-----BEGIN PRIVACY-ENHANCED MESSAGE----- Proc-Type: 2001,MIC-CLEAR Originator-Name: webmaster@www.sec.gov Originator-Key-Asymmetric: MFgwCgYEVQgBAQICAf8DSgAwRwJAW2sNKK9AVtBzYZmr6aGjlWyK3XmZv3dTINen TWSM7vrzLADbmYQaionwg5sDW3P6oaM5D3tdezXMm7z1T+B+twIDAQAB MIC-Info: RSA-MD5,RSA, CQHkY8mw8/gsliWbbiIR9Cycmj0l82eAf79mnKvH5kWkyl4jP+mvFLXL/gutjOuR X2lbeqjUgw0bxYFRYFwhYQ== 0000940400-06-000538.txt : 20060829 0000940400-06-000538.hdr.sgml : 20060829 20060829111248 ACCESSION NUMBER: 0000940400-06-000538 CONFORMED SUBMISSION TYPE: NSAR-A PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20060630 FILED AS OF DATE: 20060829 DATE AS OF CHANGE: 20060829 EFFECTIVENESS DATE: 20060829 FILER: COMPANY DATA: COMPANY CONFORMED NAME: RS INVESTMENT TRUST CENTRAL INDEX KEY: 0000814232 IRS NUMBER: 946649069 STATE OF INCORPORATION: MA FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NSAR-A SEC ACT: 1940 Act SEC FILE NUMBER: 811-05159 FILM NUMBER: 061060877 BUSINESS ADDRESS: STREET 1: 388 MARKET STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 BUSINESS PHONE: 4155912700 MAIL ADDRESS: STREET 1: 388 MARKET STREET STREET 2: SUITE 1700 CITY: SAN FRANCISCO STATE: CA ZIP: 94111 FORMER COMPANY: FORMER CONFORMED NAME: ROBERTSON STEPHENS INVESTMENT TRUST DATE OF NAME CHANGE: 19920703 FORMER COMPANY: FORMER CONFORMED NAME: ROBERTSON STEPHENS EMERGING GROWTH FD DATE OF NAME CHANGE: 19920315 FORMER COMPANY: FORMER CONFORMED NAME: ROBERTSON STEPHENS EMERGING GROWTH FUND DATE OF NAME CHANGE: 19920312 0000814232 S000007373 RS Diversified Growth Fund C000020249 Class A RSDGX C000036592 Class I C000036593 Class K 0000814232 S000007374 RS Smaller Company Growth Fund C000020250 Class A RSSGX C000036594 Class I C000036595 Class K 0000814232 S000007375 RS Value Fund C000020251 Class A RSVAX C000036596 Class I C000036597 Class K 0000814232 S000007376 RS Emerging Growth Fund C000020252 Class A RSEGX C000036598 Class I C000036599 Class K 0000814232 S000007377 RS Global Natural Resources Fund C000020253 Class A RSNRX C000036600 Class K C000036601 Class I 0000814232 S000007378 RS Growth Fund C000020254 Class A RSGRX C000036602 Class I C000036603 Class K 0000814232 S000007379 RS Information Age Fund C000020255 Class A RSIFX C000036604 Class I C000036605 Class K 0000814232 S000007380 RS Internet Age Fund C000020256 Class A RIAFX C000036606 Class I C000036607 Class K 0000814232 S000007381 RS Investors Fund C000020257 Class A RSINX C000036608 Class I C000036609 Class K 0000814232 S000007382 RS MidCap Opportunities Fund C000020258 Class A RSMOX C000036610 Class I C000036611 Class K 0000814232 S000007383 RS Partners Fund C000020259 Class A RSPFX C000036612 Class I C000036613 Class K 0000814232 S000013475 RS Asset Allocation Fund C000036405 Class A C000036406 Class B C000036407 Class C C000036408 Class K 0000814232 S000013476 RS S&P 500 Index Fund C000036409 Class A C000036410 Class B C000036411 Class C C000036412 Class K 0000814232 S000013477 RS Small Cap Core Equity Fund C000036413 Class A C000036414 Class B C000036415 Class C C000036416 Class I C000036417 Class K 0000814232 S000013478 RS Tax-Exempt Fund C000036418 Class A C000036419 Class C 0000814232 S000013479 RS Cash Management Fund C000036420 Class A C000036421 Class B C000036422 Class C C000036423 Class K 0000814232 S000013480 RS Core Equity Fund C000036424 Class B C000036425 Class C C000036426 Class I C000036427 Class K C000036428 Class A 0000814232 S000013481 RS Emerging Markets Fund C000036429 Class A C000036430 Class B C000036431 Class C C000036432 Class I C000036433 Class K 0000814232 S000013482 RS High Yield Bond Fund C000036434 Class A C000036435 Class B C000036436 Class C C000036437 Class K 0000814232 S000013483 RS International Growth Fund C000036438 Class A C000036439 Class B C000036440 Class C C000036441 Class I C000036442 Class K 0000814232 S000013484 RS Investment Quality Bond Fund C000036443 Class A C000036444 Class B C000036445 Class C C000036446 Class K 0000814232 S000013485 RS 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C020300 0 028 C030300 0 028 C040300 129717 028 D010300 116597 028 D020300 0 028 D030300 0 028 D040300 123637 028 E010300 76345 028 E020300 0 028 E030300 0 028 E040300 79307 028 F010300 69514 028 F020300 0 028 F030300 0 028 F040300 47986 028 G010300 582954 028 G020300 0 028 G030300 0 028 G040300 529983 028 H000300 0 042 A000300 0 042 B000300 0 042 C000300 100 042 D000300 0 042 E000300 0 042 F000300 0 042 G000300 0 042 H000300 0 043 000300 2106 044 000300 0 045 000300 Y 046 000300 N 047 000300 Y 048 000300 0.850 048 A010300 0 048 A020300 0.000 048 B010300 0 048 B020300 0.000 048 C010300 0 048 C020300 0.000 048 D010300 0 048 D020300 0.000 048 E010300 0 048 E020300 0.000 048 F010300 0 048 F020300 0.000 048 G010300 0 048 G020300 0.000 PAGE 15 048 H010300 0 048 H020300 0.000 048 I010300 0 048 I020300 0.000 048 J010300 0 048 J020300 0.000 048 K010300 0 048 K020300 0.000 055 A000300 N 055 B000300 N 056 000300 Y 057 000300 N 058 A000300 N 059 000300 Y 060 A000300 Y 060 B000300 Y 061 000300 5000 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64006 028 D010400 79510 028 D020400 0 028 D030400 0 028 D040400 40664 028 E010400 86259 028 E020400 0 028 E030400 0 PAGE 18 028 E040400 59667 028 F010400 66844 028 F020400 3 028 F030400 0 028 F040400 69622 028 G010400 562623 028 G020400 3 028 G030400 0 028 G040400 405973 028 H000400 0 042 A000400 0 042 B000400 0 042 C000400 100 042 D000400 0 042 E000400 0 042 F000400 0 042 G000400 0 042 H000400 0 043 000400 2953 044 000400 0 045 000400 Y 046 000400 N 047 000400 Y 048 000400 1.000 048 A010400 0 048 A020400 0.000 048 B010400 0 048 B020400 0.000 048 C010400 0 048 C020400 0.000 048 D010400 0 048 D020400 0.000 048 E010400 0 048 E020400 0.000 048 F010400 0 048 F020400 0.000 048 G010400 0 048 G020400 0.000 048 H010400 0 048 H020400 0.000 048 I010400 0 048 I020400 0.000 048 J010400 0 048 J020400 0.000 048 K010400 0 048 K020400 0.000 055 A000400 N 055 B000400 N 056 000400 Y 057 000400 N 058 A000400 N PAGE 19 059 000400 Y 060 A000400 N 060 B000400 N 061 000400 5000 066 A000400 Y 066 D000400 Y 067 000400 N 068 A000400 N 068 B000400 N 069 000400 N 070 A010400 Y 070 A020400 N 070 B010400 Y 070 B020400 N 070 C010400 Y 070 C020400 N 070 D010400 Y 070 D020400 N 070 E010400 Y 070 E020400 N 070 F010400 Y 070 F020400 N 070 G010400 Y 070 G020400 N 070 H010400 Y 070 H020400 N 070 I010400 N 070 I020400 N 070 J010400 Y 070 J020400 N 070 K010400 Y 070 K020400 Y 070 L010400 Y 070 L020400 Y 070 M010400 Y 070 M020400 Y 070 N010400 Y 070 N020400 N 070 O010400 Y 070 O020400 N 070 P010400 Y 070 P020400 N 070 Q010400 Y 070 Q020400 N 070 R010400 Y 070 R020400 N 071 A000400 657820 071 B000400 620533 071 C000400 1964223 071 D000400 32 072 A000400 6 PAGE 20 072 B000400 9199 072 C000400 12941 072 D000400 0 072 E000400 0 072 F000400 11811 072 G000400 682 072 H000400 0 072 I000400 1001 072 J000400 162 072 K000400 0 072 L000400 623 072 M000400 78 072 N000400 59 072 O000400 0 072 P000400 0 072 Q000400 4 072 R000400 70 072 S000400 90 072 T000400 2953 072 U000400 0 072 V000400 0 072 W000400 191 072 X000400 17724 072 Y000400 131 072 Z000400 4547 072AA000400 177692 072BB000400 28966 072CC010400 0 072CC020400 50790 072DD010400 0 072DD020400 0 072EE000400 0 073 A010400 0.0000 073 A020400 0.0000 073 B000400 0.0000 073 C000400 0.0000 074 A000400 470558 074 B000400 0 074 C000400 0 074 D000400 0 074 E000400 0 074 F000400 1804010 074 G000400 0 074 H000400 0 074 I000400 144957 074 J000400 11352 074 K000400 9 074 L000400 11307 074 M000400 135 074 N000400 2442328 074 O000400 12794 PAGE 21 074 P000400 2458 074 Q000400 0 074 R010400 0 074 R020400 0 074 R030400 0 074 R040400 3533 074 S000400 0 074 T000400 2423543 074 U010400 69937 074 U020400 0 074 V010400 34.65 074 V020400 0.00 074 W000400 0.0000 074 X000400 56451 074 Y000400 0 075 A000400 0 075 B000400 2380679 076 000400 0.00 024 000500 Y 025 A000501 E*TRADE FINANCIAL CORPORATION 025 B000501 94-2844166 025 C000501 E 025 D000501 3104 025 D000502 0 025 D000503 0 025 D000504 0 025 D000505 0 025 D000506 0 025 D000507 0 025 D000508 0 028 A010500 6258 028 A020500 0 028 A030500 0 028 A040500 2722 028 B010500 8064 028 B020500 0 028 B030500 0 028 B040500 2850 028 C010500 8247 028 C020500 0 028 C030500 0 028 C040500 2984 028 D010500 10673 028 D020500 0 028 D030500 0 028 D040500 2640 028 E010500 8633 028 E020500 0 028 E030500 0 028 E040500 3519 028 F010500 7425 PAGE 22 028 F020500 0 028 F030500 0 028 F040500 3442 028 G010500 49300 028 G020500 0 028 G030500 0 028 G040500 18157 028 H000500 0 042 A000500 0 042 B000500 0 042 C000500 100 042 D000500 0 042 E000500 0 042 F000500 0 042 G000500 0 042 H000500 0 043 000500 310 044 000500 0 045 000500 Y 046 000500 N 047 000500 Y 048 000500 0.850 048 A010500 0 048 A020500 0.000 048 B010500 0 048 B020500 0.000 048 C010500 0 048 C020500 0.000 048 D010500 0 048 D020500 0.000 048 E010500 0 048 E020500 0.000 048 F010500 0 048 F020500 0.000 048 G010500 0 048 G020500 0.000 048 H010500 0 048 H020500 0.000 048 I010500 0 048 I020500 0.000 048 J010500 0 048 J020500 0.000 048 K010500 0 048 K020500 0.000 055 A000500 N 055 B000500 N 056 000500 Y 057 000500 N 058 A000500 N 059 000500 Y 060 A000500 Y PAGE 23 060 B000500 Y 061 000500 5000 066 A000500 Y 066 D000500 Y 067 000500 N 068 A000500 N 068 B000500 N 069 000500 N 070 A010500 Y 070 A020500 N 070 B010500 Y 070 B020500 N 070 C010500 Y 070 C020500 N 070 D010500 Y 070 D020500 N 070 E010500 Y 070 E020500 N 070 F010500 Y 070 F020500 N 070 G010500 Y 070 G020500 N 070 H010500 Y 070 H020500 N 070 I010500 N 070 I020500 N 070 J010500 Y 070 J020500 N 070 K010500 Y 070 K020500 Y 070 L010500 Y 070 L020500 Y 070 M010500 Y 070 M020500 N 070 N010500 Y 070 N020500 N 070 O010500 Y 070 O020500 N 070 P010500 Y 070 P020500 N 070 Q010500 Y 070 Q020500 N 070 R010500 Y 070 R020500 N 071 A000500 284609 071 B000500 248991 071 C000500 242040 071 D000500 103 072 A000500 6 072 B000500 138 072 C000500 591 PAGE 24 072 D000500 0 072 E000500 0 072 F000500 1052 072 G000500 87 072 H000500 0 072 I000500 63 072 J000500 26 072 K000500 0 072 L000500 63 072 M000500 8 072 N000500 22 072 O000500 0 072 P000500 0 072 Q000500 4 072 R000500 12 072 S000500 9 072 T000500 310 072 U000500 0 072 V000500 0 072 W000500 16 072 X000500 1672 072 Y000500 66 072 Z000500 -877 072AA000500 34224 072BB000500 12361 072CC010500 0 072CC020500 11264 072DD010500 0 072DD020500 0 072EE000500 0 073 A010500 0.0000 073 A020500 0.0000 073 B000500 0.0000 073 C000500 0.0000 074 A000500 0 074 B000500 0 074 C000500 0 074 D000500 0 074 E000500 0 074 F000500 255597 074 G000500 0 074 H000500 0 074 I000500 4738 074 J000500 1561 074 K000500 1 074 L000500 1434 074 M000500 14 074 N000500 263345 074 O000500 3161 074 P000500 216 074 Q000500 0 PAGE 25 074 R010500 0 074 R020500 0 074 R030500 0 074 R040500 332 074 S000500 0 074 T000500 259636 074 U010500 18554 074 U020500 0 074 V010500 13.99 074 V020500 0.00 074 W000500 0.0000 074 X000500 7424 074 Y000500 0 075 A000500 0 075 B000500 249254 076 000500 0.00 024 000600 N 028 A010600 4708 028 A020600 0 028 A030600 0 028 A040600 3910 028 B010600 1665 028 B020600 0 028 B030600 0 028 B040600 2876 028 C010600 1279 028 C020600 0 028 C030600 0 028 C040600 2940 028 D010600 710 028 D020600 0 028 D030600 0 028 D040600 2442 028 E010600 909 028 E020600 0 028 E030600 0 028 E040600 3679 028 F010600 1486 028 F020600 0 028 F030600 0 028 F040600 2042 028 G010600 10757 028 G020600 0 028 G030600 0 028 G040600 17889 028 H000600 0 042 A000600 0 042 B000600 0 042 C000600 100 042 D000600 0 042 E000600 0 PAGE 26 042 F000600 0 042 G000600 0 042 H000600 0 043 000600 114 044 000600 0 045 000600 Y 046 000600 N 047 000600 Y 048 000600 1.000 048 A010600 0 048 A020600 0.000 048 B010600 0 048 B020600 0.000 048 C010600 0 048 C020600 0.000 048 D010600 0 048 D020600 0.000 048 E010600 0 048 E020600 0.000 048 F010600 0 048 F020600 0.000 048 G010600 0 048 G020600 0.000 048 H010600 0 048 H020600 0.000 048 I010600 0 048 I020600 0.000 048 J010600 0 048 J020600 0.000 048 K010600 0 048 K020600 0.000 055 A000600 N 055 B000600 N 056 000600 Y 057 000600 N 058 A000600 N 059 000600 Y 060 A000600 Y 060 B000600 Y 061 000600 5000 066 A000600 Y 066 C000600 Y 067 000600 N 068 A000600 N 068 B000600 N 069 000600 N 070 A010600 Y 070 A020600 N 070 B010600 Y 070 B020600 N 070 C010600 Y PAGE 27 070 C020600 N 070 D010600 Y 070 D020600 N 070 E010600 Y 070 E020600 N 070 F010600 Y 070 F020600 N 070 G010600 Y 070 G020600 N 070 H010600 Y 070 H020600 N 070 I010600 N 070 I020600 N 070 J010600 Y 070 J020600 N 070 K010600 Y 070 K020600 Y 070 L010600 Y 070 L020600 Y 070 M010600 Y 070 M020600 Y 070 N010600 Y 070 N020600 N 070 O010600 Y 070 O020600 N 070 P010600 Y 070 P020600 N 070 Q010600 N 070 Q020600 N 070 R010600 Y 070 R020600 N 071 A000600 84998 071 B000600 97843 071 C000600 86297 071 D000600 99 072 A000600 6 072 B000600 113 072 C000600 16 072 D000600 0 072 E000600 0 072 F000600 456 072 G000600 32 072 H000600 0 072 I000600 56 072 J000600 15 072 K000600 0 072 L000600 27 072 M000600 4 072 N000600 15 072 O000600 0 072 P000600 0 PAGE 28 072 Q000600 4 072 R000600 6 072 S000600 4 072 T000600 114 072 U000600 0 072 V000600 0 072 W000600 13 072 X000600 746 072 Y000600 2 072 Z000600 -615 072AA000600 15790 072BB000600 7802 072CC010600 0 072CC020600 10750 072DD010600 0 072DD020600 0 072EE000600 0 073 A010600 0.0000 073 A020600 0.0000 073 B000600 0.0000 073 C000600 0.0000 074 A000600 591 074 B000600 0 074 C000600 0 074 D000600 0 074 E000600 0 074 F000600 71729 074 G000600 0 074 H000600 0 074 I000600 7982 074 J000600 483 074 K000600 0 074 L000600 465 074 M000600 5 074 N000600 81255 074 O000600 1508 074 P000600 81 074 Q000600 0 074 R010600 0 074 R020600 0 074 R030600 0 074 R040600 190 074 S000600 0 074 T000600 79476 074 U010600 5088 074 U020600 0 074 V010600 15.62 074 V020600 0.00 074 W000600 0.0000 074 X000600 2931 074 Y000600 0 PAGE 29 075 A000600 0 075 B000600 91482 076 000600 0.00 024 000700 N 028 A010700 136913 028 A020700 0 028 A030700 0 028 A040700 34101 028 B010700 100899 028 B020700 0 028 B030700 0 028 B040700 49417 028 C010700 75099 028 C020700 0 028 C030700 0 028 C040700 84534 028 D010700 74447 028 D020700 0 028 D030700 0 028 D040700 48005 028 E010700 100910 028 E020700 0 028 E030700 0 028 E040700 94200 028 F010700 59284 028 F020700 2 028 F030700 0 028 F040700 89427 028 G010700 547552 028 G020700 2 028 G030700 0 028 G040700 399684 028 H000700 0 042 A000700 0 042 B000700 0 042 C000700 100 042 D000700 0 042 E000700 0 042 F000700 0 042 G000700 0 042 H000700 0 043 000700 2496 044 000700 0 045 000700 Y 046 000700 N 047 000700 Y 048 000700 1.000 048 A010700 0 048 A020700 0.000 048 B010700 0 048 B020700 0.000 PAGE 30 048 C010700 0 048 C020700 0.000 048 D010700 0 048 D020700 0.000 048 E010700 0 048 E020700 0.000 048 F010700 0 048 F020700 0.000 048 G010700 0 048 G020700 0.000 048 H010700 0 048 H020700 0.000 048 I010700 0 048 I020700 0.000 048 J010700 0 048 J020700 0.000 048 K010700 0 048 K020700 0.000 055 A000700 N 055 B000700 N 056 000700 Y 057 000700 N 058 A000700 N 059 000700 Y 060 A000700 Y 060 B000700 Y 061 000700 5000 066 A000700 Y 066 C000700 Y 067 000700 N 068 A000700 N 068 B000700 N 069 000700 N 070 A010700 Y 070 A020700 N 070 B010700 Y 070 B020700 N 070 C010700 Y 070 C020700 N 070 D010700 Y 070 D020700 N 070 E010700 Y 070 E020700 N 070 F010700 Y 070 F020700 N 070 G010700 Y 070 G020700 N 070 H010700 Y 070 H020700 N 070 I010700 N 070 I020700 N PAGE 31 070 J010700 Y 070 J020700 Y 070 K010700 Y 070 K020700 Y 070 L010700 Y 070 L020700 Y 070 M010700 Y 070 M020700 Y 070 N010700 Y 070 N020700 N 070 O010700 Y 070 O020700 N 070 P010700 Y 070 P020700 N 070 Q010700 N 070 Q020700 N 070 R010700 Y 070 R020700 N 071 A000700 713053 071 B000700 848602 071 C000700 1681963 071 D000700 42 072 A000700 6 072 B000700 7165 072 C000700 12035 072 D000700 0 072 E000700 0 072 F000700 9986 072 G000700 627 072 H000700 0 072 I000700 811 072 J000700 248 072 K000700 0 072 L000700 505 072 M000700 60 072 N000700 109 072 O000700 0 072 P000700 0 072 Q000700 5 072 R000700 59 072 S000700 81 072 T000700 2496 072 U000700 0 072 V000700 0 072 W000700 128 072 X000700 15115 072 Y000700 236 072 Z000700 4321 072AA000700 245995 072BB000700 30949 072CC010700 0 PAGE 32 072CC020700 44201 072DD010700 0 072DD020700 0 072EE000700 0 073 A010700 0.0000 073 A020700 0.0000 073 B000700 0.0000 073 C000700 0.0000 074 A000700 267767 074 B000700 0 074 C000700 0 074 D000700 0 074 E000700 0 074 F000700 1606279 074 G000700 0 074 H000700 0 074 I000700 203742 074 J000700 9408 074 K000700 7 074 L000700 13358 074 M000700 112 074 N000700 2100673 074 O000700 58480 074 P000700 1972 074 Q000700 0 074 R010700 0 074 R020700 0 074 R030700 0 074 R040700 2003 074 S000700 0 074 T000700 2038218 074 U010700 56468 074 U020700 0 074 V010700 36.09 074 V020700 0.00 074 W000700 0.0000 074 X000700 28323 074 Y000700 0 075 A000700 0 075 B000700 2011808 076 000700 0.00 024 000800 N 025 D000801 0 025 D000802 0 025 D000803 0 025 D000804 0 025 D000805 0 025 D000806 0 025 D000807 0 025 D000808 0 028 A010800 4610 PAGE 33 028 A020800 0 028 A030800 0 028 A040800 32468 028 B010800 4263 028 B020800 0 028 B030800 0 028 B040800 14534 028 C010800 6504 028 C020800 0 028 C030800 0 028 C040800 15989 028 D010800 4091 028 D020800 0 028 D030800 0 028 D040800 15662 028 E010800 4430 028 E020800 0 028 E030800 0 028 E040800 20005 028 F010800 3918 028 F020800 0 028 F030800 0 028 F040800 28199 028 G010800 27816 028 G020800 0 028 G030800 0 028 G040800 126857 028 H000800 0 042 A000800 0 042 B000800 0 042 C000800 100 042 D000800 0 042 E000800 0 042 F000800 0 042 G000800 0 042 H000800 0 043 000800 444 044 000800 0 045 000800 Y 046 000800 N 047 000800 Y 048 000800 1.000 048 A010800 0 048 A020800 0.000 048 B010800 0 048 B020800 0.000 048 C010800 0 048 C020800 0.000 048 D010800 0 048 D020800 0.000 048 E010800 0 PAGE 34 048 E020800 0.000 048 F010800 0 048 F020800 0.000 048 G010800 0 048 G020800 0.000 048 H010800 0 048 H020800 0.000 048 I010800 0 048 I020800 0.000 048 J010800 0 048 J020800 0.000 048 K010800 0 048 K020800 0.000 055 A000800 N 055 B000800 Y 056 000800 Y 057 000800 N 058 A000800 N 059 000800 Y 060 A000800 Y 060 B000800 Y 061 000800 5000 066 A000800 Y 066 D000800 Y 067 000800 N 068 A000800 N 068 B000800 N 069 000800 N 070 A010800 Y 070 A020800 N 070 B010800 Y 070 B020800 N 070 C010800 Y 070 C020800 N 070 D010800 Y 070 D020800 N 070 E010800 Y 070 E020800 N 070 F010800 Y 070 F020800 N 070 G010800 Y 070 G020800 N 070 H010800 Y 070 H020800 N 070 I010800 N 070 I020800 N 070 J010800 Y 070 J020800 N 070 K010800 Y 070 K020800 Y 070 L010800 Y PAGE 35 070 L020800 Y 070 M010800 Y 070 M020800 N 070 N010800 Y 070 N020800 N 070 O010800 Y 070 O020800 N 070 P010800 Y 070 P020800 N 070 Q010800 N 070 Q020800 N 070 R010800 Y 070 R020800 N 071 A000800 354610 071 B000800 457673 071 C000800 349349 071 D000800 102 072 A000800 6 072 B000800 242 072 C000800 172 072 D000800 0 072 E000800 0 072 F000800 1776 072 G000800 124 072 H000800 0 072 I000800 320 072 J000800 38 072 K000800 0 072 L000800 126 072 M000800 19 072 N000800 29 072 O000800 0 072 P000800 4 072 Q000800 5 072 R000800 16 072 S000800 11 072 T000800 444 072 U000800 0 072 V000800 0 072 W000800 58 072 X000800 2970 072 Y000800 27 072 Z000800 -2529 072AA000800 63358 072BB000800 28502 072CC010800 0 072CC020800 25318 072DD010800 0 072DD020800 0 072EE000800 0 073 A010800 0.0000 PAGE 36 073 A020800 0.0000 073 B000800 0.0000 073 C000800 0.0000 074 A000800 0 074 B000800 0 074 C000800 0 074 D000800 0 074 E000800 0 074 F000800 290494 074 G000800 0 074 H000800 0 074 I000800 4869 074 J000800 2071 074 K000800 2 074 L000800 283 074 M000800 21 074 N000800 297740 074 O000800 2304 074 P000800 302 074 Q000800 0 074 R010800 0 074 R020800 0 074 R030800 0 074 R040800 1288 074 S000800 0 074 T000800 293846 074 U010800 13095 074 U020800 0 074 V010800 22.44 074 V020800 0.00 074 W000800 0.0000 074 X000800 11270 074 Y000800 0 075 A000800 0 075 B000800 358261 076 000800 0.00 024 000900 N 028 A010900 20979 028 A020900 0 028 A030900 0 028 A040900 10971 028 B010900 15168 028 B020900 0 028 B030900 0 028 B040900 6843 028 C010900 19476 028 C020900 0 028 C030900 0 028 C040900 9317 028 D010900 13827 028 D020900 0 PAGE 37 028 D030900 0 028 D040900 3799 028 E010900 14930 028 E020900 0 028 E030900 0 028 E040900 5165 028 F010900 16994 028 F020900 1 028 F030900 0 028 F040900 7884 028 G010900 101374 028 G020900 1 028 G030900 0 028 G040900 43979 028 H000900 0 042 A000900 0 042 B000900 0 042 C000900 100 042 D000900 0 042 E000900 0 042 F000900 0 042 G000900 0 042 H000900 0 043 000900 354 044 000900 0 045 000900 Y 046 000900 N 047 000900 Y 048 000900 1.000 048 A010900 0 048 A020900 0.000 048 B010900 0 048 B020900 0.000 048 C010900 0 048 C020900 0.000 048 D010900 0 048 D020900 0.000 048 E010900 0 048 E020900 0.000 048 F010900 0 048 F020900 0.000 048 G010900 0 048 G020900 0.000 048 H010900 0 048 H020900 0.000 048 I010900 0 048 I020900 0.000 048 J010900 0 048 J020900 0.000 048 K010900 0 048 K020900 0.000 PAGE 38 055 A000900 N 055 B000900 N 056 000900 Y 057 000900 N 058 A000900 N 059 000900 Y 060 A000900 Y 060 B000900 Y 061 000900 5000 066 A000900 Y 066 C000900 Y 067 000900 N 068 A000900 N 068 B000900 N 069 000900 N 070 A010900 Y 070 A020900 N 070 B010900 Y 070 B020900 N 070 C010900 Y 070 C020900 N 070 D010900 Y 070 D020900 N 070 E010900 Y 070 E020900 N 070 F010900 Y 070 F020900 N 070 G010900 Y 070 G020900 N 070 H010900 Y 070 H020900 N 070 I010900 N 070 I020900 N 070 J010900 Y 070 J020900 N 070 K010900 Y 070 K020900 Y 070 L010900 Y 070 L020900 Y 070 M010900 Y 070 M020900 N 070 N010900 Y 070 N020900 N 070 O010900 Y 070 O020900 N 070 P010900 Y 070 P020900 N 070 Q010900 N 070 Q020900 N 070 R010900 Y 070 R020900 N PAGE 39 071 A000900 230854 071 B000900 185551 071 C000900 265207 071 D000900 70 072 A000900 6 072 B000900 401 072 C000900 304 072 D000900 0 072 E000900 0 072 F000900 1416 072 G000900 99 072 H000900 0 072 I000900 50 072 J000900 35 072 K000900 0 072 L000900 105 072 M000900 10 072 N000900 20 072 O000900 0 072 P000900 0 072 Q000900 5 072 R000900 12 072 S000900 10 072 T000900 354 072 U000900 0 072 V000900 0 072 W000900 31 072 X000900 2147 072 Y000900 19 072 Z000900 -1423 072AA000900 25173 072BB000900 17584 072CC010900 0 072CC020900 6565 072DD010900 0 072DD020900 0 072EE000900 0 073 A010900 0.0000 073 A020900 0.0000 073 B000900 0.0000 073 C000900 0.0000 074 A000900 0 074 B000900 0 074 C000900 0 074 D000900 0 074 E000900 0 074 F000900 274510 074 G000900 0 074 H000900 0 074 I000900 29251 074 J000900 4686 PAGE 40 074 K000900 1 074 L000900 1852 074 M000900 17 074 N000900 310317 074 O000900 8192 074 P000900 299 074 Q000900 0 074 R010900 0 074 R020900 0 074 R030900 0 074 R040900 2700 074 S000900 0 074 T000900 299126 074 U010900 14033 074 U020900 0 074 V010900 21.32 074 V020900 0.00 074 W000900 0.0000 074 X000900 3075 074 Y000900 0 075 A000900 0 075 B000900 285137 076 000900 0.00 024 001100 N 028 A011100 4262 028 A021100 0 028 A031100 0 028 A041100 2454 028 B011100 1064 028 B021100 0 028 B031100 0 028 B041100 2113 028 C011100 1612 028 C021100 0 028 C031100 0 028 C041100 2954 028 D011100 945 028 D021100 0 028 D031100 0 028 D041100 4072 028 E011100 674 028 E021100 0 028 E031100 0 028 E041100 3357 028 F011100 442 028 F021100 0 028 F031100 0 028 F041100 3572 028 G011100 8999 028 G021100 0 028 G031100 0 PAGE 41 028 G041100 18522 028 H001100 0 042 A001100 0 042 B001100 0 042 C001100 100 042 D001100 0 042 E001100 0 042 F001100 0 042 G001100 0 042 H001100 0 043 001100 104 044 001100 0 045 001100 Y 046 001100 N 047 001100 Y 048 001100 1.000 048 A011100 0 048 A021100 0.000 048 B011100 0 048 B021100 0.000 048 C011100 0 048 C021100 0.000 048 D011100 0 048 D021100 0.000 048 E011100 0 048 E021100 0.000 048 F011100 0 048 F021100 0.000 048 G011100 0 048 G021100 0.000 048 H011100 0 048 H021100 0.000 048 I011100 0 048 I021100 0.000 048 J011100 0 048 J021100 0.000 048 K011100 0 048 K021100 0.000 055 A001100 N 055 B001100 N 056 001100 Y 057 001100 N 058 A001100 N 059 001100 Y 060 A001100 Y 060 B001100 Y 061 001100 5000 066 A001100 Y 066 C001100 Y 067 001100 N 068 A001100 N PAGE 42 068 B001100 N 069 001100 N 070 A011100 Y 070 A021100 N 070 B011100 Y 070 B021100 N 070 C011100 Y 070 C021100 N 070 D011100 Y 070 D021100 N 070 E011100 Y 070 E021100 N 070 F011100 Y 070 F021100 N 070 G011100 Y 070 G021100 N 070 H011100 Y 070 H021100 N 070 I011100 N 070 I021100 N 070 J011100 Y 070 J021100 N 070 K011100 Y 070 K021100 Y 070 L011100 Y 070 L021100 Y 070 M011100 Y 070 M021100 Y 070 N011100 Y 070 N021100 N 070 O011100 Y 070 O021100 N 070 P011100 Y 070 P021100 N 070 Q011100 Y 070 Q021100 N 070 R011100 Y 070 R021100 N 071 A001100 51746 071 B001100 57625 071 C001100 79383 071 D001100 65 072 A001100 6 072 B001100 99 072 C001100 11 072 D001100 0 072 E001100 0 072 F001100 418 072 G001100 28 072 H001100 0 072 I001100 65 PAGE 43 072 J001100 11 072 K001100 0 072 L001100 25 072 M001100 3 072 N001100 23 072 O001100 0 072 P001100 0 072 Q001100 4 072 R001100 5 072 S001100 3 072 T001100 104 072 U001100 0 072 V001100 0 072 W001100 12 072 X001100 701 072 Y001100 2 072 Z001100 -589 072AA001100 11848 072BB001100 6077 072CC011100 0 072CC021100 11646 072DD011100 0 072DD021100 0 072EE001100 0 073 A011100 0.0000 073 A021100 0.0000 073 B001100 0.0000 073 C001100 0.0000 074 A001100 0 074 B001100 0 074 C001100 0 074 D001100 0 074 E001100 0 074 F001100 66858 074 G001100 0 074 H001100 0 074 I001100 2961 074 J001100 268 074 K001100 0 074 L001100 52 074 M001100 5 074 N001100 70144 074 O001100 498 074 P001100 71 074 Q001100 0 074 R011100 0 074 R021100 0 074 R031100 0 074 R041100 356 074 S001100 0 074 T001100 69219 PAGE 44 074 U011100 9736 074 U021100 0 074 V011100 7.11 074 V021100 0.00 074 W001100 0.0000 074 X001100 4008 074 Y001100 0 075 A001100 0 075 B001100 83678 076 001100 0.00 024 001200 Y 025 A001201 MERRILL LYNCH & CO. INC. 025 B001201 13-2740599 025 C001201 E 025 D001201 1558 025 D001202 0 025 D001203 0 025 D001204 0 025 D001205 0 025 D001206 0 025 D001207 0 025 D001208 0 028 A011200 14955 028 A021200 0 028 A031200 0 028 A041200 1102 028 B011200 5075 028 B021200 0 028 B031200 0 028 B041200 1209 028 C011200 3980 028 C021200 0 028 C031200 0 028 C041200 5588 028 D011200 4693 028 D021200 0 028 D031200 0 028 D041200 1171 028 E011200 11122 028 E021200 0 028 E031200 0 028 E041200 16117 028 F011200 2084 028 F021200 0 028 F031200 0 028 F041200 4265 028 G011200 41909 028 G021200 0 028 G031200 0 028 G041200 29452 028 H001200 0 PAGE 45 042 A001200 0 042 B001200 0 042 C001200 100 042 D001200 0 042 E001200 0 042 F001200 0 042 G001200 0 042 H001200 0 043 001200 84 044 001200 0 045 001200 Y 046 001200 N 047 001200 Y 048 001200 1.000 048 A011200 0 048 A021200 0.000 048 B011200 0 048 B021200 0.000 048 C011200 0 048 C021200 0.000 048 D011200 0 048 D021200 0.000 048 E011200 0 048 E021200 0.000 048 F011200 0 048 F021200 0.000 048 G011200 0 048 G021200 0.000 048 H011200 0 048 H021200 0.000 048 I011200 0 048 I021200 0.000 048 J011200 0 048 J021200 0.000 048 K011200 0 048 K021200 0.000 055 A001200 N 055 B001200 Y 056 001200 Y 057 001200 N 058 A001200 N 059 001200 Y 060 A001200 N 060 B001200 N 061 001200 5000 066 A001200 Y 066 C001200 Y 067 001200 N 068 A001200 N 068 B001200 N 069 001200 N PAGE 46 070 A011200 Y 070 A021200 N 070 B011200 Y 070 B021200 N 070 C011200 Y 070 C021200 N 070 D011200 Y 070 D021200 N 070 E011200 Y 070 E021200 N 070 F011200 Y 070 F021200 N 070 G011200 Y 070 G021200 N 070 H011200 Y 070 H021200 N 070 I011200 N 070 I021200 N 070 J011200 Y 070 J021200 N 070 K011200 Y 070 K021200 Y 070 L011200 Y 070 L021200 Y 070 M011200 Y 070 M021200 Y 070 N011200 Y 070 N021200 N 070 O011200 Y 070 O021200 N 070 P011200 Y 070 P021200 N 070 Q011200 Y 070 Q021200 N 070 R011200 Y 070 R021200 N 071 A001200 48654 071 B001200 31994 071 C001200 59867 071 D001200 53 072 A001200 6 072 B001200 105 072 C001200 372 072 D001200 0 072 E001200 0 072 F001200 334 072 G001200 15 072 H001200 0 072 I001200 34 072 J001200 18 072 K001200 0 PAGE 47 072 L001200 15 072 M001200 2 072 N001200 34 072 O001200 0 072 P001200 1 072 Q001200 2 072 R001200 3 072 S001200 3 072 T001200 84 072 U001200 0 072 V001200 0 072 W001200 6 072 X001200 551 072 Y001200 18 072 Z001200 -56 072AA001200 2452 072BB001200 832 072CC011200 0 072CC021200 1026 072DD011200 0 072DD021200 0 072EE001200 0 073 A011200 0.0000 073 A021200 0.0000 073 B001200 0.0000 073 C001200 0.0000 074 A001200 1861 074 B001200 0 074 C001200 0 074 D001200 0 074 E001200 0 074 F001200 56134 074 G001200 0 074 H001200 0 074 I001200 3221 074 J001200 1367 074 K001200 0 074 L001200 134 074 M001200 13 074 N001200 62730 074 O001200 8 074 P001200 65 074 Q001200 0 074 R011200 0 074 R021200 0 074 R031200 0 074 R041200 199 074 S001200 0 074 T001200 62458 074 U011200 5880 074 U021200 0 PAGE 48 074 V011200 10.62 074 V021200 0.00 074 W001200 0.0000 074 X001200 804 074 Y001200 0 075 A001200 0 075 B001200 65272 076 001200 0.00 SIGNATURE TERRY R. OTTON TITLE PRESIDENT EX-99.77E LEGAL 2 rs77e.txt ITEM 77E LEGAL PROCEEDINGS On October 6, 2004, RS Investments entered into settlement agreements with the Securities and Exchange Commission (the "SEC") and the Office of the New York State Attorney General (the "NYAG"). The settlement agreements relate to certain investors' frequent trading of shares of RS Emerging Growth Fund during 2000 through 2003. In its settlement with the SEC, RS Investments consented to the entry of an order by the SEC (the "SEC Order") instituting and settling administrative and cease-and- desist proceedings against it. A copy of the SEC Order is available on the SEC's Web site at www.sec.gov, and a copy of the settlement agreement with the NYAG is available on the NYAG's Web site at www.oag.state.ny.us. RS Investments, and not the RS Funds, will bear all the costs of complying with the settlements, including payments of disgorgement and civil penalties (except those paid by individuals) and associated legal fees relating to these regulatory proceedings. After the announcement of those settlements, three related civil lawsuits were commenced. These lawsuits were consolidated into one proceeding in the United States District Court for the District of Maryland on April 19, 2005 (In re Mutual Fund Investment Litigation, Case No. MD- 15863-JFM). The district court has appointed a lead plaintiff, and a consolidated complaint has been filed. The consolidated complaint includes RS Investments, the Trust, and certain current or former Trustees, sub-advisers, employees, and officers of the Trust or RS Investments as defendants. It generally tracks the factual allegations made in the SEC and NYAG settlements, including the allegations that Fund prospectuses were false and misleading, and alleges a variety of theories for recovery, including, among others, that defendants violated sections 34(b), 36(a), 36(b), and 48(a) of the Investment Company Act of 1940 and breached fiduciary duties to investors. The consolidated lawsuit further alleges that defendants violated, or caused to be violated, sections 11 and 12(a)(2) of the Securities Act of 1933 and section 10(b) of the Securities Exchange Act of 1934.The consolidated action purports to be brought on behalf of a specified class of investors in the Funds and does not quantify any relief requested. On May 27, 2005, the defendants moved to dismiss the consolidated action. On November 3, 2005, the Court issued a ruling dismissing all claims against the Trust. As for the claims against the other RS defendants, the Court dismissed the claims arising under: sections 34(b) and 36(a) of the Investment Company Act of 1940; sections 11, 12(a)(2), and 15 of the Securities Act of 1933; and state law. The Court allowed plaintiffs to proceed against some of the RS defendants with their claims arising under sections 10(b) and 20(a) of the Securities Exchange Act of 1934 and sections 36(b) and 48(a) of the Investment Company Act of 1940. While initially the Court deferred any ruling on the claims against the named independent trustees, on July 24, 2006, the Court dismissed all remaining claims against the former and current independent trustees of the Trust. Additional lawsuits arising out of the same circumstances and presenting similar or different or additional allegations may be filed against the Funds, RS Investments, or their affiliates in the future. RS Investments does not believe that the pending consolidated action will materially affect its ability to continue to provide to the Funds the services it has agreed to provide. It is not possible at this time to predict whether the litigation will have any material adverse effect on any of the Funds. -----END PRIVACY-ENHANCED MESSAGE-----