky For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE DOW CHEMICAL COMPANY
Ticker: DOW Security ID: 260543103
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Arnold A. Allemang For For Management
1b Elect Director Ajay Banga For For Management
1c Elect Director Jacqueline K. Barton For For Management
1d Elect Director James A. Bell For For Management
1e Elect Director Jeff M. Fettig For For Management
1f Elect Director Andrew N. Liveris For For Management
1g Elect Director Paul Polman For For Management
1h Elect Director Dennis H. Reilley For For Management
1i Elect Director James M. Ringler For For Management
1j Elect Director Ruth G. Shaw For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Provide Right to Act by Written Consent Against For Shareholder
6 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
THE GOLDMAN SACHS GROUP, INC.
Ticker: GS Security ID: 38141G104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Lloyd C. Blankfein For For Management
1b Elect Director M. Michele Burns For For Management
1c Elect Director Gary D. Cohn For For Management
1d Elect Director Claes Dahlback For For Management
1e Elect Director William W. George For For Management
1f Elect Director James A. Johnson For For Management
1g Elect Director Lakshmi N. Mittal For For Management
1h Elect Director Adebayo O. Ogunlesi For For Management
1i Elect Director Peter Oppenheimer For For Management
1j Elect Director James J. Schiro For For Management
1k Elect Director Debora L. Spar For For Management
1l Elect Director Mark E. Tucker For For Management
1m Elect Director David A. Viniar For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt Proxy Access Right Against Against Shareholder
--------------------------------------------------------------------------------
THE HOME DEPOT, INC.
Ticker: HD Security ID: 437076102
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director F. Duane Ackerman For For Management
1b Elect Director Francis S. Blake For For Management
1c Elect Director Ari Bousbib For For Management
1d Elect Director Gregory D. Brenneman For For Management
1e Elect Director J. Frank Brown For For Management
1f Elect Director Albert P. Carey For For Management
1g Elect Director Armando Codina For For Management
1h Elect Director Helena B. Foulkes For For Management
1i Elect Director Wayne M. Hewett For For Management
1j Elect Director Karen L. Katen For For Management
1k Elect Director Mark Vadon For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Bylaws -- Call Special Meetings Against Against Shareholder
5 Prepare Employment Diversity Report Against Against Shareholder
--------------------------------------------------------------------------------
THE KROGER CO.
Ticker: KR Security ID: 501044101
Meeting Date: JUN 26, 2014 Meeting Type: Annual
Record Date: APR 29, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Reuben V. Anderson For For Management
1b Elect Director Robert D. Beyer For For Management
1c Elect Director David B. Dillon For For Management
1d Elect Director Susan J. Kropf For For Management
1e Elect Director David B. Lewis For For Management
1f Elect Director W. Rodney McMullen For For Management
1g Elect Director Jorge P. Montoya For For Management
1h Elect Director Clyde R. Moore For For Management
1i Elect Director Susan M. Phillips For For Management
1j Elect Director Steven R. Rogel For For Management
1k Elect Director James A. Runde For For Management
1l Elect Director Ronald L. Sargent For For Management
1m Elect Director Bobby S. Shackouls For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
5 Report on Human Rights Risk Assessment Against For Shareholder
Process
6 Report on Extended Producer Against For Shareholder
Responsibility Policy Position and
Assess Alternatives
--------------------------------------------------------------------------------
THE MADISON SQUARE GARDEN COMPANY
Ticker: MSG Security ID: 55826P100
Meeting Date: NOV 21, 2013 Meeting Type: Annual
Record Date: SEP 24, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard D. Parsons For For Management
1.2 Elect Director Alan D. Schwartz For For Management
1.3 Elect Director Vincent Tese For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE MANITOWOC COMPANY, INC.
Ticker: MTW Security ID: 563571108
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: FEB 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald M. Condon For For Management
1.2 Elect Director Keith D. Nosbusch For For Management
1.3 Elect Director Glen E. Tellock For For Management
1.4 Elect Director Robert G. Bohn For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE PRICELINE GROUP INC.
Ticker: PCLN Security ID: 741503403
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy M. Armstrong For For Management
1.2 Elect Director Howard W. Barker, Jr. For For Management
1.3 Elect Director Jeffery H. Boyd For For Management
1.4 Elect Director Jan L. Docter For For Management
1.5 Elect Director Jeffrey E. Epstein For For Management
1.6 Elect Director James M. Guyette For For Management
1.7 Elect Director Darren R. Huston For For Management
1.8 Elect Director Nancy B. Peretsman For For Management
1.9 Elect Director Thomas E. Rothman For For Management
1.10 Elect Director Craig W. Rydin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Act by Written Consent Against For Shareholder
--------------------------------------------------------------------------------
THE WALT DISNEY COMPANY
Ticker: DIS Security ID: 254687106
Meeting Date: MAR 18, 2014 Meeting Type: Annual
Record Date: JAN 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Susan E. Arnold For For Management
1b Elect Director John S. Chen For For Management
1c Elect Director Jack Dorsey For For Management
1d Elect Director Robert A. Iger For For Management
1e Elect Director Fred H. Langhammer For For Management
1f Elect Director Aylwin B. Lewis For For Management
1g Elect Director Monica C. Lozano For For Management
1h Elect Director Robert W. Matschullat For For Management
1i Elect Director Sheryl K. Sandberg For For Management
1j Elect Director Orin C. Smith For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Right to Call Special Meeting For For Management
5 Adopt Proxy Access Right Against For Shareholder
6 Pro-rata Vesting of Equity Awards Against For Shareholder
--------------------------------------------------------------------------------
THE WENDY'S COMPANY
Ticker: WEN Security ID: 95058W100
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nelson Peltz For For Management
1.2 Elect Director Peter W. May For For Management
1.3 Elect Director Emil J. Brolick For For Management
1.4 Elect Director Edward P. Garden For For Management
1.5 Elect Director Janet Hill For For Management
1.6 Elect Director Joseph A. Levato For For Management
1.7 Elect Director J. Randolph Lewis For For Management
1.8 Elect Director Peter H. Rothschild For For Management
1.9 Elect Director David E. Schwab, II For For Management
1.10 Elect Director Jack G. Wasserman For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
--------------------------------------------------------------------------------
TIME WARNER INC.
Ticker: TWX Security ID: 887317303
Meeting Date: JUN 13, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James L. Barksdale For For Management
1.2 Elect Director William P. Barr For For Management
1.3 Elect Director Jeffrey L. Bewkes For For Management
1.4 Elect Director Stephen F. Bollenbach For For Management
1.5 Elect Director Robert C. Clark For For Management
1.6 Elect Director Mathias Dopfner For For Management
1.7 Elect Director Jessica P. Einhorn For For Management
1.8 Elect Director Carlos M. Gutierrez For For Management
1.9 Elect Director Fred Hassan For For Management
1.10 Elect Director Kenneth J. Novack For For Management
1.11 Elect Director Paul D. Wachter For For Management
1.12 Elect Director Deborah C. Wright For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
TIVO INC.
Ticker: TIVO Security ID: 888706108
Meeting Date: JUL 31, 2013 Meeting Type: Annual
Record Date: JUN 05, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William Cella For For Management
1.2 Elect Director Jeffrey T. Hinson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
U.S. BANCORP
Ticker: USB Security ID: 902973304
Meeting Date: APR 15, 2014 Meeting Type: Annual
Record Date: FEB 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Douglas M. Baker, Jr. For For Management
1b Elect Director Y. Marc Belton For For Management
1c Elect Director Victoria Buyniski For For Management
Gluckman
1d Elect Director Arthur D. Collins, Jr. For For Management
1e Elect Director Richard K. Davis For For Management
1f Elect Director Roland A. Hernandez For For Management
1g Elect Director Doreen Woo Ho For For Management
1h Elect Director Joel W. Johnson For For Management
1i Elect Director Olivia F. Kirtley For For Management
1j Elect Director Jerry W. Levin For For Management
1k Elect Director David B. O'Maley For For Management
1l Elect Director O'dell M. Owens For For Management
1m Elect Director Craig D. Schnuck For For Management
1n Elect Director Patrick T. Stokes For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against Against Shareholder
--------------------------------------------------------------------------------
UNION PACIFIC CORPORATION
Ticker: UNP Security ID: 907818108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Andrew H. Card, Jr. For For Management
1.2 Elect Director Erroll B. Davis, Jr. For For Management
1.3 Elect Director David B. Dillon For For Management
1.4 Elect Director Judith Richards Hope For For Management
1.5 Elect Director John J. Koraleski For For Management
1.6 Elect Director Charles C. Krulak For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Michael W. McConnell For For Management
1.9 Elect Director Thomas F. McLarty, III For For Management
1.10 Elect Director Steven R. Rogel For For Management
1.11 Elect Director Jose H. Villarreal For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Increase Authorized Common Stock For For Management
5 Stock Retention/Holding Period Against Against Shareholder
--------------------------------------------------------------------------------
UNITED TECHNOLOGIES CORPORATION
Ticker: UTX Security ID: 913017109
Meeting Date: APR 28, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Louis R. Chenevert For For Management
1b Elect Director John V. Faraci For For Management
1c Elect Director Jean-Pierre Garnier For For Management
1d Elect Director Jamie S. Gorelick For For Management
1e Elect Director Edward A. Kangas For For Management
1f Elect Director Ellen J. Kullman For For Management
1g Elect Director Marshall O. Larsen For For Management
1h Elect Director Harold McGraw, III For For Management
1i Elect Director Richard B. Myers For For Management
1j Elect Director H. Patrick Swygert For For Management
1k Elect Director Andre Villeneuve For For Management
1l Elect Director Christine Todd Whitman For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 09, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Issue Shares in Connection with For For Management
Acquisition
2 Increase Authorized Common Stock For For Management
3 Adjourn Meeting For For Management
--------------------------------------------------------------------------------
VERIZON COMMUNICATIONS INC.
Ticker: VZ Security ID: 92343V104
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Shellye L. Archambeau For For Management
1.2 Elect Director Richard L. Carrion For For Management
1.3 Elect Director Melanie L. Healey For For Management
1.4 Elect Director M. Frances Keeth For For Management
1.5 Elect Director Robert W. Lane For For Management
1.6 Elect Director Lowell C. McAdam For For Management
1.7 Elect Director Donald T. Nicolaisen For For Management
1.8 Elect Director Clarence Otis, Jr. For For Management
1.9 Elect Director Rodney E. Slater For For Management
1.10 Elect Director Kathryn A. Tesija For For Management
1.11 Elect Director Gregory D. Wasson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Provide Proxy Access Right For For Management
5 Report on Net Neutrality Against For Shareholder
6 Report on Lobbying Payments and Policy Against For Shareholder
7 Submit Severance Agreement Against For Shareholder
(Change-in-Control) to Shareholder Vote
8 Amend Articles/Bylaws/Charter -- Call Against For Shareholder
Special Meetings
9 Provide Right to Act by Written Consent Against For Shareholder
10 Approve Proxy Voting Authority Against Against Shareholder
--------------------------------------------------------------------------------
VISA INC.
Ticker: V Security ID: 92826C839
Meeting Date: JAN 29, 2014 Meeting Type: Annual
Record Date: DEC 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Mary B. Cranston For For Management
1b Elect Director Francisco Javier For For Management
Fernandez-Carbajal
1c Elect Director Alfred F. Kelly, Jr. For For Management
1d Elect Director Robert W. Matschullat For For Management
1e Elect Director Cathy E. Minehan For For Management
1f Elect Director Suzanne Nora Johnson For For Management
1g Elect Director David J. Pang For For Management
1h Elect Director Charles W. Scharf For For Management
1i Elect Director William S. Shanahan For For Management
1j Elect Director John A. C. Swainson For For Management
1k Elect Director Maynard G. Webb, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JUL 23, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Accept Financial Statements and For For Management
Statutory Reports
2 Re-elect Gerard Kleisterlee as Director For For Management
3 Re-elect Vittorio Colao as Director For For Management
4 Re-elect Andy Halford as Director For For Management
5 Re-elect Stephen Pusey as Director For For Management
6 Re-elect Renee James as Director For For Management
7 Re-elect Alan Jebson as Director For For Management
8 Re-elect Samuel Jonah as Director For For Management
9 Elect Omid Kordestani as Director For For Management
10 Re-elect Nick Land as Director For For Management
11 Re-elect Anne Lauvergeon as Director For For Management
12 Re-elect Luc Vandevelde as Director For For Management
13 Re-elect Anthony Watson as Director For For Management
14 Re-elect Philip Yea as Director For For Management
15 Approve Final Dividend For For Management
16 Approve Remuneration Report For For Management
17 Reappoint Deloitte LLP as Auditors For For Management
18 Authorise the Audit and Risk Committee For For Management
to Fix Remuneration of Auditors
19 Authorise Issue of Equity with For For Management
Pre-emptive Rights
20 Authorise Issue of Equity without For For Management
Pre-emptive Rights
21 Authorise Market Purchase of Ordinary For For Management
Shares
22 Authorise EU Political Donations and For For Management
Expenditure
23 Authorise the Company to Call EGM with For For Management
Two Weeks' Notice
--------------------------------------------------------------------------------
VODAFONE GROUP PLC
Ticker: VOD Security ID: 92857W209
Meeting Date: JAN 28, 2014 Meeting Type: Special
Record Date: DEC 12, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Scheme of Arrangement For For Management
1 Approve Disposal of All of the Shares For For Management
in Vodafone Americas Finance 1 by
Vodafone 4 Limited to Verizon
Communications Inc
2 Approve Matters Relating to the Return For For Management
of Value to Shareholders
3 Authorise Market Purchase of Ordinary For For Management
Shares
4 Authorise Board to Ratify and Execute For For Management
Approved Resolutions
--------------------------------------------------------------------------------
WAL-MART STORES, INC.
Ticker: WMT Security ID: 931142103
Meeting Date: JUN 06, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Aida M. Alvarez For For Management
1b Elect Director James I. Cash, Jr. For For Management
1c Elect Director Roger C. Corbett For For Management
1d Elect Director Pamela J. Craig For For Management
1e Elect Director Douglas N. Daft For For Management
1f Elect Director Michael T. Duke For For Management
1g Elect Director Timothy P. Flynn For For Management
1h Elect Director Marissa A. Mayer For For Management
1i Elect Director C. Douglas McMillon For For Management
1j Elect Director Gregory B. Penner For For Management
1k Elect Director Steven S Reinemund For For Management
1l Elect Director Jim C. Walton For For Management
1m Elect Director S. Robson Walton For For Management
1n Elect Director Linda S. Wolf For Against Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
4 Require Independent Board Chairman Against For Shareholder
5 Disclosure of Recoupment Activity from Against For Shareholder
Senior Officers
6 Report on Lobbying Payments and Policy Against For Shareholder
--------------------------------------------------------------------------------
WALGREEN CO.
Ticker: WAG Security ID: 931422109
Meeting Date: JAN 08, 2014 Meeting Type: Annual
Record Date: NOV 11, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Janice M. Babiak For For Management
1b Elect Director David J. Brailer For For Management
1c Elect Director Steven A. Davis For For Management
1d Elect Director William C. Foote For For Management
1e Elect Director Mark P. Frissora For For Management
1f Elect Director Ginger L. Graham For For Management
1g Elect Director Alan G. McNally For For Management
1h Elect Director Dominic P. Murphy For For Management
1i Elect Director Stefano Pessina For For Management
1j Elect Director Nancy M. Schlichting For For Management
1k Elect Director Alejandro Silva For For Management
1l Elect Director James A. Skinner For For Management
1m Elect Director Gregory D. Wasson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Stock Retention/Holding Period Against Against Shareholder
5 Adopt Proxy Access Right Against For Shareholder
--------------------------------------------------------------------------------
WELLS FARGO & COMPANY
Ticker: WFC Security ID: 949746101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director John D. Baker, II For For Management
1b Elect Director Elaine L. Chao For For Management
1c Elect Director John S. Chen For For Management
1d Elect Director Lloyd H. Dean For For Management
1e Elect Director Susan E. Engel For For Management
1f Elect Director Enrique Hernandez, Jr. For For Management
1g Elect Director Donald M. James For For Management
1h Elect Director Cynthia H. Milligan For For Management
1i Elect Director Federico F. Pena For For Management
1j Elect Director James H. Quigley For For Management
1k Elect Director Judith M. Runstad For For Management
1l Elect Director Stephen W. Sanger For For Management
1m Elect Director John G. Stumpf For For Management
1n Elect Director Susan G. Swenson For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Require Independent Board Chairman Against Against Shareholder
5 Review Fair Housing and Fair Lending Against Against Shareholder
Compliance
--------------------------------------------------------------------------------
WYNDHAM WORLDWIDE CORPORATION
Ticker: WYN Security ID: 98310W108
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director James E. Buckman For For Management
1.2 Elect Director George Herrera For For Management
1.3 Elect Director Brian Mulroney For For Management
1.4 Elect Director Michael H. Wargotz For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
================= AllianceBernstein Small Cap Growth Portfolio =================
ACADIA HEALTHCARE COMPANY, INC.
Ticker: ACHC Security ID: 00404A109
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Wade D. Miquelon For For Management
1.2 Elect Director William M. Petrie For For Management
1.3 Elect Director Bruce A. Shear For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ACTUANT CORPORATION
Ticker: ATU Security ID: 00508X203
Meeting Date: JAN 14, 2014 Meeting Type: Annual
Record Date: NOV 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert C. Arzbaecher For For Management
1.2 Elect Director Gurminder S. Bedi For For Management
1.3 Elect Director Thomas J. Fischer For For Management
1.4 Elect Director Mark E. Goldstein For For Management
1.5 Elect Director William K. Hall For For Management
1.6 Elect Director R. Alan Hunter, Jr. For For Management
1.7 Elect Director Robert A. Peterson For For Management
1.8 Elect Director Holly A. Van Deursen For For Management
1.9 Elect Director Dennis K. Williams For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
AKORN, INC.
Ticker: AKRX Security ID: 009728106
Meeting Date: MAY 02, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John N. Kapoor For For Management
1.2 Elect Director Ronald M. Johnson For Withhold Management
1.3 Elect Director Brian Tambi For For Management
1.4 Elect Director Steven J. Meyer For Withhold Management
1.5 Elect Director Alan Weinstein For For Management
1.6 Elect Director Kenneth S. Abramowitz For Withhold Management
1.7 Elect Director Adrienne L. Graves For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ALIGN TECHNOLOGY, INC.
Ticker: ALGN Security ID: 016255101
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 20, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Lacob For For Management
1.2 Elect Director C. Raymond Larkin, Jr. For For Management
1.3 Elect Director George J. Morrow For For Management
1.4 Elect Director David C. Nagel For For Management
1.5 Elect Director Thomas M. Prescott For For Management
1.6 Elect Director Andrea L. Saia For For Management
1.7 Elect Director Greg J. Santora For For Management
1.8 Elect Director Warren S. Thaler For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ARATANA THERAPEUTICS, INC.
Ticker: PETX Security ID: 03874P101
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 23, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Laura A. Brege For For Management
1.2 Elect Director Robert 'Rip' Gerber For For Management
1.3 Elect Director Wendy L. Yarno For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ASPEN TECHNOLOGY, INC.
Ticker: AZPN Security ID: 045327103
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 14, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Whelan, Jr. For For Management
1.2 Elect Director Donald P. Casey For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Ticker: BFAM Security ID: 109194100
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David Humphrey For For Management
1.2 Elect Director Sara Lawrence-Lightfoot For For Management
1.3 Elect Director David Lissy For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CABELA'S INCORPORATED
Ticker: CAB Security ID: 126804301
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Theodore M. Armstrong For For Management
1.2 Elect Director James W. Cabela For For Management
1.3 Elect Director John H. Edmondson For For Management
1.4 Elect Director John Gottschalk For For Management
1.5 Elect Director Dennis Highby For For Management
1.6 Elect Director Reuben Mark For For Management
1.7 Elect Director Michael R. McCarthy For For Management
1.8 Elect Director Thomas L. Millner For For Management
1.9 Elect Director Donna M. Milrod For For Management
1.10 Elect Director Beth M. Pritchard For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CAPELLA EDUCATION COMPANY
Ticker: CPLA Security ID: 139594105
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. Kevin Gilligan For For Management
1.2 Elect Director Michael A. Linton For For Management
1.3 Elect Director Michael L. Lomax For For Management
1.4 Elect Director Jody G. Miller For For Management
1.5 Elect Director Stephen G. Shank For For Management
1.6 Elect Director Andrew M. Slavitt For For Management
1.7 Elect Director David W. Smith For For Management
1.8 Elect Director Jeffrey W. Taylor For For Management
1.9 Elect Director Darrell R. Tukua For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CARLISLE COMPANIES INCORPORATED
Ticker: CSL Security ID: 142339100
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert G. Bohn For For Management
1.2 Elect Director Terry D. Growcock For For Management
1.3 Elect Director Gregg A. Ostrander For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CAVIUM, INC.
Ticker: CAVM Security ID: 14964U108
Meeting Date: JUN 19, 2014 Meeting Type: Annual
Record Date: APR 22, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director C.N. Reddy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CELLDEX THERAPEUTICS, INC.
Ticker: CLDX Security ID: 15117B103
Meeting Date: MAY 28, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Larry Ellberger For For Management
1.2 Elect Director Anthony S. Marucci For For Management
1.3 Elect Director Herbert J. Conrad For For Management
1.4 Elect Director George O. Elston For For Management
1.5 Elect Director Harry H. Penner, Jr. For For Management
1.6 Elect Director Timothy M. Shannon For For Management
1.7 Elect Director Karen L. Shoos For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CHART INDUSTRIES, INC.
Ticker: GTLS Security ID: 16115Q308
Meeting Date: MAY 22, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Samuel F. Thomas For For Management
1.2 Elect Director W. Douglas Brown For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Terrence J. Keating For For Management
1.5 Elect Director Steven W. Krablin For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 Elect Director Elizabeth G. Spomer For For Management
1.8 Elect Director Thomas L. Williams For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
CIENA CORPORATION
Ticker: CIEN Security ID: 171779309
Meeting Date: APR 10, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Harvey B. Cash For For Management
1b Elect Director Judith M. O'Brien For For Management
1c Elect Director Gary B. Smith For For Management
1d Elect Director T. Michael Nevens For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CITY NATIONAL CORPORATION
Ticker: CYN Security ID: 178566105
Meeting Date: APR 23, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Russell Goldsmith For For Management
1.2 Elect Director Bram Goldsmith For For Management
1.3 Elect Director Mohamad Ali For For Management
1.4 Elect Director Richard L. Bloch For For Management
1.5 Elect Director Kenneth L. Coleman For For Management
1.6 Elect Director Ashok Israni For For Management
1.7 Elect Director Bruce Rosenblum For For Management
1.8 Elect Director Peter M. Thomas For For Management
1.9 Elect Director Robert H. Tuttle For For Management
1.10 Elect Director Christopher J. Warmuth For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CORNERSTONE ONDEMAND, INC.
Ticker: CSOD Security ID: 21925Y103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Adam L. Miller For For Management
1.2 Elect Director R. C. Mark Baker For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
CORONADO BIOSCIENCES, INC.
Ticker: CNDO Security ID: 21976U109
Meeting Date: SEP 30, 2013 Meeting Type: Special
Record Date: AUG 28, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1 Increase Authorized Common Stock For For Management
--------------------------------------------------------------------------------
COSTAR GROUP, INC.
Ticker: CSGP Security ID: 22160N109
Meeting Date: JUN 02, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael R. Klein For For Management
1.2 Elect Director Andrew C. Florance For For Management
1.3 Elect Director David Bonderman For For Management
1.4 Elect Director Michael J. Glosserman For For Management
1.5 Elect Director Warren H. Haber For For Management
1.6 Elect Director John W. Hill For For Management
1.7 Elect Director Christopher J. Nassetta For For Management
1.8 Elect Director David J. Steinberg For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
CRITEO SA
Ticker: CRTO Security ID: 226718104
Meeting Date: JUN 18, 2014 Meeting Type: Annual/Special
Record Date: MAY 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Approve Financial Statements and For For Management
Statutory Reports
2 Approve Consolidated Financial For For Management
Statements and Statutory Reports
3 Approve Discharge of Directors and For For Management
Auditors
4 Approve Allocation of Income and For For Management
Absence of Dividends
5 Approve Auditors' Special Report on For For Management
Related-Party Transactions
6 Approve Remuneration of Directors in For Against Management
the Aggregate Amount of EUR 1,500,000
7 Reelect Dominique Vidal as Director For Against Management
8 Approval of the 2013 and 2014 OSA For Against Management
(options to subscribe to new shares)
and OAA (options to purchase existing
shares) plans and of the 2013 and 2014
free share plans adopted by the Board
of Directors
9 Approve Issuance of Equity or For Against Management
Equity-Linked Securities Reserved for
Specific Beneficiaries, up to
Aggregate Nominal Amount of EUR
1,422,701.65
10 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,422,701.65
11 Authorize Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights up to Aggregate
Nominal Amount of EUR 1,422,701.65
12 Approve Issuance of Equity or For Against Management
Equity-Linked Securities for up to 20
Percent of Issued Capital Per Year
Reserved for Qualified Investors or
Restricted Circle of Investors, up to
Aggregate Nominal Amount of EUR
1,422,701.65
13 Authorize Board to Increase Capital in For Against Management
the Event of Additional Demand Related
to Delegation Submitted to Shareholder
Vote Above under Items 9 to 12
14 Set Total Limit for Capital Increase For Against Management
to Result from All Issuance Requests
at EUR 1,422,701.65 under Items 9 to 13
15 Authorize Capitalization of Reserves For For Management
of Up to EUR 400,000 for Bonus Issue
or Increase in Par Value
16 Authorize up to 9,935,710 Shares for For Against Management
Use in Stock Option Plans
17 Authorize up to 10 Percent of Issued For Against Management
Capital for Use in Restricted Stock
Plans
18 Authorize Issuance of 9,935,710 For Against Management
Warrants (BSA) Reserved for
Non-Executive Directors, Independent
Committee Members, Subsidiaries and
Consultants
19 Set Total Limit for Capital Increase For Against Management
to Result from All Issuance Requests
under Items 16 to 18 at 9,935,710
Shares
20 Authorize Capital Issuances for Use in For Against Management
Employee Stock Purchase Plans
--------------------------------------------------------------------------------
CUBIST PHARMACEUTICALS, INC.
Ticker: CBST Security ID: 229678107
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael Bonney For For Management
1.2 Elect Director Jane Henney For For Management
1.3 Elect Director Leon Moulder, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For For Management
4 Approve Qualified Employee Stock For For Management
Purchase Plan
5 Approve Omnibus Stock Plan For For Management
6 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DEALERTRACK TECHNOLOGIES, INC.
Ticker: TRAK Security ID: 242309102
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mark F. O'Neil For For Management
1.2 Elect Director Joseph P. Payne For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
DEMANDWARE, INC.
Ticker: DWRE Security ID: 24802Y105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Charles F. Kane For For Management
1.2 Elect Director Stephan Schambach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
DICK'S SPORTING GOODS, INC.
Ticker: DKS Security ID: 253393102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jacqualyn A. Fouse For For Management
1.2 Elect Director Lawrence J. Schorr For For Management
1.3 Elect Director Edward W. Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DRIL-QUIP, INC.
Ticker: DRQ Security ID: 262037104
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Blake T. DeBerry For For Management
1.2 Elect Director John V. Lovoi For For Management
2 Increase Authorized Common Stock For For Management
3 Amend Articles to Delete Obsolete For For Management
Provisions
4 Amend Articles Deleting Exception to For For Management
Business Combination Provisions for
Co-founders
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
DYCOM INDUSTRIES, INC.
Ticker: DY Security ID: 267475101
Meeting Date: NOV 26, 2013 Meeting Type: Annual
Record Date: OCT 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Thomas G. Baxter For For Management
1.2 Elect Director Anders Gustafsson For For Management
2 Amend Executive Incentive Bonus Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
EMERALD OIL, INC.
Ticker: EOX Security ID: 29101U209
Meeting Date: JUL 10, 2013 Meeting Type: Annual
Record Date: JUN 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duke R. Ligon For For Management
1.2 Elect Director James Russell ('J.R.') For For Management
Reger
1.3 Elect Director McAndrew Rudisill For For Management
1.4 Elect Director Seth Setrakian For For Management
1.5 Elect Director Daniel L. Spears For For Management
2 Adopt Dividend Reinvestment Plan For For Management
3 Amend Omnibus Stock Plan For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
EMERALD OIL, INC.
Ticker: EOX Security ID: 29101U209
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Duke R. Ligon For Withhold Management
1.2 Elect Director James Russell (J.R.) For Withhold Management
Reger
1.3 Elect Director McAndrew Rudisill For Withhold Management
1.4 Elect Director Seth Setrakian For Withhold Management
1.5 Elect Director Daniel L. Spears For Withhold Management
1.6 Elect Director Thomas J. Edelman For Withhold Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency For Against Management
4 Change State of Incorporation from For For Management
Montana to Delaware
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ENVESTNET, INC.
Ticker: ENV Security ID: 29404K106
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ross Chapin For For Management
1.2 Elect Director Cynthia Egan For For Management
1.3 Elect Director Gates Hawn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
FIREEYE, INC.
Ticker: FEYE Security ID: 31816Q101
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William M. Coughran Jr. For For Management
1.2 Elect Director Gaurav Garg For For Management
1.3 Elect Director Promod Haque For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FIVE BELOW, INC.
Ticker: FIVE Security ID: 33829M101
Meeting Date: JUN 24, 2014 Meeting Type: Annual
Record Date: MAY 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Collins For For Management
1.2 Elect Director Thomas M. Ryan For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FLEETMATICS GROUP PLC
Ticker: FLTX Security ID: G35569105
Meeting Date: AUG 19, 2013 Meeting Type: Annual
Record Date: JUL 15, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Andrew Flett as Director For For Management
1b Elect Jack Noonan as Director For For Management
2a Reappoint PricewaterhouseCoopers as For For Management
Auditors
2b Authorise Board to Fix Remuneration of For For Management
Auditors
3 Approve Remuneration of Directors For For Management
4 Amend Omnibus Stock Plan For Against Management
5 Authorise Issuance of Equity or For For Management
Equity-Linked Securities with
Preemptive Rights
6 Change Location of Annual Meeting For For Management
7 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
--------------------------------------------------------------------------------
FORUM ENERGY TECHNOLOGIES, INC.
Ticker: FET Security ID: 34984V100
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Evelyn M. Angelle For For Management
1.2 Elect Director John A. Carrig For For Management
1.3 Elect Director Andrew L. Waite For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
FRANCESCA'S HOLDING CORPORATION
Ticker: FRAN Security ID: 351793104
Meeting Date: JUL 09, 2013 Meeting Type: Annual
Record Date: MAY 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard Emmett For Withhold Management
1.2 Elect Director Richard Kunes For For Management
1.3 Elect Director Richard Zannino For Withhold Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GENESEE & WYOMING INC.
Ticker: GWR Security ID: 371559105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mortimer B. Fuller, III For For Management
1.2 Elect Director John C. Hellmann For For Management
1.3 Elect Director Robert M. Melzer For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
GUIDEWIRE SOFTWARE, INC.
Ticker: GWRE Security ID: 40171V100
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John Cavoores For For Management
1.2 Elect Director Guy Dubois For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HEARTWARE INTERNATIONAL, INC.
Ticker: HTWR Security ID: 422368100
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Timothy Barberich For For Management
1.2 Elect Director Charles Raymond Larkin, For For Management
Jr.
1.3 Elect Director Robert Thomas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HEXCEL CORPORATION
Ticker: HXL Security ID: 428291108
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 13, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Nick L. Stanage For For Management
1.2 Elect Director Joel S. Beckman For For Management
1.3 Elect Director Lynn Brubaker For For Management
1.4 Elect Director Jeffrey C. Campbell For For Management
1.5 Elect Director Sandra L. Derickson For For Management
1.6 Elect Director W. Kim Foster For For Management
1.7 Elect Director Thomas A. Gendron For For Management
1.8 Elect Director Jeffrey A. Graves For For Management
1.9 Elect Director David C. Hill For For Management
1.10 Elect Director David L. Pugh For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
HIBBETT SPORTS, INC.
Ticker: HIBB Security ID: 428567101
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Anthony F. Crudele For For Management
1.2 Elect Director Albert C. Johnson For For Management
1.3 Elect Director Ralph T. Parks For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
HOMEAWAY, INC.
Ticker: AWAY Security ID: 43739Q100
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeffrey D. Brody For For Management
1.2 Elect Director Christopher ('Woody') P. For For Management
Marshall
1.3 Elect Director Kevin Krone For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
IBERIABANK CORPORATION
Ticker: IBKC Security ID: 450828108
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harry V. Barton, Jr. For For Management
1.2 Elect Director E. Stewart Shea, III For For Management
1.3 Elect Director David H. Welch For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ICON PLC
Ticker: ICLR Security ID: G4705A100
Meeting Date: JUL 22, 2013 Meeting Type: Annual
Record Date: JUL 18, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Reelect Thomas Lynch as Director For For Management
1.2 Reelect Declan McKeon as Director For For Management
1.3 Elect William Hall as Director For For Management
2 Accept Financial Statements and For For Management
Statutory Reports
3 Authorise Board to Fix Remuneration of For For Management
Auditors
4 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities with
Preemptive Rights
5 Authorise Issuance of Equity or For Against Management
Equity-Linked Securities without
Preemptive Rights
6 Authorise Share Repurchase Program For For Management
--------------------------------------------------------------------------------
IDEX CORPORATION
Ticker: IEX Security ID: 45167R104
Meeting Date: APR 08, 2014 Meeting Type: Annual
Record Date: FEB 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bradley J. Bell For For Management
1.2 Elect Director Gregory F. Milzcik For For Management
1.3 Elect Director Andrew K. Silvernail For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INSYS THERAPEUTICS, INC.
Ticker: INSY Security ID: 45824V209
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Steven J. Meyer For For Management
1.2 Elect Director Brian Tambi For For Management
2 Ratify Auditors For For Management
3 Adopt Shareholder Rights Plan (Poison For Against Management
Pill)
4 Increase Authorized Common Stock For For Management
5 Adjust Par Value of Common Stock For Against Management
--------------------------------------------------------------------------------
INTERACTIVE INTELLIGENCE GROUP, INC.
Ticker: ININ Security ID: 45841V109
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Donald E. Brown For For Management
1.2 Elect Director Richard A. Reck For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
INTERFACE, INC.
Ticker: TILE Security ID: 458665304
Meeting Date: MAY 12, 2014 Meeting Type: Annual
Record Date: MAR 07, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John P. Burke For Withhold Management
1.2 Elect Director Edward C. Callaway For Withhold Management
1.3 Elect Director Andrew B. Cogan For Withhold Management
1.4 Elect Director Carl I. Gable For Withhold Management
1.5 Elect Director Daniel T. Hendrix For Withhold Management
1.6 Elect Director June M. Henton For Withhold Management
1.7 Elect Director Christopher G. Kennedy For Withhold Management
1.8 Elect Director K. David Kohler For Withhold Management
1.9 Elect Director James B. Miller, Jr. For Withhold Management
1.10 Elect Director Harold M. Paisner For Withhold Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Executive Incentive Bonus Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ISIS PHARMACEUTICALS, INC.
Ticker: ISIS Security ID: 464330109
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Spencer R. Berthelsen For For Management
1.2 Elect Director B. Lynne Parshall For For Management
1.3 Elect Director Joseph H. Wender For For Management
2 Ratify Appointment of Director Breaux For For Management
B. Castleman to Fill Board Vacancy
3 Ratify Appointment of Director Joseph For For Management
Loscalzo to Fill Board Vacancy
4 Increase Authorized Common Stock For For Management
5 Amend Non-Employee Director Stock For For Management
Option Plan
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
7 Ratify Auditors For For Management
--------------------------------------------------------------------------------
JAZZ PHARMACEUTICALS PLC
Ticker: JAZZ Security ID: G50871105
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 04, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Paul L. Berns For For Management
1.2 Elect Director Patrick G. Enright For For Management
1.3 Elect Director Seamus Mulligan For For Management
1.4 Elect Director Norbert G. Riedel For For Management
2 Ratify Auditors For For Management
3 Authorize the Company and/or any For For Management
Subsidiary of the Company to Make
Market Purchases of the Company's
Ordinary Shares
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KARYOPHARM THERAPEUTICS INC.
Ticker: KPTI Security ID: 48576U106
Meeting Date: JUN 09, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Barry E. Greene For For Management
1.2 Elect Director Mansoor Raza Mirza For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
KIRBY CORPORATION
Ticker: KEX Security ID: 497266106
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard J. Alario For For Management
1.2 Elect Director David W. Grzebinski For For Management
1.3 Elect Director Richard R. Stewart For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
KYTHERA BIOPHARMACEUTICALS, INC.
Ticker: KYTH Security ID: 501570105
Meeting Date: JUN 05, 2014 Meeting Type: Annual
Record Date: APR 16, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director F. Michael Ball For For Management
1.2 Elect Director Nathaniel David For For Management
1.3 Elect Director Robert T. Nelsen For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LAREDO PETROLEUM, INC.
Ticker: LPI Security ID: 516806106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Randy A. Foutch For For Management
1.2 Elect Director Peter R. Kagan For For Management
1.3 Elect Director Edmund P. Segner, III For For Management
1.4 Elect Director Myles W. Scoggins For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LDR HOLDING CORPORATION
Ticker: LDRH Security ID: 50185U105
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Joseph Aragona For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: LECO Security ID: 533900106
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director David H. Gunning For For Management
1.2 Elect Director G. Russell Lincoln For For Management
1.3 Elect Director Christopher L. Mapes For For Management
1.4 Elect Director Phillip J. Mason For For Management
1.5 Elect Director Hellene S. Runtagh For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
LKQ CORPORATION
Ticker: LKQ Security ID: 501889208
Meeting Date: MAY 05, 2014 Meeting Type: Annual
Record Date: MAR 12, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Clinton Allen For For Management
1.2 Elect Director Ronald G. Foster For For Management
1.3 Elect Director Joseph M. Holsten For For Management
1.4 Elect Director Blythe J. McGarvie For For Management
1.5 Elect Director Paul M. Meister For For Management
1.6 Elect Director John F. O'Brien For For Management
1.7 Elect Director Guhan Subramanian For For Management
1.8 Elect Director Robert L. Wagman For For Management
1.9 Elect Director William M. Webster, IV For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
LUMBER LIQUIDATORS HOLDINGS, INC.
Ticker: LL Security ID: 55003T107
Meeting Date: MAY 23, 2014 Meeting Type: Annual
Record Date: MAR 28, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Robert M. Lynch For For Management
1.2 Elect Director Peter B. Robinson For For Management
1.3 Elect Director Martin F. Roper For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
MATADOR RESOURCES COMPANY
Ticker: MTDR Security ID: 576485205
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 09, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Joseph Wm. Foran For For Management
1.2 Elect Director David M. Laney For For Management
1.3 Elect Director Reynald A. Baribault For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
MEDNAX, INC.
Ticker: MD Security ID: 58502B106
Meeting Date: MAY 08, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cesar L. Alvarez For For Management
1.2 Elect Director Waldemar A. Carlo For For Management
1.3 Elect Director Michael B. Fernandez For For Management
1.4 Elect Director Roger K. Freeman For For Management
1.5 Elect Director Paul G. Gabos For For Management
1.6 Elect Director Pascal J. Goldschmidt For For Management
1.7 Elect Director Manuel Kadre For For Management
1.8 Elect Director Roger J. Medel For For Management
1.9 Elect Director Donna E. Shalala For For Management
1.10 Elect Director Enrique J. Sosa For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
NATIONAL CINEMEDIA, INC.
Ticker: NCMI Security ID: 635309107
Meeting Date: APR 30, 2014 Meeting Type: Annual
Record Date: MAR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kurt C. Hall For For Management
1.2 Elect Director Lawrence A. Goodman For For Management
1.3 Elect Director Scott N. Schneider For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
NPS PHARMACEUTICALS, INC.
Ticker: NPSP Security ID: 62936P103
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Michael W. Bonney For For Management
1.2 Elect Director Colin Broom For For Management
1.3 Elect Director Georges Gemayel For For Management
1.4 Elect Director Pedro Granadillo For For Management
1.5 Elect Director James G. Groninger For For Management
1.6 Elect Director Francois Nader For For Management
1.7 Elect Director Rachel R. Selisker For For Management
1.8 Elect Director Peter G. Tombros For For Management
2 Approve Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
OASIS PETROLEUM INC.
Ticker: OAS Security ID: 674215108
Meeting Date: MAY 01, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Ted Collins, Jr. For For Management
1.2 Elect Director Douglas E. Swanson, Jr. For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
OIL STATES INTERNATIONAL, INC.
Ticker: OIS Security ID: 678026105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Cindy B. Taylor For For Management
1.2 Elect Director Christopher T. Seaver For For Management
1.3 Elect Director Lawrence R. Dickerson For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
PACIRA PHARMACEUTICALS, INC.
Ticker: PCRX Security ID: 695127100
Meeting Date: JUN 03, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Yvonne Greenstreet For For Management
1.2 Elect Director Gary Pace For For Management
1.3 Elect Director David Stack For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
5 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PANDORA MEDIA, INC.
Ticker: P Security ID: 698354107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 08, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Peter Chernin For For Management
1.2 Elect Director Brian McAndrews For For Management
1.3 Elect Director Tim Westergren For For Management
2 Ratify Auditors For For Management
3 Approve Qualified Employee Stock For For Management
Purchase Plan
--------------------------------------------------------------------------------
PAREXEL INTERNATIONAL CORPORATION
Ticker: PRXL Security ID: 699462107
Meeting Date: DEC 05, 2013 Meeting Type: Annual
Record Date: OCT 10, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director A. Dana Callow, Jr. For For Management
1.2 Elect Director Christopher J. Lindop For For Management
1.3 Elect Director Josef H. von Rickenbach For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Executive Incentive Bonus Plan For For Management
--------------------------------------------------------------------------------
POLYONE CORPORATION
Ticker: POL Security ID: 73179P106
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard H. Fearon For For Management
1.2 Elect Director Gregory J. Goff For For Management
1.3 Elect Director Gordon D. Harnett For For Management
1.4 Elect Director Sandra B. Lin For For Management
1.5 Elect Director Richard A. Lorraine For For Management
1.6 Elect Director Stephen D. Newlin For For Management
1.7 Elect Director Robert M. Patterson For For Management
1.8 Elect Director William H. Powell For For Management
1.9 Elect Director Kerry J. Preete For For Management
1.10 Elect Director Farah M. Walters For For Management
1.11 Elect Director William A. Wulfsohn For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
POWER INTEGRATIONS, INC.
Ticker: POWI Security ID: 739276103
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Balu Balakrishnan For For Management
1.2 Elect Director Alan D. Bickell For For Management
1.3 Elect Director Nicholas E. Brathwaite For For Management
1.4 Elect Director William George For For Management
1.5 Elect Director Balakrishnan S. Iyer For For Management
1.6 Elect Director E. Floyd Kvamme For For Management
1.7 Elect Director Steven J. Sharp For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
PTC INC.
Ticker: PTC Security ID: 69370C100
Meeting Date: MAR 05, 2014 Meeting Type: Annual
Record Date: JAN 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Janice D. Chaffin For For Management
1.2 Elect Director James E. Heppelmann For For Management
1.3 Elect Director Paul A. Lacy For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Adopt the Jurisdiction of For Against Management
Incorporation as the Exclusive Forum
for Certain Disputes
--------------------------------------------------------------------------------
PUMA BIOTECHNOLOGY, INC.
Ticker: PBYI Security ID: 74587V107
Meeting Date: JUN 10, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Alan H. Auerbach For For Management
1.2 Elect Director Thomas R. Malley For For Management
1.3 Elect Director Jay M. Moyes For For Management
1.4 Elect Director Troy E. Wilson For For Management
2 Ratify Auditors For For Management
3 Amend Omnibus Stock Plan For Against Management
--------------------------------------------------------------------------------
RBC BEARINGS INCORPORATED
Ticker: ROLL Security ID: 75524B104
Meeting Date: SEP 12, 2013 Meeting Type: Annual
Record Date: JUL 16, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mitchell I. Quain For For Management
1.2 Elect Director Thomas J. O'Brien For For Management
1.3 Elect Director Edward D. Stewart For For Management
1.4 Elect Director Daniel A. Bergeron For For Management
2 Ratify Auditors For For Management
3 Approve Omnibus Stock Plan For For Management
4 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
RINGCENTRAL, INC.
Ticker: RNG Security ID: 76680R206
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: APR 04, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Vladimir Shmunis For For Management
1.2 Elect Director Neil Williams For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SHUTTERFLY, INC.
Ticker: SFLY Security ID: 82568P304
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 26, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Philip A. Marineau For For Management
1b Elect Director Brian T. Swette For For Management
1c Elect Director Ann Mather For Against Management
2 Advisory Vote to Ratify Named For Against Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SHUTTERSTOCK, INC.
Ticker: SSTK Security ID: 825690100
Meeting Date: JUN 12, 2014 Meeting Type: Annual
Record Date: APR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jeff Epstein For For Management
1.2 Elect Director Jonathan Miller For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SIGNATURE BANK
Ticker: SBNY Security ID: 82669G104
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: MAR 06, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Scott A. Shay For For Management
1.2 Elect Director Alfred B. DelBello For For Management
1.3 Elect Director Joseph J. DePaolo For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
SIRONA DENTAL SYSTEMS, INC.
Ticker: SIRO Security ID: 82966C103
Meeting Date: FEB 19, 2014 Meeting Type: Annual
Record Date: DEC 23, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director William K. Hood For For Management
1.2 Elect Director Thomas Jetter For For Management
1.3 Elect Director Harry M. Jansen For For Management
Kraemer, Jr.
1.4 Elect Director Jeffrey T. Slovin For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Declassify the Board of Directors For For Management
--------------------------------------------------------------------------------
SPANSION INC.
Ticker: CODE Security ID: 84649R200
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 18, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Keith Barnes For For Management
1.2 Elect Director William E. Mitchell For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Qualified Employee Stock For For Management
Purchase Plan
4 Approve Issuance of Shares for a For For Management
Private Placement
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SPROUTS FARMERS MARKET, INC.
Ticker: SFM Security ID: 85208M102
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Terri Funk Graham For For Management
1.2 Elect Director George G. Golleher For For Management
1.3 Elect Director Steven H. Townsend For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Advisory Vote on Say on Pay Frequency One Year One Year Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SS&C TECHNOLOGIES HOLDINGS, INC.
Ticker: SSNC Security ID: 78467J100
Meeting Date: MAY 29, 2014 Meeting Type: Annual
Record Date: APR 01, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Normand A. Boulanger For For Management
1.2 Elect Director David A. Varsano For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Stock Option Plan For For Management
4 Approve Executive Incentive Bonus Plan For For Management
5 Ratify Auditors For For Management
--------------------------------------------------------------------------------
STIFEL FINANCIAL CORP.
Ticker: SF Security ID: 860630102
Meeting Date: JUN 11, 2014 Meeting Type: Annual
Record Date: APR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Bruce A. Beda For For Management
1.2 Elect Director Fredrick O. Hanser For For Management
1.3 Elect Director Ronald J. Kruszewski For For Management
1.4 Elect Director Thomas P. Mulroy For For Management
1.5 Elect Director Thomas W. Weisel For For Management
1.6 Elect Director Kelvin R. Westbrook For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SUPERIOR ENERGY SERVICES, INC.
Ticker: SPN Security ID: 868157108
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Harold J. Bouillion For For Management
1.2 Elect Director Enoch L. Dawkins For For Management
1.3 Elect Director David D. Dunlap For For Management
1.4 Elect Director James M. Funk For For Management
1.5 Elect Director Terence E. Hall For For Management
1.6 Elect Director Peter D. Kinnear For For Management
1.7 Elect Director Michael M. McShane For For Management
1.8 Elect Director W. Matt Ralls For For Management
1.9 Elect Director Justin L. Sullivan For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
4 Report on Human Rights Risk Assessment Against For Shareholder
Process
--------------------------------------------------------------------------------
SVB FINANCIAL GROUP
Ticker: SIVB Security ID: 78486Q101
Meeting Date: APR 24, 2014 Meeting Type: Annual
Record Date: FEB 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg W. Becker For For Management
1.2 Elect Director Eric A. Benhamou For For Management
1.3 Elect Director David M. Clapper For For Management
1.4 Elect Director Roger F. Dunbar For For Management
1.5 Elect Director Joel P. Friedman For For Management
1.6 Elect Director C. Richard Kramlich For For Management
1.7 Elect Director Lata Krishnan For For Management
1.8 Elect Director Jeffrey N. Maggioncalda For For Management
1.9 Elect Director Kate D. Mitchell For For Management
1.10 Elect Director John F. Robinson For For Management
1.11 Elect Director Garen K. Staglin For For Management
2 Amend Omnibus Stock Plan For For Management
3 Ratify Auditors For For Management
4 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
5 Other Business For Against Management
--------------------------------------------------------------------------------
SYNAGEVA BIOPHARMA CORP.
Ticker: GEVA Security ID: 87159A103
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 11, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Sanj K. Patel For For Management
1.2 Elect Director Felix J. Baker For For Management
1.3 Elect Director Stephen R. Biggar For For Management
1.4 Elect Director Stephen R. Davis For For Management
1.5 Elect Director Thomas R. Malley For For Management
1.6 Elect Director Barry Quart For For Management
1.7 Elect Director Thomas J. Tisch For For Management
1.8 Elect Director Peter Wirth For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Approve Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
SYNAPTICS INCORPORATED
Ticker: SYNA Security ID: 87157D109
Meeting Date: OCT 22, 2013 Meeting Type: Annual
Record Date: AUG 30, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Richard A. Bergman For For Management
1.2 Elect Director Russell J. Knittel For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Amend Omnibus Stock Plan For For Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TABLEAU SOFTWARE, INC.
Ticker: DATA Security ID: 87336U105
Meeting Date: MAY 09, 2014 Meeting Type: Annual
Record Date: MAR 21, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Elliott Jurgensen, Jr. For For Management
1.2 Elect Director John McAdam For For Management
1.3 Elect Director Brooke Seawell For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TANDEM DIABETES CARE, INC.
Ticker: TNDM Security ID: 875372104
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Kim D. Blickenstaff For For Management
1.2 Elect Director Howard E. Greene, Jr. For For Management
1.3 Elect Director Christopher J. Twomey For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TEAM HEALTH HOLDINGS, INC.
Ticker: TMH Security ID: 87817A107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Greg Roth For For Management
1.2 Elect Director James L. Bierman For For Management
1.3 Elect Director Mary R. Grealy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
TEKMIRA PHARMACEUTICALS CORPORATION
Ticker: TKM Security ID: 87911B209
Meeting Date: MAY 08, 2014 Meeting Type: Annual/Special
Record Date: MAR 31, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1 Elect Director Mark Murray For For Management
2 Elect Director Frank Karbe For For Management
3 Elect Director Daniel Kisner For For Management
4 Elect Director Kenneth Galbraith For For Management
5 Elect Director Donald Jewell For For Management
6 Elect Director Peggy Phillips For For Management
7 Ratify KPMG LLP as Auditors For For Management
8 Amend Omnibus Share Compensation Plan For Against Management
9 Other Business For Against Management
--------------------------------------------------------------------------------
TERADYNE, INC.
Ticker: TER Security ID: 880770102
Meeting Date: MAY 20, 2014 Meeting Type: Annual
Record Date: MAR 27, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Michael A. Bradley For For Management
1b Elect Director Daniel W. Christman For For Management
1c Elect Director Edwin J. Gillis For For Management
1d Elect Director Timothy E. Guertin For For Management
1e Elect Director Mark E. Jagiela For For Management
1f Elect Director Paul J. Tufano For For Management
1g Elect Director Roy A. Vallee For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
TESARO, INC.
Ticker: TSRO Security ID: 881569107
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 19, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Leon (Lonnie) O. For For Management
Moulder, Jr.
1.2 Elect Director Mary Lynne Hedley For For Management
1.3 Elect Director David M. Mott For For Management
1.4 Elect Director Lawrence (Larry) M. For For Management
Alleva
1.5 Elect Director James O. Armitage For For Management
1.6 Elect Director Earl M. (Duke) Collier, For For Management
Jr.
1.7 Elect Director Arnold L. Oronsky For For Management
1.8 Elect Director Beth Seidenberg For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE CHEFS' WAREHOUSE, INC.
Ticker: CHEF Security ID: 163086101
Meeting Date: MAY 16, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Dominick Cerbone For For Management
1.2 Elect Director John A. Couri For For Management
1.3 Elect Director Joseph Cugine For For Management
1.4 Elect Director Alan Guarino For For Management
1.5 Elect Director Stephen Hanson For For Management
1.6 Elect Director Christopher Pappas For For Management
1.7 Elect Director John Pappas For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THE KEYW HOLDING CORPORATION
Ticker: KEYW Security ID: 493723100
Meeting Date: AUG 13, 2013 Meeting Type: Annual
Record Date: JUN 25, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Deborah Bonanni For For Management
1.2 Elect Director Bill Campbell For For Management
1.3 Elect Director Pierre Chao For For Management
1.4 Elect Director John Hannon For For Management
1.5 Elect Director Ken Minihan For For Management
1.6 Elect Director Art Money For For Management
1.7 Elect Director Len Moodispaw For For Management
1.8 Elect Director Caroline Pisano For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE MIDDLEBY CORPORATION
Ticker: MIDD Security ID: 596278101
Meeting Date: MAY 06, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Selim A. Bassoul For For Management
1.2 Elect Director Sarah Palisi Chapin For For Management
1.3 Elect Director Robert B. Lamb For For Management
1.4 Elect Director John R. Miller, III For For Management
1.5 Elect Director Gordon O'Brien For For Management
1.6 Elect Director Philip G. Putnam For For Management
1.7 Elect Director Sabin C. Streeter For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Increase Authorized Common Stock For Against Management
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
THE ULTIMATE SOFTWARE GROUP, INC.
Ticker: ULTI Security ID: 90385D107
Meeting Date: MAY 19, 2014 Meeting Type: Annual
Record Date: MAR 25, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director LeRoy A. Vander Putten For For Management
1.2 Elect Director Robert A. Yanover For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
THERMON GROUP HOLDINGS, INC.
Ticker: THR Security ID: 88362T103
Meeting Date: AUG 01, 2013 Meeting Type: Annual
Record Date: JUN 03, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Rodney L. Bingham For For Management
1.2 Elect Director Marcus J. George For For Management
1.3 Elect Director Richard E. Goodrich For For Management
1.4 Elect Director Kevin J. McGinty For For Management
1.5 Elect Director John T. Nesser, III For For Management
1.6 Elect Director Michael W. Press For For Management
1.7 Elect Director Stephen A. Snider For For Management
1.8 Elect Director Charles A. Sorrentino For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Amend Omnibus Stock Plan For For Management
--------------------------------------------------------------------------------
TRUEBLUE, INC.
Ticker: TBI Security ID: 89785X101
Meeting Date: MAY 14, 2014 Meeting Type: Annual
Record Date: MAR 14, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1a Elect Director Steven C. Cooper For For Management
1b Elect Director Thomas E. McChesney For For Management
1c Elect Director Gates McKibbin For For Management
1d Elect Director Jeffrey B. Sakaguchi For For Management
1e Elect Director Joseph P. Sambataro, Jr. For For Management
1f Elect Director Bonnie W. Soodik For For Management
1g Elect Director William W. Steele For For Management
1h Elect Director Craig E. Tall For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
UNITED RENTALS, INC.
Ticker: URI Security ID: 911363109
Meeting Date: MAY 07, 2014 Meeting Type: Annual
Record Date: MAR 10, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Jenne K. Britell For For Management
1.2 Elect Director Jose B. Alvarez For For Management
1.3 Elect Director Bobby J. Griffin For For Management
1.4 Elect Director Michael J. Kneeland For For Management
1.5 Elect Director Pierre E. Leroy For For Management
1.6 Elect Director Singleton B. McAllister For For Management
1.7 Elect Director Brian D. McAuley For For Management
1.8 Elect Director John S. McKinney For For Management
1.9 Elect Director James H. Ozanne For For Management
1.10 Elect Director Jason D. Papastavrou For For Management
1.11 Elect Director Filippo Passerini For For Management
1.12 Elect Director Donald C. Roof For For Management
1.13 Elect Director Keith Wimbush For For Management
2 Approve Executive Incentive Bonus Plan For For Management
3 Amend Omnibus Stock Plan For For Management
4 Amend Omnibus Stock Plan For For Management
5 Ratify Auditors For For Management
6 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
VALMONT INDUSTRIES, INC.
Ticker: VMI Security ID: 920253101
Meeting Date: APR 29, 2014 Meeting Type: Annual
Record Date: MAR 03, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Mogens C. Bay For For Management
1.2 Elect Director Walter Scott, Jr. For For Management
1.3 Elect Director Clark T. Randt, Jr. For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
VEECO INSTRUMENTS INC.
Ticker: VECO Security ID: 922417100
Meeting Date: DEC 10, 2013 Meeting Type: Annual
Record Date: OCT 22, 2013
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Roger D. McDaniel For For Management
1.2 Elect Director John R. Peeler For For Management
2 Amend Omnibus Stock Plan For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
4 Ratify Auditors For For Management
--------------------------------------------------------------------------------
WAGEWORKS, INC.
Ticker: WAGE Security ID: 930427109
Meeting Date: MAY 13, 2014 Meeting Type: Annual
Record Date: MAR 17, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director John W. Larson For For Management
1.2 Elect Director Mariann Byerwalter For For Management
1.3 Elect Director Edward C. Nafus For For Management
2 Ratify Auditors For For Management
--------------------------------------------------------------------------------
YELP INC.
Ticker: YELP Security ID: 985817105
Meeting Date: MAY 21, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Diane Irvine For For Management
1.2 Elect Director Max Levchin For For Management
1.3 Elect Director Mariam Naficy For For Management
2 Ratify Auditors For For Management
3 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
--------------------------------------------------------------------------------
ZEBRA TECHNOLOGIES CORPORATION
Ticker: ZBRA Security ID: 989207105
Meeting Date: MAY 15, 2014 Meeting Type: Annual
Record Date: MAR 24, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director Frank B. Modruson For For Management
1.2 Elect Director Anders Gustafsson For For Management
1.3 Elect Director Andrew K. Ludwick For For Management
1.4 Elect Director Janice M. Roberts For For Management
2 Advisory Vote to Ratify Named For For Management
Executive Officers' Compensation
3 Ratify Auditors For For Management
--------------------------------------------------------------------------------
ZILLOW, INC.
Ticker: Z Security ID: 98954A107
Meeting Date: JUN 04, 2014 Meeting Type: Annual
Record Date: APR 02, 2014
# Proposal Mgt Rec Vote Cast Sponsor
1.1 Elect Director J. William Gurley For For Management
1.2 Elect Director Jay C. Hoag For For Management
1.3 Elect Director Gregory B. Maffei For For Management
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the
registrant has duly caused this report to be signed on its behalf by the
undersigned, thereunto duly authorized.
Registrant: AllianceBernstein Cap Fund, Inc.
By: Robert M. Keith*
-----------------------
Chief Executive Officer
Date: August 29, 2014
*By: /s/ Emilie D. Wrapp
-------------------
Emilie D. Wrapp
Secretary
POWER OF ATTORNEY
KNOW ALL PERSONS BY THESE PRESENTS, that the person whose signature
appears below hereby revokes all prior powers granted by the undersigned to the
extent inconsistent herewith and constitutes and appoints Robert M. Keith,
Emilie D. Wrapp, Eric C. Freed, Nancy E. Hay and Stephen J. Laffey and each of
them, to act severally as attorney-in-fact and agent, with power of substitution
and resubstitution, for the undersigned in any and all capacities, solely for
the purpose of signing the respective Registration Statements, and any
amendments thereto, on Form N-1A and any other filings of:
-AllianceBernstein Blended Style Series, Inc.
-AllianceBernstein Bond Fund, Inc.
-AllianceBernstein Cap Fund, Inc.
-AllianceBernstein Core Opportunities Fund, Inc.
-AllianceBernstein Corporate Shares
-AllianceBernstein Discovery Growth Fund, Inc.
-AllianceBernstein Equity Income Fund, Inc.
-AllianceBernstein Exchange Reserves
-AllianceBernstein Fixed-Income Shares, Inc.
-AllianceBernstein Global Bond Fund, Inc.
-AllianceBernstein Global Real Estate Investment Fund, Inc.
-AllianceBernstein Global Risk Allocation Fund, Inc.
-AllianceBernstein Global Thematic Growth Fund, Inc.
-AllianceBernstein Growth and Income Fund, Inc.
-AllianceBernstein High Income Fund, Inc.
-AllianceBernstein Institutional Funds, Inc.
-AllianceBernstein International Growth Fund, Inc.
-AllianceBernstein Large Cap Growth Fund, Inc.
-AllianceBernstein Municipal Income Fund, Inc.
-AllianceBernstein Municipal Income Fund II
-AllianceBernstein Trust
-AllianceBernstein Unconstrained Bond Fund, Inc.
-AllianceBernstein Variable Products Series Fund, Inc.
-The AllianceBernstein Portfolios
-The AllianceBernstein Pooling Portfolios
-Sanford C. Bernstein Fund II, Inc.
and filing the same, with exhibits thereto, and other documents in connection
therewith, with the Securities and Exchange Commission, hereby ratifying and
confirming all that said attorneys-in-fact, or their substitute or substitutes,
may do or cause to be done by virtue hereof.
/s/ Robert M. Keith
------------------------
Robert M. Keith
Dated: February 5, 2013