0001752724-21-185791.txt : 20210826
0001752724-21-185791.hdr.sgml : 20210826
20210825174111
ACCESSION NUMBER: 0001752724-21-185791
CONFORMED SUBMISSION TYPE: NPORT-P
PUBLIC DOCUMENT COUNT: 1
CONFORMED PERIOD OF REPORT: 20210630
FILED AS OF DATE: 20210826
PERIOD START: 20211231
FILER:
COMPANY DATA:
COMPANY CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC
CENTRAL INDEX KEY: 0000814083
IRS NUMBER: 133407699
STATE OF INCORPORATION: MD
FISCAL YEAR END: 1231
FILING VALUES:
FORM TYPE: NPORT-P
SEC ACT: 1940 Act
SEC FILE NUMBER: 811-05150
FILM NUMBER: 211208008
BUSINESS ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
BUSINESS PHONE: (513) 587-3400
MAIL ADDRESS:
STREET 1: 225 PICTORIA DRIVE, SUITE 450
CITY: CINCINNATI
STATE: OH
ZIP: 45246
FORMER COMPANY:
FORMER CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC/ NEW
DATE OF NAME CHANGE: 20010503
FORMER COMPANY:
FORMER CONFORMED NAME: CLEMENTE STRATEGIC VALUE FUND INC
DATE OF NAME CHANGE: 19990622
FORMER COMPANY:
FORMER CONFORMED NAME: CLEMENTE GLOBAL GROWTH FUND INC
DATE OF NAME CHANGE: 19920703
NPORT-P
1
primary_doc.xml
NPORT-P
false
0000814083
XXXXXXXX
Cornerstone Strategic Value Fund, LLC
811-05150
0000814083
549300H6BMBD46PC0Z18
225 Pictoria Drive
Suite 450
Cincinnati
45246
513-587-3400
Cornerstone Strategic Value Fund
549300H6BMBD46PC0Z18
2021-12-31
2021-06-30
N
1223400134.64
1749701.42
1221650433.22
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0.00000000
0
N
The Progressive Corporation
529900TACNVLY9DCR586
Progressive Corporation (The)
743315103
29000.00000000
NS
USD
2848090.00000000
0.233134612205
Long
EC
CORP
US
N
1
N
N
N
Swiss Helvetia Fund, Inc. (The)
549300HQZ0XPGTS5Q724
Swiss Helvetia Fund, Inc. (The)
870875101
46395.00000000
NS
USD
451423.35000000
0.036951924848
Long
EC
RF
US
N
1
N
N
N
Intuit Inc
VI90HBPH7XSFMB9E4M29
Intuit, Inc.
461202103
12000.00000000
NS
USD
5882040.00000000
0.481483069137
Long
EC
CORP
US
N
1
N
N
N
Caterpillar Inc
WRJR7GS4GTRECRRTVX92
Caterpillar, Inc.
149123101
32000.00000000
NS
USD
6964160.00000000
0.570061599507
Long
EC
CORP
US
N
1
N
N
N
Southern Company
549300FC3G3YU2FBZD92
Southern Company (The)
842587107
60000.00000000
NS
USD
3630600.00000000
0.297188123646
Long
EC
CORP
US
N
1
N
N
N
Delaware Enhanced Global Dividend and Income Fund
A2NJVV301U26XNED1002
Delaware Enhanced Global Dividend and Income Fund
246060107
40549.00000000
NS
USD
434685.28000000
0.035581805415
Long
EC
RF
US
N
1
N
N
N
Analog Devices Inc.
GYVOE5EZ4GDAVTU4CQ61
Analog Devices, Inc.
032654105
12000.00000000
NS
USD
2065920.00000000
0.169108931967
Long
EC
CORP
US
N
1
N
N
N
Ecolab Inc.
82DYEISM090VG8LTLS26
Ecolab, Inc.
278865100
10000.00000000
NS
USD
2059700.00000000
0.168599784683
Long
EC
CORP
US
N
1
N
N
N
Amazon.com, Inc.
ZXTILKJKG63JELOEG630
Amazon.com, Inc.
023135106
22000.00000000
NS
USD
75683520.00000000
6.195186277674
Long
EC
CORP
US
N
1
N
N
N
Microsoft Corporation
INR2EJN1ERAN0W5ZP974
Microsoft Corporation
594918104
213000.00000000
NS
USD
57701700.00000000
4.723257851095
Long
EC
CORP
US
N
1
N
N
N
American Water Works Company, Inc.
549300DXHIJQMD5WFW18
American Water Works Company, Inc.
030420103
9000.00000000
NS
USD
1387170.00000000
0.113548848531
Long
EC
CORP
US
N
1
N
N
N
IQVIA Holdings, Inc.
549300W3R20NM4KQPH86
IQVIA Holdings, Inc.
46266C105
13000.00000000
NS
USD
3150160.00000000
0.257860998067
Long
EC
CORP
US
N
1
N
N
N
T. Rowe Price Group, Inc.
549300SIV6FPS9Y7IH33
T. Rowe Price Group, Inc.
74144T108
4000.00000000
NS
USD
791880.00000000
0.064820506625
Long
EC
CORP
US
N
1
N
N
N
Northrop Grumman Corporation
RIMU48P07456QXSO0R61
Northrop Grumman Corporation
666807102
9000.00000000
NS
USD
3270870.00000000
0.267741893348
Long
EC
CORP
US
N
1
N
N
N
Nuveen Tax-Advantage Dividend Growth Fund
P8A4JDNIPXCEKEVC8W52
Nuveen Tax-Advantage Dividend Growth Fund
67073G105
85653.00000000
NS
USD
1376443.71000000
0.112670832225
Long
EC
RF
US
N
1
N
N
N
ClearBridge Energy Midstream Opportunity Fund Incorporation
549300U6RAJWN6OONX12
ClearBridge Energy Midstream Opportunity Fund, Inc.
18469P209
100558.00000000
NS
USD
2319873.06000000
0.189896634660
Long
EC
RF
US
N
1
N
N
N
First Trust/Dynamic Europe Equity Income Fund
549300YG1NBZKURU8L08
First Trust/Dynamic Europe Equity Income Fund
33740D107
146093.00000000
NS
USD
1959107.13000000
0.160365606782
Long
EC
RF
US
N
1
N
N
N
Applied Materials Inc.
41BNNE1AFPNAZELZ6K07
Applied Materials, Inc.
038222105
41000.00000000
NS
USD
5838400.00000000
0.477910852502
Long
EC
CORP
US
N
1
N
N
N
Kayne Anderson NextGen Energy & Infrastructure Inc
549300MHDTCUZBV2Y068
Kayne Anderson NextGen Energy & Infrastructure Inc
48661E108
376783.00000000
NS
USD
2852247.31000000
0.233474914954
Long
EC
RF
US
N
1
N
N
N
Colgate-Palmolive Company
YMEGZFW4SBUSS5BQXF88
Colgate-Palmolive Company
194162103
50000.00000000
NS
USD
4067500.00000000
0.332951218236
Long
EC
CORP
US
N
1
N
N
N
Salesforce.com, Inc.
RCGZFPDMRW58VJ54VR07
salesforce.com, Inc.
79466L302
42000.00000000
NS
USD
10259340.00000000
0.839793423799
Long
EC
CORP
US
N
1
N
N
N
Goldman Sachs Group, Inc.
784F5XWPLTWKTBV3E584
Goldman Sachs Group, Inc. (The)
38141G104
14000.00000000
NS
USD
5313420.00000000
0.434937839459
Long
EC
CORP
US
N
1
N
N
N
PPG Industries, Inc.
549300BKPEP01R3V6C59
PPG Industries, Inc.
693506107
13000.00000000
NS
USD
2207010.00000000
0.180658062239
Long
EC
CORP
US
N
1
N
N
N
Invesco QQQ Trust Series 1
549300VY6FEJBCIMET58
Invesco QQQ Trust Series 1
46090E103
24000.00000000
NS
USD
8506320.00000000
0.696297383334
Long
EC
RF
US
N
1
N
N
N
Walgreens Boots Alliance, Inc.
549300RPTUOIXG4LIH86
Walgreen Boots Alliance, Inc.
931427108
40000.00000000
NS
USD
2104400.00000000
0.172258769184
Long
EC
CORP
US
N
1
N
N
N
Agilent Technologies Inc.
QUIX8Y7A2WP0XRMW7G29
Agilent Technologies, Inc.
00846U101
16000.00000000
NS
USD
2364960.00000000
0.193587292705
Long
EC
CORP
US
N
1
N
N
N
Public Storage
549300LMZF40TKJ6DM64
Public Storage
74460D109
9000.00000000
NS
USD
2706210.00000000
0.221520815317
Long
EC
CORP
US
N
1
N
N
N
Xcel Energy Inc
LGJNMI9GH8XIDG5RCM61
Xcel Energy, Inc.
98389B100
31000.00000000
NS
USD
2042280.00000000
0.167173844863
Long
EC
CORP
US
N
1
N
N
N
Newmont Corporation
549300VSP3RIX7FGDZ51
Newmont Corporation
651639106
46000.00000000
NS
USD
2915480.00000000
0.238650920158
Long
EC
CORP
US
N
1
N
N
N
American Tower Corporation
5493006ORUSIL88JOE18
American Tower Corporation
03027X100
26000.00000000
NS
USD
7023640.00000000
0.574930422730
Long
EC
CORP
US
N
1
N
N
N
Fidelity National Information Services Inc
6WQI0GK1PRFVBA061U48
Fidelity National Information Services, Inc.
31620M106
26000.00000000
NS
USD
3683420.00000000
0.301511782735
Long
EC
CORP
US
N
1
N
N
N
HCA Healthcare Inc
529900PH4ZGUH2MNEU89
HCA Healthcare, Inc.
40412C101
17000.00000000
NS
USD
3514580.00000000
0.287691135240
Long
EC
CORP
US
N
1
N
N
N
Stanley Black & Decker, Inc.
549300DJ09SMTO561131
Stanley Black & Decker, Inc.
854502101
9000.00000000
NS
USD
1844910.00000000
0.151017832092
Long
EC
CORP
US
N
1
N
N
N
Idexx Laboratories, Inc.
OGMTXK0LUU1HKV2P0J84
IDEXX Laboratories, Inc.
45168D104
4000.00000000
NS
USD
2526200.00000000
0.206785830979
Long
EC
CORP
US
N
1
N
N
N
Freeport-McMoRan, Inc.
549300IRDTHJQ1PVET45
Freeport-McMoRan, Inc.
35671D857
90000.00000000
NS
USD
3339900.00000000
0.273392445922
Long
EC
CORP
US
N
1
N
N
N
Johnson Controls International Plc
549300XQ6S1GYKGBL205
Johnson Controls International plc
G51502105
40000.00000000
NS
USD
2745200.00000000
0.224712399337
Long
EC
CORP
US
N
1
N
N
N
Dollar General Corporation
OPX52SQVOZI8IVSWYU66
Dollar General Corporation
256677105
14000.00000000
NS
USD
3029460.00000000
0.247980921352
Long
EC
CORP
US
N
1
N
N
N
Royce Micro-Cap Trust, Inc.
254900D3WFIV4SD8EF19
Royce Micro-Cap Trust, Inc.
780915104
325246.00000000
NS
USD
4033050.40000000
0.330131295363
Long
EC
RF
US
N
1
N
N
N
Centene Corporation
549300Z7JJ4TQSQGT333
Centene Corporation
15135B101
34000.00000000
NS
USD
2479620.00000000
0.202972956303
Long
EC
CORP
US
N
1
N
N
N
Eli Lilly and Company
FRDRIPF3EKNDJ2CQJL29
Eli Lilly & Company
532457108
43000.00000000
NS
USD
9869360.00000000
0.807871035087
Long
EC
CORP
US
N
1
N
N
N
Medtronic Plc
549300GX3ZBSQWUXY261
Medtronic plc
G5960L103
83000.00000000
NS
USD
10302790.00000000
0.843350087704
Long
EC
CORP
US
N
1
N
N
N
Micron Technology Inc.
B3DXGBC8GAIYWI2Z0172
Micron Technology, Inc.
595112103
40000.00000000
NS
USD
3399200.00000000
0.278246534979
Long
EC
CORP
US
N
1
N
N
N
The Allstate Corporation
OBT0W1ED8G0NWVOLOJ77
Allstate Corporation (The)
020002101
6000.00000000
NS
USD
782640.00000000
0.064064152781
Long
EC
CORP
US
N
1
N
N
N
Exelon Corporation
3SOUA6IRML7435B56G12
Exelon Corporation
30161N101
55000.00000000
NS
USD
2437050.00000000
0.199488326098
Long
EC
CORP
US
N
1
N
N
N
Hilton Worldwide Holdings Inc
549300HVGPK36ICB0B89
Hilton Worldwide Holdings, Inc.
43300A203
11000.00000000
NS
USD
1326820.00000000
0.108608810173
Long
EC
CORP
US
N
1
N
N
N
Sysco Corporation
5RGWIFLMGH3YS7KWI652
Sysco Corporation
871829107
28000.00000000
NS
USD
2177000.00000000
0.178201549379
Long
EC
CORP
US
N
1
N
N
N
Visa Inc
549300JZ4OKEHW3DPJ59
Visa, Inc. Class A
92826C839
97000.00000000
NS
USD
22680540.00000000
1.856549089924
Long
EC
CORP
US
N
1
N
N
N
Tesla Inc
54930043XZGB27CTOV49
Tesla, Inc.
88160R101
20000.00000000
NS
USD
13594000.00000000
1.112756941784
Long
EC
CORP
US
N
1
N
N
N
Johnson & Johnson
549300G0CFPGEF6X2043
Johnson & Johnson
478160104
60400.00000000
NS
USD
9950296.00000000
0.814496170870
Long
EC
CORP
US
N
1
N
N
N
Waste Management, Inc.
549300YX8JIID70NFS41
Waste Management, Inc.
94106L109
22000.00000000
NS
USD
3082420.00000000
0.252316040348
Long
EC
CORP
US
N
1
N
N
N
Charter Communications, Inc.
0J0XRGZE3PBRFEZ7MV65
Charter Communications, Inc. Class A
16119P108
12000.00000000
NS
USD
8657400.00000000
0.708664259806
Long
EC
CORP
US
N
1
N
N
N
GDL Fund (The)
5493000XKGL8ZPN99479
GDL Fund (The)
361570104
108372.00000000
NS
USD
982934.04000000
0.080459517163
Long
EC
RF
US
N
1
N
N
N
Autodesk Inc
FRKKVKAIQEF3FCSTPG55
Autodesk, Inc.
052769106
14000.00000000
NS
USD
4086600.00000000
0.334514676938
Long
EC
CORP
US
N
1
N
N
N
Anthem Inc
8MYN82XMYQH89CTMTH67
Anthem, Inc.
036752103
14000.00000000
NS
USD
5345200.00000000
0.437539238283
Long
EC
CORP
US
N
1
N
N
N
Sempra Energy
PBBKGKLRK5S5C0Y4T545
Sempra Energy
816851109
18000.00000000
NS
USD
2384640.00000000
0.195198228163
Long
EC
CORP
US
N
1
N
N
N
Organon & Co
549300AMCKY57OK2CO56
Organon & Co.
68622V106
10500.00000000
NS
USD
317730.00000000
0.026008258284
Long
EC
CORP
US
N
1
N
N
N
The Cushing NextGen Infrastructure Income Fund
549300W2QLTRC8Y3NI93
Cushing Nextgen Infastructure Fund
231647207
5751.00000000
NS
USD
278118.36000000
0.022765789004
Long
EC
RF
US
N
1
N
N
N
Fidelity Institutional Cash Portfolio
549300SHPEJB1OPRCV46
Fidelity Institutional Cash Portfolio
316175108
6334116.28000000
PA
USD
6334116.28000000
0.518488440535
Long
STIV
RF
US
N
1
N
N
N
Deere & Company
PWFTNG3EI0Y73OXWDH08
Deere & Company
244199105
18000.00000000
NS
USD
6348780.00000000
0.519688760987
Long
EC
CORP
US
N
1
N
N
N
Union Pacific Corporation
549300LMMRSZZCZ8CL11
Union Pacific Corporation
907818108
39000.00000000
NS
USD
8577270.00000000
0.702105100343
Long
EC
CORP
US
N
1
N
N
N
Cigna Corporation
549300VIWYMSIGT1U456
Cigna Corporation
125523100
20000.00000000
NS
USD
4741400.00000000
0.388114297762
Long
EC
CORP
US
N
1
N
N
N
Adams Natural Resources Fund Inc
549300LPTQAH0G3NGD42
Adams Natural Resources Fund, Inc.
00548F105
153410.00000000
NS
USD
2485242.00000000
0.203433153414
Long
EC
RF
US
N
1
N
N
N
FiServ Inc.
GI7UBEJLXYLGR2C7GV83
Fiserv, Inc.
337738108
30000.00000000
NS
USD
3206700.00000000
0.262489163250
Long
EC
CORP
US
N
1
N
N
N
Philip Morris International Inc.
HL3H1H2BGXWVG3BSWR90
Philip Morris International, Inc.
718172109
90000.00000000
NS
USD
8919900.00000000
0.730151584892
Long
EC
CORP
US
N
1
N
N
N
McKesson Corporation
549300WZWOM80UCFSF54
McKesson Corporation
58155Q103
9000.00000000
NS
USD
1721160.00000000
0.140888093123
Long
EC
CORP
US
N
1
N
N
N
The Coca-Cola Company
UWJKFUJFZ02DKWI3RY53
Coca-Cola Company (The)
191216100
224000.00000000
NS
USD
12120640.00000000
0.992152883542
Long
EC
CORP
US
N
1
N
N
N
Monster Beverage Corp
52990090AP0E7HCB6F33
Monster Beverage Corporation
61174X109
20000.00000000
NS
USD
1827000.00000000
0.149551782598
Long
EC
CORP
US
N
1
N
N
N
S&P Global Inc
Y6X4K52KMJMZE7I7MY94
S&P Global, Inc.
78409V104
14000.00000000
NS
USD
5746300.00000000
0.470371871015
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley
IGJSJL3JD5P30I6NJZ34
Morgan Stanley
617446448
60000.00000000
NS
USD
5501400.00000000
0.450325219915
Long
EC
CORP
US
N
1
N
N
N
Tri-Continental Corp
6QVMFZKY1QSOOIHD7Y77
Tri-Continental Corp
895436103
98459.00000000
NS
USD
3356467.31000000
0.274748587544
Long
EC
RF
US
N
1
N
N
N
Nextera Energy Inc
549300WRTF5OXH23DG40
NextEra Energy, Inc.
65339F101
114000.00000000
NS
USD
8353920.00000000
0.683822456312
Long
EC
CORP
US
N
1
N
N
N
Walmart Inc
Y87794H0US1R65VBXU25
Walmart, Inc.
931142103
80000.00000000
NS
USD
11281600.00000000
0.923472025484
Long
EC
CORP
US
N
1
N
N
N
The Estee Lauder Companies Inc.
549300VFZ8XJ9NUPU221
The Estee Lauder Companies Inc
518439104
13000.00000000
NS
USD
4135040.00000000
0.338479804660
Long
EC
CORP
US
N
1
N
N
N
Target Corporation
8WDDFXB5T1Z6J0XC1L66
Target Corporation
87612E106
25000.00000000
NS
USD
6043500.00000000
0.494699615836
Long
EC
CORP
US
N
1
N
N
N
Gabelli Healthcare & Wellness Trust
549300XULWZNLHFTG832
Gabelli Healthcare and Wellness Rx Trust
36246K103
126045.00000000
NS
USD
1701607.50000000
0.139287594366
Long
EC
RF
US
N
1
N
N
N
Amgen Inc.
62QBXGPJ34PQ72Z12S66
Amgen, Inc.
031162100
12000.00000000
NS
USD
2925000.00000000
0.239430193814
Long
EC
CORP
US
N
1
N
N
N
Abbott Laboratories
HQD377W2YR662HK5JX27
Abbott Laboratories
002824100
40000.00000000
NS
USD
4637200.00000000
0.379584852908
Long
EC
CORP
US
N
1
N
N
N
Schlumberger Limited
213800ZUA17OK3QLGM62
Schlumberger Ltd.
806857108
82000.00000000
NS
USD
2624820.00000000
0.214858516693
Long
EC
CORP
US
N
1
N
N
N
Boston Scientific Corporation
Y6ZDD9FP4P8JSSJMW954
Boston Scientific Corporation
101137107
82000.00000000
NS
USD
3506320.00000000
0.287015000744
Long
EC
CORP
US
N
1
N
N
N
United Health Group Incorporated
549300GHBMY8T5GXDE41
UnitedHealth Group, Inc.
91324P102
56000.00000000
NS
USD
22424640.00000000
1.835602017583
Long
EC
CORP
US
N
1
N
N
N
Templeton Emerging Markets Fund
CZCIR4LW4R7Y5KBS5R36
Templeton Emerging Markets Fund
880191101
53526.00000000
NS
USD
1059279.54000000
0.086708890791
Long
EC
RF
US
N
1
N
N
N
Moodys Corp
549300GCEDD8YCF5WU84
Moody's Corporation
615369105
9000.00000000
NS
USD
3261330.00000000
0.266960982562
Long
EC
CORP
US
N
1
N
N
N
Merck & Co., Inc
4YV9Y5M8S0BRK1RP0397
Merck & Company, Inc.
58933Y105
105000.00000000
NS
USD
8165850.00000000
0.668427708773
Long
EC
CORP
US
N
1
N
N
N
AbbVie Inc.
FR5LCKFTG8054YNNRU85
AbbVie, Inc.
00287Y109
87000.00000000
NS
USD
9799680.00000000
0.802167275803
Long
EC
CORP
US
N
1
N
N
N
Eaton Corporation Plc
549300VDIGTMXUNT7H71
Eaton Corporation plc
G29183103
24000.00000000
NS
USD
3556320.00000000
0.291107824570
Long
EC
CORP
US
N
1
N
N
N
Biogen Inc
W8J5WZB5IY3K0NDQT671
Biogen, Inc.
09062X103
10000.00000000
NS
USD
3462700.00000000
0.283444421238
Long
EC
CORP
US
N
1
N
N
N
Nuveen Real Asset Income & Growth Fund
RQLXTE3CBG56EZF1BQ60
Nuveen Real Asset Income and Growth Fund
67074Y105
114963.00000000
NS
USD
1847455.41000000
0.151226190386
Long
EC
RF
US
N
1
N
N
N
Paypal Holdings Incorporation
5493005X2GO78EFZ3E94
PayPal Holdings, Inc.
70450Y103
70000.00000000
NS
USD
20403600.00000000
1.670166804281
Long
EC
CORP
US
N
1
N
N
N
Nike, Inc.
787RXPR0UX0O0XUXPZ81
NIKE, Inc. Class B
654106103
40000.00000000
NS
USD
6179600.00000000
0.505840282290
Long
EC
CORP
US
N
1
N
N
N
Starbucks Corporation
OQSJ1DU9TAOC51A47K68
Starbucks Corporation
855244109
40000.00000000
NS
USD
4472400.00000000
0.366094905578
Long
EC
CORP
US
N
1
N
N
N
MasterCard Incorporated
AR5L2ODV9HN37376R084
Mastercard, Inc. Class A
57636Q104
51000.00000000
NS
USD
18619590.00000000
1.524134031608
Long
EC
CORP
US
N
1
N
N
N
Gabelli Dividend & Income Trust (The)
549300082N1MHBT8NI60
Gabelli Dividend & Income Trust (The))
36242H104
140314.00000000
NS
USD
3691661.34000000
0.302186389789
Long
EC
RF
US
N
1
N
N
N
American Express Company
R4PP93JZOLY261QX3811
American Express Company
025816109
25000.00000000
NS
USD
4130750.00000000
0.338128640376
Long
EC
CORP
US
N
1
N
N
N
SBA Communications Corporation
5299001HX8ZN8Y8QIT49
SBA Communications Corporation
78410G104
6000.00000000
NS
USD
1912200.00000000
0.156525954397
Long
EC
CORP
US
N
1
N
N
N
Equinix, Inc.
549300EVUN2BTLJ3GT74
Equinix, Inc.
29444U700
6000.00000000
NS
USD
4815600.00000000
0.394188048319
Long
EC
CORP
US
N
1
N
N
N
Aberdeen Japan Equity Fund Inc
549300TENE1BGI09O157
Aberdeen Japan Equity Fund, Inc.
00306J109
81617.00000000
NS
USD
719045.77000000
0.058858553187
Long
EC
RF
US
N
1
N
N
N
Edwards Lifesciences Corporation
YA13X31F3V31L8TMPR58
Edwards Lifesciences Corporation
28176E108
26000.00000000
NS
USD
2692820.00000000
0.220424757097
Long
EC
CORP
US
N
1
N
N
N
Bank of America Corporation
9DJT3UXIJIZJI4WXO774
Bank of America Corporation
060505104
430000.00000000
NS
USD
17728900.00000000
1.451225286538
Long
EC
CORP
US
N
1
N
N
N
Lam Research Corporation
549300I4GMO6D34U1T02
Lam Research Corporation
512807108
4000.00000000
NS
USD
2602800.00000000
0.213056037080
Long
EC
CORP
US
N
1
N
N
N
Morgan Stanley India Investments Fund, Inc.
5LQ8NRKQLK2XRS19BS65
Morgan Stanley India Investments Fund, Inc.
61745C105
125932.00000000
NS
USD
3106742.44000000
0.254306989587
Long
EC
RF
US
N
1
N
N
N
Public Service Enterprise Group Incorporated
PUSS41EMO3E6XXNV3U28
Public Service Enterprise Group, Inc.
744573106
28000.00000000
NS
USD
1672720.00000000
0.136922965401
Long
EC
CORP
US
N
1
N
N
N
Energy Select Sector SPDR Fund
5493008JJKIPMEX3CO91
Energy Select Sector SPDR Fund
81369Y506
184000.00000000
NS
USD
9912080.00000000
0.811367943763
Long
EC
RF
US
N
1
N
N
N
SPDR S&P 500 ETF Trust
549300NZAMSJ8FXPQQ63
SPDR S&P 500 ETF Trust
78462F103
34000.00000000
NS
USD
14554040.00000000
1.191342433501
Long
EC
RF
US
N
1
N
N
N
Digital Realty Trust Inc
549300HKCZ31D08NEI41
Digital Realty Trust, Inc.
253868103
16000.00000000
NS
USD
2407360.00000000
0.197058007310
Long
EC
CORP
US
N
1
N
N
N
GAMCO Natural Resources, Gold & Income Trust
23EBEGZ81713Q1VCP222
GAMCO Natural Resources, Gold & Income Trus
36465E101
70438.00000000
NS
USD
385295.86000000
0.031538961516
Long
EC
RF
US
N
1
N
N
N
Duke Energy Corp
I1BZKREC126H0VB1BL91
Duke Energy Corporation
26441C204
44000.00000000
NS
USD
4343680.00000000
0.355558339921
Long
EC
CORP
US
N
1
N
N
N
Honeywell International Inc.
ISRPG12PN4EIEOEMW547
Honeywell International, Inc.
438516106
40000.00000000
NS
USD
8774000.00000000
0.718208724968
Long
EC
CORP
US
N
1
N
N
N
Intel Corporation
KNX4USFCNGPY45LOCE31
Intel Corporation
458140100
234000.00000000
NS
USD
13136760.00000000
1.075328886461
Long
EC
CORP
US
N
1
N
N
N
The Kroger Co.
6CPEOKI6OYJ13Q6O7870
Kroger Company (The)
501044101
44000.00000000
NS
USD
1685640.00000000
0.137980551077
Long
EC
CORP
US
N
1
N
N
N
Walt Disney Company (The)
549300GZKULIZ0WOW665
Walt Disney Company (The)
254687106
80000.00000000
NS
USD
14061600.00000000
1.151033030204
Long
EC
CORP
US
N
1
N
N
N
eBay Inc.
OML71K8X303XQONU6T67
eBay, Inc.
278642103
38000.00000000
NS
USD
2667980.00000000
0.218391442220
Long
EC
CORP
US
N
1
N
N
N
Citigroup Inc.
6SHGI4ZSSLCXXQSBB395
Citigroup, Inc.
172967424
120000.00000000
NS
USD
8490000.00000000
0.694961485637
Long
EC
CORP
US
N
1
N
N
N
CSX Corporation
549300JVQR4N1MMP3Q88
CSX Corporation
126408103
141000.00000000
NS
USD
4523280.00000000
0.370259763104
Long
EC
CORP
US
N
1
N
N
N
Advanced Micro Devices, Inc.
R2I72C950HOYXII45366
Advanced Micro Devices, Inc.
007903107
52000.00000000
NS
USD
4884360.00000000
0.399816499645
Long
EC
CORP
US
N
1
N
N
N
Regeneron Pharmaceuticals, Inc.
549300RCBFWIRX3HYQ56
Regeneron Pharmaceuticals, Inc.
75886F107
2000.00000000
NS
USD
1117080.00000000
0.091440232788
Long
EC
CORP
US
N
1
N
N
N
Sprott Focus Trust Inc
549300ZO564XGNG81814
Sprott Focus Trust, Inc.
85208J109
93957.00000000
NS
USD
799104.29000000
0.065411861549
Long
EC
RF
US
N
1
N
N
N
Thermo Fisher Scientific Inc
HCHV7422L5HDJZCRFL38
Thermo Fisher Scientific, Inc.
883556102
20000.00000000
NS
USD
10089400.00000000
0.825882734180
Long
EC
CORP
US
N
1
N
N
N
Facebook, Inc.
BQ4BKCS1HXDV9HN80Z93
Facebook, Inc. Class A
30303M102
70000.00000000
NS
USD
24339700.00000000
1.992362081503
Long
EC
CORP
US
N
1
N
N
N
Bristol-Myers Squibb Company
HLYYNH7UQUORYSJQCN42
Bristol-Myers Squibb Company
110122108
118000.00000000
NS
USD
7884760.00000000
0.645418671789
Long
EC
CORP
US
N
1
N
N
N
Humana Inc.
529900YLDW34GJAO4J06
Humana, Inc.
444859102
8000.00000000
NS
USD
3541760.00000000
0.289915994272
Long
EC
CORP
US
N
1
N
N
N
Aon plc
VVT2B79I2Z4U3R6BY589
Aon plc
G0403H108
12000.00000000
NS
USD
2865120.00000000
0.234528628001
Long
EC
CORP
US
N
1
N
N
N
Roper Technologies Inc
54930003T4SXCIWVXY35
Roper Technologies, Inc.
776696106
6000.00000000
NS
USD
2821200.00000000
0.230933491552
Long
EC
CORP
US
N
1
N
N
N
Activision Blizzard Inc
549300TPQQDBP9GNOF40
Activision Blizzard, Inc.
00507V109
48000.00000000
NS
USD
4581120.00000000
0.374994341705
Long
EC
CORP
US
N
1
N
N
N
iShares Core S&P 500 ETF
5493000860OXIC4B5K91
iShares Core S&P 500 ETF
464287200
34000.00000000
NS
USD
14617280.00000000
1.196519037076
Long
EC
RF
US
N
1
N
N
N
FedEx Corporation
549300E707U7WNPZN687
FedEx Corporation
31428X106
15000.00000000
NS
USD
4474950.00000000
0.366303639593
Long
EC
CORP
US
N
1
N
N
N
Cintas Corporation
549300QVUQTTKMTE0G41
Cintas Corporation
172908105
5000.00000000
NS
USD
1910000.00000000
0.156345870149
Long
EC
CORP
US
N
1
N
N
N
Costco Wholesale Corporation
29DX7H14B9S6O3FD6V18
Costco Wholesale Corporation
22160K105
25500.00000000
NS
USD
10089585.00000000
0.825897877628
Long
EC
CORP
US
N
1
N
N
N
Ball Corporation
0BGI85ALH27ZJP15DY16
Ball Corporation
058498106
13000.00000000
NS
USD
1053260.00000000
0.086216152457
Long
EC
CORP
US
N
1
N
N
N
QUALCOMM Inc.
H1J8DDZKZP6H7RWC0H53
QUALCOMM, Inc.
747525103
47000.00000000
NS
USD
6717710.00000000
0.549888070869
Long
EC
CORP
US
N
1
N
N
N
United Parcel Service, Inc.
D01LMJZU09ULLNCY6Z23
United Parcel Service, Inc. Class B
911312106
49000.00000000
NS
USD
10190530.00000000
0.834160879650
Long
EC
CORP
US
N
1
N
N
N
Adobe Inc
FU4LY2G4933NH2E1CP29
Adobe, Inc.
00724F101
16000.00000000
NS
USD
9370240.00000000
0.767014830527
Long
EC
CORP
US
N
1
N
N
N
Southwest Airlines Co.
UDTZ87G0STFETI6HGH41
Southwest Airlines Company
844741108
33000.00000000
NS
USD
1751970.00000000
0.143410091165
Long
EC
CORP
US
N
1
N
N
N
Vertex Pharmaceuticals Incorporated
54930015RAQRRZ5ZGJ91
Vertex Pharmaceuticals, Inc.
92532F100
15000.00000000
NS
USD
3024450.00000000
0.247570820404
Long
EC
CORP
US
N
1
N
N
N
General Motors Company
54930070NSV60J38I987
General Motors Company
37045V100
72000.00000000
NS
USD
4260240.00000000
0.348728235520
Long
EC
CORP
US
N
1
N
N
N
Cbre Clarion Gbl Rl Estate Incm Fd
549300HYEBBK5ZZO6F11
CBRE Clarion Global Real Estate Income Fund
12504G100
78181.00000000
NS
USD
688774.61000000
0.056380662689
Long
EC
RF
US
N
1
N
N
N
ClearBridge MLP and Midstream Fund Inc.
549300KS1WIARK4T8791
ClearBridge MLP and Midstream Fund Inc.
184692200
134825.00000000
NS
USD
3942283.00000000
0.322701395816
Long
EC
RF
US
N
1
N
N
N
The Charles Schwab Corporation
549300VSGCJ7E698NM85
Charles Schwab Corporation (The)
808513105
90000.00000000
NS
USD
6552900.00000000
0.536397304974
Long
EC
CORP
US
N
1
N
N
N
Twitter Inc
549300I8RX485XMK6836
Twitter, Inc.
90184L102
30000.00000000
NS
USD
2064300.00000000
0.168976324475
Long
EC
CORP
US
N
1
N
N
N
General American Investors Company, Inc.
254900MHIF9G7IS1T951
General American Investors Company, Inc.
368802104
253268.00000000
NS
USD
10996896.56000000
0.900167205033
Long
EC
RF
US
N
1
N
N
N
Adams Diversified Equity Fund Inc
5493005W7G81BNPP7M23
Adams Diversified Equity Fund, Inc.
006212104
721091.00000000
NS
USD
14255969.07000000
1.166943397418
Long
EC
RF
US
N
1
N
N
N
Ford Motor Company
20S05OYHG0MQM4VUIC57
Ford Motor Company
345370860
150000.00000000
NS
USD
2229000.00000000
0.182458086158
Long
EC
CORP
US
N
1
N
N
N
The Sherwin-Williams Company
Z15BMIOX8DDH0X2OBP21
Sherwin-Williams Company (The)
824348106
14000.00000000
NS
USD
3814300.00000000
0.312225158382
Long
EC
CORP
US
N
1
N
N
N
Neuberger Berman MLP and Energy Income Fund Inc
549300XIWEKOTC8HO652
Neuberger Berman MLP and Energy Income Fund Inc
64129H104
383159.00000000
NS
USD
1915795.00000000
0.156820228430
Long
EC
RF
US
N
1
N
N
N
Constellation Brands, Inc.
5493005GKEG8QCVY7037
Constellation Brands, Inc. Class A
21036P108
10000.00000000
NS
USD
2338900.00000000
0.191454112927
Long
EC
CORP
US
N
1
N
N
N
Virtus Dividend, Interest & Premium Strategy Fund
549300535GECAFITZP67
Virtus Dividend, Interest & Premium Strategy Fund
92840R101
306193.00000000
NS
USD
4614328.51000000
0.377712673324
Long
EC
RF
US
N
1
N
N
N
JPMorgan Chase & Co.
8I5DZWZKVSZI1NUHU748
JPMorgan Chase & Company
46625H100
170000.00000000
NS
USD
26441800.00000000
2.164432580791
Long
EC
CORP
US
N
1
N
N
N
Macquarie Global Infrastructure Total Return Fund Inc.
NUJZT0OFFYGJKMCIDQ69
Macquarie Global Infrastructure Total Return Fund Inc.
55608D101
117757.00000000
NS
USD
2717831.56000000
0.222472115270
Long
EC
RF
US
N
1
N
N
N
Air Products & Chemicals, Inc.
7QEON6Y1RL5XR3R1W237
Air Products & Chemicals, Inc.
009158106
12000.00000000
NS
USD
3452160.00000000
0.282581653976
Long
EC
CORP
US
N
1
N
N
N
Korea Fund Inc
549300M4Y1IG0WPTKC03
Korea Fund, Inc.
500634209
4213.00000000
NS
USD
194472.50000000
0.015918833629
Long
EC
RF
US
N
1
N
N
N
Gabelli Global Small and Mid Cap Value Trust
54930027RS7HE8UD3187
Gabelli Global Small and Mid Cap Value Trust (The)
36249W104
47978.00000000
NS
USD
767643.20000000
0.062836567574
Long
EC
RF
US
N
1
N
N
N
Exxon Mobil Corporation
J3WHBG0MTS7O8ZVMDC91
Exxon Mobil Corporation
30231G102
67100.00000000
NS
USD
4232668.00000000
0.346471288750
Long
EC
CORP
US
N
1
N
N
N
McDonald's Corporation
UE2136O97NLB5BYP9H04
McDonald's Corporation
580135101
22000.00000000
NS
USD
5081780.00000000
0.415976605239
Long
EC
CORP
US
N
1
N
N
N
Lowes Companies, Inc.
WAFCR4OKGSC504WU3E95
Lowe's Companies, Inc.
548661107
40000.00000000
NS
USD
7758800.00000000
0.635108030007
Long
EC
CORP
US
N
1
N
N
N
Japan Smaller Capitalization Fund, Inc.
5493000KJSHWEB3YKZ37
Japan Smaller Capitalization Fund, Inc.
47109U104
237324.00000000
NS
USD
2140662.48000000
0.175227088026
Long
EC
RF
US
N
1
N
N
N
The TJX Companies Inc.
V167QI9I69W364E2DY52
TJX Companies, Inc. (The)
872540109
80000.00000000
NS
USD
5393600.00000000
0.441501091747
Long
EC
CORP
US
N
1
N
N
N
TransDigm Group, Inc.
549300EQD0ZXRSMG3549
TransDigm Group, Inc.
893641100
3000.00000000
NS
USD
1941870.00000000
0.158954636055
Long
EC
CORP
US
N
1
N
N
N
NEW Germany Fund
549300TPS2RTTJ8O3C08
New Germany Fund, Inc. (The)
644465106
50253.00000000
NS
USD
1016366.93000000
0.083196215739
Long
EC
RF
US
N
1
N
N
N
General Dynamics Corporation
9C1X8XOOTYY2FNYTVH06
General Dynamics Corporation
369550108
16000.00000000
NS
USD
3012160.00000000
0.246564804308
Long
EC
CORP
US
N
1
N
N
N
Lockheed Martin Corporation
DPRBOZP0K5RM2YE8UU08
Lockheed Martin Corporation
539830109
14000.00000000
NS
USD
5296900.00000000
0.433585570467
Long
EC
CORP
US
N
1
N
N
N
Apple Inc.
HWUPKR0MPOU8FGXBT394
Apple, Inc.
037833100
445000.00000000
NS
USD
60947200.00000000
4.988923045633
Long
EC
CORP
US
N
1
N
N
N
Aberdeen Total Dynamic Dividend Fund
254900D48NKNOGZ95B43
Aberdeen Total Dynamic Dividend Fund
00326L100
227348.00000000
NS
USD
2312129.16000000
0.189262746291
Long
EC
RF
US
N
1
N
N
N
CVS Health Corp
549300EJG376EN5NQE29
CVS Health Corporation
126650100
62000.00000000
NS
USD
5173280.00000000
0.423466472840
Long
EC
CORP
US
N
1
N
N
N
Kinder Morgan, Inc.
549300WR7IX8XE0TBO16
Kinder Morgan, Inc.
49456B101
110100.00000000
NS
USD
2007123.00000000
0.164296016718
Long
EC
CORP
US
N
1
N
N
N
Zimmer Biomet Holdings Inc
2P2YLDVPES3BXQ1FRB91
Zimmer Biomet Holdings, Inc.
98956P102
12000.00000000
NS
USD
1929840.00000000
0.157969902643
Long
EC
CORP
US
N
1
N
N
N
NVIDIA Corporation
549300S4KLFTLO7GSQ80
NVIDIA Corporation
67066G104
20000.00000000
NS
USD
16002000.00000000
1.309867337240
Long
EC
CORP
US
N
1
N
N
N
Nuveen Real Estate Income Fund, Inc.
LXJVVL0330BRT3R7PH61
Nuveen Real Estate Income Fund
67071B108
136032.00000000
NS
USD
1508594.88000000
0.123488261369
Long
EC
RF
US
N
1
N
N
N
Stryker Corporation
5493002F0SC4JTBU5137
Stryker Corporation
863667101
20000.00000000
NS
USD
5194600.00000000
0.425211652920
Long
EC
CORP
US
N
1
N
N
N
Wells Fargo & Company
PBLD0EJDB5FWOLXP3B76
Wells Fargo & Company
949746101
232000.00000000
NS
USD
10507280.00000000
0.860088918587
Long
EC
CORP
US
N
1
N
N
N
Intercontinental Exchange Inc
5493000F4ZO33MV32P92
Intercontinental Exchange, Inc.
45866F104
18500.00000000
NS
USD
2195950.00000000
0.179752729609
Long
EC
CORP
US
N
1
N
N
N
India Fund Inc.
5493008XCB4X3JFQPB87
India Fund Inc.
454089103
21327.00000000
NS
USD
468340.92000000
0.038336737520
Long
EC
RF
US
N
1
N
N
N
Berkshire Hathaway Inc.
5493000C01ZX7D35SD85
Berkshire Hathaway, Inc. Class B
084670702
109000.00000000
NS
USD
30293280.00000000
2.479701162971
Long
EC
CORP
US
N
1
N
N
N
Emerson Electric Co.
FGLT0EWZSUIRRITFOA30
Emerson Electric Co.
291011104
28000.00000000
NS
USD
2694720.00000000
0.220580284402
Long
EC
CORP
US
N
1
N
N
N
Eversource Energy
SJ7XXD41SQU3ZNWUJ746
Eversource Energy
30040W108
24000.00000000
NS
USD
1925760.00000000
0.157635928219
Long
EC
CORP
US
N
1
N
N
N
ClearBridge MLP & Midstream Total Return Fund, Inc
549300FO806NCJW4RO34
ClearBridge MLP & Midstream Total Return Fund, Inc.
18469Q207
48962.00000000
NS
USD
1242165.94000000
0.101679327098
Long
EC
RF
US
N
1
N
N
N
LMP Capital and Income Fund, Inc.
549300YJH1GYGXCCQ467
LMP Capital and Income Fund, Inc.
50208A102
190960.00000000
NS
USD
2753643.20000000
0.225403529939
Long
EC
RF
US
N
1
N
N
N
Mexico Fund Inc
N/A
Mexico Fund, Inc. (The)
592835102
47254.00000000
NS
USD
719678.42000000
0.058910339687
Long
EC
RF
US
N
1
N
N
N
Netflix, Inc.
549300Y7VHGU0I7CE873
Netflix, Inc.
64110L106
20000.00000000
NS
USD
10564200.00000000
0.864748189230
Long
EC
CORP
US
N
1
N
N
N
Booking Holdings Inc
FXM8FAOHMYDIPD38UZ17
Booking Holdings, Inc.
09857L108
2500.00000000
NS
USD
5470225.00000000
0.447773344260
Long
EC
CORP
US
N
1
N
N
N
Royce Value Trust, Inc.
254900NJE1W1YYKNVM16
Royce Value Trust, Inc.
780910105
612010.00000000
NS
USD
11609829.70000000
0.950339752215
Long
EC
RF
US
N
1
N
N
N
Norfolk Southern Corporation
54930036C8MWP850MI84
Norfolk Southern Corporation
655844108
14000.00000000
NS
USD
3715740.00000000
0.304157384056
Long
EC
CORP
US
N
1
N
N
N
Comcast Corporation
51M0QTTNCGUN7KFCFZ59
Comcast Corporation Class A
20030N101
174000.00000000
NS
USD
9921480.00000000
0.812137394643
Long
EC
CORP
US
N
1
N
N
N
The Boeing Company
RVHJWBXLJ1RFUBSY1F30
Boeing Company (The)
097023105
32000.00000000
NS
USD
7665920.00000000
0.627505200468
Long
EC
CORP
US
N
1
N
N
N
Alphabet Inc.
5493006MHB84DD0ZWV18
Alphabet, Inc. Class C
02079K107
22000.00000000
NS
USD
55139040.00000000
4.513487532981
Long
EC
CORP
US
N
1
N
N
N
Virtus Allianzgi Equity & Convertible Income Fund
549300E7CGC36IOELF91
Virtus Allianzgi Equity & Convertible Income Fund
92841M101
169352.00000000
NS
USD
5121204.48000000
0.419203754260
Long
EC
RF
US
N
1
N
N
N
Chubb Limited
E0JAN6VLUDI1HITHT809
Chubb Ltd.
H1467J104
18000.00000000
NS
USD
2860920.00000000
0.234184830799
Long
EC
CORP
US
N
1
N
N
N
2021-08-25
Susan Conti
Susan Conti
Susan Conti
Senior Manager, Fund Accounting