N-PX 1 fp0026847_npx.htm

UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY

Investment Company Act file number 811-05150

Cornerstone Strategic Value Fund, Inc.
(Exact name of registrant as specified in charter)
  
48 Wall Street     New York, NY
10005
(Address of principal executive offices)
(Zip code)
  
Frank J. Maresca

AST Fund Solutions, LLC, 48 Wall Street, 22nd Floor, New York, NY 10005
(Name and address of agent for service)
 
Registrant's telephone number, including area code: (866) 668-6558

Date of fiscal year end: December 31
 
Date of reporting period: July 1, 2016 - June 30, 2017 


ITEM 1. PROXY VOTING RECORD.

Company Name
Ticker
CUSIP
Meeting Date
Proposal Number
Proposal Description
Proponent
Ballot Status
Management Recommendation
VoteCast
For / Against Management
3M Company
MMM
88579Y101
5/9/2017
1
Elect Sondra L. Barbour
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
2
Elect Thomas K. Brown
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
3
Elect Vance D. Coffman
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
4
Elect David B. Dillon
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
5
Elect Michael L. Eskew
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
6
Elect Herbert L. Henkel
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
7
Elect Muhtar Kent
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
8
Elect Edward M. Liddy
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
9
Elect Gregory R. Page
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
10
Elect Inge G. Thulin
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
11
Elect Patricia A. Woertz
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
3M Company
MMM
88579Y101
5/9/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
3M Company
MMM
88579Y101
5/9/2017
15
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.1
Elect Robert J. Alpern
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.2
Elect Roxanne S. Austin
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.3
Elect Sally E. Blount
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.4
Elect Edward M. Liddy
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.5
Elect Nancy McKinstry
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.6
Elect Phebe N. Novakovic
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.7
Elect William A. Osborn
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.8
Elect Samuel C. Scott III
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.9
Elect Daniel J. Starks
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.10
Elect Glenn F. Tilton
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
1.11
Elect Miles D. White
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
3
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
4
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Abbott Laboratories
ABT
002824100
4/28/2017
5
Approval of 2017 Incentive Stock Program
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
6
Employee Stock Purchase Plan for Non-U.S. Employees
Mgmt
Voted
For
For
For
Abbott Laboratories
ABT
002824100
4/28/2017
7
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
1
Elect P. Gerald Malone
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
2
Elect Hugh Young
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Australia Equity Fund Inc.
IAF
003011103
3/30/2017
3
Elect Peter D. Sacks
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/30/2017
1
Elect James J. Cattano
Mgmt
Voted
For
For 87% Against 10.5% Abstain 2.5%
For
Aberdeen Chile Fund Inc
CH
00301W105
3/30/2017
2
Elect Steven N. Rappaport
Mgmt
Voted
For
For 87% Against 10.5% Abstain 2.5%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/21/2017
1
Elect C. William Maher
Mgmt
Voted
For
For 88% Against 11% Abstain 1%
For
Aberdeen Greater China Fund Inc
GCH
003031101
6/21/2017
2
Elect Jonathan J.K. Taylor
Mgmt
Voted
For
For 88% Against 11% Abstain 1%
Against
Aberdeen Israel Fund Inc
ISL
00305P106
3/30/2017
1
Elect Lawrence J. Fox
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Israel Fund Inc
ISL
00306K106
3/30/2017
1
Elect James J. Cattano
Mgmt
Voted
For
For 95% Against 3% Abstain 2%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/21/2017
1
Elect Richard J. Herring
Mgmt
Voted
For
For 79% Against 20% Abstain 1%
For
Aberdeen Japan Equity Fund Inc
JEQ
00306J109
6/21/2017
2
Elect Anthony S. Clark
Mgmt
Voted
For
For 83% Against 16% Abstain 1%
For
Aberdeen Singapore Fund Inc
SGF
003244100
6/21/2017
1
Elect Richard J. Herring
Mgmt
Voted
For
For 78% Against 21% Abstain 1%
For
Accenture plc
ACN
G1151C101
2/10/2017
1
Elect Jaime Ardila Gomez
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
2
Elect Charles H. Giancarlo
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
3
Elect Herbert Hainer
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
4
Elect William L. Kimsey
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
5
Elect Marjorie Magner
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
6
Elect Nancy McKinstry
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
7
Elect Pierre  Nanterme
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
8
Elect Gilles Pelisson
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
9
Elect Paula A. Price
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
10
Elect Arun Sarin
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
11
Elect Frank K. Tang
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Accenture plc
ACN
G1151C101
2/10/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
15
Authority to Issue Shares w/ Preemptive Rights
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
16
Authority to Issue Shares w/o Preemptive Rights
Mgmt
Voted
For
For
For
Accenture plc
ACN
G1151C101
2/10/2017
17
Issuance of Treasury Shares
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
1
Elect Robert J. Corti
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
2
Elect Hendrik Hartong III
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
3
Elect Brian G. Kelly
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
4
Elect Robert A. Kotick
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
5
Elect Barry Meyer
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
6
Elect Robert J. Morgado
Mgmt
Voted
For
Against
Against
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
7
Elect Peter Nolan
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
8
Elect Casey Wasserman
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
9
Elect Elaine P. Wynn
Mgmt
Voted
For
For
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
10
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
11
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Activision Blizzard, Inc.
ATVI
00507V109
6/1/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.1
Elect Enrique R. Arzac
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.2
Elect Phyllis O. Bonanno
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.3
Elect Kenneth J. Dale
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.4
Elect Frederic A. Escherich
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.5
Elect Roger W. Gale
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.6
Elect Kathleen T. McGahran
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.7
Elect Craig R. Smith
Mgmt
Voted
For
For 81% Withhold 19%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
1.8
Elect Mark E. Stoeckle
Mgmt
Voted
For
For 82% Withhold 18%
For
Adams Diversified Equity Fund, Inc.
ADX
006212104
4/21/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 97% Against 2% Abstain 1%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.1
Elect Enrique R. Arzac
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.2
Elect Phyllis O. Bonanno
Mgmt
Voted
For
For 95% Withhold 5%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.3
Elect Kenneth J. Dale
Mgmt
Voted
For
For 97% Withhold 3%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.4
Elect Frederic A. Escherich
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.5
Elect Roger W. Gale
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.6
Elect Kathleen T. McGahran
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.7
Elect Craig R. Smith
Mgmt
Voted
For
For 96% Withhold 4%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
1.8
Elect Mark E. Stoeckle
Mgmt
Voted
For
For 97% Withhold 3%
For
Adams Natural Resources Fund
PEO
00548F105
4/21/2017
2
Ratification of Auditor
Mgmt
Voted
For
For 97% Against 2% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
1
Elect Gerald L. Seizert
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
2
Elect Derek Medina
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Advent Claymore Convertible Securities & Income Fund
AVK
00764C109
9/28/2016
3
Elect Randall C. Barnes
Mgmt
Voted
For
For 71% Against 28% Abstain 1%
For
Aflac Incorporated
AFL
001055102
5/1/2017
1
Elect Daniel P. Amos
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
2
Elect Paul S. Amos II
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
3
Elect W. Paul Bowers
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
4
Elect Kriss Cloninger III
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
5
Elect Toshihiko Fukuzawa
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
6
Elect Elizabeth J. Hudson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
7
Elect Douglas W. Johnson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
8
Elect Robert B. Johnson
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
9
Elect Thomas J. Kenny
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
10
Elect Charles B. Knapp
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
11
Elect Karole F Lloyd
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
12
Elect Joseph L. Moskowitz
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
13
Elect Barbara K. Rimer
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
14
Elect Melvin T. Stith
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Aflac Incorporated
AFL
001055102
5/1/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
18
Amendment to the Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Aflac Incorporated
AFL
001055102
5/1/2017
19
Approval of the Amended and Restated 2018 Management Incentive Plan
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
1
Elect Susan K. Carter
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
2
Elect Charles I. Cogut
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
3
Elect Seifi Ghasemi
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
4
Elect Chadwick C. Deaton
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
5
Elect David H. Y. Ho
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
6
Elect Margaret G. McGlynn
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
7
Elect Edward L. Monser
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
8
Elect Matthew H. Paull
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
9
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Air Products and Chemicals, Inc.
APD
009158106
1/26/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
1
Elect Nesli Basgoz
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
2
Elect Paul M. Bisaro
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
3
Elect James H. Bloem
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
4
Elect Christopher W. Bodine
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
5
Elect Adriane M. Brown
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
6
Elect Christopher J. Coughlin
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
7
Elect Catherine M. Klema
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
8
Elect Peter J. McDonnell
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
9
Elect Patrick J. O'Sullivan
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
10
Elect Brenton L. Saunders
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
11
Elect Ronald R. Taylor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
12
Elect Fred G. Weiss
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Allergan plc
AGN
G0177J108
5/4/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
16
Approval of performance goals under the 2017 Annual Incentive Compensation Plan
Mgmt
Voted
For
For
For
Allergan plc
AGN
G0177J108
5/4/2017
17
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Allstate Corporation
ALL
020002101
5/25/2017
1
Elect Kermit R. Crawford
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
2
Elect Michael L. Eskew
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
3
Elect Siddharth N. Mehta
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
4
Elect Jacques P. Perold
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
5
Elect Andrea Redmond
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
6
Elect John W. Rowe
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
7
Elect Judith A. Sprieser
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
8
Elect Mary Alice Taylor
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
9
Elect Perry M. Traquina
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
10
Elect Thomas J. Wilson
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Allstate Corporation
ALL
020002101
5/25/2017
13
Approval of the 2017 Equity Compensation Plan for Non-Employee Directors
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
Allstate Corporation
ALL
020002101
5/25/2017
15
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Allstate Corporation
ALL
020002101
5/25/2017
16
Shareholder Proposal Regarding Lead Director Tenure
ShrHoldr
Voted
Against
Against
For
Allstate Corporation
ALL
020002101
5/25/2017
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.1
Elect Larry Page
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.2
Elect Sergey Brin
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.3
Elect Eric E. Schmidt
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.4
Elect L. John Doerr
Mgmt
Voted
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.5
Elect Roger W. Ferguson, Jr.
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.6
Elect Diane B. Greene
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.7
Elect John L. Hennessy
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.8
Elect Ann Mather
Mgmt
Voted
For
Withhold
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.9
Elect Alan R. Mulally
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.10
Elect Paul S. Otellini
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.11
Elect K. Ram Shriram
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
1.12
Elect Shirley M. Tilghman
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
2
Ratification of Auditor
Mgmt
Voted
For
For
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
3
Amendment to the 2012 Stock Plan
Mgmt
Voted
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
6
Shareholder Proposal Regarding Recapitalization
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
7
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
8
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
9
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Alphabet Inc.
GOOGL
02079K305
6/7/2017
10
Shareholder Proposal Regarding Charitable Contributions Report
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
11
Shareholder Proposal Regarding Holy Land Principles
ShrHoldr
Voted
Against
Against
For
Alphabet Inc.
GOOGL
02079K305
6/7/2017
12
Shareholder Proposal Regarding False News
ShrHoldr
Voted
Against
Against
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 85% Withhold 15%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 86% Withhold 14%
For
Alpine Global Dynamic Dividend Fund
AGD
02082E205
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 40% Against 58% Abstain 2%
Against
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 97% Withhold 3%
For
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 96% Withhold 4%
For
Alpine Global Dynamic Dividend Fund
AGD
021060207
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 55% Against 43% Abstain 2%
Against
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
1.1
Elect Eleanor T Hoagland
Mgmt
Voted
For
For 98% Withhold 2%
For
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
1.2
Elect Jeffrey E. Wacksman
Mgmt
Voted
For
For 97% Withhold 3%
For
Alpine Global Premier Properties Fund
AGD
02083A103
5/9/2017
2
Transaction of Other Business
Mgmt
Voted
For
For 29% Against 69% Abstain 2%
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
1
Elect Jeffrey P. Bezos
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
2
Elect Tom A. Alberg
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
3
Elect John Seely Brown
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
4
Elect Jamie S. Gorelick
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
5
Elect Daniel P. Huttenlocher
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
6
Elect Judith A. McGrath
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
7
Elect Jonathan J. Rubinstein
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
8
Elect Thomas O. Ryder
Mgmt
Voted
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
9
Elect Patricia Q. Stonesifer
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
10
Elect Wendell P. Weeks
Mgmt
Voted
For
Against
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
14
Amendment to the 1997 Stock Incentive Plan
Mgmt
Voted
For
For
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
15
Shareholder Proposal Regarding Report on Use of Criminal Background Checks in Hiring Decisions
ShrHoldr
Voted
Against
For
Against
Amazon.com, Inc.
AMZN
023135106
5/23/2017
16
Shareholder Proposal Regarding Linking Executive Pay to Sustainability
ShrHoldr
Voted
Against
Against
For
Amazon.com, Inc.
AMZN
023135106
5/23/2017
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
1
Elect Nicholas K. Akins
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
2
Elect David J. Anderson
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
3
Elect J. Barnie Beasley, Jr.
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
4
Elect Ralph D. Crosby, Jr.
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
5
Elect Linda A. Goodspeed
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
6
Elect Thomas E. Hoaglin
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
7
Elect Sandra Beach Lin
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
8
Elect Richard C. Notebaert
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
9
Elect Lionel L. Nowell, III
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
10
Elect Stephen S. Rasmussen
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
11
Elect Oliver G. Richard, III
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
12
Elect Sara Martinez Tucker
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
13
Reapprove the Material Terms of the Senior Officer Incentive Plan
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
Against
Against
American Electric Power Company, Inc.
AEP
025537101
4/25/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
American Tower Corporation
AMT
03027X100
5/31/2017
1
Elect Gustavo Lara Cantu
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
2
Elect Raymond P. Dolan
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
3
Elect Robert D. Hormats
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
4
Elect Craig Macnab
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
5
Elect JoAnn A. Reed
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
6
Elect Pamela D.A. Reeve
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
7
Elect David E. Sharbutt
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
8
Elect James D. Taiclet, Jr.
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
9
Elect Samme L. Thompson
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
10
Ratification of Auditor
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
11
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
American Tower Corporation
AMT
03027X100
5/31/2017
12
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AMGEN Inc.
AMGN
031162100
5/19/2017
1
Elect David Baltimore
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
2
Elect Robert A. Bradway
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
3
Elect Francois de Carbonnel
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
4
Elect Robert A. Eckert
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
5
Elect Greg C. Garland
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
6
Elect Fred Hassan
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
7
Elect Rebecca M. Henderson
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
8
Elect Frank C. Herringer
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
9
Elect Charles M. Holley
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
10
Elect Tyler Jacks
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
11
Elect Ellen J. Kullman
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
12
Elect Ronald D. Sugar
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
13
Elect R. Sanders Williams
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
AMGEN Inc.
AMGN
031162100
5/19/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AMGEN Inc.
AMGN
031162100
5/19/2017
17
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
1
Elect Anthony R. Chase
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
2
Elect David E. Constable
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
3
Elect H. Paulett Eberhart
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
4
Elect Claire S. Farley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
5
Elect Peter J. Fluor
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
6
Elect Richard L. George
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
7
Elect Joseph W. Gorder
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
8
Elect John R. Gordon
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
9
Elect Sean Gourley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
10
Elect Mark C. McKinley
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
11
Elect Eric D. Mullins
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
12
Elect R. A. Walker
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
13
Ratification of Auditor
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
14
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Anadarko Petroleum Corporation
APC
032511107
5/10/2017
15
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Anthem, Inc.
ANTM
036752103
5/18/2017
1
Elect R. Kerry Clark
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
2
Elect Robert L. Dixon, Jr.
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
4
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
5
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Anthem, Inc.
ANTM
036752103
5/18/2017
6
Amendments to Articles to Allow Shareholders to Amend Bylaws
Mgmt
Voted
For
For
For
Anthem, Inc.
ANTM
036752103
5/18/2017
7
Approval of the 2017 Anthem Incentive Compensation Plan
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
1
Elect Lester B. Knight
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
2
Elect Gregory C. Case
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
3
Elect Jin-Yong Cai
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
4
Elect Fulvio Conti
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
5
Elect Cheryl Francis
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
6
Elect J. Michael Losh
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
7
Elect Robert S. Morrison
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
8
Elect Richard B. Myers
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
9
Elect Richard C. Notebaert
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
10
Elect Gloria Santona
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
11
Elect Carolyn Y. Woo
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Aon plc
AON
G0408V102
6/23/2017
14
Remuneration Policy (Binding)
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
15
Remuneration Report (Advisory)
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
16
Accounts and Reports
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
18
Ratification of Statutory Auditor
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
19
Authority to Set Auditor's Fees
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
20
Approval of Share Repurchase Contracts and

Repurchase Counterparties
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
21
Authority to Issue Shares w/ or w/o Preemptive Rights
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
22
Authority to Issue Shares w/o Preemptive Rights
Mgmt
Voted
For
For
For
Aon plc
AON
G0408V102
6/23/2017
23
Authorisation of Political Donations
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
1
Elect Alan L. Boeckmann
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
2
Elect Terrell K. Crews
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
3
Elect Pierre Dufour
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
4
Elect Donald E. Felsinger
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
5
Elect Suzan F. Harrison
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
6
Elect Juan R. Luciano
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
7
Elect Patrick J. Moore
Mgmt
Voted
For
Against
Against
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
8
Elect Francisco Sanchez
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
9
Elect Debra A. Sandler
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
10
Elect Daniel Shih
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
11
Elect Kelvin R. Westbrook
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
12
Ratification of Auditor
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Archer-Daniels-Midland Company
ADM
039483102
5/4/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.1
Elect Robert F. Gunia
Mgmt
Voted
For
For 82% Withhold 18%
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.2
Elect Nicholas T. Sibley
Mgmt
Voted
For
For 4% Withhold 96%
For
Asia Pacific Fund Inc
APB
044901106
8/17/2016
1.3
Elect Christopher Sykes
Mgmt
Voted
For
For 82% Withhold 18%
For
AT&T Inc.
T
00206R102
4/28/2017
1
Elect Randall L. Stephenson
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
2
Elect Samuel A. Di Piazza, Jr.
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
3
Elect Richard W. Fisher
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
4
Elect Scott T. Ford
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
5
Elect Glenn H. Hutchins
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
6
Elect William E. Kennard
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
7
Elect Michael B. McCallister
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
8
Elect Beth E. Mooney
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
9
Elect Joyce M. Roche
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
10
Elect Matthew K. Rose
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
11
Elect Cindy B. Taylor
Mgmt
Voted
For
Against
Against
AT&T Inc.
T
00206R102
4/28/2017
12
Elect Laura D'Andrea Tyson
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
13
Elect Geoffrey Y. Yang
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
14
Ratification of Auditor
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
AT&T Inc.
T
00206R102
4/28/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
AT&T Inc.
T
00206R102
4/28/2017
17
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
Against
For
AT&T Inc.
T
00206R102
4/28/2017
18
Shareholder Proposal Regarding Lobbying Report
ShrHoldr
Voted
Against
For
Against
AT&T Inc.
T
00206R102
4/28/2017
19
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
AT&T Inc.
T
00206R102
4/28/2017
20
Shareholder Proposal Regarding Lowering Threshold for Right to Act by Written Consent
ShrHoldr
Voted
Against
For
Against
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.1
Elect Peter Bisson
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.2
Elect Richard T. Clark
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.3
Elect Eric C. Fast
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.4
Elect Linda R. Gooden
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.5
Elect Michael P. Gregoire
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.6
Elect R. Glenn Hubbard
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.7
Elect John P. Jones
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.8
Elect William J. Ready
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.9
Elect Carlos A. Rodriguez
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
1.10
Elect Sandra S. Wijnberg
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Automatic Data Processing, Inc.
ADP
053015103
11/8/2016
3
Ratification of Auditor
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
1
Elect Gregory D. Brenneman
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
2
Elect Clarence P. Cazalot, Jr.
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
3
Elect Martin S. Craighead
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
4
Elect William H. Easter III
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
5
Elect Lynn L. Elsenhans
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
6
Elect Anthony G. Fernandes
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
7
Elect Claire W. Gargalli
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
8
Elect Pierre J. Jungels
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
9
Elect James A. Lash
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
10
Elect J. Larry Nichols
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
11
Elect James W. Stewart
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
12
Elect Charles L. Watson
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
13
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
14
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
15
Ratification of Auditor
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
4/27/2017
16
Shareholder Proposal Regarding Counting Abstentions
ShrHoldr
Voted
Against
Against
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
1
Merger
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
2
Right to Adjourn Meeting
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
3
Advisory Vote on Golden Parachutes
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
4
Approval of the 2017 Long-Term Incentive Plan
Mgmt
Voted
For
For
For
Baker Hughes Incorporated
BHI
057224107
6/30/2017
5
Approval of Performance Terms under the STI Plan and LTI Plan
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
1
Elect Sharon L. Allen
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
2
Elect Susan S. Bies
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
3
Elect Jack O. Bovender, Jr.
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
4
Elect Frank P. Bramble, Sr.
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
5
Elect Pierre J. P. de Weck
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
6
Elect Arnold W. Donald
Mgmt
Voted
For
Against
Against
Bank of America Corporation
BAC
060505104
4/26/2017
7
Elect Linda P. Hudson
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
8
Elect Monica C. Lozano
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
9
Elect Thomas J. May
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
10
Elect Brian T. Moynihan
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
11
Elect Lionel L. Nowell, III
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
12
Elect Michael D. White
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
13
Elect Thomas D. Woods
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
14
Elect R. David Yost
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
15
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
16
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Bank of America Corporation
BAC
060505104
4/26/2017
17
Ratification of Auditor
Mgmt
Voted
For
For
For
Bank of America Corporation
BAC
060505104
4/26/2017
18
Shareholder Proposal Regarding Amendment to Clawback Policy
ShrHoldr
Voted
Against
Against
For
Bank of America Corporation
BAC
060505104
4/26/2017
19
Shareholder Proposal Regarding Study Session to Address Divestiture of Non-Core Banking Assets
ShrHoldr
Voted
Against
Against
For
Bank of America Corporation
BAC
060505104
4/26/2017
20
Shareholder Proposal Regarding Independent Board Chair
ShrHoldr
Voted
Against
For
Against
Bank of America Corporation
BAC
060505104
4/26/2017
21
Shareholder Proposal Regarding Gender Pay Equity Report
ShrHoldr
Voted
Against
For
Against
Baxter International Inc.
BAX
071813109
5/2/2017
1
Elect Jose E. Almeida
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
2
Elect Thomas F. Chen
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
3
Elect John D. Forsyth
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
4
Elect Munib Islam
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
5
Elect Michael F. Mahoney
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
6
Elect Carole J. Shapazian
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
7
Elect Thomas T. Stallkamp
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
8
Elect Albert P.L. Stroucken
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
9
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
10
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Baxter International Inc.
BAX
071813109
5/2/2017
11
Ratification of Auditor
Mgmt
Voted
For
For
For
Baxter International Inc.
BAX
071813109
5/2/2017
12
Shareholder Proposal Regarding Amendments to Proxy Access Bylaw
ShrHoldr
Voted
Against
Against
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.1
Elect Warren E. Buffett
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.2
Elect Charles T. Munger
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.3
Elect Howard G. Buffett
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.4
Elect Stephen B. Burke
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.5
Elect Susan L. Decker
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.6
Elect William H. Gates III
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.7
Elect David S. Gottesman
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.8
Elect Charlotte Guyman
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.9
Elect Thomas S. Murphy
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.10
Elect Ronald L. Olson
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.11
Elect Walter Scott, Jr.
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
1.12
Elect Meryl B. Witmer
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
2
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
3
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
3 Years
1 Year
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
4
Shareholder Proposal Regarding Political Contributions and Expenditures Report
ShrHoldr
Voted
Against
For
Against
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
5
Shareholder Proposal Regarding Methane Emissions Report
ShrHoldr
Voted
Against
Against
For
Berkshire Hathaway Inc.
BRK.A
084670702
5/6/2017
6
Shareholder Proposal Regarding Fossil Fuel Divestment
ShrHoldr
Voted
Against
Against
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.1
Elect Catherine A. Lynch
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.2
Elect Richard E. Cavanagh
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.3
Elect Cynthia L. Egan
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.4
Elect Jerrold B. Harris
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Floating Rate Income Trust
BGT
09258G104
7/26/2016
1.5
Elect Barbara G. Novick
Mgmt
Voted
For
For 80% Withhold 20%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.1
Elect Catherine A. Lynch
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.2
Elect Richard E. Cavanagh
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.3
Elect Cynthia L. Egan
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.4
Elect Jerrold B. Harris
Mgmt
Voted
For
For 96% Withhold 4%
For
BlackRock Municipal 2020 Term Trust
BCX
09257A108
7/26/2016
1.5
Elect Barbara G. Novick
Mgmt
Voted
For
For 96% Withhold 4%
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
1
Elect Peter J. Arduini
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
2
Elect Robert J. Bertolini
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
3
Elect Giovanni Caforio
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
4
Elect Matthew W. Emmens
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
5
Elect Laurie H. Glimcher
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
6
Elect Michael Grobstein
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
7
Elect Alan J. Lacy
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
8
Elect Dinesh Paliwal
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
9
Elect Theodore R. Samuels
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
10
Elect Gerald Storch
Mgmt
Voted
For
Against
Against
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
11
Elect Vicki L. Sato
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
12
Advisory Vote on Executive Compensation
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
13
Frequency of Advisory Vote on Executive Compensation
Mgmt
Voted
1 Year
1 Year
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
14
Amendment to the 2012 Stock Award and Incentive Plan for the Purposes of Section 162(m)
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
15
Amendment to the 2012 Stock Award and Incentive Plan
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108
5/2/2017
16
Ratification of Auditor
Mgmt
Voted
For
For
For
Bristol-Myers Squibb Company
BMY
110122108