-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, DSAbGBZnUlL0zY+nfDVS7FMTZPJblhtOD6tU2ricnCIsyE0erJalHA7x2Vmq8mJs pXzZQ6JkW5XdTiWjEnRAEQ== /in/edgar/work/20000530/0000917713-00-000019/0000917713-00-000019.txt : 20000919 0000917713-00-000019.hdr.sgml : 20000919 ACCESSION NUMBER: 0000917713-00-000019 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 6 CONFORMED PERIOD OF REPORT: 20000331 FILED AS OF DATE: 20000530 FILER: COMPANY DATA: COMPANY CONFORMED NAME: ALLIANCE QUASAR FUND INC CENTRAL INDEX KEY: 0000081443 STANDARD INDUSTRIAL CLASSIFICATION: [ ] IRS NUMBER: 132625045 STATE OF INCORPORATION: DE FISCAL YEAR END: 0930 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: SEC FILE NUMBER: 811-01716 FILM NUMBER: 646004 BUSINESS ADDRESS: STREET 1: 1345 AVENUE OF THE AMERICAS STREET 2: C/O ALLIANCE CAPITAL MANAGEMENT LP CITY: NEW YORK STATE: NY ZIP: 10105 MAIL ADDRESS: STREET 1: ALLIANCE CAPITAL MANAGEMENT LP STREET 2: 1345 AVENUE OF THE AMERICAS CITY: NEW YORK STATE: NY ZIP: 10105 FORMER COMPANY: FORMER CONFORMED NAME: ALLIANCE CAPITAL QUASAR FUND INC DATE OF NAME CHANGE: 19930907 FORMER COMPANY: FORMER CONFORMED NAME: QUASAR ASSOCIATES INC DATE OF NAME CHANGE: 19890427 NSAR-A 1 0001.txt PAGE 1 000 A000000 03/31/2000 000 C000000 0000081443 000 D000000 N 000 E000000 NF 000 F000000 Y 000 G000000 N 000 H000000 N 000 I000000 6.1 000 J000000 A 001 A000000 ALLIANCE QUASAR FUND, INC. 001 B000000 811-01716 001 C000000 2013194105 002 A000000 500 PLAZA DRIVE 002 B000000 SECAUCUS 002 C000000 NJ 002 D010000 07094 003 000000 N 004 000000 N 005 000000 N 006 000000 N 007 A000000 N 007 B000000 0 007 C010100 1 007 C010200 2 007 C010300 3 007 C010400 4 007 C010500 5 007 C010600 6 007 C010700 7 007 C010800 8 007 C010900 9 007 C011000 10 008 A000001 ALLIANCE CAPITAL MANAGEMENT L.P. 008 B000001 A 008 C000001 801-32361 008 D010001 NEW YORK 008 D020001 NY 008 D030001 10105 011 A000001 ALLIANCE FUND DISTRIBUTORS, INC. 011 B000001 8-30851 011 C010001 NEW YORK 011 C020001 NY 011 C030001 10105 012 A000001 ALLIANCE FUND SERVICES, INC. 012 B000001 84-0001187 012 C010001 SECAUCUS 012 C020001 NJ 012 C030001 07096 012 C040001 1520 013 A000001 ERNST & YOUNG, LLP 013 B010001 NEW YORK PAGE 2 013 B020001 NY 013 B030001 10019 014 A000001 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 014 B000001 8-00017574 015 A000001 STATE STREET BANK AND TRUST AND CO. 015 B000001 C 015 C010001 BOSTON 015 C020001 MA 015 C030001 02110 015 E010001 X 018 000000 Y 019 A000000 Y 019 B000000 53 019 C000000 ALLIANCECA 020 A000001 CREDIT SUISSE FIRST BOSTON CORP. 020 B000001 13-5659485 020 C000001 466 020 A000002 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 020 B000002 13-5674085 020 C000002 333 020 A000003 BANC AMERICA SECURITY LLC 020 B000003 95-4035346 020 C000003 260 020 A000004 SALOMON SMITH BARNEY, INC. 020 B000004 13-1912900 020 C000004 253 020 A000005 DONALDSON, LUFKIN & JENRETTE SECURITIES CORP. 020 B000005 13-2741729 020 C000005 236 020 A000006 MORGAN (J.P.) SECURITIES, INC. 020 B000006 13-3224016 020 C000006 219 020 A000007 MORGAN STANLEY & CO., INC. 020 B000007 13-2655998 020 C000007 189 020 A000008 FIRST UNION CAPITAL MARKETS 020 C000008 182 020 A000009 LEHMAN BROTHERS, INC. 020 B000009 13-2518466 020 C000009 172 020 A000010 PRUDENTIAL SECURITIES INC. 020 B000010 22-2347336 020 C000010 159 021 000000 3668 022 A000001 PRUDENTIAL SECURITIES, INC. 022 B000001 22-2347336 022 C000001 2587770 022 D000001 5882 022 A000002 STATE STREET BANK & TRUST CO. 022 B000002 04-1867445 022 C000002 1200394 PAGE 3 022 D000002 0 022 A000003 GOLDMAN SACHS & CO. 022 B000003 13-5108880 022 C000003 226561 022 D000003 18576 022 A000004 BANC AMERICA SECURITY LLC 022 B000004 95-4035346 022 C000004 97113 022 D000004 97538 022 A000005 CREDIT SUISSE FIRST BOSTON CORP. 022 B000005 13-5659485 022 C000005 87389 022 D000005 27717 022 A000006 MERRILL LYNCH, PIERCE, FENNER & SMITH, INC. 022 B000006 13-5674085 022 C000006 47015 022 D000006 49820 022 A000007 LEHMAN BROTHERS, INC. 022 B000007 13-2518466 022 C000007 30602 022 D000007 49700 022 A000008 KNIGHT SECURITIES 022 C000008 39606 022 D000008 35306 022 A000009 SALOMON SMITH BARNEY, INC. 022 B000009 13-1912900 022 C000009 34398 022 D000009 31156 022 A000010 ROBERTSON, STEPHEN & CO. 022 C000010 28851 022 D000010 23657 023 C000000 4659032 023 D000000 565322 024 000000 N 025 D000001 0 025 D000002 0 025 D000003 0 025 D000004 0 025 D000005 0 025 D000006 0 025 D000007 0 025 D000008 0 026 A000000 Y 026 B000000 Y 026 C000000 N 026 D000000 Y 026 E000000 N 026 F000000 N 026 G010000 N 026 G020000 N 026 H000000 Y PAGE 4 027 000000 Y 028 A010000 279972 028 A020000 1 028 A030000 0 028 A040000 281356 028 B010000 326326 028 B020000 1 028 B030000 0 028 B040000 430875 028 C010000 349638 028 C020000 0 028 C030000 0 028 C040000 399187 028 D010000 360735 028 D020000 1 028 D030000 0 028 D040000 452004 028 E010000 485069 028 E020000 0 028 E030000 0 028 E040000 465633 028 F010000 374292 028 F020000 0 028 F030000 0 028 F040000 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H020000 N 070 I010000 N 070 I020000 N 070 J010000 Y 070 J020000 N 070 K010000 N 070 K020000 N 070 L010000 Y 070 L020000 Y 070 M010000 Y 070 M020000 N 070 N010000 N 070 N020000 N 070 O010000 N 070 O020000 N 070 P010000 Y 070 P020000 N 070 Q010000 N 070 Q020000 N 070 R010000 N 070 R020000 N 071 A000000 1224205 071 B000000 1544938 071 C000000 1419181 071 D000000 86 072 A000000 6 072 B000000 891 072 C000000 4648 072 D000000 0 072 E000000 0 072 F000000 7151 072 G000000 62 072 H000000 0 072 I000000 2329 072 J000000 130 072 K000000 0 072 L000000 406 072 M000000 11 072 N000000 27 072 O000000 0 072 P000000 0 072 Q000000 0 072 R000000 28 072 S000000 11 072 T000000 4524 072 U000000 0 PAGE 8 072 V000000 0 072 W000000 30 072 X000000 14709 072 Y000000 84 072 Z000000 -9086 072AA000000 62221 072BB000000 0 072CC010000 203830 072CC020000 0 072DD010000 0 072DD020000 0 072EE000000 0 073 A010000 0.0000 073 A020000 0.0000 073 B000000 0.0000 073 C000000 0.0000 074 A000000 0 074 B000000 0 074 C000000 0 074 D000000 0 074 E000000 0 074 F000000 1348723 074 G000000 0 074 H000000 0 074 I000000 0 074 J000000 15958 074 K000000 20 074 L000000 1200 074 M000000 0 074 N000000 1365901 074 O000000 28821 074 P000000 4436 074 Q000000 0 074 R010000 0 074 R020000 0 074 R030000 0 074 R040000 3175 074 S000000 0 074 T000000 1329469 074 U010000 16553 074 U020000 33571 074 V010000 28.26 074 V020000 25.18 074 W000000 0.0000 074 X000000 104349 074 Y000000 0 075 A000000 0 075 B000000 1429853 076 000000 0.00 077 A000000 Y 077 B000000 N PAGE 9 077 C000000 N 077 D000000 N 077 E000000 N 077 F000000 N 077 G000000 N 077 H000000 N 077 I000000 N 077 J000000 N 077 K000000 N 077 L000000 N 077 M000000 N 077 N000000 N 077 O000000 Y 077 P000000 N 077 Q010000 Y 077 Q020000 N 077 Q030000 N 078 000000 N 080 A000000 ICI MUTUAL INSURANCE COMPANY 080 B000000 GULF INSURANCE COMPANY, CHUBB 080 C000000 83000 081 A000000 Y 081 B000000 105 082 A000000 N 082 B000000 0 083 A000000 N 083 B000000 0 084 A000000 N 084 B000000 0 085 A000000 Y 085 B000000 N 086 A010000 0 086 A020000 0 086 B010000 0 086 B020000 0 086 C010000 0 086 C020000 0 086 D010000 0 086 D020000 0 086 E010000 0 086 E020000 0 086 F010000 0 086 F020000 0 SIGNATURE CATHY WHITE TITLE VICE PRESIDENT EX-27 2 0002.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000081443 ALLIANCE QUASAR FUND, INC. 001 ALLIANCE QUASAR FUND, INC. 6-MOS SEP-30-2000 OCT-01-1999 MAR-31-2000 1,160,690,317 1,348,722,454 17,177,886 302 0 1,365,900,642 28,820,615 0 7,611,204 36,431,819 100,247 1,205,764,155 16,552,901 21,698,964 (9,086,447) 0 (55,341,269) 0 188,032,137 1,329,468,823 4,648,197 890,760 0 (14,625,074) (9,086,117) 62,220,894 203,830,445 256,965,222 0 0 0 0 68,398,541 (73,544,604) 0 (108,529,958) (330) (117,562,163) 0 0 7,151,000 0 14,709,000 527,055,857 23.84 (0.12) 4.54 0 0 0 28.26 1.66 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
EX-27 3 0003.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000081443 ALLIANCE QUASAR FUND, INC. 002 ALLIANCE QUASAR FUND, INC. 6-MOS SEP-30-2000 OCT-01-1999 MAR-31-2000 1,160,690,317 1,348,722,454 17,177,886 302 0 1,365,900,642 28,820,615 0 7,611,204 36,431,819 100,247 1,205,764,155 22,591,008 27,572,202 (9,086,447) 0 (55,341,269) 0 188,032,137 1,329,468,823 4,648,197 890,760 0 (14,625,074) (9,086,117) 62,220,894 203,830,445 256,965,222 0 0 0 0 3,901,453 (8,882,647) 0 (108,529,958) (330) (117,562,163) 0 0 7,151,000 0 14,709,000 593,675,188 21.32 (0.19) 4.05 0 0 0 25.18 2.40 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
EX-27 4 0004.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000081443 ALLIANCE QUASAR FUND, INC. 003 ALLIANCE QUASAR FUND, INC. 6-MOS SEP-30-2000 OCT-01-1999 MAR-31-2000 1,160,690,317 1,348,722,454 17,177,886 302 0 1,365,900,642 28,820,615 0 7,611,204 36,431,819 100,247 1,205,764,155 6,030,522 7,877,406 (9,086,447) 0 (55,341,269) 0 188,032,137 1,329,468,823 4,648,197 890,760 0 (14,625,074) (9,086,117) 62,220,894 203,830,445 256,965,222 0 0 0 0 6,423,307 (8,270,191) 0 (108,529,958) (330) (117,562,163) 0 0 7,151,000 0 14,709,000 168,917,504 21.34 (0.20) 4.06 0 0 0 25.20 2.40 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
EX-27 5 0005.txt WARNING: THE EDGAR SYSTEM ENCOUNTERED ERROR(S) WHILE PROCESSING THIS SCHEDULE.
6 0000081443 ALLIANCE QUASAR FUND, INC. 004 ALLIANCE QUASAR FUND, INC. 6-MOS SEP-30-2000 OCT-01-1999 MAR-31-2000 1,160,690,317 1,348,722,454 17,177,886 302 0 1,365,900,642 28,820,615 0 7,611,204 36,431,819 100,247 1,205,764,155 4,948,981 6,857,580 (9,086,447) 0 (55,341,269) 0 188,032,137 1,329,468,823 4,648,197 890,760 0 (14,625,074) (9,086,117) 62,220,894 203,830,445 256,965,222 0 0 0 0 3,484,660 (5,393,259) 0 (108,529,958) (330) (117,562,163) 0 0 7,151,000 0 14,709,000 161,573,959 24.01 (0.08) 4.57 0 0 0 28.50 1.36 [AVG-DEBT-OUTSTANDING] 0 [AVG-DEBT-PER-SHARE] 0
EX-99 6 0006.txt [DESCRIPTION]Report of 10f-3 Transactions Securities Purchased in Underwritings Involving Transactions with Donaldson, Lufkin, & Jenrette Securities Corporation Subject to Rule 10f-3 Under the Investment Company Act of 1940 ALLIANCE QUASAR FUND 10f-3 TRANSACTIONS FOR THE PERIOD OCTOBER 1, 1999 THROUGH NOVEMBER 30, 1999
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 11/30/99 Illuminet Holdings, Inc. 10/07/99 4,400 0.00% $19.00 22,500 3,900 0.58% Morgan Stanley 0 World Wrestling Federation 10/18/99 96,700 0.00% $17.00 133,000 10,000 1.33% Bear Stearns 0 Radio Unica Communications 10/18/99 58,700 0.00% $16.00 79,600 6,840 1.16% Salomon Smith Barney 0 Martha Stewart Living Omnimedia10/18/99 23,000 0.00% $18.00 31,200 7,200 0.43% Morgan Stanley 0 Crossroads Systems 10/19/99 1,600 0.00% $18.00 9,500 3,500 0.27% SG Cowen Securities 0 Aether Systems, Inc. 10/20/99 14,800 0.00% $16.00 89,400 6,000 1.49% Merrill Lynch 0 Calpine Corp. 10/27/99 382,400 0.00% $46.31 447,200 7,200 6.21% CS First Boston Corp. 247,500 Predictive Systems, Inc. 10/27/99 5,200 0.00% $18.00 31,300 4,000 0.78% BancBoston Robertson 0 Expedia, Inc. 11/10/99 2,300 0.00% $14.00 8,300 5,200 0.16% Goldman, Sachs & Co. 0 Somera Communications 11/12/99 46,700 0.00% $12.00 49,600 8,500 0.58% Lehman Brothers, Inc. 0 Metasolv Software 11/18/99 6,100 0.00% $19.00 18,300 5,000 0.37% Morgan Stanley 0 Symyx Technologies, Inc. 11/18/99 41,300 0.00% $14.00 134,100 5,538 2.42% Invemed Assoc. 186,000 Exactis.com 11/19/99 2,600 0.00% $14.00 7,900 3,800 0.21% Thomas Weisel Partners 0 Mediaplex 11/19/99 7,900 0.00% $12.00 21,400 6,000 0.36% Lehman Brothers, Inc. 0 Deltathree.com 11/22/99 4,500 0.00% $15.00 13,800 6,000 0.23% Lehman Brothers, Inc. 0 Smarterkids.com 11/23/99 1,000 0.00% $14.00 3,100 4,500 0.07% Lewco Securities 0 The Management Network Group 11/23/99 6,600 0.00% $17.00 20,000 4,615 0.43% Lewco Securities 0
10f-3 TRANSACTIONS FOR THE PERIOD DECEMBER 1, 1999 THROUGH FEBRUARY 29, 2000
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 02/29/00 Harris Interactive, Inc. 12/06/99 3,100 0.00% $14.00 9,800 5,800 0.17% Lehman Brothers, Inc. 0 Classic Communications 12/07/99 61,200 0.00% $25.00 89,900 8,250 1.09% Goldman, Sachs & Co. 357,000 Free Markets, Inc. 12/09/99 4,500 0.00% $48.00 17,500 3,600 0.49% Morgan Stanley 0 Tularik, Inc. 12/09/99 19,900 0.00% $14.00 50,200 6,950 0.72% Lehman Brothers, Inc. 0 Medicalogic, Inc. 12/10/99 3,300 0.00% $17.00 8,000 5,300 0.15% BancBoston Robertson 0 Tritel, Inc. 12/13/99 5,900 0.00% $18.00 23,000 9,375 0.25% Goldman, Sachs & Co. 0 Xpedior, Inc. 12/16/99 2,200 0.00% $19.00 7,000 8,535 0.08% JP Morgan 0 Extensity, Inc. 01/27/00 7,400 0.00% $20.00 23,800 4,000 0.60% DB Clearing Services 0 Packaging Corp of America 01/27/00 494,800 0.00% $12.00 738,500 46,250 1.60% Goldman, Sachs & Co. 893,200 Caminus Corp. 01/28/00 6,900 0.00% $16.00 22,500 4,372 0.51% DB Clearing Services 0 SBA Communications Corp. 01/28/00 153,700 0.00% $27.00 181,300 6,000 3.02% Lehman Brothers, Inc. 232,800 Dobson Communications Corp. 02/03/00 49,000 0.00% $22.00 162,300 25,000 0.65% Lehman Brothers, Inc. 124,500 Mediacom Communications 02/03/00 70,000 0.00% $19.00 231,800 20,000 1.16% Salomon Smith Barney 450,200 Fastnet Corp. 02/08/00 3,400 0.00% $12.00 11,400 4,000 0.29% Furman, Selz, Magerdie 0 Rural Cellular Corp. 02/08/00 73,100 0.00% $61.88 85,600 2,390 3.58% Merrill Lynch 117,800 Landacorp, Inc. 02/09/00 1,600 0.00% $10.00 5,900 3,500 0.17% Lewco Securities 1,600 Organic, Inc. 02/09/00 10,400 0.00% $20.00 35,200 5,500 0.64% Goldman, Sachs & Co. 0 Cypress Communications 02/10/00 15,300 0.00% $17.00 23,100 10,000 0.23% Bear Stearns 0 Lante Corp. 02/10/00 11,200 0.00% $20.00 37,600 4,000 0.94% CS First Boston Corp. 0 Witness Systems 02/10/00 2,200 0.00% $20.00 7,400 3,800 0.19% Lewco Securities 0 Diversa Corp. 02/14/00 14,400 0.00% $24.00 26,100 7,250 0.36% Bear Stearns 14,000 Compucredit Corp. 02/16/00 130,900 0.00% $33.50 154,200 4,600 3.35% JP Morgan 275,300 Eloquent Inc. 02/17/00 7,900 0.00% $16.00 26,800 4,500 0.60% Piper Jaffray, Inc. 0 Hotel Reservations Network 02/25/00 23,000 0.00% $16.00 27,000 5,400 0.50% Allen & Co. 23,000
10f-3 TRANSACTIONS FOR THE PERIOD MARCH 1, 2000 THROUGH MARCH 31, 2000
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 03/31/00 Register.Com 03/03/00 6,300 0.00% $24.00 26,000 5,000 0.52% DB Clearing Services 0 Prime Response 03/03/00 6,500 0.00% $18.00 29,100 3,500 0.83% Robertson Stephens 147,700 Versata 03/03/00 5,300 0.00% $24.00 23,300 3,850 0.61% Thomas Weisel Partners 0 Net2000 Communication, Inc. 03/06/00 31,800 0.00% $20.00 144,300 10,000 1.44% Goldman, Sachs & Co. 96,800 First World Communications 03/07/00 19,400 0.00% $17.00 87,800 10,000 0.88% Lehman Brothers, Inc. 80,300 PSI Technologies Holdings 03/16/00 1,900 0.00% $16.00 8,600 3,500 0.25% Lewco Securities 0 Intrabiotics Pharmaceuticals 03/28/00 4,700 0.00% $15.00 13,800 7,500 0.18% DB Clearing Services 0 Predictive Systems, Inc. 03/30/00 239,000 0.00% $43.00 395,900 3,800 10.42% Goldman, Sachs & Co. 239,000
* Unless otherwise indicated, the securities were part of an issue registered under the Securities Act of 1933 and offered to the public. **Indicates the purchase of an Eligible Rule 144A Security. 1) Purchases by all Alliance Funds, including the Fund, may not exceed: (a) if purchased in an offering other than an Eligible Rule 144A Offering, 25% of the principal amount of the offering of such class; or (b) if purchased in an Eligible Rule 144A Offering, 25% of the total of (i) the principal amount of the offering of such class sold by underwriters or members of the selling syndicate to qualified institutional buyers, plus (ii) the principal amount of the offering of such class in any concurrent public offering.
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