EX-99 6 0006.txt [DESCRIPTION]Report of 10f-3 Transactions Securities Purchased in Underwritings Involving Transactions with Donaldson, Lufkin, & Jenrette Securities Corporation Subject to Rule 10f-3 Under the Investment Company Act of 1940 ALLIANCE QUASAR FUND 10f-3 TRANSACTIONS FOR THE PERIOD OCTOBER 1, 1999 THROUGH NOVEMBER 30, 1999
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 11/30/99 Illuminet Holdings, Inc. 10/07/99 4,400 0.00% $19.00 22,500 3,900 0.58% Morgan Stanley 0 World Wrestling Federation 10/18/99 96,700 0.00% $17.00 133,000 10,000 1.33% Bear Stearns 0 Radio Unica Communications 10/18/99 58,700 0.00% $16.00 79,600 6,840 1.16% Salomon Smith Barney 0 Martha Stewart Living Omnimedia10/18/99 23,000 0.00% $18.00 31,200 7,200 0.43% Morgan Stanley 0 Crossroads Systems 10/19/99 1,600 0.00% $18.00 9,500 3,500 0.27% SG Cowen Securities 0 Aether Systems, Inc. 10/20/99 14,800 0.00% $16.00 89,400 6,000 1.49% Merrill Lynch 0 Calpine Corp. 10/27/99 382,400 0.00% $46.31 447,200 7,200 6.21% CS First Boston Corp. 247,500 Predictive Systems, Inc. 10/27/99 5,200 0.00% $18.00 31,300 4,000 0.78% BancBoston Robertson 0 Expedia, Inc. 11/10/99 2,300 0.00% $14.00 8,300 5,200 0.16% Goldman, Sachs & Co. 0 Somera Communications 11/12/99 46,700 0.00% $12.00 49,600 8,500 0.58% Lehman Brothers, Inc. 0 Metasolv Software 11/18/99 6,100 0.00% $19.00 18,300 5,000 0.37% Morgan Stanley 0 Symyx Technologies, Inc. 11/18/99 41,300 0.00% $14.00 134,100 5,538 2.42% Invemed Assoc. 186,000 Exactis.com 11/19/99 2,600 0.00% $14.00 7,900 3,800 0.21% Thomas Weisel Partners 0 Mediaplex 11/19/99 7,900 0.00% $12.00 21,400 6,000 0.36% Lehman Brothers, Inc. 0 Deltathree.com 11/22/99 4,500 0.00% $15.00 13,800 6,000 0.23% Lehman Brothers, Inc. 0 Smarterkids.com 11/23/99 1,000 0.00% $14.00 3,100 4,500 0.07% Lewco Securities 0 The Management Network Group 11/23/99 6,600 0.00% $17.00 20,000 4,615 0.43% Lewco Securities 0
10f-3 TRANSACTIONS FOR THE PERIOD DECEMBER 1, 1999 THROUGH FEBRUARY 29, 2000
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 02/29/00 Harris Interactive, Inc. 12/06/99 3,100 0.00% $14.00 9,800 5,800 0.17% Lehman Brothers, Inc. 0 Classic Communications 12/07/99 61,200 0.00% $25.00 89,900 8,250 1.09% Goldman, Sachs & Co. 357,000 Free Markets, Inc. 12/09/99 4,500 0.00% $48.00 17,500 3,600 0.49% Morgan Stanley 0 Tularik, Inc. 12/09/99 19,900 0.00% $14.00 50,200 6,950 0.72% Lehman Brothers, Inc. 0 Medicalogic, Inc. 12/10/99 3,300 0.00% $17.00 8,000 5,300 0.15% BancBoston Robertson 0 Tritel, Inc. 12/13/99 5,900 0.00% $18.00 23,000 9,375 0.25% Goldman, Sachs & Co. 0 Xpedior, Inc. 12/16/99 2,200 0.00% $19.00 7,000 8,535 0.08% JP Morgan 0 Extensity, Inc. 01/27/00 7,400 0.00% $20.00 23,800 4,000 0.60% DB Clearing Services 0 Packaging Corp of America 01/27/00 494,800 0.00% $12.00 738,500 46,250 1.60% Goldman, Sachs & Co. 893,200 Caminus Corp. 01/28/00 6,900 0.00% $16.00 22,500 4,372 0.51% DB Clearing Services 0 SBA Communications Corp. 01/28/00 153,700 0.00% $27.00 181,300 6,000 3.02% Lehman Brothers, Inc. 232,800 Dobson Communications Corp. 02/03/00 49,000 0.00% $22.00 162,300 25,000 0.65% Lehman Brothers, Inc. 124,500 Mediacom Communications 02/03/00 70,000 0.00% $19.00 231,800 20,000 1.16% Salomon Smith Barney 450,200 Fastnet Corp. 02/08/00 3,400 0.00% $12.00 11,400 4,000 0.29% Furman, Selz, Magerdie 0 Rural Cellular Corp. 02/08/00 73,100 0.00% $61.88 85,600 2,390 3.58% Merrill Lynch 117,800 Landacorp, Inc. 02/09/00 1,600 0.00% $10.00 5,900 3,500 0.17% Lewco Securities 1,600 Organic, Inc. 02/09/00 10,400 0.00% $20.00 35,200 5,500 0.64% Goldman, Sachs & Co. 0 Cypress Communications 02/10/00 15,300 0.00% $17.00 23,100 10,000 0.23% Bear Stearns 0 Lante Corp. 02/10/00 11,200 0.00% $20.00 37,600 4,000 0.94% CS First Boston Corp. 0 Witness Systems 02/10/00 2,200 0.00% $20.00 7,400 3,800 0.19% Lewco Securities 0 Diversa Corp. 02/14/00 14,400 0.00% $24.00 26,100 7,250 0.36% Bear Stearns 14,000 Compucredit Corp. 02/16/00 130,900 0.00% $33.50 154,200 4,600 3.35% JP Morgan 275,300 Eloquent Inc. 02/17/00 7,900 0.00% $16.00 26,800 4,500 0.60% Piper Jaffray, Inc. 0 Hotel Reservations Network 02/25/00 23,000 0.00% $16.00 27,000 5,400 0.50% Allen & Co. 23,000
10f-3 TRANSACTIONS FOR THE PERIOD MARCH 1, 2000 THROUGH MARCH 31, 2000
Total % of Shares Shares Offering Shares Date Shares % of FundPrice perPurchased bOffered PurchasedPurchased Held Security* PurchasedPurchasedAssets Share Fund Group (000) By Group(From 03/31/00 Register.Com 03/03/00 6,300 0.00% $24.00 26,000 5,000 0.52% DB Clearing Services 0 Prime Response 03/03/00 6,500 0.00% $18.00 29,100 3,500 0.83% Robertson Stephens 147,700 Versata 03/03/00 5,300 0.00% $24.00 23,300 3,850 0.61% Thomas Weisel Partners 0 Net2000 Communication, Inc. 03/06/00 31,800 0.00% $20.00 144,300 10,000 1.44% Goldman, Sachs & Co. 96,800 First World Communications 03/07/00 19,400 0.00% $17.00 87,800 10,000 0.88% Lehman Brothers, Inc. 80,300 PSI Technologies Holdings 03/16/00 1,900 0.00% $16.00 8,600 3,500 0.25% Lewco Securities 0 Intrabiotics Pharmaceuticals 03/28/00 4,700 0.00% $15.00 13,800 7,500 0.18% DB Clearing Services 0 Predictive Systems, Inc. 03/30/00 239,000 0.00% $43.00 395,900 3,800 10.42% Goldman, Sachs & Co. 239,000
* Unless otherwise indicated, the securities were part of an issue registered under the Securities Act of 1933 and offered to the public. **Indicates the purchase of an Eligible Rule 144A Security. 1) Purchases by all Alliance Funds, including the Fund, may not exceed: (a) if purchased in an offering other than an Eligible Rule 144A Offering, 25% of the principal amount of the offering of such class; or (b) if purchased in an Eligible Rule 144A Offering, 25% of the total of (i) the principal amount of the offering of such class sold by underwriters or members of the selling syndicate to qualified institutional buyers, plus (ii) the principal amount of the offering of such class in any concurrent public offering.