N-PX 1 fp0055784_npx.htm

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

 

FORM N-PX

 

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT

INVESTMENT COMPANY

 

Investment Company Act file number 811-05150

 

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)

 

225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Address of principal executive offices) (Zip code)

 

Benjamin V. Mollozzi, Esq.

 

c/o Ultimus Fund Solutions, LLC, 225 Pictoria Drive, Suite 450, Cincinnati, OH 45246
(Name and address of agent for service)

 

Registrant's telephone number, including area code: (866) 668-6558

 

Date of fiscal year end: December 31

 

Date of reporting period: July 1, 2019 - June 30, 2020

 

 

 

ITEM 1. PROXY VOTING RECORD.

 

Company Name Ticker CUSIP Meeting Date Proposal Number Proposal Description Proponent Ballot Status Management Recommendation Vote Cast For/ Against Management
Abbott Laboratories ABT 002824100 4/24/2020 1.1 Elect Robert J. Alpern Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.2 Elect Roxanne S. Austin Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.3 Elect Sally E. Blount Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.4 Elect Robert B. Ford Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.5 Elect Michelle A. Kumbier Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.6 Elect Edward M. Liddy Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.7 Elect Darren W. McDew Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.8 Elect Nancy McKinstry Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.9 Elect Phebe N. Novakovic Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.1 Elect William A. Osborn Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.11 Elect Daniel J. Starks Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.12 Elect John G. Stratton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.13 Elect Glenn F. Tilton Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 1.14 Elect Miles D. White Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 2 Ratification of Auditor Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Abbott Laboratories ABT 002824100 4/24/2020 4 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Abbott Laboratories ABT 002824100 4/24/2020 5 Shareholder Proposal Regarding Disclosure of Adjustments to Non-GAAP Metrics in Executive Compensation ShrHoldr Voted Against Against For
Abbott Laboratories ABT 002824100 4/24/2020 6 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
Abbott Laboratories ABT 002824100 4/24/2020 7 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted Against For Against
Aberdeen Emerging Markets Equity Income Fund, Inc. AEF 00301W105 3/4/2020 1 Election of Directors Mgmt Voted For For 94% Against 6% Abstain 0% For
Aberdeen Global Premier Properties Fund AWP 00302M106 5/6/2020 1 Elect Nancy Yao Maasbach Mgmt Voted For For 77% Abstain 23% For
Aberdeen Global Premier Properties Fund AWP 00302M106 5/6/2020 2 Elect Martin J. Gilbert Mgmt Voted For For 96% Abstain 4% For
Aberdeen Global Premier Properties Fund AWP 00302LA10 5/27/2020 1 Elect Nancy Yao Maasbach Mgmt Voted For For 77% Abstain 23% For
Aberdeen Global Premier Properties Fund AWP 00302LA10 5/27/2020 2 Elect Martin J. Gilbert Mgmt Voted For For 96% Abstain 4% For
Aberdeen Global Premier Properties Fund AWP 00302L108 10/9/2019 1 Elect P. Gerald Malone Mgmt Voted For For 85% Abstain 15% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 1 Elect Anthony S. Clark Mgmt Voted For For 98.40% Against 1.19% Abstain 0.41% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 2 Elect Richard J. Herring Mgmt Voted For For 87.56% Against 12.03% Abstain 0.41% For
Aberdeen Japan Equity Fund Inc JEQ 00306JA10 5/27/2020 3 Elect Martin J. Gilbert Mgmt Voted For For 87.56% Against 12.03% Abstain 0.41% For
Accenture plc ACN G1151C101 1/30/2020 1 Elect Jaime Ardila Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 2 Elect Herbert Hainer Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 3 Elect Nancy McKinstry Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 4 Elect Gilles Pelisson Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 5 Elect Paula A. Price Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 6 Elect Venkata Renduchintala Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 7 Elect David P. Rowland Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 8 Elect Arun Sarin Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 9 Elect Julie Sweet Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 10 Elect Frank Kui Tang Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 11 Elect Tracey T. Travis Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 13 Amendment to the 2010 Share Incentive Plan Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 14 Ratification of Auditor Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 15 Authority to Issue Shares w/ Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 16 Authority to Issue Shares w/o Preemptive Rights Mgmt Voted For For For
Accenture plc ACN G1151C101 1/30/2020 17 Issuance of Treasury Shares Mgmt Voted For For For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.1 Elect Enrique R. Arzac Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.2 Elect Kenneth J. Dale Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.3 Elect Frederic A. Escherich Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.4 Elect Roger W. Gale Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.7 Elect Craig R. Smith Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 94% Withhold 6% For
Adams Diversified Equity Fund, Inc. ADX 006212104 4/9/2020 2 Ratification of Auditor Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.1 Elect Enrique R. Arzac Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.2 Elect Kenneth J. Dale Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.3 Elect Frederic A. Escherich Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.4 Elect Roger W. Gale Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.5 Elect Lauriann C. Kloppenburg Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.6 Elect Kathleen T. McGahran Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.7 Elect Craig R. Smith Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 1.8 Elect Mark E. Stoeckle Mgmt Voted For For 94% Withhold 6% For
Adams Natural Resources Fund Inc PEO 00548F105 4/9/2020 2 Ratification of Auditor Mgmt Voted For For 96% Against 3% Abstain 1% For
Adobe Inc. ADBE 00724F101 4/9/2020 1 Elect Amy L. Banse Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 2 Elect Frank A. Calderoni Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 3 Elect James E. Daley Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 4 Elect Laura Desmond Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 5 Elect Charles M. Geschke Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 6 Elect Shantanu Narayen Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 7 Elect Kathleen Oberg Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 8 Elect Dheeraj Pandey Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 9 Elect David A. Ricks Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 10 Elect Daniel Rosensweig Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 11 Elect John E. Warnock Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 12 Approval of the 2020 Employee Stock Purchase Plan Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 13 Ratification of Auditor Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
Adobe Inc. ADBE 00724F101 4/9/2020 15 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Aflac Incorporated AFL 001055102 5/4/2020 1 Elect Daniel P. Amos Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 2 Elect W. Paul Bowers Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 3 Elect Toshihiko Fukuzawa Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 4 Elect Thomas J. Kenny Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 5 Elect Georgette D. Kiser Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 6 Elect Karole F. Lloyd Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 7 Elect Nobuchika Mori Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 8 Elect Joseph L. Moskowitz Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 9 Elect Barbara K. Rimer Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 10 Elect Katherine T. Rohrer Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 11 Elect Melvin T. Stith Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aflac Incorporated AFL 001055102 5/4/2020 13 Ratification of Auditor Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 1 Elect Susan K. Carter Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 2 Elect Charles I. Cogut Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 3 Elect Chadwick C. Deaton Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 4 Elect Seifi Ghasemi Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 5 Elect David H. Y. Ho Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 6 Elect Margaret G. McGlynn Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 7 Elect Edward L. Monser Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 8 Elect Matthew H. Paull Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Air Products and Chemicals, Inc. APD 009158106 1/23/2020 10 Ratification of Auditor Mgmt Voted For For For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 1 Elect Deborah A. DeCotis Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 2 Elect Bradford K. Gallagher Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 3 Elect James A. Jacobson Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 4 Elect Erick R. Holt Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 5 Elect Sarah E. Cogan Mgmt Voted For  For 97% Abstain 3% For
AllianzGI Convertible & Income Fund II NCZ 01883A107 7/11/2019 6 Elect Thomas J. Fuccillo Mgmt Voted For  For 97% Abstain 3% For
Amazon.com, Inc. AMZN 023135106 5/27/2020 1 Elect Jeffrey P. Bezos Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 2 Elect Rosalind G. Brewer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 3 Elect Jamie S. Gorelick Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 4 Elect Daniel P. Huttenlocher Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 5 Elect Judith A. McGrath Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 6 Elect Indra K. Nooyi Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 7 Elect Jonathan J. Rubinstein Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 8 Elect Thomas O. Ryder Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 9 Elect Patricia Q. Stonesifer Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 10 Elect Wendell P. Weeks Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Amazon.com, Inc. AMZN 023135106 5/27/2020 13 Reduce Ownership Threshold for Shareholders to Call Special Meetings Mgmt Voted For Against Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 14 Shareholder Proposal Regarding Report on Food Waste ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 15 Shareholder Proposal Regarding Report on Customer Due Diligence ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 16 Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 17 Shareholder Proposal Regarding Report on Hate Speech and Sale of Offensive Products ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 18 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 19 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 20 Shareholder Proposal Regarding Report on Community Impacts ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 21 Shareholder Proposal Regarding Report on Viewpoint Discrimination ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 22 Shareholder Proposal Regarding Report on Promotion Data ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 23 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Amazon.com, Inc. AMZN 023135106 5/27/2020 24 Shareholder Proposal Regarding Human Rights Impact Assessment ShrHoldr Voted Against Against For
Amazon.com, Inc. AMZN 023135106 5/27/2020 25 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
American Electric Power Company, Inc. AEP 025537101 4/21/2020 1 Elect Nicholas K. Akins Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 2 Elect David J. Anderson Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 3 Elect J. Barnie Beasley, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 4 Elect Ralph D. Crosby, Jr. Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 5 Elect Art A. Garcia Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 6 Elect Linda A. Goodspeed Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 7 Elect Thomas E. Hoaglin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 8 Elect Sandra Beach Lin Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 9 Elect Margaret M. McCarthy Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 10 Elect Richard C. Notebaert Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 11 Elect Stephen S. Rasmussen Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 12 Elect Oliver G. Richard, III Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 13 Elect Sara Martinez Tucker Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 14 Ratification of Auditor Mgmt Voted For For For
American Electric Power Company, Inc. AEP 025537101 4/21/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 1 Elect Charlene Barshefsky Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 2 Elect John J. Brennan Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 3 Elect Peter Chernin Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 4 Elect Ralph de la Vega Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 5 Elect Anne M. A. Lauvergeon Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 6 Elect Micheal O. Leavitt Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 7 Elect Theodore J. Leonsis Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 8 Elect Karen L. Parkhill Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 9 Elect Lynn A. Pike Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 10 Elect Stephen J. Squeri Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 11 Elect Daniel L. Vasella Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 12 Elect Ronald A. Williams Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 13 Elect Christopher D. Young Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 14 Ratification of Auditor Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 16 Amendment to the Incentive Compensation Plan Mgmt Voted For For For
American Express Company AXP 025816109 5/5/2020 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
American Express Company AXP 025816109 5/5/2020 18 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
American Tower Corporation AMT 03027X100 5/18/2020 1 Elect Thomas Bartlett Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 2 Elect Raymond P. Dolan Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 3 Elect Robert D. Hormats Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 4 Elect Gustavo Lara Cantu Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 5 Elect Grace D. Lieblein Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 6 Elect Craig Macnab Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 7 Elect JoAnn A. Reed Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 8 Elect Pamela D.A. Reeve Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 9 Elect David E. Sharbutt Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 10 Elect Bruce L. Tanner Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 11 Elect Samme L. Thompson Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 12 Ratification of Auditor Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
American Tower Corporation AMT 03027X100 5/18/2020 14 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
American Tower Corporation AMT 03027X100 5/18/2020 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Aon plc AON G0408V102 2/4/2020 1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland) Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 2 Cancellation of Share Premium Account Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 3 Off-Market Repurchase of Shares Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 4 Cancellation of NYSE Listing Mgmt Voted For For For
Aon plc AON G0408V102 2/4/2020 5 Right to Adjourn Meeting Mgmt Voted For For For
Aon plc AON G0408V111 2/4/2020 1 Approve Scheme of Arrangement (Reincorporation from UK to Ireland) Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 1 Elect Lester B. Knight Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 2 Elect Gregory C. Case Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 3 Elect Jin-Yong Cai Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 4 Elect Jeffrey C. Campbell Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 5 Elect Fulvio Conti Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 6 Elect Cheryl A. Francis Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 7 Elect J. Michael Losh Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 8 Elect Richard B. Myers Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 9 Elect Richard C. Notebaert Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 10 Elect Gloria Santona Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 11 Elect Carolyn Y. Woo Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 13 Ratification of Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 14 Ratification of Statutory Auditor Mgmt Voted For For For
Aon plc AON G0408V102 6/19/2020 15 Authority to Set Auditor's Fees Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 1 Elect James A. Bell Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 2 Elect Timothy D. Cook Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 3 Elect Albert A. Gore Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 4 Elect Andrea Jung Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 5 Elect Arthur D. Levinson Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 6 Elect Ronald D. Sugar Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 7 Elect Susan L. Wagner Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 8 Ratification of Auditor Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 9 Advisory Vote on Executive Compensation Mgmt Voted For For For
Apple Inc. AAPL 037833100 2/26/2020 10 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Apple Inc. AAPL 037833100 2/26/2020 11 Shareholder Proposal Regarding Linking Executive Pay to Sustainability ShrHoldr Voted Against Against For
Apple Inc. AAPL 037833100 2/26/2020 12 Shareholder Proposal Regarding Freedom of Expression and Access to Information ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/24/2020 1 Elect Randall L. Stephenson Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 2 Elect Samuel A. Di Piazza, Jr. Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 3 Elect Richard W. Fisher Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 4 Elect Scott T. Ford Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 5 Elect Glenn H. Hutchins Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 6 Elect William E. Kennard Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 7 Elect Debra L. Lee Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 8 Elect Stephen J. Luczo Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 9 Elect Michael B. McCallister Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 10 Elect Beth E. Mooney Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 11 Elect Matthew K. Rose Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 12 Elect Cindy B. Taylor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 13 Elect Geoffrey Y. Yang Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 14 Ratification of Auditor Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
AT&T Inc. T 00206R102 4/24/2020 16 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against For Against
AT&T Inc. T 00206R102 4/24/2020 17 Shareholder Proposal Regarding Employee Representative Director ShrHoldr Voted Against Against For
AT&T Inc. T 00206R102 4/24/2020 18 Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation ShrHoldr Voted Against Against For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 1 Elect Peter Bisson Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 2 Elect Richard T. Clark Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 3 Elect R. Glenn Hubbard Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 4 Elect John P. Jones Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 5 Elect Francine S. Katsoudas Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 6 Elect Thomas J. Lynch Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 7 Elect Scott F. Powers Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 8 Elect William J. Ready Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 9 Elect Carlos A. Rodriguez Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 10 Elect Sandra S. Wijnberg Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Automatic Data Processing, Inc. ADP 053015103 11/12/2019 12 Ratification of Auditor Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 1 Elect Douglas H. Brooks Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 2 Elect Linda A. Goodspeed Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 3 Elect Earl G. Graves, Jr. Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 4 Elect Enderson Guimaraes Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 5 Elect Michael M. Calbert Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 6 Elect D. Bryan Jordan Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 7 Elect Gale V. King Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 8 Elect George R. Mrkonic, Jr. Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 9 Elect William C. Rhodes, III Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 10 Elect Jill Ann Soltau Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 11 Ratification of Auditor Mgmt Voted For For For
AutoZone, Inc. AZO 053332102 12/18/2019 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 1 Elect Sharon L. Allen Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 2 Elect Susan S. Bies Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 3 Elect Jack O. Bovender, Jr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 4 Elect Frank P. Bramble, Sr. Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 5 Elect Pierre J. P. de Weck Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 6 Elect Arnold W. Donald Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 7 Elect Linda P. Hudson Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 8 Elect Monica C. Lozano Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 9 Elect Thomas J. May Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 10 Elect Brian T. Moynihan Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 11 Elect Lionel L. Nowell, III Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 12 Elect Denise L. Ramos Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 13 Elect Clayton S. Rose Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 14 Elect Michael D. White Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 15 Elect Thomas D. Woods Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 16 Elect R. David Yost Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 17 Elect Maria T. Zuber Mgmt Voted For Against Against
Bank of America Corporation BAC 060505104 4/22/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 19 Ratification of Auditor Mgmt Voted For For For
Bank of America Corporation BAC 060505104 4/22/2020 20 Shareholder Proposal Regarding Proxy Access Bylaw Amendment ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 21 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 22 Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report ShrHoldr Voted Against Against For
Bank of America Corporation BAC 060505104 4/22/2020 23 Shareholder Proposal Regarding Purpose of a Corporation ShrHoldr Voted Against Against For
BB&T Corporation BBT 054937107 7/30/2019 1 SunTrust Merger-of-Equals Mgmt Voted For For For
BB&T Corporation BBT 054937107 7/30/2019 2 Company Name Change Mgmt Voted For For For
BB&T Corporation BBT 054937107 7/30/2019 3 Right to Adjourn Meeting Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 1 Elect Catherine M. Burzik Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 2 Elect R. Andrew Eckert Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 3 Elect Vincent A. Forlenza Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 4 Elect Claire M. Fraser Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 5 Elect Jeffrey W. Henderson Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 6 Elect Christopher Jones Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 7 Elect Marshall O. Larsen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 8 Elect David F. Melcher Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 9 Elect Thomas E. Polen Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 10 Elect Claire Pomeroy Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 11 Elect Rebecca W. Rimel Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 12 Elect Timothy M. Ring Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 13 Elect Bertram L. Scott Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 14 Ratification of Auditor Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 16 Amendment to the 2004 Employee and Director Equity-Based Compensation Plan Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 17 Approval of French Addendum to 2004 Employee and Director Equity-Based Compensation Plan Mgmt Voted For For For
Becton, Dickinson and Company BDX 075887109 1/28/2020 18 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.1 Elect Warren E. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.2 Elect Charles T. Munger Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.3 Elect Gregory E. Abel Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.4 Elect Howard G. Buffett Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.5 Elect Stephen B. Burke Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.6 Elect Kenneth I. Chenault Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.7 Elect Susan L. Decker Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.8 Elect David S. Gottesman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.9 Elect Charlotte Guyman Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.1 Elect Ajit Jain Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.11 Elect Thomas S. Murphy Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.12 Elect Ronald L. Olson Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.13 Elect Walter Scott, Jr. Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 1.14 Elect Meryl B. Witmer Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 2 Advisory Vote on Executive Compensation Mgmt Voted For For For
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 3 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 3 Years 1 Year Against
Berkshire Hathaway Inc. BRKA 084670702 5/2/2020 4 Shareholder Proposal Regarding Policy on Board and CEO Diversity ShrHoldr Voted Against For Against
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For 92% For 8% Withhold For
Blackrock Energy & Resources Trust BGR 09250U101 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For 92% For 8% Withhold For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced Global Dividend Trust BOE 092501105 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Enhanced International Dividend Trust BGY 092524107 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.1 Elect Richard E. Cavanagh Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.2 Elect Cynthia L. Egan Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.3 Elect Robert Fairbairn Mgmt Voted For For 92% Withhold 8% For
BlackRock Municipal 2020 Term Trust BCX 09257A108 7/29/2019 1.4 Elect Henry Gabbay Mgmt Voted For For 92% Withhold 8% For
BlackRock, Inc. BLK 09247X101 5/21/2020 1 Elect Bader M. Alsaad Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 2 Elect Mathis Cabiallavetta Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 3 Elect Pamela Daley Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 4 Elect William S. Demchak Mgmt Voted For Abstain Against
BlackRock, Inc. BLK 09247X101 5/21/2020 5 Elect Jessica P. Einhorn Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 6 Elect Laurence D. Fink Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 7 Elect William E. Ford Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 8 Elect Fabrizio Freda Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 9 Elect Murry S. Gerber Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 10 Elect Margaret L. Johnson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 11 Elect Robert S. Kapito Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 12 Elect Cheryl D. Mills Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 13 Elect Gordon M. Nixon Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 14 Elect Charles H. Robbins Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 15 Elect Marco Antonio Slim Domit Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 16 Elect Susan L. Wagner Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 17 Elect Mark Wilson Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 19 Ratification of Auditor Mgmt Voted For For For
BlackRock, Inc. BLK 09247X101 5/21/2020 20 Shareholder Proposal Regarding Purpose of Corporation ShrHoldr Voted Against Against For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 1 Elect Nisha Kumar Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 2 Elect Jane E. Trust Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 3 Ratification of Auditor Mgmt Voted For  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 4 Shareholder Proposal Regarding Self-Tender (Non-Binding) ShrHoldr Voted Against  For 99% Against 0.3% Abstain 0.7% For
BrandywineGLOBAL - Global Income Opportunities Fund Inc BWG 10537L104 3/20/2020 5 Shareholder Proposal Regarding Majority Voting in Director Elections (Non-Binding) ShrHoldr Voted Against  For 99% Against 0.3% Abstain 0.7% For
Broadcom Inc. AVGO 11135F101 3/30/2020 1 Elect Hock E. Tan Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 2 Elect Dr. Henry S. Samueli Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 3 Elect Eddy W. Hartenstein Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 4 Elect Diane M. Bryant Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 5 Elect Gayla J. Delly Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 6 Elect Raul J. Fernandez Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 7 Elect Check Kian Low Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 8 Elect Justine F. Page Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 9 Elect Harry L. You Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 10 Ratification of Auditor Mgmt Voted For For For
Broadcom Inc. AVGO 11135F101 3/30/2020 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/8/2019 1.1 Elect John R. Bartholdson Mgmt Voted For For 89% Against 11% For
CBRE Clarion Global Real Estate Income Fund IGR 12504G100 10/8/2019 1.2 Elect Leslie E. Greis Mgmt Voted For For 97% Against 3% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.1 Elect Richard R. Burt Mgmt Voted For For 49% Withhold 51% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.2 Elect Walter C. Dostmann Mgmt Voted For For 99% Withhold 1% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.3 Elect Kenneth C. Froewiss Mgmt Voted For For 55% Withhold 45% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.4 Elect Holger Hatje Mgmt Voted For For 99% Withhold 1% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 1.5 Elect Hepsen Uzcan Mgmt Voted For For 55% Withhold 45% For
Central and Eastern Europe Fund Inc (The) CEE 153436100 6/25/2020 2 Ratification of Auditor Mgmt Voted For For 99% Against 0% Abstain 1% For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 1 Elect W. Lance Conn Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 2 Elect Kim C. Goodman Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 3 Elect Craig A. Jacobson Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 4 Elect Gregory B. Maffei Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 5 Elect John D. Markley, Jr. Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 6 Elect David C. Merritt Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 7 Elect James E. Meyer Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 8 Elect Steven A. Miron Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 9 Elect Balan Nair Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 10 Elect Michael A. Newhouse Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 11 Elect Mauricio Ramos Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 12 Elect Thomas M. Rutledge Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 13 Elect Eric L. Zinterhofer Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Charter Communications, Inc. CHTR 16119P108 4/28/2020 15 Ratification of Auditor Mgmt Voted For For For
Charter Communications, Inc. CHTR 16119P108 4/28/2020 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 1 Elect Wanda M. Austin Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 2 Elect John B. Frank Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 3 Elect Alice P. Gast Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 4 Elect Enrique Hernandez, Jr. Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 5 Elect Charles W. Moorman IV Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 6 Elect Dambisa F. Moyo Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 7 Elect Debra L. Reed-Klages Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 8 Elect Ronald D. Sugar Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 9 Elect D. James Umpleby III Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 10 Elect Michael K. Wirth Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Chevron Corporation CVX 166764100 5/27/2020 13 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 14 Shareholder Proposal Regarding Formation of Climate Change Committee ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 15 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 16 Shareholder Proposal Regarding Report on Risks of Gulf Coast Petrochemical Investments ShrHoldr Voted Against For Against
Chevron Corporation CVX 166764100 5/27/2020 17 Shareholder Proposal Regarding Report on Human Rights Risks ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 18 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against Against For
Chevron Corporation CVX 166764100 5/27/2020 19 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Chubb Limited CB H1467J104 5/20/2020 1 Accounts and Reports Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 2 Allocation of Profits Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 3 Dividend from Reserves Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 4 Ratification of Board Acts Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 5 Election of Statutory Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 6 Appointment of Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 7 Appointment of Special Auditor Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 8 Elect Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 9 Elect Michael G. Atieh Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 10 Elect Sheila P. Burke Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 11 Elect James I. Cash, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 12 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 13 Elect Michael P. Connors Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 14 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 15 Elect Robert J. Hugin Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 16 Elect Robert W. Scully Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 17 Elect Eugene B. Shanks, Jr. Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 18 Elect Theodore E. Shasta Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 19 Elect David H. Sidwell Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 20 Elect Olivier Steimer Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 21 Elect Frances F. Townsend Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 22 Election of Board Chair Evan G. Greenberg Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 23 Elect Michael P. Connors Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 24 Elect Mary A. Cirillo Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 25 Elect John A. Edwardson Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 26 Elect Frances F. Townsend Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 27 Appointment of Independent Proxy (Switzerland) Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 28 Amendment to Articles Regarding Authorized Share Capital for General Purposes Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 29 Cancellation of Shares and Reduction in Share Capital Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 30 Board Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 31 Executive Compensation Mgmt Voted For For For
Chubb Limited CB H1467J104 5/20/2020 32 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Chubb Limited CB H1467J104 5/20/2020 33 Additional or Amended Proposals Mgmt Voted For Against Against
Cigna Corporation CI 125523100 4/22/2020 1 Elect David M. Cordani Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 2 Elect William J. DeLaney Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 3 Elect Eric J. Foss Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 4 Elect Elder Granger Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 5 Elect Isaiah Harris, Jr. Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 6 Elect Roman Martinez IV Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 7 Elect Kathleen M. Mazzarella Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 8 Elect Mark B. McClellan Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 9 Elect John M. Partridge Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 10 Elect William L. Roper Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 11 Elect Eric C. Wiseman Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 12 Elect Donna F. Zarcone Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
Cigna Corporation CI 125523100 4/22/2020 14 Ratification of Auditor Mgmt Voted For For For
Cigna Corporation CI 125523100 4/22/2020 15 Shareholder Proposal Regarding Right to Call Special Meetings ShrHoldr Voted Against For Against
Cigna Corporation CI 125523100 4/22/2020 16 Shareholder Proposal Regarding Median Gender Pay Equity Report ShrHoldr Voted Against Against For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 1 Elect M. Michele Burns Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 2 Elect Wesley G. Bush Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 3 Elect Michael D. Capellas Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 4 Elect Mark Garrett Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 5 Elect Kristina M. Johnson Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 6 Elect Roderick C. McGeary Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 7 Elect Charles H. Robbins Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 8 Elect Arun Sarin Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 9 Elect Brenton L. Saunders Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 10 Elect Carol B. Tome Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 11 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 12 Ratification of Auditor Mgmt Voted For For For
Cisco Systems, Inc. CSCO 17275R102 12/10/2019 13 Shareholder Proposal Regarding Independent Board Chair ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 1 Elect Michael L. Corbat Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 2 Elect Ellen M. Costello Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 3 Elect Grace E Dailey Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 4 Elect Barbara J. Desoer Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 5 Elect John C. Dugan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 6 Elect Duncan P. Hennes Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 7 Elect Peter B. Henry Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 8 Elect S. Leslie Ireland Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 9 Elect Lew W. Jacobs, IV Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 10 Elect Renee J. James Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 11 Elect Gary M. Reiner Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 12 Elect Diana L. Taylor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 13 Elect James S. Turley Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 14 Elect Deborah C. Wright Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 15 Elect Alexander R. Wynaendts Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 16 Elect Ernesto Zedillo Ponce de Leon Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 17 Ratification of Auditor Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 18 Advisory Vote on Executive Compensation Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 19 Amendment to the 2019 Stock Incentive Plan Mgmt Voted For For For
Citigroup Inc. C 172967424 4/21/2020 20 Shareholder Proposal Regarding Amendment to Proxy Access Bylaw ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 21 Shareholder Proposal Regarding Purpose of Corporation ShrHoldr Voted Against Against For
Citigroup Inc. C 172967424 4/21/2020 22 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against Against For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.1 Elect Clifford J. Weber Mgmt Voted For For 95% Withhold 5% For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.2 Elect Vincent W. Versaci Mgmt Voted For For 95% Withhold 5% For
Clough Global Dividend and Income Fund GLV 18913Y103 7/16/2019 1.3 Elect Edmund J. Burke Mgmt Voted For For 95% Withhold 5% For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.1 Elect Kenneth J. Bacon Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.2 Elect Madeline S. Bell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.3 Elect Naomi M. Bergman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.4 Elect Edward D. Breen Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.5 Elect Gerald L. Hassell Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.6 Elect Jeffrey A. Honickman Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.7 Elect Maritza Gomez Montiel Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.8 Elect Asuka Nakahara Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.9 Elect David C. Novak Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 1.1 Elect Brian L. Roberts Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 2 Ratification of Auditor Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 3 Amendment to the 2003 Stock Option Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 4 Amendment to the 2002 Restricted Stock Plan Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 5 Advisory vote on executive compensation Mgmt Voted For For For
Comcast Corporation CMCSA 20030N101 6/3/2020 6 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
Comcast Corporation CMCSA 20030N101 6/3/2020 7 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Comcast Corporation CMCSA 20030N101 6/3/2020 8 Shareholder Proposal Regarding Independent Investigation and Report on Sexual Harassment ShrHoldr Voted Against For Against
Corteva, Inc. CTVA 22052L104 4/28/2020 1 Elect Lamberto Andreotti Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 2 Elect Robert A. Brown Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 3 Elect James C. Collins Jr. Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 4 Elect Klaus Engel Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 5 Elect Michael O. Johanns Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 6 Elect Lois D. Juliber Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 7 Elect Rebecca B. Liebert Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 8 Elect Marcos Marinho Lutz Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 9 Elect Nayaki R. Nayyar Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 10 Elect Gregory R. Page Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 11 Elect Lee M. Thomas Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 12 Elect Patrick J. Ward Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 14 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Corteva, Inc. CTVA 22052L104 4/28/2020 15 Ratification of Auditor Mgmt Voted For For For
Corteva, Inc. CTVA 22052L104 4/28/2020 16 Approval of the Omnibus Employee Stock Purchase Plan Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.1 Elect Susan L. Decker Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.2 Elect Richard A. Galanti Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.3 Elect Sally Jewell Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 1.4 Elect Charles T. Munger Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 2 Ratification of Auditor Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 4 Removal of Directors Without Cause Mgmt Voted For For For
Costco Wholesale Corporation COST 22160K105 1/22/2020 5 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against Against For
Crown Castle International Corp. CCI 22822V101 5/14/2020 1 Elect P. Robert Bartolo Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 2 Elect Jay A. Brown Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 3 Elect Cindy Christy Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 4 Elect Ari Q. Fitzgerald Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 5 Elect Robert E. Garrison II Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 6 Elect Andrea J. Goldsmith Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 7 Elect Lee W. Hogan Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 8 Elect Edward C. Hutcheson, Jr. Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 9 Elect J. Landis Martin Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 10 Elect Robert F. McKenzie Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 11 Elect Anthony J. Melone Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 12 Elect W. Benjamin Moreland Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 13 Ratification of Auditor Mgmt Voted For For For
Crown Castle International Corp. CCI 22822V101 5/14/2020 14 Advisory Vote on Executive Compensation Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 1 Elect Donna M. Alvarado Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 2 Elect Pamela L. Carter Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 3 Elect James M. Foote Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 4 Elect Steven T. Halverson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 5 Elect Paul C. Hilal Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 6 Elect John D. McPherson Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 7 Elect David M. Moffett Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 8 Elect Linda H. Riefler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 9 Elect Suzanne M. Vautrinot Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 10 Elect J. Steven Whisler Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 11 Elect John J. Zillmer Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 12 Ratification of Auditor Mgmt Voted For For For
CSX Corporation CSX 126408103 5/6/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 1 Elect N. Thomas Linebarger Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 2 Elect Robert J. Bernhard Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 3 Elect Franklin R. Chang-Diaz Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 4 Elect Bruno V. Di Leo Allen Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 5 Elect Stephen B. Dobbs Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 6 Elect Robert K. Herdman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 7 Elect Alexis M. Herman Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 8 Elect Thomas J. Lynch Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 9 Elect William I. Miller Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 10 Elect Georgia R. Nelson Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 11 Elect Karen H. Quintos Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 13 Ratification of Auditor Mgmt Voted For For For
Cummins Inc. CMI 231021106 5/12/2020 14 Shareholder Proposal Regarding Shareholder Approval of Bylaw Amendments ShrHoldr Voted Against Against For
CVS Health Corporation CVS 126650100 5/14/2020 1 Elect Fernando Aguirre Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 2 Elect C. David Brown II Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 3 Elect Alecia A. DeCoudreaux Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 4 Elect Nancy-Ann M. DeParle Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 5 Elect David W. Dorman Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 6 Elect Roger N. Farah Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 7 Elect Anne M. Finucane Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 8 Elect Edward J. Ludwig Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 9 Elect Larry J. Merlo Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 10 Elect Jean-Pierre Millon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 11 Elect Mary L. Schapiro Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 12 Elect William C. Weldon Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 13 Elect Tony L. White Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 14 Ratification of Auditor Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For Against Against
CVS Health Corporation CVS 126650100 5/14/2020 16 Amendment to the 2017 Incentive Compensation Plan Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 17 Amendment to the 2007 Employee Stock Purchase Plan Mgmt Voted For For For
CVS Health Corporation CVS 126650100 5/14/2020 18 Shareholder Proposal Regarding Reducing Ownership Threshold Required to Act by Written Consent ShrHoldr Voted Against For Against
CVS Health Corporation CVS 126650100 5/14/2020 19 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against Against For
Deere & Company DE 244199105 2/26/2020 1 Elect Samuel R. Allen Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 2 Elect Alan C. Heuberger Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 3 Elect Charles O. Holliday, Jr. Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 4 Elect Dipak C. Jain Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 5 Elect Michael O. Johanns Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 6 Elect Clayton M. Jones Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 7 Elect John C. May Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 8 Elect Gregory R. Page Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 9 Elect Sherry M. Smith Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 10 Elect Dmitri L. Stockton Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 11 Elect Sheila G. Talton Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 12 Adoption of Exclusive Forum Provisions Mgmt Voted For Against Against
Deere & Company DE 244199105 2/26/2020 13 Advisory vote on executive compensation Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 14 Approval of the 2020 Equity and Incentive Plan Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 15 Ratification of Auditor Mgmt Voted For For For
Deere & Company DE 244199105 2/26/2020 16 Shareholder Proposal Regarding Disclosure of Board Qualifications ShrHoldr Voted Against Against For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.1 Elect Thomas L. Bennett Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.2 Elect Jerome D. Abernathy Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.3 Elect Ann D. Borowiec Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.4 Elect Joseph W. Chow Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.5 Elect John A. Fry Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.6 Elect Lucinda S. Landreth Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.7 Elect Shawn K. Lytle Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.8 Elect Frances A. Sevilla-Sacasa Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.9 Elect Thomas K. Whitford Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.1 Elect Christianna Wood Mgmt Voted For For 95% Withhold 5% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 1.11 Elect Janet L. Yeomans Mgmt Voted For For 93% Withhold 7% For
Delaware Enhanced Global Dividend & Income Fund DEX 246060107 9/20/2019 2 Approval of a New Sub-Advisory Agreement Mgmt Voted For For 94% Against 4% Abstain 2% For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 1 Elect Edward H. Bastian Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 2 Elect Francis S. Blake Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 3 Elect Ashton B. Carter Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 4 Elect David G. DeWalt Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 5 Elect William H. Easter III Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 6 Elect Christopher A. Hazleton Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 7 Elect Michael P. Huerta Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 8 Elect Jeanne P. Jackson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 9 Elect George N. Mattson Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 10 Elect Sergio A. L. Rial Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 11 Elect David. S. Taylor Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 12 Elect Kathy N. Waller Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 13 Advisory Vote on Executive Compensation Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 14 Ratification of Auditor Mgmt Voted For For For
Delta Air Lines, Inc. DAL 247361702 6/18/2020 15 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 16 Shareholder Proposal Regarding Lobbying Activity Alignment with the Paris Agreement ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 17 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Delta Air Lines, Inc. DAL 247361702 6/18/2020 18 Shareholder Proposal Regarding Report on Measures Taken to Prevent Sexual Harassment ShrHoldr Voted Against Against For
Dollar General Corporation DG 256677105 5/27/2020 1 Elect Warren F. Bryant Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 2 Elect Michael M. Calbert Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 3 Elect Sandra B. Cochran Mgmt Voted For Abstain Against
Dollar General Corporation DG 256677105 5/27/2020 4 Elect Patricia D. Fili-Krushel Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 5 Elect Timothy I. McGuire Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 6 Elect William C. Rhodes, III Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 7 Elect Debra A. Sandler Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 8 Elect Ralph E. Santana Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 9 Elect Todd J. Vasos Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 10 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 11 Ratification of Auditor Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 12 Elimination of Supermajority Requirement to amend the Company's Charter Mgmt Voted For For For
Dollar General Corporation DG 256677105 5/27/2020 13 Elimination of Supermajority Requirement to amend the Company's Bylaws Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 1 Elect James A. Bennett Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 2 Elect Helen E. Dragas Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 3 Elect James O. Ellis, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 4 Elect Thomas F. Farrell II Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 5 Elect D. Maybank Hagood Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 6 Elect John W. Harris Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 7 Elect Ronald W. Jibson Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 8 Elect Mark J. Kington Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 9 Elect Joseph M. Rigby Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 10 Elect Pamela L. Royal Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 11 Elect Robert H. Spilman, Jr. Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 12 Elect Susan N. Story Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 13 Elect Michael E. Szymanczyk Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 14 Ratification of Auditor Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 15 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dominion Energy, Inc. D 25746U109 5/6/2020 16 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Dominion Energy, Inc. D 25746U109 5/6/2020 17 Shareholder Proposal Regarding Right to Act by Written Consent ShrHoldr Voted Against Against For
Dow Inc. DOW 260557103 4/9/2020 1 Elect Samuel R. Allen Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 2 Elect Ajay Banga Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 3 Elect Jacqueline K. Barton Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 4 Elect James A. Bell Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 5 Elect Wesley G. Bush Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 6 Elect Richard K. Davis Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 7 Elect Jeff M. Fettig Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 8 Elect Jim Fitterling Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 9 Elect Jacqueline C. Hinman Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 10 Elect Jill S. Wyant Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 11 Elect Daniel W. Yohannes Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 12 Advisory Vote on Executive Compensation Mgmt Voted For For For
Dow Inc. DOW 260557103 4/9/2020 13 Frequency of Advisory Vote on Executive Compensation Mgmt Voted 1 Year 1 Year For
Dow Inc. DOW 260557103 4/9/2020 14 Ratification of Auditor Mgmt Voted For For For
Duff & Phelps Utility and Infrastructure Fund Inc DPG 26433C105 3/9/2020 1 Elect David J. Vitale Mgmt Voted For 81% For 19% Abstain For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.1 Elect Michael G. Browning Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.2 Elect Annette K. Clayton Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.3 Elect Theodore F. Craver, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.4 Elect Robert M. Davis Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.5 Elect Daniel R. DiMicco Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.6 Elect Nicholas C. Fanandakis Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.7 Elect Lynn J. Good Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.8 Elect John T. Herron Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.9 Elect William E. Kennard Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.1 Elect E. Marie McKee Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.11 Elect Marya M. Rose Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.12 Elect Thomas E. Skains Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 1.13 Elect William E. Webster, Jr. Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 2 Ratification of Auditor Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 3 Advisory Vote on Executive Compensation Mgmt Voted For For For
Duke Energy Corporation DUK 26441C204 5/7/2020 4 Shareholder Proposal Regarding Independent Chair ShrHoldr Voted Against For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 5 Shareholder Proposal Regarding Simple Majority Vote ShrHoldr Voted None For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 6 Shareholder Proposal Regarding Political Contributions and Expenditures Report ShrHoldr Voted Against For Against
Duke Energy Corporation DUK 26441C204 5/7/2020 7 Shareholder Proposal Regarding Lobbying Report ShrHoldr Voted Against For Against
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 1 Elect Amy G. Brady Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 2 Elect Edward D. Breen Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 3 Elect Ruby R. Chandy Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 4 Elect Franklin K. Clyburn, Jr. Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 5 Elect Terrence R. Curtin Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 6 Elect Alexander M. Cutler Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 7 Elect Eleuthere I. du Pont Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 8 Elect Rajiv L. Gupta Mgmt Voted For For For
DuPont de Nemours, Inc. DD 26614N102 5/27/2020 9 Elect Luther C. Kissam IV</