0001519695-19-000101.txt : 20190805
0001519695-19-000101.hdr.sgml : 20190805
20190805064328
ACCESSION NUMBER: 0001519695-19-000101
CONFORMED SUBMISSION TYPE: 4
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20190801
FILED AS OF DATE: 20190805
DATE AS OF CHANGE: 20190805
REPORTING-OWNER:
OWNER DATA:
COMPANY CONFORMED NAME: Jones Michael Scott
CENTRAL INDEX KEY: 0001533360
FILING VALUES:
FORM TYPE: 4
SEC ACT: 1934 Act
SEC FILE NUMBER: 001-10253
FILM NUMBER: 19997508
MAIL ADDRESS:
STREET 1: 200 LAKE STREET EAST
CITY: WAYZATA
STATE: MN
ZIP: 55391
ISSUER:
COMPANY DATA:
COMPANY CONFORMED NAME: TCF FINANCIAL CORP
CENTRAL INDEX KEY: 0000814184
STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021]
IRS NUMBER: 411591444
STATE OF INCORPORATION: DE
FISCAL YEAR END: 1231
BUSINESS ADDRESS:
STREET 1: 200 LAKE STREET EAST
STREET 2: MAIL CODE EX-03-A
CITY: WAYZATA
STATE: MN
ZIP: 55391-1693
BUSINESS PHONE: 952-745-2760
MAIL ADDRESS:
STREET 1: 200 LAKE STREET EAST
STREET 2: MAIL CODE EX-03-A
CITY: WAYZATA
STATE: MN
ZIP: 55391-1693
4
1
edgar.xml
PRIMARY DOCUMENT
X0306
4
2019-08-01
1
0000814184
TCF FINANCIAL CORP
TCF
0001533360
Jones Michael Scott
200 LAKE STREET EAST
WAYZATA
MN
55391-1693
0
1
0
0
EVP
Common Stock
2019-08-01
4
A
0
67206
0
A
67206
D
Common Stock
2019-08-01
4
D
0
50930
D
0
D
Common Stock
2019-08-01
4
D
0
67206
D
0
D
Common Stock
2019-08-01
4
D
0
22368.891
D
0
I
By KSOP as of 06/30/2019
Common Stock
2019-08-01
4
D
0
24776.166
D
0
I
By SERP Trust as of 06/30/2019
Common Stock
2019-08-01
4
D
0
25996.9739
D
0
I
Deferred Stock Comp. Plan
Common Stock
2019-08-01
4
D
0
77903
D
0
I
Revocable Trust
Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions.
The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities.
Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan.
Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock.
Michael S. Jones by POA Kirk D. Johnson
2019-08-02