X0306 5 2018-07-31 0 1 1 0001276533 NUVEEN FLOATING RATE INCOME FUND JFR 0000813913 KNIGHTS OF COLUMBUS 1 COLUMBUS PLAZA NEW HAVEN CT 06510 0 0 1 0 Preferred Stock 67072TAD0 3 55000000 D Preferred Stock 67072TAD0 2017-01-13 4 S 0 L 4000 1001.00 D 51000000 D Knights of Columbus became a beneficial owner of these securities as of December 22, 2016, which made Knights of Columbus subject to Section 16 as a 10% holder based upon 90,200 shares of Term Preferred Shares outstanding as of January 31, 2017, as set forth in the issuer's financial statements contained in its semi-annual report to shareholders for the period ended January 31, 2017, as filed with the Securities and Exchange Commission on April 4, 2017. /s/ Gilles Marchand, Vice President 2018-10-10