EX-99.26(B) 5 a20-1020_1ex99d26b.htm EX-99.26(B)

Exhibit 99.26(b)

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

 

 

 

 

 

 

 

 

 

 

 

 

Parent’s

 

 

 

 

 

 

 

 

 

 

 

State of

 

State of

 

 

 

Number of

 

Percent of

 

 

 

 

 

 

 

 

 

Type of

 

Incorp. or

 

Principal

 

Federal

 

Shares

 

Ownership

 

Comments

 

 

 

 

 

 

 

Subsidiary

 

Domicile

 

Operation

 

Tax ID #

 

Owned

 

or Control

 

(e.g., Basis of Control)

 

Address

 

CityStZip

 

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

 

 

 

DE

 

NY

 

90-0226248

 

44,162,500

 

9.52

%

AXA

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Alpha Units Holdings, Inc

 

 

 

 

 

 

 

83-2796390

 

 

 

100.00

%

 

 

 

 

 

 

AXA-IM Holdings US Inc.

 

HCO

 

DE

 

NY

 

68-0461436

 

 

 

100.00

%

 

 

 

 

 

 

AXA Corporate Solutions Life Reinsurance Company

 

Insurance

 

DE

 

 

 

04-2729166

 

 

 

100.00

%

AXA Equitable Holdings, Inc.

 

525 Washington Blvd., 34th Floor

 

Jersey City, NJ 07310

 

CS Life Re Company

 

Insurance

 

AZ

 

 

 

46-5697182

 

250,000

 

100.00

%

AXA Corporate Solutions Life Reinsurance Company

 

525 Washington Blvd., 34th Floor

 

Jersey City, NJ 07310

 

787 Holdings, LLC

 

HCO

 

DE

 

NY

 

See Note 19

 

 

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

1285 Holdings, LLC

 

HCO

 

DE

 

NY

 

46-1106388

 

—

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

AXA Strategic Ventures US, LLC

 

Investment

 

DE

 

NY

 

47-2605009

 

 

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

AXA Equitable Financial Services, LLC (Notes 2 &16)

 

 

 

DE

 

NY

 

52-2197822

 

—

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

EQ AZ Life Re Company

 

Insurance

 

AZ

 

AZ

 

82-3971925

 

250,000

 

100.00

%

NAIC # 16234

 

3030 N. Third Street Suite 790

 

Phoenix, AZ 85012

 

AXA Distribution Holding Corporation (Note 2)

 

 

 

DE

 

NY

 

13-4078005

 

1,000

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

AXA Advisors, LLC (Note 5)

 

 

 

DE

 

NY

 

13-4071393

 

—

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

AXA Network, LLC (Note 6)

 

Operating

 

DE

 

NY

 

06-1555494

 

—

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

AXA Network of Puerto Rico, Inc.

 

Operating

 

P.R.

 

P.R.

 

66-0577477

 

 

 

100.00

%

 

 

 

 

 

 

PlanConnect, LLC

 

Operating

 

DE

 

NY

 

27-1540220

 

 

 

100.00

%

 

 

100 Madison Street

 

Syracuse, NY 13221

 

AXA Equitable Life Insurance Company (Note 2 & 9) *

 

Insurance

 

NY

 

NY

 

13-5570651

 

2,000,000

 

100.00

%

NAIC # 62944; General Partner of Equitable Managed Asset

 

 

 

 

 

AXA Equitable Funds Management Group LLC

 

Operating

 

DE

 

NY

 

27-5373651

 

 

 

100.00

%

 

 

 

 

 

 

Broad Vista Partners, LLC

 

Investment

 

DE

 

NY

 

81-3019204

 

—

 

70.00

%

70% by AXA Equitable & 30% by AXA France

 

 

 

 

 

EQ Holdings, LLC (Notes 3 & 4)

 

HCO

 

NY

 

NY

 

22-2766036

 

—

 

100.00

%

 

 

 

 

 

 

See Attached Listing A

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equitable Managed Assets, L.P.

 

Investment

 

DE

 

NY

 

13-3385080

 

—

 

—

 

General Partner of Equitable Deal Flow Fund

 

 

 

 

 

EVSA, Inc.

 

Investment

 

DE

 

PA

 

23-2671508

 

50

 

100.00

%

 

 

 

 

 

 

Real Estate Partnership Equities (various)

 

Investment

 

**

 

 

 

—

 

—

 

—

 

**

 

 

 

 

 

Separate Account 166, LLC

 

Investment

 

DE

 

NY

 

47-4180335

 

 

 

100.00

%

 

 

 

 

 

 

AXA Equitable Life and Annuity Company * (Note 10,17 & 18)

 

Insurance

 

Colorado

 

Colorado

 

13-3198083

 

1,000,000

 

100.00

%

 

 

 

 

 

 

MONY International Holdings, LLC

 

HCO

 

DE

 

NY

 

13-3790446

 

 

 

100.00

%

 

 

 

 

 

 

MONY International Life Insurance Co. Seguros de Vida S.A.*

 

Insurance

 

Argentina

 

Argentina

 

98-0157781

 

 

 

100.00

%

 

 

 

 

 

 

MONY Financial Resources of the Americas Limited

 

Insurance

 

Jamaica

 

Jamaica

 

13-3790446

 

1,000

 

100.00

%

 

 

 

 

 

 

MBT, Ltd.

 

Operating

 

Cayman Islands

 

Cayman Islands

 

98-0152047

 

633

 

100.00

%

79% by MONY Int’l Holdings & 21% by MONY Financial Resources

 

 

 

 

 

MONY Consultoria e Corretagem de Seguros Ltda.

 

Operating

 

Brazil

 

Brazil

 

 

 

 

 

99.00

%

 

 

 

 

 

 

MONY Life Insurance Company of the Americas, Ltd.*

 

Insurance

 

Cayman Islands

 

Cayman Islands

 

98-0152046

 

30,240

 

100.00

%

 

 

 

 

 

 

Equitable Financial Life Insurance Company of America*

 

Insurance

 

AZ

 

NY

 

86-0222062

 

 

 

100.00

%

 

 

 

 

 

 

U.S. Financial Life Insurance Company *

 

Insurance

 

OH

 

OH

 

38-2046096

 

405,000

 

100.00

%

 

 

 

 

 

 

MONY Financial Services, Inc.

 

HCO

 

DE

 

NY

 

11-3722370

 

1,000

 

100.00

%

 

 

 

 

 

 

Financial Marketing Agency, Inc.

 

Operating

 

OH

 

OH

 

31-1465146

 

99

 

99.00

%

 

 

 

 

 

 

1740 Advisers, Inc.

 

Operating

 

NY

 

NY

 

13-2645490

 

15,000

 

100.00

%

 

 

 

 

 

 

 

1

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

*                      Affiliated Insurer

**               Information relating to Equitable’s Real Estate Partnership Equities is disclosed in Schedule BA, Part 1 of AXA Equitable Life’s Annual Statement, which has been filed with the N.Y.S. Insurance Department.

***        All subsidiaries are corporations, except as otherwise noted.

 

1.                                      The Equitable Companies Incorporated changed its name to AXA Financial, Inc. on Sept. 3, 1999.

 

2.                                      Effective Sept. 20, 1999, AXA Financial, Inc. transferred ownership of Equitable Life to AXA Client Solutions, LLC, which was formed on July 19, 1999.

Effective January 1, 2002, AXA Client Solutions, LLC transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial, Inc.

Effective May 1, 2002, AXA Client Solutions, LLC changed its name to AXA Financial Services, LLC.

Effective June 1, 2002, AXA Financial, Inc. transferred ownership of Equitable Life and AXA Distribution Holding Corp. to AXA Financial Services, LLC.

Effective November 30, 2007, the name of AXA Financial Services, LLC was changed to AXA Equitable Financial Services, LLC.

 

3.                                      Equitable Holding Corp. was merged into Equitable Holdings, LLC on Dec. 19, 1997. Equitable Holdings, LLC had its name changed to EQ Holdings, LLC, effective November 4, 2019.

 

4.                                      In October 1999, AllianceBernstein Holding L.P. (“AllianceBernstein Holding L.P.”) reorganized by transferring its business and assets to AllianceBernstein L.P.,

a newly formed private partnership (“AllianceBernstein”).

 

As of September 30, 2019 AXA Equitable Holdings, Inc and its subsidiaries own 63.65% of the issued and outstanding units of limited partnership interest in AllianceBernstein (the “AllianceBernstein Units”), as follows:

AXA Equitable Holdings, held directly 51,192,758 AllianceBernstein Units (18.90%), Alpha Units Holdings owns 74,406,933 AllianceBernstein Units (27.47%), and MLOA owns 2,587,472 (.96%) of AllianceBernstein Units GP (GP owned by Alpha Units), owns 2,708,919 (1.00%) AXA IM Holdings owns 41,934,582 (15.48%)

 

As of September 26, 2019, Certificate of Cancellation filed for ACMC, LLC

 

5.                                 EQ Financial Consultants (formerly, Equico Securities, Inc.) was merged into AXA Advisors, LLC on Sept. 20, 1999. AXA Advisors, LLC was transferred from Equitable Holdings, LLC to AXA Distribution Holding Corporation on Sept. 21, 1999.

 

6.                                 Effective March 15, 2000, Equisource of New York, Inc. and 14 of its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp. EquiSource of Alabama, Inc. became AXA Network of Alabama, LLC.

EquiSource Insurance Agency of Massachusetts, Inc. became AXA Network Insurance Agency of Massachusetts, LLC.

Equisource of Nevada, Inc., of Puerto Rico, Inc., and of Texas, Inc., changed their names from “EquiSource” to become “AXA Network”, respectively. Effective February 1, 2002, Equitable Distributors Insurance Agency of Texas, Inc. changed its name to AXA Distributors Insurance Agency of Texas, Inc. Effective February 13, 2002 Equitable Distributors Insurance Agency of Massachusetts, LLC changed its name to AXA Distributors Insurance Agency of Massachusetts, LLC.

 

7.                                      Effective June 6, 2000, Frontier Trust Company was sold by ELAS to AXF and merged into Frontier Trust Company, FSB.

8.                                      Effective June 1, 2001, Equitable Structured Settlement Corp was transferred from ELAS to Equitable Holdings, LLC.

9.                                      Effective September 2004, The Equitable Life Assurance Society of the United States changed its name to AXA Equitable Life Insurance Company.

10.                               Effective September 2004, The Equitable of Colorado changed its name to AXA Life and Annuity Company.

11.                               Effective February 18, 2005, MONY Realty Capital, Inc. was sold.

12.                               Effective May 26, 2005, Matrix Capital Markets Group was sold.

12.                               Effective May 26, 2005, Matrix Private Equities was sold.

13.                               Effective December 2, 2005, Advest Group was sold.

14.                               Effective February 24, 2006, Alliance Capital Management Corporation changed its name to AllianceBernstein Corporation.

15.                               Effective July 11, 2007, Frontier Trust Company, FSB was sold.

16.                               Effective November 30, 2007, AXA Financial Services, LLC changed its name to AXA Equitable Financial Services, LLC.

17.                               Effective August 1, 2008, AXA Equitable Life Insurance Company transferred ownership of AXA Life and Annuity Company to AXA Equitable Financial Services, LLC.

18.                               Effective September 22, 2008, AXA Life and Annuity Company changed its name to AXA Equitable Life and Annuity Company.

19.                               The EIN for 787 Holdings, LLC is 27-0294443, to be used for federal employment taxes and certain federal excise taxes. For federal tax purposes, it should generally use AXA Financial’s EIN, which is 13-3623351.

20.                               Effective June 29, 2012, AXA Financial (Bermuda) Ltd. was redomesticated to Arizona and its name was changed to AXA RE Arizona Company.

21.                               Effective December 15, 2014, AXA Strategic Ventures US, LLC. was formed.

22.                               Effective April 4, 2018, AXA America Corporate Solutions Inc was sold to AXA US Holdings Inc.

23.                               AXA RE Arizona Company was merged into AXA Equitable Life Insurance Company 4/12/18

24.                               EQ AZ Life Re Company was formed on 1/3/18

25.                               EQH (as successor to AXA Financial, Inc.) is a member and an investor in AXA Strategic Ventures, LLC (the Fund) with 99% of the total capital commitments in the Fund, and ASC CI Entity, LLC has 1% of the capital call commitments in the Fund.  ASV has no capital call commitments, but has exclusive power and authority to manage the Fund.

26.                               AXA Technology Services America, Inc merged into AXA Equitable Holdings, Inc. effective 11/30/19

27.                               Effective December 13, 2019, MONY Life Insurance Company of America changed its name to Equitable Financial Life Insurance Company of America

 

2

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

 

Dissolved or Merged

-

On November 3, 2000, Donaldson, Lufkin & Jenrette, Inc. was sold to Credit Suisse Group.

 

-

100 Federal Street Funding Corporation was dissolved August 31, 1998.

 

-

100 Federal Street Realty Corporation was dissolved December 20, 2001.

 

-

CCMI Corp. was dissolved on October 7, 1999.

 

-

ELAS Realty, Inc. was dissolved January 29, 2002.

 

-

EML Associates, L.P. was dissolved March 27, 2001.

 

-

EQ Services, Inc. was dissolved May 11, 2001.

 

-

Equitable BJVS, Inc. was dissolved October 3, 1999.

 

-

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

 

-

Equitable JV Holding Corp. was dissolved on June 1, 2002.F142

 

-

Equitable JVS II, Inc. was dissolved December 4, 1996

 

-

Equitable Underwriting & Sales Agency (Bahamas) Ltd. was dissolved on December 31, 2000.

 

-

EREIM LP Associates (L.P.) was dissolved March 27, 2001.

 

-

EREIM Managers Corporation was dissolved March 27, 2001.

 

-

EVLICO East Ridge, Inc. was dissolved Jan. 13, 2001

 

-

EVLICO, Inc. was dissolved in 1999.

 

-

Franconom, Inc. was dissolved on December 4, 2000.

 

-

GP/EQ Southwest, Inc. was dissolved October 21, 1997

 

-

HVM Corp. was dissolved on Feb. 16, 1999.

 

-

ML/EQ Real Estate Portfolio, L.P. was dissolved March 27, 2001.

 

-

Prime Property Funding, Inc. was dissolved in Feb. 1999.

 

-

Sarasota Prime Hotels, Inc. became Sarasota Prime Hotels, LLC.

 

-

Six-Pac G.P., Inc. was dissolved July 12,1999

 

-

Paramount Planners, LLC., a direct subsidiary of AXA Distribution Holding Corporation, was dissolved on December 5, 2003

 

-

Equitable Rowes Wharf, Inc. was dissolved October 12, 2004

 

-

ECLL Inc. was dissolved July 15, 2003

 

-

MONY Realty Partners, Inc. was dissolved February 2005.

 

-

Wil-Gro, Inc. was dissolved June, 2005.

 

-

Sagamore Financial LLC was dissolved August 31, 2006.

 

-

Equitable JVS was dissolved August, 2007.

 

-

Astor Times Square Corp. dissolved as of April 2007.

 

-

Astor/Broadway Acquisition Corp. dissolved as of August 2007.

 

-

PC Landmark, Inc. has been administratively dissolved.

 

-

EJSVS, Inc. has been administratively dissolved.

 

-

STCS, Inc. was dissolved on August 15, 2007.

 

-

AXA Network of Alabama was merged into AXA Network, LLC. on November 18, 2011

 

-

AXA Network of Connecticut, Maine and New York, LLC was merged into AXA Network, LLC. on November 17, 2011

 

-

AXA Network Insurance Agency of Massachusetts, LLC was merged into AXA Network, LLC. on November 17, 2011

 

-

AXA Network Insurance Agency of Texas, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

 

-

AXA Network of Nevada, Inc. was merged into AXA Network, LLC. effective January 1, 2012.

 

-

Equitable Deal Flow Fund, L.P. dissolved effective December 2013.

 

-

ACMC, LLC dissolved September 26, 2019

 

3

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

LISTING A - Equitable Holdings, LLC

 

 

 

 

 

 

 

 

 

 

 

 

 

Parent’s

 

 

 

 

 

 

 

 

 

 

 

State of

 

State of

 

 

 

Number of

 

Percent of

 

 

 

 

 

 

 

 

 

Type of

 

Incorp. or

 

Principal

 

Federal

 

Shares

 

Ownership

 

Comments

 

 

 

 

 

 

 

Subsidiary

 

Domicile

 

Operation

 

Tax ID #

 

Owned

 

or Control

 

(e.g., Basis of Control)

 

Address

 

CityStZip

 

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AXA Equitable Financial Services, LLC (Note 2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AXA Equitable Life Insurance Company *

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

EQ Holdings, LLC

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Equitable Casualty Insurance Company *

 

Operating

 

VT

 

VT

 

06-1166226

 

1,000

 

100.00

%

 

 

c/o Willis Management (Vermont) Ltd., 40 Main St, Suite 200

 

Burlington, VT 05401

 

AllianceBernstein Corporation (See Note 4 on Page 2)

 

Operating

 

DE

 

NY

 

13-3633538

 

100

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

See Attached Listing B

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AXA Distributors, LLC

 

Operating

 

DE

 

NY

 

52-2233674

 

—

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

J.M.R. Realty Services, Inc.

 

Operating

 

DE

 

NY

 

13-3813232

 

1,000

 

100.00

%

 

 

1290 Avenue of the Americas

 

New York, NY 10104

 

Equitable Structured Settlement Corp. (See Note 8 on Page 2)

 

Operating

 

DE

 

NJ

 

22-3492811

 

100

 

100.00

%

 

 

 

 

 

 

 

* Affiliated Insurer

 

Equitable Investment Corp merged into Equitable Holdings, LLC on November 30, 1999.

Equitable Capital Management Corp. became ECMC, LLC on November 30, 1999.

Effective March 15, 2000, Equisource of New York, Inc. and its subsidiaries were merged into AXA Network, LLC, which was then sold to AXA Distribution Holding Corp.

Effective January 1, 2002, Equitable Distributors, Inc. merged into AXA Distributors, LLC.

AXA Distributors Insurance Agency of Alabama, LLC was merged into AXA Distributors, LLC effective November 30, 2011.

AXA Distributors Insurance Agency, LLC was merged into AXA Distributors, LLC effective November 28, 2011.

AXA Distributors Insurance Agency of Massachusetts, LLC was merged into AXA Distributors, LLC effective November 29, 2011.

AXA Distributors Insurance Agency of Texas Inc. LLC was merged into AXA Distributors, LLC effective November 29, 2011.

ELAS Securities Acquisition Corp. was  merged into Equitable Holdings, LLC effective July 16, 2012

 

4

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

LISTING B - AllianceBernstein Corporation

 

 

 

 

 

 

 

 

 

 

 

 

 

Parent’s

 

 

 

 

 

 

 

 

 

 

 

State of

 

State of

 

 

 

Number of

 

Percent of

 

 

 

 

 

 

 

 

 

Type of

 

Incorp. or

 

Principal

 

Federal

 

Shares

 

Ownership

 

Comments

 

 

 

 

 

 

 

Subsidiary

 

Domicile

 

Operation

 

Tax ID #

 

Owned

 

or Control

 

(e.g., Basis of Control)

 

Address

 

CityStZip

 

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

Alpha Units Holdings, Inc.

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AXA Equitable Financial Services, LLC (Note 2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

MONY Life Insurance Company of America

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AllianceBernstein Corporation

 

 

 

DE

 

NY

 

13-3633538

 

 

 

 

 

owns 1% GP interest in AllianceBernstein L.P. and 100,000 GP units in AllianceBernstein Holding L.P.

 

1345 Avenue of the Americas

 

New York, New York 10105

 

AllianceBernstein Holding L.P. (See Note 4 on Page 2)

 

HCO (NYSE: AB)

 

DE

 

NY

 

13-3434400

 

 

 

 

 

 

 

1345 Avenue of the Americas

 

New York, New York 10105

 

AllianceBernstein L.P. (See Note 4 on Page 2)

 

Operating

 

DE

 

NY

 

13-4064930

 

 

 

 

 

 

 

1345 Avenue of the Americas

 

New York, New York 10105

 

AllianceBernstein Investments Taiwan Limited

 

Operating

 

Taiwan

 

Taiwan

 

—

 

 

 

75.12

%

AllianceBernstein Hong Kong Limited owns 24.88%

 

 

 

 

 

AB Trust Company, LLC

 

Operating

 

NH

 

NY

 

—

 

 

 

100.00

%

Sole member interest

 

 

 

 

 

Alliance Capital Management LLC

 

HCO

 

DE

 

NY

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Real Estate Investments LLC

 

Operating

 

DE

 

NY

 

—

 

 

 

100.00

%

Sole member interest

 

 

 

 

 

AB Private Credit Investors LLC

 

Operating

 

DE

 

NY

 

47-1265381

 

 

 

100.00

%

Sole member interest

 

 

 

 

 

AB Custom Alternative Solutions LLC

 

Operating

 

DE

 

NY

 

—

 

 

 

100.00

%

Sole member interest (formerly known as RASL)

 

1345 Avenue of the Americas

 

New York, New York 10105

 

Sanford C. Bernstein & Co., LLC

 

Operating

 

DE

 

NY

 

13-4132953

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research US LP [‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP]

 

 

 

NY

 

NY

 

 

 

 

 

 

 

‘99.9% owned by SCB & Co. LLC & 0.01% by ABLP

 

 

 

 

 

Sanford C. Bernstein (Canada) Limited

 

Operating

 

Canada

 

Toronto

 

822155164NP0001

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein International LLC

 

HCO

 

DE

 

NY

 

—

 

 

 

100.00

%

Owned by AllianceBernstein L.P.

 

1345 Avenue of the Americas

 

New York, New York 10105

 

Sanford C. Bernstein (Schwiez) GmbH

 

Operating

 

Switzerland

 

Switzerland

 

—

 

 

 

100.00

%

Owned by AllianceBernstein International LLC.

 

 

 

 

 

Sanford C. Bernstein (Hong Kong) Limited (‘87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.)

 

Operating

 

Hong Kong

 

Hong Kong

 

—

 

 

 

 

 

87.4% owned by AB Intl. LLC and ‘12.6% by AB Holdings (Cayman) Ltd.

 

 

 

 

 

Sanford C. Bernstein (Australia) Pty Limited (‘100% owned by SCB HK)

 

 

 

Australia

 

Sydney

 

 

 

 

 

 

 

 

 

 

 

 

 

Autonomous Research Asia Limited (‘100% owned by SCB HK)

 

 

 

Hong Kong

 

Hong Kong

 

 

 

 

 

 

 

 

 

 

 

 

 

Sanford C. Bernstein (Ireland) Limited

 

Operating

 

Ireland

 

Dublin

 

 

 

 

 

100.00

%

Owned by AllianceBernstein International LLC.

 

 

 

 

 

AllianceBernstein Holdings Limited

 

HCO

 

U.K.

 

London

 

—

 

 

 

100.00

%

Owned by AllianceBernstein International LLC.

 

 

 

 

 

AllianceBernstein Corporation of Delaware

 

HCO

 

DE

 

NY

 

13-2778645

 

10

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, New York 10105

 

AllianceBernstein (Argentina) S.R.L.

 

Operating

 

Argentina

 

Buenos Aires

 

—

 

 

 

99.00

%

AllianceBernstein Oceanic Corporation owns 1%

 

 

 

 

 

AllianceBernstein (Chile) SpA

 

Operating

 

Chile

 

Santiago

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Japan Ltd.

 

Operating

 

Japan

 

Tokyo

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Invest. Manage. Australia Limited

 

Operating

 

Australia

 

Sydney & Melbourne

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Global Derivatives Corp.

 

Operating

 

DE

 

NY

 

13-3626546

 

1,000

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, New York 10105

 

AllianceBernstein Administradora de Carteiras (Brasil) Ltda.

 

Operating

 

Brazil

 

Sao Paulo

 

—

 

 

 

 

 

AllianceBernstein Oceanic Corporation owns 0.01% and 99.99% by AB Oceanic

 

Rua Jaoquim No. 72, Suite 62

 

Sao Paulo, Brazil

 

AllianceBernstein Holdings (Cayman) Ltd.

 

HCO

 

Cayman Isles

 

Cayman Isles

 

 

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Preferred Limited

 

HCO

 

U.K.

 

London

 

—

 

 

 

100.00

%

Owned by AllianceBernstein Corporation of Delaware

 

 

 

 

 

CPH Capital Fondsmaeglerselskab A/S (100% by AB Preferred)

 

Operating

 

Denmark

 

Copenhagen

 

—

 

 

 

 

 

 

 

 

 

 

 

AB Bernstein Israel Ltd.

 

Operating

 

Israel

 

Tel Aviv

 

—

 

 

 

100.00

%

AB Preferred

 

 

 

 

 

AllianceBernstein Limited

 

Operating

 

U.K.

 

London

 

—

 

250,000

 

100.00

%

AB Preferred owns 100% of preference shares (50.05% of ABL issued shares) & AB Holdings Limited owns 100% of ordinary shares (49.95% of ABL issues shares)

 

 

 

 

 

AB Europe GmbH

 

Operating

 

Germany

 

Munich

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Services Limited (1)

 

Operating

 

U.K.

 

London

 

—

 

1,000

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Schweiz AG

 

Operating

 

Switzerland

 

Zurich

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein (Luxembourg) S.a.r.l.

 

Operating

 

Lux.

 

Lux.

 

—

 

3,999

 

100.00

%

AB Holdings Limited owns 79.75% class b ordinary & AB Preferred owns 20.25% preference shares

 

 

 

 

 

AllianceBernstein (France) SAS

 

Operating

 

France

 

Paris

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein (Mexico) S. de R.L. de C.V.

 

Operating

 

Mexico

 

Mexico City

 

—

 

 

 

99.00

%

AllianceBernstein Oceanic Corp. owns 1%

 

 

 

 

 

AllianceBernstein Australia Limited

 

Operating

 

Australia

 

Sydney & Melbourne

 

—

 

 

 

50.00

%

AB International LLC owns the other 50%.

 

 

 

 

 

AllianceBernstein Canada, Inc.

 

Operating

 

Canada

 

Toronto

 

13-3630460

 

18,750

 

100.00

%

 

 

 

 

 

 

 

5

 

AXA EQUITABLE HOLDINGS, INC. - SUBSIDIARY ORGANIZATION CHART : DECEMBER 31, 2019

LISTING B - AllianceBernstein Corporation

 

 

 

 

 

 

 

 

 

 

 

 

 

Parent’s

 

 

 

 

 

 

 

 

 

 

 

State of

 

State of

 

 

 

Number of

 

Percent of

 

 

 

 

 

 

 

 

 

Type of

 

Incorp. or

 

Principal

 

Federal

 

Shares

 

Ownership

 

Comments

 

 

 

 

 

 

 

Subsidiary

 

Domicile

 

Operation

 

Tax ID #

 

Owned

 

or Control

 

(e.g., Basis of Control)

 

Address

 

CityStZip

 

AXA Equitable Holdings, Inc. (f/k/a AXA America Holdings, Inc.)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AXA Equitable Financial Services, LLC (Note 2)

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

 

AllianceBernstein Corporation

 

 

 

DE

 

NY

 

13-3633538

 

 

 

 

 

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein L.P.

 

Operating

 

DE

 

NY

 

13-4064930

 

 

 

 

 

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein International LLC

 

HCO

 

DE

 

NY

 

 

 

 

 

100.00

%

Owned by AllianceBernstein L.P.

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein Corporation of Delaware (Cont’d)

 

HCO

 

DE

 

NY

 

13-2778645

 

 

 

 

 

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein (Singapore) Ltd.

 

Operating

 

Singapore

 

Singapore

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstein Portugal, Unipessoal LDA.

 

Operating

 

Portugal

 

Lisbon

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Alliance Capital (Mauritius) Private Ltd.

 

HCO

 

Mauritius

 

Port Louis

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AllianceBernstain Solutions (India) Private Limited (Formerly Alliance Capital Asset Man. (India) Private Ltd)

 

Dormant

 

India

 

Mumbai

 

—

 

 

 

 

 

99.99% AC (Muaritius) and 0.01% ABCD

 

 

 

 

 

AllianceBernstein Invest. Res. & Man. (India) Pvt. Ltd.

 

Operating

 

India

 

Mumbai

 

—

 

 

 

100.00

%

 

 

 

 

 

 

Sanford C. Bernstein (India) Private Limited

 

Operating

 

India

 

Mumbai

 

—

 

 

 

99.90

%

0.1% owned by AB Corp. of DE

 

 

 

 

 

AllianceBernstein Oceanic Corporation

 

HCO

 

DE

 

NY

 

13-3441277

 

1,000

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein Asset Management (Korea) Ltd.

 

Operating

 

Korea

 

Seoul

 

—

 

 

 

100.00

%

 

 

14th Floor, Seoul Finance Center, 84 Taepyungro 1-ga, Jung-gu

 

 

 

AllianceBernstein Investments, Inc.

 

Operating

 

DE

 

NY

 

13-3191825

 

100

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein Investor Services, Inc.

 

Operating

 

DE

 

TX

 

13-3211780

 

100

 

100.00

%

 

 

1345 Avenue of the Americas

 

New York, NY 10105

 

AllianceBernstein Hong Kong Limited

 

Operating

 

Hong Kong

 

Hong Kong

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AB (Shanghai) Investment Mangagment Co., Ltd.

 

Operating

 

China

 

Shanghai

 

—

 

 

 

100.00

%

 

 

 

 

 

 

AB (Shanghai) Overseas Investment Fund Management Co., Ltd.

 

 

 

China

 

Shanghai

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Sanford C. Bernstein (Autonomous UK) 1 Limited

 

 

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research LLP (100% by SCB (Autonomous UK) 1 Ltd.)

 

 

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research Limited

 

Dormant

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research Investments Limited

 

Dormant

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research Investments 1 LLP

 

Dormant

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Autonomous Research 2 LLP

 

Dormant

 

U.K.

 

London

 

 

 

 

 

100.00

%

 

 

 

 

 

 

Sanford C. Bernstein Limited (2)

 

Operating

 

U.K.

 

London

 

—

 

 

 

100.00

%

 

 

 

 

 

 

Sanford C. Bernstein (CREST Nominees) Ltd.

 

Operating

 

U.K.

 

London

 

—

 

 

 

100.00

%

Devonshire House, 1 Mayfair Place

 

London, UK W1J8SB

 

 

 

W.P. Stewart & Co., LLC.

 

Operating

 

DE

 

NY

 

98-0201080

 

 

 

100.00

%

 

 

 

 

 

 

WPS Advisors, LLC.

 

Operating

 

DE

 

NY

 

13-4008818

 

 

 

100.00

%

 

 

 

 

 

 

W.P. Stewart Asset Management LLC

 

Operating

 

DE

 

NY

 

98-0201079

 

 

 

100.00

%

 

 

 

 

 

 

W.P. Stewart Securities LLC

 

Dormant

 

DE

 

NY

 

27-2713894

 

 

 

100.00

%

 

 

 

 

 

 

W.P. Stewart Asset Management (NA), LLC.

 

Operating

 

NY

 

NY

 

11-2650769

 

 

 

100.00

%

 

 

 

 

 

 

W.P. Stewart Fund Management S.A. (‘99.995% by WP Stewart & Co. LLC and ‘0.005% by WP Stewart Asst Mgmt LLC)

 

Operating

 

Luxembourg

 

Luxembourg

 

—

 

 

 

 

 

99.995% by WP Stewart & Co. LLC and ‘0.005% by WP Stewart Asst Mgmt LLC

 

 

 

 

 

 

(1) ABSL has; a) branch offices in Stockholm, Sweden and Madrid, Spain and b) representative offices in Amsterdam, Netherlands and Milan, Italy.

(2)  SCBL has branch offices in Amesterdam, Netherlands; Frankfurt, Germany; Milan, Italy; and Stockholm, Sweden.

 

6