0001519695-19-000101.txt : 20190805 0001519695-19-000101.hdr.sgml : 20190805 20190805064328 ACCESSION NUMBER: 0001519695-19-000101 CONFORMED SUBMISSION TYPE: 4 PUBLIC DOCUMENT COUNT: 1 CONFORMED PERIOD OF REPORT: 20190801 FILED AS OF DATE: 20190805 DATE AS OF CHANGE: 20190805 REPORTING-OWNER: OWNER DATA: COMPANY CONFORMED NAME: Jones Michael Scott CENTRAL INDEX KEY: 0001533360 FILING VALUES: FORM TYPE: 4 SEC ACT: 1934 Act SEC FILE NUMBER: 001-10253 FILM NUMBER: 19997508 MAIL ADDRESS: STREET 1: 200 LAKE STREET EAST CITY: WAYZATA STATE: MN ZIP: 55391 ISSUER: COMPANY DATA: COMPANY CONFORMED NAME: TCF FINANCIAL CORP CENTRAL INDEX KEY: 0000814184 STANDARD INDUSTRIAL CLASSIFICATION: NATIONAL COMMERCIAL BANKS [6021] IRS NUMBER: 411591444 STATE OF INCORPORATION: DE FISCAL YEAR END: 1231 BUSINESS ADDRESS: STREET 1: 200 LAKE STREET EAST STREET 2: MAIL CODE EX-03-A CITY: WAYZATA STATE: MN ZIP: 55391-1693 BUSINESS PHONE: 952-745-2760 MAIL ADDRESS: STREET 1: 200 LAKE STREET EAST STREET 2: MAIL CODE EX-03-A CITY: WAYZATA STATE: MN ZIP: 55391-1693 4 1 edgar.xml PRIMARY DOCUMENT X0306 4 2019-08-01 1 0000814184 TCF FINANCIAL CORP TCF 0001533360 Jones Michael Scott 200 LAKE STREET EAST WAYZATA MN 55391-1693 0 1 0 0 EVP Common Stock 2019-08-01 4 A 0 67206 0 A 67206 D Common Stock 2019-08-01 4 D 0 50930 D 0 D Common Stock 2019-08-01 4 D 0 67206 D 0 D Common Stock 2019-08-01 4 D 0 22368.891 D 0 I By KSOP as of 06/30/2019 Common Stock 2019-08-01 4 D 0 24776.166 D 0 I By SERP Trust as of 06/30/2019 Common Stock 2019-08-01 4 D 0 25996.9739 D 0 I Deferred Stock Comp. Plan Common Stock 2019-08-01 4 D 0 77903 D 0 I Revocable Trust Reflects the conversion of restricted stock performance units into service-based restricted stock units, as contemplated by the agreement and plan of merger (the "Merger Agreement") between the issuer and Chemical Financial Corporation, now known as TCF Financial Corporation, a Michigan corporation ("new TCF"). The units are convertible into shares of the issuer's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 25,877 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. In addition, the reporting person held 67,206 service-based restricted stock units of the issuer, convertible into shares of the issuer's common stock on a one-for-one basis, that were assumed by new TCF in the merger and replaced with 34,147 shares of service-based restricted stock units of new TCF that are convertible into shares of new TCF's common stock on a one-for-one basis on the applicable vesting dates, subject to certain exceptions. The filing of this statement shall not be construed as an admission that the undersigned is, for the purpose of Section 16 of the Securities and Exchange Act of 1934 or otherwise, the beneficial owner of the securities. Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 11,365.634 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 12,588.77 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. The shares noted are derivative securities based on the Reporting Person's benefits under a non-qualified plan. Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 13,209 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Disposed of pursuant to the Merger Agreement in exchange for total stock consideration of 39,583 shares of new TCF common stock having a market value of $41.18 per share at the effective time of the merger, which represents an exchange ratio of 0.5081 new TCF shares per share of the issuer's common stock. Michael S. Jones by POA Kirk D. Johnson 2019-08-02