0001752724-20-238733.txt : 20201120 0001752724-20-238733.hdr.sgml : 20201120 20201120161021 ACCESSION NUMBER: 0001752724-20-238733 CONFORMED SUBMISSION TYPE: NPORT-P PUBLIC DOCUMENT COUNT: 2 CONFORMED PERIOD OF REPORT: 20200930 FILED AS OF DATE: 20201120 PERIOD START: 20201231 FILER: COMPANY DATA: COMPANY CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC CENTRAL INDEX KEY: 0000814083 IRS NUMBER: 133407699 STATE OF INCORPORATION: MD FISCAL YEAR END: 1231 FILING VALUES: FORM TYPE: NPORT-P SEC ACT: 1940 Act SEC FILE NUMBER: 811-05150 FILM NUMBER: 201332590 BUSINESS ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 BUSINESS PHONE: (513) 587-3400 MAIL ADDRESS: STREET 1: 225 PICTORIA DRIVE, SUITE 450 CITY: CINCINNATI STATE: OH ZIP: 45246 FORMER COMPANY: FORMER CONFORMED NAME: CORNERSTONE STRATEGIC VALUE FUND INC/ NEW DATE OF NAME CHANGE: 20010503 FORMER COMPANY: FORMER CONFORMED NAME: CLEMENTE STRATEGIC VALUE FUND INC DATE OF NAME CHANGE: 19990622 FORMER COMPANY: FORMER CONFORMED NAME: CLEMENTE GLOBAL GROWTH FUND INC DATE OF NAME CHANGE: 19920703 NPORT-P 1 primary_doc.xml NPORT-P false 0000814083 XXXXXXXX Cornerstone Strategic Value Fund, Inc. 811-05150 0000814083 549300H6BMBD46PC0Z18 225 Pictoria Drive Suite 450 Cincinnati 45246 513-587-3400 Cornerstone Strategic Value Fund, Inc. 549300H6BMBD46PC0Z18 2020-12-31 2020-09-30 N 747048610.92 5421180.03 741627430.89 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0.00000000 0 N Morgan Stanley China A Share Fund, Inc. 54930045HQ1UNO6FR635 Morgan Stanley China A Share Fund, Inc. 617468103 158477.00000000 NS USD 3347034.24000000 0.451309390752 Long EC RF US N 1 N N N Visa Inc 549300JZ4OKEHW3DPJ59 Visa, Inc. Class A 92826C839 34000.00000000 NS USD 6798980.00000000 0.916764903347 Long EC CORP US N 1 N N N Anthem Inc 8MYN82XMYQH89CTMTH67 Anthem, Inc. 036752103 13000.00000000 NS USD 3491670.00000000 0.470811873262 Long EC CORP US N 1 N N N RMR Real Estate Income Fund 549300ESBDZ3SA3OEX38 RMR Real Estate Income Fund 76970B101 0.93000000 NS USD 8.44000000 0.000001138037 Long EC RF US N 1 N N N The Sherwin-Williams Company Z15BMIOX8DDH0X2OBP21 Sherwin-Williams Company (The) 824348106 5000.00000000 NS USD 3483700.00000000 0.469737209668 Long EC CORP US N 1 N N N Electronic Arts Inc. 549300O7A67PUEYKDL45 Electronic Arts, Inc. 285512109 14000.00000000 NS USD 1825740.00000000 0.246180214478 Long EC CORP US N 1 N N N Royce Value Trust, Inc. 254900NJE1W1YYKNVM16 Royce Value Trust, Inc. 780910105 128362.00000000 NS USD 1622495.68000000 0.218775036146 Long EC RF US N 1 N N N Guggenheim Enhanced Equity Income Fund 54930067HNVZR2F1S119 Guggenheim Enhanced Equity Income Fund 40167B100 702793.00000000 NS USD 3830221.85000000 0.516461728688 Long EC RF US N 1 N N N Mexico Fund, Inc. (The) N/A Mexico Fund, Inc. (The) 592835102 48985.00000000 NS USD 502586.10000000 0.067768003051 Long EC RF US N 1 N N N Amgen Inc. 62QBXGPJ34PQ72Z12S66 Amgen, Inc. 031162100 27000.00000000 NS USD 6862320.00000000 0.925305579887 Long EC CORP US N 1 N N N Becton, Dickinson and Company ICE2EP6D98PQUILVRZ91 Becton, Dickinson and Company 075887109 13000.00000000 NS USD 3024840.00000000 0.407865172458 Long EC CORP US N 1 N N N NEW Ireland Fund 549300HNB2YXNXXJQ174 New Ireland Fund, Inc. (The) 645673104 23807.00000000 NS USD 200216.87000000 0.026996961231 Long EC RF US N 1 N N N ClearBridge MLP and Midstream Fund Inc. 549300KS1WIARK4T8791 ClearBridge MLP and Midstream Fund Inc. 184692200 144444.00000000 NS USD 1596106.20000000 0.215216715768 Long EC RF US N 1 N N N Paychex Inc 529900K900DW6SUBM174 Paychex, Inc. 704326107 8000.00000000 NS USD 638160.00000000 0.086048597101 Long EC CORP US N 1 N N N ClearBridge MLP & Midstream Total Return Fund, Inc. 549300FO806NCJW4RO34 ClearBridge MLP & Midstream Total Return Fund, Inc. 18469Q207 56100.00000000 NS USD 561561.00000000 0.075720095645 Long EC RF US N 1 N N N CVS Health Corp 549300EJG376EN5NQE29 CVS Health Corporation 126650100 62000.00000000 NS USD 3620800.00000000 0.488223580896 Long EC CORP US N 1 N N N Air Products & Chemicals, Inc. 7QEON6Y1RL5XR3R1W237 Air Products & Chemicals, Inc. 009158106 12000.00000000 NS USD 3574320.00000000 0.481956283050 Long EC CORP US N 1 N N N Cigna Corporation 549300VIWYMSIGT1U456 Cigna Corporation 125523100 16354.00000000 NS USD 2770531.14000000 0.373574523352 Long EC CORP US N 1 N N N Wells Fargo Global Dividend Opportunity Fund 5493000KZPDD7O5F1562 Wells Fargo Global Dividend Opportunity Fund 94987C103 201589.00000000 NS USD 852721.47000000 0.114979764027 Long EC RF US N 1 N N N IHS Markit Ltd 549300HLPTRASHS0E726 IHS Markit Ltd. G47567105 20000.00000000 NS USD 1570200.00000000 0.211723560186 Long EC CORP US N 1 N N N Prologis Inc. 529900DFH19P073LZ636 Prologis, Inc. REIT 74340W103 35000.00000000 NS USD 3521700.00000000 0.474861076237 Long EC CORP US N 1 N N N United Parcel Service, Inc. D01LMJZU09ULLNCY6Z23 United Parcel Service, Inc. Class B 911312106 49000.00000000 NS USD 8164870.00000000 1.100939590408 Long EC CORP US N 1 N N N Royce Micro-Cap Trust, Inc. 254900D3WFIV4SD8EF19 Royce Micro-Cap Trust, Inc. 780915104 365750.00000000 NS USD 2805302.50000000 0.378263044644 Long EC RF US N 1 N N N Allianzgi Dividend, Interest & Premium Strategy Fund 549300535GECAFITZP67 Allianzgi Dividend, Interest & Premium Strategy Fund 01883A107 118500.00000000 NS USD 1398300.00000000 0.188544805890 Long EC RF US N 1 N N N Nuveen Tax-Advantaged Dividend Growth Fund P8A4JDNIPXCEKEVC8W52 Nuveen Tax-Advantaged Dividend Growth Fund 67073G105 91352.00000000 NS USD 1193970.64000000 0.160993322289 Long EC RF US N 1 N N N Dominion Energy Inc ILUL7B6Z54MRYCF6H308 Dominion Energy, Inc. 25746U109 38000.00000000 NS USD 2999340.00000000 0.404426788313 Long EC CORP US N 1 N N N Accenture Plc 549300JY6CF6DO4YFQ03 Accenture plc Class A G1151C101 34000.00000000 NS USD 7683660.00000000 1.036053910624 Long EC CORP US N 1 N N N The Procter & Gamble Company 2572IBTT8CCZW6AU4141 Procter & Gamble Company (The) 742718109 130000.00000000 NS USD 18068700.00000000 2.436358102115 Long EC CORP US N 1 N N N Gabelli Global Small and Mid Cap Value Trust 54930027RS7HE8UD3187 Gabelli Global Small and Mid Cap Value Trust (The) 36249W104 56996.00000000 NS USD 575089.64000000 0.077544278440 Long EC RF US N 1 N N N Dollar General Corporation OPX52SQVOZI8IVSWYU66 Dollar General Corporation 256677105 14000.00000000 NS USD 2934680.00000000 0.395708124830 Long EC CORP US N 1 N N N Aon plc VVT2B79I2Z4U3R6BY589 Aon plc G0403H108 12000.00000000 NS USD 2475600.00000000 0.333806423129 Long EC CORP US N 1 N N N Duff & Phelps Utility & Infrastructure Fund Inc 549300SY2NYDO23RIE89 Duff & Phelps Utility and Infrastructure Fund Inc. 26433C105 324646.00000000 NS USD 3350346.72000000 0.451756040897 Long EC RF US N 1 N N N Apple Inc. HWUPKR0MPOU8FGXBT394 Apple, Inc. 037833100 400000.00000000 NS USD 46324000.00000000 6.246263025142 Long EC CORP US N 1 N N N Nuveen Real Asset Income & Growth Fund RQLXTE3CBG56EZF1BQ60 Nuveen Real Asset Income and Growth Fund 67074Y105 142832.00000000 NS USD 1722553.92000000 0.232266748538 Long EC RF US N 1 N N N First Trust Energy Income and Growth Fund 549300HRXN2LWON4NG81 First Trust Energy Income and Growth Fund 33738G104 138991.00000000 NS USD 1259258.46000000 0.169796640138 Long EC RF US N 1 N N N CSX Corporation 549300JVQR4N1MMP3Q88 CSX Corporation 126408103 18000.00000000 NS USD 1398060.00000000 0.188512444627 Long EC CORP US N 1 N N N Kayne Anderson NextGen Energy & Infrastructure Inc 549300MHDTCUZBV2Y068 Kayne Anderson NextGen Energy & Infrastructure Inc 48661E108 126262.00000000 NS USD 508835.86000000 0.068610711902 Long EC RF US N 1 N N N The Progressive Corporation 529900TACNVLY9DCR586 Progressive Corporation (The) 743315103 29000.00000000 NS USD 2745430.00000000 0.370189920929 Long EC CORP US N 1 N N N Dow Inc 5493003S21INSLK2IP73 Dow, Inc. 260557103 20431.00000000 NS USD 961278.55000000 0.129617448055 Long EC CORP US N 1 N N N Verisk Analytics, Inc. 549300I1YSWNIRKBWP67 Verisk Analytics, Inc. 92345Y106 9000.00000000 NS USD 1667790.00000000 0.224882458567 Long EC CORP US N 1 N N N Union Pacific Corporation 549300LMMRSZZCZ8CL11 Union Pacific Corporation 907818108 29000.00000000 NS USD 5709230.00000000 0.769824545614 Long EC CORP US N 1 N N N Abbott Laboratories HQD377W2YR662HK5JX27 Abbott Laboratories 002824100 80000.00000000 NS USD 8706400.00000000 1.173958734178 Long EC CORP US N 1 N N N Oracle Corporation 1Z4GXXU7ZHVWFCD8TV52 Oracle Corporation 68389X105 110000.00000000 NS USD 6567000.00000000 0.885485046328 Long EC CORP US N 1 N N N Voya Global Equity Dividend & Premium Opp Fund Y FUND 549300YJVN8KX08ZHI42 Voya Global Equity Dividend & Premium Opp Fund Y FUND 92912T100 75650.00000000 NS USD 374467.50000000 0.050492671171 Long EC RF US N 1 N N N Berkshire Hathaway Inc. 5493000C01ZX7D35SD85 Berkshire Hathaway, Inc. Class B 084670702 80000.00000000 NS USD 17035200.00000000 2.297002415290 Long EC CORP US N 1 N N N American Tower Corporation 5493006ORUSIL88JOE18 American Tower Corporation 03027X100 23000.00000000 NS USD 5559790.00000000 0.749674266137 Long EC CORP US N 1 N N N Humana Inc. 529900YLDW34GJAO4J06 Humana, Inc. 444859102 6000.00000000 NS USD 2483340.00000000 0.334850073846 Long EC CORP US N 1 N N N Hormel Foods Corp MSD54751OJP1FS2ND863 Hormel Foods Corporation 440452100 13000.00000000 NS USD 635570.00000000 0.085699365143 Long EC CORP US N 1 N N N Intercontinental Exchange Inc 5493000F4ZO33MV32P92 Intercontinental Exchange, Inc. 45866F104 27000.00000000 NS USD 2701350.00000000 0.364246235708 Long EC CORP US N 1 N N N Allstate Corporation (The) OBT0W1ED8G0NWVOLOJ77 Allstate Corporation (The) 020002101 15000.00000000 NS USD 1412100.00000000 0.190405578486 Long EC CORP US N 1 N N N Lockheed Martin Corporation DPRBOZP0K5RM2YE8UU08 Lockheed Martin Corporation 539830109 18000.00000000 NS USD 6899040.00000000 0.930256853056 Long EC CORP US N 1 N N N CME Group Inc. LCZ7XYGSLJUHFXXNXD88 CME Group, Inc. 12572Q105 8000.00000000 NS USD 1338480.00000000 0.180478761201 Long EC CORP US N 1 N N N Norfolk Southern Corporation 54930036C8MWP850MI84 Norfolk Southern Corporation 655844108 13000.00000000 NS USD 2781870.00000000 0.375103439291 Long EC CORP US N 1 N N N General American Investors Company, Inc. 254900MHIF9G7IS1T951 General American Investors Company, Inc. 368802104 291877.00000000 NS USD 9909224.15000000 1.336145851308 Long EC RF US N 1 N N N Kimberly-Clark Corporation MP3J6QPYPGN75NVW2S34 Kimberly-Clark Corporation 494368103 17000.00000000 NS USD 2510220.00000000 0.338474535251 Long EC CORP US N 1 N N N Roper Technologies Inc 54930003T4SXCIWVXY35 Roper Technologies, Inc. 776696106 6000.00000000 NS USD 2370660.00000000 0.319656461082 Long EC CORP US N 1 N N N Nextera Energy Inc 549300WRTF5OXH23DG40 NextEra Energy, Inc. 65339F101 18000.00000000 NS USD 4996080.00000000 0.673664402354 Long EC CORP US N 1 N N N Activision Blizzard, Inc. 549300TPQQDBP9GNOF40 Activision Blizzard, Inc. 00507V109 12000.00000000 NS USD 971400.00000000 0.130982210142 Long EC CORP US N 1 N N N Royce Global Value Trust 254900MA25TE88EMIP63 Royce Global Value Trust 78081T104 4000.00000000 NS USD 49120.00000000 0.006623271733 Long EC RF US N 1 N N N Macquarie Global Infastructure Total Return Fund INC. NUJZT0OFFYGJKMCIDQ69 Macquarie Global Infastructure Total Return Fund INC. 55608D101 181888.00000000 NS USD 3192134.40000000 0.430422914126 Long EC RF US N 1 N N N Clough Global Opportunities Fund 549300DTG68UBCNCPY15 Clough Global Opportunities Fund 18914E106 172978.00000000 NS USD 1615614.52000000 0.217847190207 Long ABS-CBDO RF US N 1 N N N Northrop Grumman Corporation RIMU48P07456QXSO0R61 Northrop Grumman Corporation 666807102 8000.00000000 NS USD 2523920.00000000 0.340321823987 Long EC CORP US N 1 N N N JPMorgan Chase & Co. 8I5DZWZKVSZI1NUHU748 JPMorgan Chase & Company 46625H100 69000.00000000 NS USD 6642630.00000000 0.895682889187 Long EC CORP US N 1 N N N State Street Corporation 549300ZFEEJ2IP5VME73 State Street Corporation 857477103 16000.00000000 NS USD 949280.00000000 0.127999580444 Long EC CORP US N 1 N N N Alphabet Inc. 5493006MHB84DD0ZWV18 Alphabet, Inc. Class C 02079K107 21000.00000000 NS USD 30861600.00000000 4.161334750383 Long EC CORP US N 1 N N N Mexico Equity and Income Fund, Inc. (The) 549300Q0OD8MQEFTBY23 Mexico Equity and Income Fund, Inc. (The) 592834105 4542.00000000 NS USD 34972.95000000 0.004715703403 Long EC RF US N 1 N N N Moodys Corp 549300GCEDD8YCF5WU84 Moody's Corporation 615369105 9000.00000000 NS USD 2608650.00000000 0.351746698051 Long EC CORP US N 1 N N N Netflix, Inc. 549300Y7VHGU0I7CE873 Netflix, Inc. 64110L106 20000.00000000 NS USD 10000600.00000000 1.348466842441 Long EC CORP US N 1 N N N Monster Beverage Corporation 52990090AP0E7HCB6F33 Monster Beverage Corporation 61174X109 26000.00000000 NS USD 2085200.00000000 0.281165436059 Long EC CORP US N 1 N N N Sempra Energy PBBKGKLRK5S5C0Y4T545 Sempra Energy 816851109 15000.00000000 NS USD 1775400.00000000 0.239392439660 Long EC CORP US N 1 N N N O'Reilly Automotive, Inc. 549300K2RLMQL149Q332 O'Reilly Automotive, Inc. 67103H107 4000.00000000 NS USD 1844320.00000000 0.248685515554 Long EC CORP US N 1 N N N Verizon Communications Inc. 2S72QS2UO2OESLG6Y829 Verizon Communications, Inc. 92343V104 202000.00000000 NS USD 12016980.00000000 1.620352686466 Long EC CORP US N 1 N N N Equinix, Inc. 549300EVUN2BTLJ3GT74 Equinix, Inc. 29444U700 4000.00000000 NS USD 3040520.00000000 0.409979441611 Long EC CORP US N 1 N N N Pfizer, Inc. 765LHXWGK1KXCLTFYQ30 Pfizer, Inc. 717081103 135000.00000000 NS USD 4954500.00000000 0.668057813618 Long EC CORP US N 1 N N N Insight Select Income Fund 2138009UQXO3YKI55769 Insight Select Income Fund 45781W109 0.35000000 NS USD 7.12000000 0.000000960050 Long EC RF US N 1 N N N The Clorox Company 54930044KVSC06Z79I06 Clorox Company (The) 189054109 6000.00000000 NS USD 1261020.00000000 0.170034163715 Long EC CORP US N 1 N N N ClearBridge Energy Midstream Opportunity Fund Incorporation 549300U6RAJWN6OONX12 ClearBridge Energy Midstream Opportunity Fund, Inc. 18469P209 47486.00000000 NS USD 416452.22000000 0.056153831783 Long EC RF US N 1 N N N Kroger Company (The) 6CPEOKI6OYJ13Q6O7870 Kroger Company (The) 501044101 40000.00000000 NS USD 1356400.00000000 0.182895068804 Long EC CORP US N 1 N N N Truist Financial Corporation 549300DRQQI75D2JP341 Truist Financial Corporation 89832Q109 76965.00000000 NS USD 2928518.25000000 0.394877283123 Long EC CORP US N 1 N N N Thermo Fisher Scientific Inc HCHV7422L5HDJZCRFL38 Thermo Fisher Scientific, Inc. 883556102 20000.00000000 NS USD 8830400.00000000 1.190678719826 Long EC CORP US N 1 N N N Fastenal Company 529900PP0C7H2HHPSJ32 Fastenal Company 311900104 27000.00000000 NS USD 1217430.00000000 0.164156549406 Long EC CORP US N 1 N N N Eli Lilly and Company FRDRIPF3EKNDJ2CQJL29 Eli Lilly & Company 532457108 38000.00000000 NS USD 5624760.00000000 0.758434729585 Long EC CORP US N 1 N N N Cbre Clarion Gbl Rl Estate Incm Fd 549300HYEBBK5ZZO6F11 CBRE Clarion Global Real Estate Income Fund 12504G100 1676755.00000000 NS USD 10026994.90000000 1.352025893644 Long EC RF US N 1 N N N First Trust Energy Infastructure Fund 549300U01UTSY4XHYP86 First Trust Energy Infastructure Fund 33738C103 42000.00000000 NS USD 375900.00000000 0.050685827457 Long EC RF US N 1 N N N Biogen Inc W8J5WZB5IY3K0NDQT671 Biogen, Inc. 09062X103 7965.00000000 NS USD 2259511.20000000 0.304669313173 Long EC CORP US N 1 N N N Gabelli Dividend & Income Trust (The) 549300082N1MHBT8NI60 Gabelli Dividend & Income Trust (The 36242H104 207144.00000000 NS USD 3801092.40000000 0.512533954608 Long EC RF US N 1 N N N FiServ Inc. GI7UBEJLXYLGR2C7GV83 FiServ Inc. 337738108 32000.00000000 NS USD 3297600.00000000 0.444643747338 Long EC CORP US N 1 N N N First Trust/Dynamic Europe Equity Income Fund 549300YG1NBZKURU8L08 First Trust/Dynamic Europe Equity Income Fund 33740D107 124012.00000000 NS USD 1246320.60000000 0.168052117288 Long EC RF US N 1 N N N Invesco QQQ Trust Series 1 549300VY6FEJBCIMET58 Invesco QQQ Trust Series 1 46090E103 36000.00000000 NS USD 10002240.00000000 1.348687977735 Long EC RF US N 1 N N N Duke Energy Corporation I1BZKREC126H0VB1BL91 Duke Energy Corporation 26441C204 34000.00000000 NS USD 3011040.00000000 0.406004399862 Long EC CORP US N 1 N N N LMP Captial and Income Fund, Inc. 549300YJH1GYGXCCQ467 LMP Captial and Income Fund, Inc. 50208A102 185291.00000000 NS USD 1889968.20000000 0.254840654657 Long EC RF US N 1 N N N John Hancock Hedged Equity & Income TXPTLN9B34V0S0MTR071 John Hancock Hedged Equity & Income Fund 47804L102 38372.00000000 NS USD 405208.32000000 0.054637720116 Long EC RF US N 1 N N N Fidelity Institutional Cash 549300SHPEJB1OPRCV46 Fidelity Institutional Cash 316175108 5406863.35000000 PA USD 5406863.35000000 0.729053851677 Long STIV RF US N 1 N N N Invesco Value Municipal Income Trust X075VJ33QQP2G2NTOV20 Invesco Value Municipal Income Trust 46132P108 0.83000000 NS USD 12.34000000 0.000001663908 Long EC RF US N 1 N N N Nuveen Tax-Advantaged Total Return Strategy Fund LYX9FVHXPB1ZJXLXRJ27 Nuveen Tax-Advantaged Total Return Strategy Fund 67090H102 61252.00000000 NS USD 490628.52000000 0.066155659778 Long EC RF US N 1 N N N Aberdeen Japan Equity Fund, Inc. 549300TENE1BGI09O157 Aberdeen Japan Equity Fund, Inc. 00306J109 23043.00000000 NS USD 190680.83000000 0.025711135006 Long EC RF US N 1 N N N American Electric Power Co, Inc. 1B4S6S7G0TW5EE83BO58 American Electric Power Company, Inc. 025537101 28000.00000000 NS USD 2288440.00000000 0.308570031889 Long EC CORP US N 1 N N N Nuveen Dow 30 Dynamic Overwrite Fund 549300CNS4Q1ZZUGS005 Nuveen Dow 30 Dynamic Overwrite Fund 67075F105 51997.00000000 NS USD 703519.41000000 0.094861568045 Long EC RF US N 1 N N N Tortoise Pipeline & Energy Fund Inc 549300L8CO08RZOP4B19 Tortoise Pipeline & Energy Fund 89148H207 3436.00000000 NS USD 41025.84000000 0.005531866580 Long EC RF US N 1 N N N Calamos Long Short Equity Fund 54930028TUOZZMUQBY94 Calamos Long Short Equity Fund 12812C106 85125.00000000 NS USD 1236015.00000000 0.166662524674 Long EC RF US N 1 N N N McKesson Corporation 549300WZWOM80UCFSF54 McKesson Corporation 58155Q103 9000.00000000 NS USD 1340370.00000000 0.180733606143 Long EC CORP US N 1 N N N Eversource Energy SJ7XXD41SQU3ZNWUJ746 Eversource Energy 30040W108 14000.00000000 NS USD 1169700.00000000 0.157720703318 Long EC CORP US N 1 N N N Nuveen Real Estate Income Fund, Inc. LXJVVL0330BRT3R7PH61 Nuveen Real Estate Income Fund 67071B108 26000.00000000 NS USD 196300.00000000 0.026468815988 Long EC RF US N 1 N N N Gilead Sciences, Inc. 549300WTZWR07K8MNV44 Gilead Sciences, Inc. 375558103 63000.00000000 NS USD 3980970.00000000 0.536788397271 Long EC CORP US N 1 N N N S&P Global, Inc. Y6X4K52KMJMZE7I7MY94 S&P Global, Inc. 78409V104 12000.00000000 NS USD 4327200.00000000 0.583473563647 Long EC CORP US N 1 N N N Morgan Stanley India Investments Fund, Inc. 5LQ8NRKQLK2XRS19BS65 Morgan Stanley India Investments Fund, Inc. 61745C105 159665.00000000 NS USD 2770187.75000000 0.373528221127 Long EC RF US N 1 N N N Waste Management, Inc. 549300YX8JIID70NFS41 Waste Management, Inc. 94106L109 24000.00000000 NS USD 2716080.00000000 0.366232408197 Long EC CORP US N 1 N N N Kayne Anderson Energy Infrastructure Fund Inc 549300H9ZCLGQEKXQY57 Kayne Anderson MLP/Midstream Investment Company 486606106 906000.00000000 NS USD 3614940.00000000 0.487433426735 Long EC RF US N 1 N N N Aberdeen Global Premier Properties Fund 2549006N165AK05LKM02 Aberdeen Global Premier Properties Fund 00302L108 276000.00000000 NS USD 1272360.00000000 0.171563233370 Long EC RF US N 1 N N N SBA Communications Corporation 5299001HX8ZN8Y8QIT49 SBA Communications Corporation 78410G104 5000.00000000 NS USD 1592400.00000000 0.214716976971 Long EC CORP US N 1 N N N Blackrock Enhanced Global Dividend U48QD6ILUF60LKMSND68 Blackrock Enhanced Global Dividend 092501105 116700.00000000 NS USD 1116819.00000000 0.150590303632 Long EC RF US N 1 N N N Gabelli Healthcare & Wellness Trust 549300XULWZNLHFTG832 Gabelli Healthcare and Wellness Rx Turst 36246K103 130458.00000000 NS USD 1346326.56000000 0.181536780318 Long EC RF US N 1 N N N Swiss Helvetia Fund, Inc. (The) 549300HQZ0XPGTS5Q724 Swiss Helvetia Fund, Inc. (The) 870875101 50868.00000000 NS USD 421187.04000000 0.056792268254 Long EC RF US N 1 N N N Neuberger Berman MLP and Energy Income Fund Inc 549300XIWEKOTC8HO652 Neuberger Berman MLP and Energy Income Fund Inc 64129H104 230500.00000000 NS USD 548590.00000000 0.073971104243 Long EC RF US N 1 N N N Macquarie/First Trust Global Dividend & Income Fund 549300JL3ROR79GLM190 Macquarie/First Trust Global Dividend & Income Fund 55607W100 17519.00000000 NS USD 134545.92000000 0.018141982671 Long EC RF US N 1 N N N General Mills, Inc. 2TGYMUGI08PO8X8L6150 General Mills, Inc. 370334104 28000.00000000 NS USD 1727040.00000000 0.232871645258 Long EC CORP US N 1 N N N Autodesk Inc FRKKVKAIQEF3FCSTPG55 Autodesk, Inc. 052769106 11000.00000000 NS USD 2541110.00000000 0.342639699417 Long EC CORP US N 1 N N N Chubb Limited E0JAN6VLUDI1HITHT809 Chubb Ltd. H1467J104 10000.00000000 NS USD 1161200.00000000 0.156574575269 Long EC CORP US N 1 N N N Blackrock Health Sciences Trust II 549300FGMK4EGHSK8N86 Blackrock Health Sciences Trust I 09260E105 89000.00000000 NS USD 2122650.00000000 0.286215141402 Long EC RF US N 1 N N N First Trust MLP & Energy Income Fund 54930012E1PU4RAI3F48 First Trust MLP & Energy Income Fund 33739B104 121000.00000000 NS USD 561440.00000000 0.075703780175 Long EC RF US N 1 N N N Adobe Inc FU4LY2G4933NH2E1CP29 Adobe, Inc. 00724F101 22000.00000000 NS USD 10789460.00000000 1.454835615647 Long EC CORP US N 1 N N N McCormick & Company, Incorporated 549300JQQA6MQ4OJP259 McCormick & Company, Inc. Non-Voting Shares 579780206 6000.00000000 NS USD 1164600.00000000 0.157033026489 Long EC CORP US N 1 N N N Nvidia Corp 549300S4KLFTLO7GSQ80 NVIDIA Corporation 67066G104 14000.00000000 NS USD 7577080.00000000 1.021682813283 Long EC CORP US N 1 N N N Comcast Corporation 51M0QTTNCGUN7KFCFZ59 Comcast Corporation Class A 20030N101 280000.00000000 NS USD 12952800.00000000 1.746537339436 Long EC CORP US N 1 N N N GDL Fund (The) 5493000XKGL8ZPN99479 GDL Fund (The) 361570104 110168.00000000 NS USD 923207.84000000 0.124484047049 Long EC RF US N 1 N N N Marsh & McLennan Companies, Inc. 549300XMP3KDCKJXIU47 Marsh & McLennan Companies, Inc. 571748102 24000.00000000 NS USD 2752800.00000000 0.371183681366 Long EC CORP US N 1 N N N Vertex Pharmaceuticals Incorporated 54930015RAQRRZ5ZGJ91 Vertex Pharmaceuticals, Inc. 92532F100 13000.00000000 NS USD 3537560.00000000 0.476999616337 Long EC CORP US N 1 N N N Newmont Corporation 549300VSP3RIX7FGDZ51 Newmont Corporation 651639106 41000.00000000 NS USD 2601450.00000000 0.350775860175 Long EC CORP US N 1 N N N Voya Infastructure, Industrials and Materials Fund CDDOXZNDBE7I8PJXIJ33 Voya Infastructure, Industrials and Materials Fund 92912X101 251378.00000000 NS USD 2390604.78000000 0.322345787173 Long EC RF US N 1 N N N Intel Corporation KNX4USFCNGPY45LOCE31 Intel Corporation 458140100 210000.00000000 NS USD 10873800.00000000 1.466207902659 Long EC CORP US N 1 N N N Costco Wholesale Corporation 29DX7H14B9S6O3FD6V18 Costco Wholesale Corporation 22160K105 25500.00000000 NS USD 9052500.00000000 1.220626371537 Long EC CORP US N 1 N N N Korea Fund Inc 549300M4Y1IG0WPTKC03 Korea Fund, Inc. 500634209 1000.00000000 NS USD 29650.00000000 0.003997964309 Long EC RF US N 1 N N N The Central and Eastern Europe Fund, Inc. 549300TSXFIOF89ZI608 The Central and Eastern Europe Fund, Inc. 153436100 50222.00000000 NS USD 986360.08000000 0.132999406294 Long EC RF US N 1 N N N Merck & Co., Inc 4YV9Y5M8S0BRK1RP0397 Merck & Company, Inc. 58933Y105 61000.00000000 NS USD 5059950.00000000 0.682276543348 Long EC CORP US N 1 N N N Lowes Companies, Inc. WAFCR4OKGSC504WU3E95 Lowe's Companies, Inc. 548661107 35000.00000000 NS USD 5805100.00000000 0.782751521614 Long EC CORP US N 1 N N N Target Corporation 8WDDFXB5T1Z6J0XC1L66 Target Corporation 87612E106 25000.00000000 NS USD 3935500.00000000 0.530657286405 Long EC CORP US N 1 N N N BlackRock Enhanced International Dividend Trust N8Y5YESYCLFDXNNUQV93 BlackRock Enhanced International Dividend Trust 092524107 88000.00000000 NS USD 463760.00000000 0.062532746320 Long EC RF US N 1 N N N Cintas Corporation 549300QVUQTTKMTE0G41 Cintas Corporation 172908105 5000.00000000 NS USD 1664150.00000000 0.224391646086 Long EC CORP US N 1 N N N Clough Global Equity Fund 549300SI1THLT6A9J147 Clough Global Equity Fund 18914C100 121857.00000000 NS USD 1366016.97000000 0.184191807517 Long ABS-CBDO RF US N 1 N N N Emerson Electric Co. FGLT0EWZSUIRRITFOA30 Emerson Electric Co. 291011104 28000.00000000 NS USD 1835960.00000000 0.247558264908 Long EC CORP US N 1 N N N Amazon.com, Inc. ZXTILKJKG63JELOEG630 Amazon.com, Inc. 023135106 20000.00000000 NS USD 62974600.00000000 8.491406517208 Long EC CORP US N 1 N N N General Dynamics Corporation 9C1X8XOOTYY2FNYTVH06 General Dynamics Corporation 369550108 16000.00000000 NS USD 2214880.00000000 0.298651304920 Long EC CORP US N 1 N N N Microsoft Corporation INR2EJN1ERAN0W5ZP974 Microsoft Corporation 594918104 331000.00000000 NS USD 69619230.00000000 9.387359083583 Long EC CORP US N 1 N N N Fortive Corporation 549300MU9YQJYHDQEF63 Fortive Corporation 34959J108 15000.00000000 NS USD 1143150.00000000 0.154140738649 Long EC CORP US N 1 N N N Honeywell International Inc. ISRPG12PN4EIEOEMW547 Honeywell International, Inc. 438516106 24000.00000000 NS USD 3950640.00000000 0.532698742717 Long EC CORP US N 1 N N N QUALCOMM, Inc. H1J8DDZKZP6H7RWC0H53 QUALCOMM, Inc. 747525103 26000.00000000 NS USD 3059680.00000000 0.412562949071 Long EC CORP US N 1 N N N Exelon Corporation 3SOUA6IRML7435B56G12 Exelon Corporation 30161N101 30000.00000000 NS USD 1072800.00000000 0.144654843566 Long EC CORP US N 1 N N N Goldman Sachs MLP Energy Fund 5493002N1D5YCVFNA222 Goldman Sachs MLP Energy Fund 38148G206 395062.21000000 NS USD 2362472.04000000 0.318552408068 Long EC RF US N 1 N N N Japan Smaller Capitalization Fund, Inc. 5493000KJSHWEB3YKZ37 Japan Smaller Capitalization Fund, Inc. 47109U104 32459.00000000 NS USD 281419.53000000 0.037946213729 Long EC RF US N 1 N N N India Fund Inc 5493008XCB4X3JFQPB87 India Fund Inc 454089103 106381.00000000 NS USD 1755286.50000000 0.236680363601 Long EC RF US N 1 N N N Agilent Technologies Inc. QUIX8Y7A2WP0XRMW7G29 Agilent Technologies, Inc. 00846U101 16000.00000000 NS USD 1615040.00000000 0.217769722738 Long EC CORP US N 1 N N N Blackrock Resources Fund, Inc. GG70RT52UUBWY2PJSI68 Blackrock Resources Fund, Inc. 09257A108 624497.00000000 NS USD 3715757.15000000 0.501027469485 Long EC RF US N 1 N N N MasterCard Incorporated AR5L2ODV9HN37376R084 Mastercard, Inc. Class A 57636Q104 20000.00000000 NS USD 6763400.00000000 0.911967346175 Long EC CORP US N 1 N N N Republic Services, Inc. NKNQHM6BLECKVOQP7O46 Republic Services, Inc. 760759100 19000.00000000 NS USD 1773650.00000000 0.239156472121 Long EC CORP US N 1 N N N Taiwan Fund Inc 549300B0OHIYIAWV0Z83 Taiwan Fund, Inc. 874036106 12832.00000000 NS USD 295520.96000000 0.039847630722 Long EC RF US N 1 N N N Charter Communications, Inc. 0J0XRGZE3PBRFEZ7MV65 Charter Communications, Inc. Class A 16119P108 12000.00000000 NS USD 7492080.00000000 1.010221532799 Long EC CORP US N 1 N N N Regeneron Pharmaceuticals, Inc. 549300RCBFWIRX3HYQ56 Regeneron Pharmaceuticals, Inc. 75886F107 5000.00000000 NS USD 2798900.00000000 0.377399740546 Long EC CORP US N 1 N N N Ecolab Inc. 82DYEISM090VG8LTLS26 Ecolab, Inc. 278865100 7000.00000000 NS USD 1398880.00000000 0.188623012274 Long EC CORP US N 1 N N N Automatic Data Processing, Inc. HGBOLILQXWER4SAL2I23 Automatic Data Processing, Inc. 053015103 10000.00000000 NS USD 1394900.00000000 0.188086354670 Long EC CORP US N 1 N N N Sprott Focus Trust Inc 549300ZO564XGNG81814 Sprott Focus Trust, Inc. 85208J109 62824.00000000 NS USD 373802.80000000 0.050403043958 Long EC RF US N 1 N N N Cummins Inc. ZUNI8PYC725B6H8JU438 Cummins, Inc. 231021106 7000.00000000 NS USD 1478120.00000000 0.199307622457 Long EC CORP US N 1 N N N Walmart, Inc. Y87794H0US1R65VBXU25 Walmart, Inc. 931142103 73000.00000000 NS USD 10213430.00000000 1.377164540386 Long EC CORP US N 1 N N N eBay Inc. OML71K8X303XQONU6T67 eBay, Inc. 278642103 32000.00000000 NS USD 1667200.00000000 0.224802903797 Long EC CORP US N 1 N N N Deere & Company PWFTNG3EI0Y73OXWDH08 Deere & Company 244199105 21000.00000000 NS USD 4654230.00000000 0.627569829019 Long EC CORP US N 1 N N N AbbVie Inc. FR5LCKFTG8054YNNRU85 AbbVie, Inc. 00287Y109 87000.00000000 NS USD 7620330.00000000 1.027514582471 Long EC CORP US N 1 N N N Bank of America Corporation 9DJT3UXIJIZJI4WXO774 Bank of America Corporation 060505104 166000.00000000 NS USD 3998940.00000000 0.539211446804 Long EC CORP US N 1 N N N Johnson & Johnson 549300G0CFPGEF6X2043 Johnson & Johnson 478160104 139700.00000000 NS USD 20798536.00000000 2.804445350010 Long EC CORP US N 1 N N N 2020-11-20 Susan Conti Susan Conti Susan Conti Senior Fund Accounting Manager XXXX NPORT-EX 2 clmnport.htm EX

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)
 
Description No. of Shares Value
EQUITY SECURITIES - 99.63%    
CLOSED-END FUNDS - 12.19%    
CORE - 1.72%    
General American Investors Company, Inc. 291,877   $ 9,909,225  
Royce Micro-Cap Trust, Inc. 365,750   2,805,303  
    12,714,528  
DEVELOPED MARKET - 0.32%    
Aberdeen Japan Equity Fund, Inc. 23,043   190,681  
First Trust Dynamic Europe Equity Income Fund 124,012   1,246,321  
Japan Smaller Capitalization Fund, Inc. 32,459   281,420  
New Ireland Fund, Inc. (The) * 23,807   200,217  
Swiss Helvetia Fund, Inc. (The) 50,868   421,186  
    2,339,825  
DIVERSIFIED EQUITY - 1.36%    
Gabelli Dividend & Income Trust (The) 207,144   3,801,092  
Guggenheim Enhanced Equity Income Fund 702,793   3,830,221  
Nuveen Tax-Advantaged Total Return Strategy Fund 61,252   490,629  
Royce Value Trust, Inc. 128,362   1,622,496  
Sprott Focus Trust, Inc. 62,824   373,803  
    10,118,241  
EMERGING MARKETS - 1.31%    
Central and Eastern Europe Fund, Inc. (The) 50,222   986,360  
India Fund, Inc. (The) * 106,381   1,755,287  
Korea Fund, Inc. (The) 1,000   29,650  
Mexico Equity and Income Fund, Inc. (The) 4,542   34,973  
Mexico Fund, Inc. (The) 48,985   502,586  
Morgan Stanley China A Share Fund, Inc. 158,477   3,347,034  
Morgan Stanley India Investment Fund, Inc. * 159,665   2,770,188  
Taiwan Fund, Inc. (The) 12,832   295,521  
    9,721,599  
ENERGY MLP FUNDS - 1.37%    
ClearBridge Energy Midstream Opportunity Fund Inc. 47,486   416,452  
ClearBridge MLP and Midstream Fund Inc. 144,444   1,596,106  

ClearBridge MLP and Midstream Total Return

Fund Inc.

 56,100   561,561  
First Trust MLP and Energy Income Fund 121,000   561,440  
Goldman Sachs MLP and Energy Renaissance Fund 395,062   2,362,472  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Continued)
 
Description No. of Shares Value
ENERGY MLP FUNDS - 1.37% (Continued)    
Kayne Anderson Energy Infrastructure Fund, Inc. 906,000   $ 3,614,940  
Kayne Anderson NextGen Energy & Infrastructure, Inc. 126,262   508,836  
Neuberger Berman MLP and Energy Income Fund Inc. 230,500   548,590  
    10,170,397  
GLOBAL - 1.10%    
Clough Global Equity Fund 121,857   1,366,017  
Clough Global Opportunities Fund 172,978   1,615,615  
Gabelli Global Small and Mid Cap Value Trust (The) 56,996   575,090  
GDL Fund (The) 110,168   923,208  
John Hancock Hedged Equity & Income Fund 38,372   405,208  
Royce Global Value Trust, Inc. 4,000   49,120  
Voya Infrastructure, Industrials and Materials Fund 251,378   2,390,605  
Wells Fargo Global Dividend Opportunity Fund 201,589   852,721  
    8,177,584  
INCOME & PREFERRED STOCK - 0.58%    
Calamos Long/Short Equity & Dynamic Income Trust 85,125   1,236,027  
LMP Capital and Income Fund Inc. 185,291   1,889,975  
Nuveen Tax-Advantaged Dividend Growth Fund 91,352   1,193,971  
    4,319,973  
NATURAL RESOURCES - 0.73%    
BlackRock Resources & Commodities Strategy Trust 624,497   3,715,757  
First Trust Energy Income and Growth Fund 138,991   1,259,258  
First Trust Energy Infrastructure Fund 42,000   375,900  
Tortoise Pipeline & Energy Fund, Inc. 3,436   41,026  
    5,391,941  
OPTION ARBITRAGE/OPTIONS STRATEGIES - 0.55%    
AllianzGI NFJ Dividend, Interest & Premium Strategy Fund 118,500   1,398,300  
BlackRock Enhanced Global Dividend Trust 116,700   1,116,819  
BlackRock Enhanced International Dividend Trust 88,000   463,760  
Nuveen Dow 30SM Dynamic Overwrite Fund 51,997   703,519  
Voya Global Equity Dividend and Premium Opportunity Fund 75,650   374,468  
    4,056,866  
REAL ESTATE - 1.55%    
Aberdeen Global Premier Properties Fund 276,000   1,272,360  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Continued)
 
Description No. of Shares Value
REAL ESTATE - 1.55% (Continued)    
CBRE Clarion Global Real Estate Income Fund 1,676,755   $ 10,027,003  
Nuveen Real Estate Income Fund 26,000   196,300  
    11,495,663  
SECTOR EQUITY - 0.70%    
BlackRock Health Sciences Trust II 89,000   2,122,649  
Gabelli Healthcare & WellnessRx Trust (The) 130,458   1,346,327  
Nuveen Real Asset Income and Growth Fund 142,832   1,722,554  
    5,191,530  
UTILITY - 0.90%    
Duff & Phelps Utility and Infrastructure Fund Inc. 324,646   3,350,347  
Macquarie Global Infrastructure Total Return Fund Inc. 181,888   3,192,134  
Macquarie/First Trust Global Infrastructure/Utilities Dividend & Income Fund 17,519   134,546  
    6,677,027  
     
TOTAL CLOSED-END FUNDS   90,375,174  
     
COMMUNICATION SERVICES - 10.26%    
Activision Blizzard, Inc. 12,000   971,400  
Alphabet Inc. - Class C * 21,000   30,861,600  
Charter Communications, Inc. - Class A * 12,000   7,492,080  
Comcast Corporation - Class A 280,000   12,952,800  
Electronic Arts Inc. * 14,000   1,825,740  
Netflix, Inc. * 20,000   10,000,600  
Verizon Communications Inc. 202,000   12,016,980  
    76,121,200  
CONSUMER DISCRETIONARY - 10.67%    
Amazon.com, Inc. * 20,000   62,974,600  
Dollar General Corporation 14,000   2,934,680  
eBay Inc. 32,000   1,667,200  
Lowe's Companies, Inc. 35,000   5,805,100  
O'Reilly Automotive, Inc. * 4,000   1,844,320  
Target Corporation 25,000   3,935,500  
    79,161,400  
CONSUMER STAPLES - 6.48%    
Clorox Company (The) 6,000   1,261,020  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Continued)
 
Description No. of Shares Value
CONSUMER STAPLES - 6.48% (Continued)    
Costco Wholesale Corporation 25,500   $ 9,052,500  
General Mills, Inc. 28,000   1,727,040  
Hormel Foods Corporation 13,000   635,570  
Kimberly-Clark Corporation 17,000   2,510,220  
Kroger Co. (The) 40,000   1,356,400  
McCormick & Company, Incorporated 6,000   1,164,600  
Monster Beverage Corporation * 26,000   2,085,200  
Procter & Gamble Company (The) 130,000   18,068,700  
Walmart Inc. 73,000   10,213,430  
    48,074,680  
EXCHANGE-TRADED FUND (ETF) - 1.35%    
Invesco QQQ TrustSM, Series 1 36,000   10,002,240  
   
FINANCIALS - 7.16%    
Allstate Corporation (The) 15,000   1,412,100  
Aon plc - Class A 12,000   2,475,600  
Bank of America Corporation 166,000   3,998,940  
Berkshire Hathaway Inc. - Class B * 80,000   17,035,200  
Chubb Limited 10,000   1,161,200  
CME Group Inc. 8,000   1,338,480  
Intercontinental Exchange, Inc. 27,000   2,701,350  
JPMorgan Chase & Co. 69,000   6,642,630  
Marsh & McLennan Companies, Inc. 24,000   2,752,800  
Moody's Corporation 9,000   2,608,650  
Progressive Corporation (The) 29,000   2,745,430  
S&P Global Inc. 12,000   4,327,200  
State Street Corporation 16,000   949,280  
Truist Financial Corporation 76,965   2,928,518  
    53,077,378  
HEALTH CARE – 13.40%    
Abbott Laboratories 80,000   8,706,400  
AbbVie Inc. 87,000   7,620,330  
Agilent Technologies, Inc. 16,000   1,615,040  
Amgen Inc. 27,000   6,862,320  
Anthem, Inc. 13,000   3,491,670  
Becton, Dickinson and Company 13,000   3,024,840  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Continued)
 
Description No. of Shares Value
HEALTH CARE – 13.40% (Continued)    
Biogen Inc. * 7,965   $ 2,259,511  
Cigna Corporation 16,354   2,770,531  
CVS Health Corporation 62,000   3,620,800  
Eli Lilly and Company 38,000   5,624,760  
Gilead Sciences, Inc. 63,000   3,980,970  
Humana Inc. 6,000   2,483,340  
Johnson & Johnson 139,700   20,798,536  
McKesson Corporation 9,000   1,340,370  
Merck & Co., Inc. 61,000   5,059,950  
Pfizer Inc. 135,000   4,954,500  
Regeneron Pharmaceuticals, Inc. * 5,000   2,798,900  
Thermo Fisher Scientific Inc. 20,000   8,830,400  
Vertex Pharmaceuticals Incorporated * 13,000   3,537,560  
    99,380,728  
INDUSTRIALS - 7.52%    
Cintas Corporation 5,000   1,664,150  
CSX Corporation 18,000   1,398,060  
Cummins Inc. 7,000   1,478,120  
Deere & Company 21,000   4,654,230  
Emerson Electric Co. 28,000   1,835,960  
Fastenal Company 27,000   1,217,430  
Fortive Corporation 15,000   1,143,150  
General Dynamics Corporation 16,000   2,214,880  
Honeywell International Inc. 24,000   3,950,640  
IHS Markit Ltd. 20,000   1,570,200  
Lockheed Martin Corporation 18,000   6,899,040  
Norfolk Southern Corporation 13,000   2,781,870  
Northrop Grumman Corporation 8,000   2,523,920  
Republic Services, Inc. 19,000   1,773,650  
Roper Technologies, Inc. 6,000   2,370,660  
Union Pacific Corporation 29,000   5,709,230  
United Parcel Service, Inc. - Class B 49,000   8,164,870  
Verisk Analytics, Inc. 9,000   1,667,790  
Waste Management, Inc. 24,000   2,716,080  
    55,733,930  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Continued)
 
Description No. of Shares Value
INFORMATION TECHNOLOGY – 24.80%    
Accenture plc - Class A 34,000   $ 7,683,660  
Adobe Inc. * 22,000   10,789,460  
Apple Inc. 400,000   46,324,000  
Autodesk, Inc. * 11,000   2,541,110  
Automatic Data Processing, Inc. 10,000   1,394,900  
Fiserv, Inc. * 32,000   3,297,600  
Intel Corporation 210,000   10,873,800  
Mastercard Incorporated - Class A 20,000   6,763,400  
Microsoft Corporation 331,000   69,619,230  
NVIDIA Corporation 14,000   7,577,080  
Oracle Corporation 110,000   6,567,000  
Paychex, Inc. 8,000   638,160  
QUALCOMM Incorporated 26,000   3,059,680  
Visa, Inc. - Class A 34,000   6,798,980  
    183,928,060  
MATERIALS - 1.62%    
Air Products and Chemicals, Inc. 12,000   3,574,320  
Dow Inc. 20,431   961,279  
Ecolab Inc. 7,000   1,398,880  
Newmont Corporation 41,000   2,601,450  
Sherwin-Williams Company (The) 5,000   3,483,700  
    12,019,629  
REAL ESTATE - 1.85%    
American Tower Corporation 23,000   5,559,790  
Equinix, Inc. 4,000   3,040,520  
Prologis, Inc. 35,000   3,521,700  
SBA Communications Corporation 5,000   1,592,400  
    13,714,410  
UTILITIES - 2.33%    
American Electric Power Company, Inc. 28,000   2,288,440  
Dominion Energy, Inc. 38,000   2,999,340  
Duke Energy Corporation 34,000   3,011,040  
Eversource Energy 14,000   1,169,700  
Exelon Corporation 30,000   1,072,800  
NextEra Energy, Inc. 18,000   4,996,080  

 

 

See accompanying notes to schedule of investments.

 
 

 

CORNERSTONE STRATEGIC VALUE FUND, INC.
SCHEDULE OF INVESTMENTS - SEPTEMBER 30, 2020 (Unaudited)(Concluded)
 
Description No. of Shares Value
UTILITIES - 2.33% (Continued)    
Sempra Energy 15,000   $ 1,775,400  
    17,312,800  
     
TOTAL EQUITY SECURITIES (cost - $586,654,376)   738,901,629  
     
SHORT-TERM INVESTMENT - 0.73%    
MONEY MARKET FUND - 0.73%    
Fidelity Institutional Money Market Government Portfolio - Class I, 0.01% ^ (cost - $5,406,863) 5,406,863   5,406,863  
     
TOTAL INVESTMENTS - 100.36% (cost - $592,061,239) 744,308,492  
   
LIABILITIES IN EXCESS OF OTHER ASSETS - (0.36%)     (2,681,061 )
   
NET ASSETS - 100.00% $ 741,627,431  
 
* Non-income producing security.
^ The rate shown is the 7-day effective yield as of September 30, 2020.

 

 

 

See accompanying notes to schedule of investments.

 
 

CORNERSTONE STRATEGIC VALUE FUND, INC.

NOTES TO SCHEDULE OF INVESTMENTS

September 30, 2020 (Unaudited)

 

Federal Income Tax Cost: The following information is computed on a tax basis for each item as of September 30, 2020:

Cost of portfolio investments    $           595,573,811
Gross unrealized appreciation    $           170,012,382
Gross unrealized depreciation                   (21,277,701)
Net unrealized appreciation    $           148,734,681

 

The difference between the federal income tax cost of portfolio investments and the Schedule of Investments cost for Cornerstone Strategic Value Fund, Inc. (the “Fund”) is due to certain timing differences in the recognition of capital gains or losses under income tax regulations and generally accepted accounting principles. These "book/tax" differences are temporary in nature and are due to the tax deferral of losses on wash sales.

As required by the Fair Value Measurement and Disclosures Topic of the Financial Accounting Standards Board ("FASB") Accounting Standards Codification, the Fund has performed an analysis of all assets and liabilities measured at fair value to determine the significance and character of all inputs to their fair value determination.

The fair value hierarchy prioritizes the inputs to valuation techniques used to measure fair value into the following three broad categories:

•                    Level 1 - quoted unadjusted prices for identical instruments in active markets to which the Fund has access at the date of measurement.

•                    Level 2 - quoted prices for similar instruments in active markets; quoted prices for identical or similar instruments in markets that are not active; and model-derived valuations in which all significant inputs and significant value drivers are observable in active markets. Level 2 inputs are those in markets for which there are few transactions, the prices are not current, little public information exists or instances where prices vary substantially over time or among brokered market makers.

•                    Level 3 - model derived valuations in which one or more significant inputs or significant value drivers are unobservable. Unobservable inputs are those inputs that reflect the Fund's own assumptions that market participants would use to price the asset or liability based on the best available information.

The following is a summary of the inputs used as of September 30, 2020 in valuing the Fund's investments carried at value:

VALUTION INPUTS       INVESTMENTS IN SECURITIES   OTHER FINANCIAL INSTRUMENTS*
Level 1 - Quoted Prices          
  Equity Securities      $          738,901,629    $                                     -   
  Short-Term Investment                         5,406,863                                            -   
Level 2 - Other Significant Observable Inputs                                            -                                               -   
Level 3 - Significant Unobservable Inputs                                            -                                               -   
Total        $          744,308,492    $                                     -   

 

* Other financial instruments include futures, forwards and swap contracts, if any.

 
 

CORNERSTONE STRATEGIC VALUE FUND, INC.

NOTES TO SCHEDULE OF INVESTMENTS (Continued)

 

The breakdown of the Fund’s investments into major categories is disclosed in its Schedule of Investments.

The Fund did not have any assets or liabilities that were measured at fair value on a recurring basis using significant unobservable inputs (Level 3) at September 30, 2020.

The Fund is exposed to financial market risks, including the valuations of its investment portfolio. During the period ended September 30, 2020, the Fund did not engage in derivative instruments and other hedging activities.

The Fund has evaluated the need for additional disclosures and/or adjustments resulting through the date its financial statements were issued. Based on this evaluation, no additional disclosures or adjustments were required to such Schedule of Investments.

Securities valuation policies and other investment related disclosures are hereby incorporated by reference to the Fund's semi-annual report previously filed with the Securities and Exchange Commission on the Form N-CSR on August 24, 2020 with a file number 811-05150.

Other information regarding the Fund is available in the Fund’s most recent annual report. This information is also available on the Fund’s website at www.cornerstonestrategicvaluefund.com; or on the website of the Securities and Exchange Commission at www.sec.gov.