-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, Mcr6RbsmBSHsFmQWPdglunheuAdDwIBPK+edeJ7Awskk84nbGt+gINtaBzNdWiWO GSeoxgcSgFWkn7e72oNRsw== 0000897101-96-000155.txt : 19960417 0000897101-96-000155.hdr.sgml : 19960417 ACCESSION NUMBER: 0000897101-96-000155 CONFORMED SUBMISSION TYPE: 10-K/A PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 19951231 FILED AS OF DATE: 19960416 SROS: NASD FILER: COMPANY DATA: COMPANY CONFORMED NAME: CNS INC /DE/ CENTRAL INDEX KEY: 0000814258 STANDARD INDUSTRIAL CLASSIFICATION: ELECTROMEDICAL & ELECTROTHERAPEUTIC APPARATUS [3845] IRS NUMBER: 411580270 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: 10-K/A SEC ACT: 1934 Act SEC FILE NUMBER: 000-16612 FILM NUMBER: 96547551 BUSINESS ADDRESS: STREET 1: 1250 PARK RD CITY: CHANHASSEN STATE: MN ZIP: 55317 BUSINESS PHONE: 6124747600 MAIL ADDRESS: STREET 2: 1250 PARK RD CITY: CHANHASSEN STATE: MN ZIP: 55317-9260 10-K/A 1 SECURITIES AND EXCHANGE COMMISSION WASHINGTON, D.C. 20549 FORM 10-K/A AMENDMENT NO. 2 TO FORM 10-K (MARK ONE) |X| ANNUAL REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 [FEE REQUIRED] For the fiscal year ended December 31, 1995 OR |_| TRANSITION REPORT PURSUANT TO SECTION 13 OR 15(D) OF THE SECURITIES EXCHANGE ACT OF 1934 [NO FEE REQUIRED] For the Transition period from _________ to __________ COMMISSION FILE NUMBER: 0-16612 CNS, INC. (Exact name of registrant as specified in its charter) DELAWARE 41-1580270 (State or other jurisdiction (I.R.S. Employer of incorporation or organization) Identification No.) P.O. BOX 39802 MINNEAPOLIS, MN 55439 (Address of principal executive offices and zip code) REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: (612) 820-6696 SECURITIES REGISTERED PURSUANT TO SECTION 12(B) OF THE ACT: NONE SECURITIES REGISTERED PURSUANT TO SECTION 12(G) OF THE ACT: TITLE OF EACH CLASS COMMON STOCK, PAR VALUE OF $.01 PER SHARE PREFERRED STOCK PURCHASE RIGHTS Indicate by check mark whether the registrant (1) has filed all reports required to be filed by Section 13 or 15(d) of the Securities Exchange Act of 1934 during the preceding 12 months (or for such shorter period that the registrant was required to file such reports), and (2) has been subject to such filing requirements for the past 90 days. YES X NO Indicate by check mark if disclosure of delinquent filers pursuant to Rule 405 of Regulation S-K is not contained herein, and will not be contained, to the best of registrant's knowledge, in definitive proxy or information statements incorporated by reference in Part III of this Form 10-K or any amendment to this Form 10-K. [ ] As of March 5, 1996, assuming as market value the price of $20.75 per share, the closing sale price of the Company's Common Stock on the Nasdaq National Market, the aggregate market value of shares held by non-affiliates was $317,598,587. As of March 5, 1996, the Company had outstanding 17,436,052 shares of Common Stock of $.01 par value per share. Documents Incorporated by Reference: The Company's Proxy Statement for its Annual Meeting of Shareholders to be held in April 1996, a definitive copy of which will be filed with the Commission within 120 days of December 31, 1995, is incorporated by reference into Part III of this Form 10-K. The Form 10-K is hereby amended by listing "Preferred Stock Purchase Rights" on the cover page as a security registered under Section 12(g) of the Securities Exchange Act of 1934 and removing the reference to "Series A Junior Participating Preferred Stock" from such list. SIGNATURES Pursuant to the requirements of Section 13 or 15(d) of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized. CNS, INC. ("Registrant") Dated: April 16, 1996 By /s/ Daniel E. Cohen, M.D. -------------------------- Daniel E. Cohen, M.D. Chairman of the Board, Chief Executive Officer, Treasurer and Director Pursuant to the requirements of the Securities Exchange Act of 1934, this Report has been signed by the following persons on April 16, 1996 on behalf of the Registrant in the capacities indicated. /s/ Daniel E. Cohen, M.D. - -------------------------- Daniel E. Cohen, M.D. Chairman of the Board and Chief Executive Officer, Treasurer and Director (Principal Executive Officer) /s/ Richard E. Jahnke - -------------------------- Richard E. Jahnke Director, President and Chief Operating Officer /s/ David J. Byrd - -------------------------- David J. Byrd Vice President of Finance and Chief Financial Officer (Principal Financial and Accounting Officer) * - -------------------------- Patrick Delaney, Director * - -------------------------- R. Hunt Greene, Director * - -------------------------- Andrew J. Greenshields, Director * - -------------------------- Richard W. Perkins, Director *By: /s/ Daniel E. Cohen, M.D. - ------------------------------ Daniel E. Cohen, M.D., Attorney-In-Fact -----END PRIVACY-ENHANCED MESSAGE-----